Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 23, 2017 Filed Aug 25, 2017 12:41 UTC |
Raphael Joanne HSVP, GC & Corp Sec
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 35,651 | $0.00 Strike: $23.20 | $0.00 |
DisclosureSEC source: 0001209191-17-050242 · doc4.xml · derivative · entry 4 Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,651 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This Form 4 report reflects the exercise of 35,651 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated March 6, 2017. F3 · derivative.exercise_date: Represents the exercise of 35,651 stock options that vested in three installments on January 27, 2012, January 27, 2013 and January 27, 2014. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 12:41 UTC |
Raphael Joanne HSVP, GC & Corp Sec
|
SaleCommon Stock | 35,651 | $39.50 | $1,408,214.50 |
DisclosureSEC source: 0001209191-17-050242 · doc4.xml · nonDerivative · entry 2 Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,799 F1 · kind: This Form 4 report reflects the exercise of 35,651 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated March 6, 2017. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 12:41 UTC |
Raphael Joanne HSVP, GC & Corp Sec
|
Exercise / conversionCommon Stock | 35,651 | $23.20 | $827,103.20 |
DisclosureSEC source: 0001209191-17-050242 · doc4.xml · nonDerivative · entry 1 Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,450 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This Form 4 report reflects the exercise of 35,651 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated March 6, 2017. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 18:02 UTC |
Sorgi VincentSr. Vice President and CFO
|
SaleCommon Stock | 5,600 | $39.00 | $218,400.00 |
DisclosureSEC source: 0001209191-17-047844 · doc4.xml · nonDerivative · entry 1 Sorgi Vincent · CIK 0001488215 · Sr. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97.037 F1 · kind: This Form 4 report reflects the sale of previously vested restricted stock units pursuant to a 10b5-1 plan, dated May 26, 2017. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 18:01 UTC |
Bergstein Joseph P JrVP-IR and Treasurer
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 2,983 | $0.00 Strike: $24.75 | $0.00 |
DisclosureSEC source: 0001209191-17-047843 · doc4.xml · derivative · entry 5 Bergstein Joseph P Jr · CIK 0001661030 · VP-IR and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,983 shares Expires 2022-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This Form 4 report reflects the exercise of 2,983 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated June 5, 2017. F3 · derivative.exercise_date: Represents the exercise of 2,983 stock options that vested in three installments on June 1, 2013, June 1, 2014 and June 1, 2015. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 18:01 UTC |
Bergstein Joseph P JrVP-IR and Treasurer
|
SaleCommon Stock | 2,983 | $39.00 | $116,337.00 |
DisclosureSEC source: 0001209191-17-047843 · doc4.xml · nonDerivative · entry 2 Bergstein Joseph P Jr · CIK 0001661030 · VP-IR and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,191.653 F1 · kind: This Form 4 report reflects the exercise of 2,983 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated June 5, 2017. F2 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 18:01 UTC |
Bergstein Joseph P JrVP-IR and Treasurer
|
Exercise / conversionCommon Stock | 2,983 | $24.75 | $73,829.25 |
DisclosureSEC source: 0001209191-17-047843 · doc4.xml · nonDerivative · entry 1 Bergstein Joseph P Jr · CIK 0001661030 · VP-IR and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,174.653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This Form 4 report reflects the exercise of 2,983 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated June 5, 2017. F2 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 14:58 UTC |
Bergstein Joseph P JrVP-IR and Treasurer
|
SaleCommon Stock | 2,929 | $38.55 | $112,912.95 |
DisclosureSEC source: 0001209191-17-046266 · doc4.xml · nonDerivative · entry 1 Bergstein Joseph P Jr · CIK 0001661030 · VP-IR and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,191.653 F1 · kind: This Form 4 report reflects the sale of previously vested restricted stock units pursuant to a 10b5-1 plan, dated June 5, 2017. F2 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 13:36 UTC |
DE LIMA ARMANDO ZAGALODirector
|
GrantStock Unit (DDCP) · Derivative | 1,534.744 | $38.28 | $58,750.00 |
DisclosureSEC source: 0001209191-17-043886 · doc4.xml · derivative · entry 1 DE LIMA ARMANDO ZAGALO · CIK 0001274560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,480.723 Underlying: Common Stock · 1,534.744 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 13:35 UTC |
Williamson Keith HDirector
|
GrantStock Unit (DDCP) · Derivative | 849.007 | $38.28 | $32,499.99 |
DisclosureSEC source: 0001209191-17-043885 · doc4.xml · derivative · entry 1 Williamson Keith H · CIK 0001336916 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,759.526 Underlying: Common Stock · 849.007 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 13:32 UTC |
von Althann NaticaDirector
|
GrantStock Unit (DDCP) · Derivative | 849.007 | $38.28 | $32,499.99 |
DisclosureSEC source: 0001209191-17-043884 · doc4.xml · derivative · entry 1 von Althann Natica · CIK 0001477502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,435.897 Underlying: Common Stock · 849.007 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 13:30 UTC |
Madabhushi Venkata RDirector
|
GrantStock Unit (DDCP) · Derivative | 849.007 | $38.28 | $32,499.99 |
DisclosureSEC source: 0001209191-17-043882 · doc4.xml · derivative · entry 1 Madabhushi Venkata R · CIK 0001462769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,189.919 Underlying: Common Stock · 849.007 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 13:31 UTC |
ROGERSON CRAIG ADirector
|
GrantStock Unit (DDCP) · Derivative | 1,280.041 | $38.28 | $48,999.97 |
DisclosureSEC source: 0001209191-17-043883 · doc4.xml · derivative · entry 1 ROGERSON CRAIG A · CIK 0001236555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,152.308 Underlying: Common Stock · 1,280.041 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 13:28 UTC |
ELLIOTT STEVEN GDirector
|
GrantStock Unit (DDCP) · Derivative | 849.007 | $38.28 | $32,499.99 |
DisclosureSEC source: 0001209191-17-043881 · doc4.xml · derivative · entry 1 ELLIOTT STEVEN G · CIK 0001180506 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,857.611 Underlying: Common Stock · 849.007 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 13:26 UTC |
CONWAY JOHN WDirector
|
GrantStock Unit (DDCP) · Derivative | 849.007 | $38.28 | $32,499.99 |
DisclosureSEC source: 0001209191-17-043880 · doc4.xml · derivative · entry 1 CONWAY JOHN W · CIK 0001199461 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,110.615 Underlying: Common Stock · 849.007 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 13:25 UTC |
Adkins Rodney CDirector
|
GrantStock Unit (DDCP) · Derivative | 849.007 | $38.28 | $32,499.99 |
DisclosureSEC source: 0001209191-17-043879 · doc4.xml · derivative · entry 1 Adkins Rodney C · CIK 0001400395 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,627.504 Underlying: Common Stock · 849.007 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 17:00 UTC |
Dudkin Gregory NPresident of a PPL Subsidiary
|
SaleCommon Stock | 8,228 | $39.55 | $325,417.40 |
DisclosureSEC source: 0001209191-17-041015 · doc4.xml · nonDerivative · entry 3 Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,562.209 F2 · kind: Represents the sale of 8,228 shares of common stock pursuant to a 10b5-1 plan, dated February 9, 2017. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 17:00 UTC |
Dudkin Gregory NPresident of a PPL Subsidiary
|
Exercise / conversionStock Unit (ICPKE) · Derivative | 16,131 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-041015 · doc4.xml · derivative · entry 5 Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,131 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The units vested on June 16, 2017. F4 · derivative.expiration_date: The units vested on June 16, 2017. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 17:00 UTC |
Dudkin Gregory NPresident of a PPL Subsidiary
|
Tax withholdingCommon Stock | 7,903 | $39.49 | $312,089.47 |
DisclosureSEC source: 0001209191-17-041015 · doc4.xml · nonDerivative · entry 2 Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,790.209 F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE). Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 17:00 UTC |
Dudkin Gregory NPresident of a PPL Subsidiary
|
Exercise / conversionCommon Stock | 16,131 | $39.49 | $637,013.19 |
DisclosureSEC source: 0001209191-17-041015 · doc4.xml · nonDerivative · entry 1 Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,693.209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 17:20 UTC |
Sorgi VincentSr. Vice President and CFO
|
GiftCommon Stock | 5,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039059 · doc4.xml · nonDerivative · entry 1 Sorgi Vincent · CIK 0001488215 · Sr. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,697.037 Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 19:46 UTC |
DE LIMA ARMANDO ZAGALODirector
|
GrantStock Unit (DDCP) · Derivative | 1,583.132 | $37.11 | $58,750.03 |
DisclosureSEC source: 0001209191-17-025552 · doc4.xml · derivative · entry 1 DE LIMA ARMANDO ZAGALO · CIK 0001274560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,721.838 Underlying: Common Stock · 1,583.132 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 19:45 UTC |
Williamson Keith HDirector
|
GrantStock Unit (DDCP) · Derivative | 875.775 | $37.11 | $32,500.01 |
DisclosureSEC source: 0001209191-17-025551 · doc4.xml · derivative · entry 1 Williamson Keith H · CIK 0001336916 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,329.274 Underlying: Common Stock · 875.775 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 19:44 UTC |
von Althann NaticaDirector
|
GrantStock Unit (DDCP) · Derivative | 875.775 | $37.11 | $32,500.01 |
DisclosureSEC source: 0001209191-17-025549 · doc4.xml · derivative · entry 1 von Althann Natica · CIK 0001477502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,223.43 Underlying: Common Stock · 875.775 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 19:42 UTC |
ROGERSON CRAIG ADirector
|
GrantStock Unit (DDCP) · Derivative | 1,320.399 | $37.11 | $49,000.01 |
DisclosureSEC source: 0001209191-17-025547 · doc4.xml · derivative · entry 1 ROGERSON CRAIG A · CIK 0001236555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,179.066 Underlying: Common Stock · 1,320.399 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 19:36 UTC |
Madabhushi Venkata RDirector
|
GrantStock Unit (DDCP) · Derivative | 875.775 | $37.11 | $32,500.01 |
DisclosureSEC source: 0001209191-17-025546 · doc4.xml · derivative · entry 1 Madabhushi Venkata R · CIK 0001462769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,061.671 Underlying: Common Stock · 875.775 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 19:30 UTC |
ELLIOTT STEVEN GDirector
|
GrantStock Unit (DDCP) · Derivative | 875.775 | $37.11 | $32,500.01 |
DisclosureSEC source: 0001209191-17-025541 · doc4.xml · derivative · entry 1 ELLIOTT STEVEN G · CIK 0001180506 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,691.903 Underlying: Common Stock · 875.775 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 19:24 UTC |
CONWAY JOHN WDirector
|
GrantStock Unit (DDCP) · Derivative | 875.775 | $37.11 | $32,500.01 |
DisclosureSEC source: 0001209191-17-025532 · doc4.xml · derivative · entry 1 CONWAY JOHN W · CIK 0001199461 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,961.845 Underlying: Common Stock · 875.775 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 19:23 UTC |
Adkins Rodney CDirector
|
GrantStock Unit (DDCP) · Derivative | 875.775 | $37.11 | $32,500.01 |
DisclosureSEC source: 0001209191-17-025530 · doc4.xml · derivative · entry 1 Adkins Rodney C · CIK 0001400395 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,658.2 Underlying: Common Stock · 875.775 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| March 23, 2017 Filed Mar 27, 2017 14:43 UTC |
Symons Robert AChief Exec of a PPL Subsidiary
|
SaleCommon Stock | 12,703 | $37.60 | $477,632.80 |
DisclosureSEC source: 0001209191-17-022884 · doc4.xml · nonDerivative · entry 1 Symons Robert A · CIK 0001594463 · Chief Exec of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.59 F1 · kind: This Form 4 report reflects the sale of previously vested restricted stock units pursuant to a 10b5-1 plan, dated February 2, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 18:48 UTC |
Breininger Stephen KVice President & Controller
|
Exercise / conversionStock Unit (ICPKE) · Derivative | 2,743 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017172 · doc4.xml · derivative · entry 5 Breininger Stephen K · CIK 0001610589 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,743 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The units vested on March 1, 2017. F3 · derivative.expiration_date: The units vested on March 1, 2017. F2 · derivative.underlying_shares: Total includes the reinvestment of dividends. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 18:48 UTC |
Breininger Stephen KVice President & Controller
|
Tax withholdingCommon Stock | 873 | $36.73 | $32,065.29 |
DisclosureSEC source: 0001209191-17-017172 · doc4.xml · nonDerivative · entry 2 Breininger Stephen K · CIK 0001610589 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,179 F1 · kind: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE). Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 18:48 UTC |
Breininger Stephen KVice President & Controller
|
Exercise / conversionCommon Stock | 2,743 | $36.73 | $100,750.39 |
DisclosureSEC source: 0001209191-17-017172 · doc4.xml · nonDerivative · entry 1 Breininger Stephen K · CIK 0001610589 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,052 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 18:45 UTC |
Bergstein Joseph P JrVP-IR and Treasurer
|
Exercise / conversionStock Unit (ICPKE) · Derivative | 2,796 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017164 · doc4.xml · derivative · entry 5 Bergstein Joseph P Jr · CIK 0001661030 · VP-IR and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,796 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The units vested on March 1, 2017. F3 · derivative.expiration_date: The units vested on March 1, 2017. F2 · derivative.underlying_shares: Total includes the reinvestment of dividends. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 18:45 UTC |
Bergstein Joseph P JrVP-IR and Treasurer
|
Tax withholdingCommon Stock | 890 | $36.73 | $32,689.70 |
DisclosureSEC source: 0001209191-17-017164 · doc4.xml · nonDerivative · entry 2 Bergstein Joseph P Jr · CIK 0001661030 · VP-IR and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,049 F1 · kind: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE). Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 18:45 UTC |
Bergstein Joseph P JrVP-IR and Treasurer
|
Exercise / conversionCommon Stock | 2,796 | $36.73 | $102,697.08 |
DisclosureSEC source: 0001209191-17-017164 · doc4.xml · nonDerivative · entry 1 Bergstein Joseph P Jr · CIK 0001661030 · VP-IR and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,939 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 19:13 UTC |
Staffieri Victor AChairman of a PPL Subsidiary
|
SaleCommon Stock | 10,706 | $36.76 | $393,541.85 |
DisclosureSEC source: 0001209191-17-016401 · doc4.xml · nonDerivative · entry 1 Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Represents the sale of 10,706 shares of common stock pursuant to a 10b5-1 plan, dated August 10, 2016. F2 · price: The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. F3 · price: Represents the weighted average sales price for price increments ranging from $36.570 to $36.875. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 19:12 UTC |
SPENCE WILLIAM HChairman, President and CEO
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SaleCommon Stock | 40,123 | $36.94 | $1,482,143.62 |
DisclosureSEC source: 0001209191-17-016400 · doc4.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,456.906 F1 · kind: Represents the sale of 40,123 shares of common stock pursuant to a 10b5-1 plan, dated April 29, 2016. F2 · price: Represents the weighted average sales price for price increments ranging from $36.840 to $37.005. F3 · price: The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. F4 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 19:10 UTC |
Raphael Joanne HSVP, GC & Corp Sec
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SaleCommon Stock | 4,035 | $36.57 | $147,559.95 |
DisclosureSEC source: 0001209191-17-016398 · doc4.xml · nonDerivative · entry 1 Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,799 F1 · kind: Represents the sale of 4,035 shares of common stock pursuant to a 10b5-1 plan, dated April 29, 2016. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 19:11 UTC |
Sorgi VincentSr. Vice President and CFO
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SaleCommon Stock | 10,708 | $37.00 | $396,196.00 |
DisclosureSEC source: 0001209191-17-016399 · doc4.xml · nonDerivative · entry 1 Sorgi Vincent · CIK 0001488215 · Sr. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,181.037 F1 · kind: Represents the sale of 10,708 shares of common stock pursuant to a 10b5-1 plan, dated December 15, 2016. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 18:40 UTC |
Thompson Paul WPresident of a PPL Subsidiary
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SaleCommon Stock | 100 | $36.01 | $3,601.00 |
DisclosureSEC source: 0001209191-17-013088 · doc4.xml · nonDerivative · entry 3 Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,573 F1 · kind: Represents the sale of 6,454 shares of common stock pursuant to a 10b5-1 plan, dated June 3, 2016. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 18:40 UTC |
Thompson Paul WPresident of a PPL Subsidiary
|
SaleCommon Stock | 400 | $36.01 | $14,402.00 |
DisclosureSEC source: 0001209191-17-013088 · doc4.xml · nonDerivative · entry 2 Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,673 F1 · kind: Represents the sale of 6,454 shares of common stock pursuant to a 10b5-1 plan, dated June 3, 2016. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 18:40 UTC |
Thompson Paul WPresident of a PPL Subsidiary
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SaleCommon Stock | 5,954 | $36.00 | $214,344.00 |
DisclosureSEC source: 0001209191-17-013088 · doc4.xml · nonDerivative · entry 1 Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,073 F1 · kind: Represents the sale of 6,454 shares of common stock pursuant to a 10b5-1 plan, dated June 3, 2016. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 18:40 UTC |
Thompson Paul WPresident of a PPL Subsidiary
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GrantStock Unit (SIP) · Derivative | 8,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013088 · doc4.xml · derivative · entry 4 Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,262 Underlying: Common Stock · 8,262 shares Expires not disclosed F2 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date. F3 · derivative.exercise_date: The units will vest on 02/17/2020. F3 · derivative.expiration_date: The units will vest on 02/17/2020. F4 · balance_after: As of 02/22/2017, total restricted stock units beneficially owned is 29,744. This total includes the 01/22/2015 grant of 8,668 restricted stock units, 01/21/2016 grant of 8,478 restricted stock units, 01/03/2017 grant of 4,336 restricted stock units and the 02/17/2017 grant of 8,262 restricted stock units. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 18:40 UTC |
Symons Robert AChief Exec of a PPL Subsidiary
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GrantStock Unit (SIP) · Derivative | 10,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013087 · doc4.xml · derivative · entry 1 Symons Robert A · CIK 0001594463 · Chief Exec of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,502 Underlying: Common Stock · 10,502 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date. F2 · derivative.exercise_date: The units will vest on 02/17/2020. F2 · derivative.expiration_date: The units will vest on 02/17/2020. F3 · balance_after: As of 02/22/2017, total restricted stock units beneficially owned is 35,360.929. This total includes the 01/22/2015 grant of 11,031.404 restricted stock units, 01/21/2016 grant of 9,694.525 restricted stock units and the 01/26/2017 grant of 4,133 restricted stock units, plus in the case of the 01/22/2015 and 01/21/2016 grants, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 02/17/2017 grant of 10,502 restricted stock units. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 18:39 UTC |
Staffieri Victor AChairman of a PPL Subsidiary
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GrantStock Unit (SIP) · Derivative | 22,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013086 · doc4.xml · derivative · entry 1 Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,951 Underlying: Common Stock · 22,951 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date. F2 · derivative.exercise_date: The units will vest on 02/17/2020. F2 · derivative.expiration_date: The units will vest on 02/17/2020. F3 · balance_after: As of 02/22/2017, total restricted stock units beneficially owned is 84,272.986. This total includes the 01/22/2015 grant of 27,829.174 restricted stock units, 01/21/2016 grant of 25,240.812 restricted stock units and the 01/26/2017 grant of 8,252 restricted stock units, plus in the case of the 01/22/2015 and 01/21/2016 grants, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 02/17/2017 grant of 22,951 restricted stock units. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 18:16 UTC |
Sorgi VincentSr. Vice President and CFO
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GrantStock Unit (SIP) · Derivative | 16,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013080 · doc4.xml · derivative · entry 1 Sorgi Vincent · CIK 0001488215 · Sr. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,975 Underlying: Common Stock · 16,975 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date. F2 · derivative.exercise_date: The units will vest on 02/17/2020. F2 · derivative.expiration_date: The units will vest on 02/17/2020. F3 · balance_after: As of 02/22/2017, total restricted stock units beneficially owned is 55,131.623. This total includes the 01/22/2015 grant of 13,968.07 restricted stock units, 01/21/2016 grant of 17,779.553 and the 01/26/2017 grant of 6,409 restricted stock units, plus in the case of the 01/22/2015 and 01/21/2016 grants, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 02/17/2017 grant of 16,975 restricted stock units. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 18:17 UTC |
SPENCE WILLIAM HChairman, President and CEO
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GrantStock Unit (SIP) · Derivative | 84,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013081 · doc4.xml · derivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,074 Underlying: Common Stock · 84,074 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date. F2 · derivative.exercise_date: The units will vest on 02/17/2020. F2 · derivative.expiration_date: The units will vest on 02/17/2020. F3 · balance_after: As of 02/22/2017, total restricted stock units beneficially owned is 303,950.239. This total includes the 01/22/2015 grant of 99,439.301 restricted stock units, 01/21/2016 grant of 90,208.938 restricted stock units and the 01/26/2017 grant of 30,228 restricted stock units, plus in the case of the 01/22/2015 and 01/21/2016 grants, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 02/17/2017 grant of 84,074 restricted stock units. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 18:16 UTC |
Raphael Joanne HSVP, GC & Corp Sec
|
GrantStock Unit (SIP) · Derivative | 12,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013079 · doc4.xml · derivative · entry 1 Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,260 Underlying: Common Stock · 12,260 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date. F2 · derivative.exercise_date: The units will vest on 02/17/2020. F2 · derivative.expiration_date: The units will vest on 02/17/2020. F3 · balance_after: As of 02/22/2017, total restricted stock units beneficially owned is 35,434.659. This total includes the 01/22/2015 grant of 7,281 restricted stock units, 01/21/2016 grant of 11,343.659 restricted stock units and the 01/26/2017 grant of 4,550 restricted stock units, plus in the case of the 01/21/2016 grant, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 02/17/2017 grant of 12,260 restricted stock units. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 18:14 UTC |
Dudkin Gregory NPresident of a PPL Subsidiary
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GrantStock Unit (SIP) · Derivative | 15,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013078 · doc4.xml · derivative · entry 1 Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,289 Underlying: Common Stock · 15,289 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date. F2 · derivative.exercise_date: The units will vest on 02/17/2020. F2 · derivative.expiration_date: The units will vest on 02/17/2020. F3 · balance_after: As of 02/22/2017, total restricted stock units beneficially owned is 62,686.122. This total includes the 03/01/2011 grant of 16,131 restricted stock units, 01/22/2015 grant of 13,168.535 restricted stock units, 01/21/2016 grant of 12,600.587 restricted stock units and the 01/26/2017 grant of 5,497 restricted stock units, plus in the case of the 01/22/2015 and 01/21/2016 grants, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 02/17/2017 grant of 15,289 restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.