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PPL

PPL Corp

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Tapewire entity
346
SEC CIK
0000922224
Parsed reports
750

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 25, 2018 Filed Jan 29, 2018 20:33 UTC
Henninger Tadd JVice President and Treasurer
GrantPerformance Stock Unit (SIP) · Derivative 1,612 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005807 · doc4.xml · derivative · entry 2

Henninger Tadd J · CIK 0001726245 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,612

Underlying: Common Stock · 1,612 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F5 · balance_after: As of 01/29/2018, total performance units beneficially owned is 3,224. This total includes the 01/25/2018 grants of 1,612 and 1,612 performance units.

Read SEC document
January 25, 2018 Filed Jan 29, 2018 20:33 UTC
Henninger Tadd JVice President and Treasurer
GrantStock Unit (SIP) · Derivative 806 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005807 · doc4.xml · derivative · entry 1

Henninger Tadd J · CIK 0001726245 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 806

Underlying: Common Stock · 806 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 01/25/2021.

F2 · derivative.expiration_date: The units will vest on 01/25/2021.

F3 · balance_after: As of 01/29/2018, total restricted stock units beneficially owned is 5,022. This total includes the 03/01/2015 grant of 1,065 restricted stock units, the 03/01/2016 grant of 1,239 restricted stock units, the 02/17/2017 grant of 1,912 restricted stock units, and the 01/25/2018 grant of 806 restricted stock units.

Read SEC document
January 25, 2018 Filed Jan 29, 2018 20:31 UTC
Dudkin Gregory NPresident of a PPL Subsidiary
GrantPerformance Stock Unit (SIP) · Derivative 12,160 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005805 · doc4.xml · derivative · entry 6

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,160

Underlying: Common Stock · 12,160 shares

Expires not disclosed

F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F7 · balance_after: As of 01/29/2018, total performance units beneficially owned is 64,615.88. This total includes the 01/21/2016 grant of 17,316.58 performance units, and the 01/26/2017 grants of 17,234.475 and 5,744.825 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/25/2018 grants of 12,160 and 12,160 performance units.

Read SEC document
January 25, 2018 Filed Jan 29, 2018 20:31 UTC
Dudkin Gregory NPresident of a PPL Subsidiary
GrantPerformance Stock Unit (SIP) · Derivative 12,160 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005805 · doc4.xml · derivative · entry 5

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,160

Underlying: Common Stock · 12,160 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F7 · balance_after: As of 01/29/2018, total performance units beneficially owned is 64,615.88. This total includes the 01/21/2016 grant of 17,316.58 performance units, and the 01/26/2017 grants of 17,234.475 and 5,744.825 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/25/2018 grants of 12,160 and 12,160 performance units.

Read SEC document
January 25, 2018 Filed Jan 29, 2018 20:31 UTC
Dudkin Gregory NPresident of a PPL Subsidiary
GrantStock Unit (SIP) · Derivative 6,080 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005805 · doc4.xml · derivative · entry 4

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,080

Underlying: Common Stock · 6,080 shares

Expires not disclosed

F3 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F4 · derivative.exercise_date: The units will vest on 01/25/2021.

F4 · derivative.expiration_date: The units will vest on 01/25/2021.

F5 · balance_after: As of 01/29/2018, total restricted stock units beneficially owned is 40,971.778. This total includes the 01/21/2016 grant of 13,168.668 restricted stock units, the 01/26/2017 grant of 5,744.825 restricted stock units, and the 02/17/2017 grant of 15,978.285, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/25/2018 grant of 6,080 restricted stock units.

Read SEC document
January 25, 2018 Filed Jan 29, 2018 20:29 UTC
Breininger Stephen KVice President & Controller
GrantPerformance Stock Unit (SIP) · Derivative 2,743 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005801 · doc4.xml · derivative · entry 7

Breininger Stephen K · CIK 0001610589 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,743

Underlying: Common Stock · 2,743 shares

Expires not disclosed

F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F7 · balance_after: As of 01/29/2018, total performance units beneficially owned is 14,435.741. This total includes the 01/21/2016 grant of 3,937.519 performance units, and the 01/26/2017 grants of 3,759.166 and 1,253.056 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/25/2018 grants of 2,743 and 2,743 performance units.

Read SEC document
January 25, 2018 Filed Jan 29, 2018 20:29 UTC
Breininger Stephen KVice President & Controller
GrantPerformance Stock Unit (SIP) · Derivative 2,743 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005801 · doc4.xml · derivative · entry 6

Breininger Stephen K · CIK 0001610589 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,743

Underlying: Common Stock · 2,743 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F7 · balance_after: As of 01/29/2018, total performance units beneficially owned is 14,435.741. This total includes the 01/21/2016 grant of 3,937.519 performance units, and the 01/26/2017 grants of 3,759.166 and 1,253.056 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/25/2018 grants of 2,743 and 2,743 performance units.

Read SEC document
January 25, 2018 Filed Jan 29, 2018 20:29 UTC
Breininger Stephen KVice President & Controller
GrantStock Unit (SIP) · Derivative 1,372 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005801 · doc4.xml · derivative · entry 5

Breininger Stephen K · CIK 0001610589 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,372

Underlying: Common Stock · 1,372 shares

Expires not disclosed

F3 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F4 · derivative.exercise_date: The units will vest on 01/25/2021.

F4 · derivative.expiration_date: The units will vest on 01/25/2021.

F5 · balance_after: As of 01/29/2018, total restricted stock units beneficially owned is 10,058.641. This total includes the 01/21/2016 grant of 3,716.223 restricted stock units, the 01/26/2017 grant of 1,253.056 restricted stock units, and the 02/17/2017 grant of 3,717.362 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/25/2018 grant of 1,372 restricted stock units.

Read SEC document
January 23, 2018 Filed Jan 24, 2018 20:41 UTC
Staffieri Victor AChairman of a PPL Subsidiary
SaleCommon Stock 19,524 $31.60 $616,958.40
Disclosure

SEC source: 0001209191-18-005079 · doc4.xml · nonDerivative · entry 3

Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0.815

F2 · kind: Represents the sale of 19,524 shares of common stock pursuant to a 10b5-1 plan, dated August 8, 2017.

Read SEC document
January 23, 2018 Filed Jan 24, 2018 20:31 UTC
Raphael Joanne HSVP, GC & Corp Sec
SaleCommon Stock 5,045 $31.60 $159,422.00
Disclosure

SEC source: 0001209191-18-005074 · doc4.xml · nonDerivative · entry 3

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,799

F2 · kind: Represents the sale of 5,045 shares of common stock pursuant to a 10b5-1 plan, dated March 6, 2017.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:46 UTC
Thompson Paul WPresident of a PPL Subsidiary
Exercise / conversionStock Unit (ICPKE) · Derivative 8,668 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005083 · doc4.xml · derivative · entry 3

Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The units vested on January 22, 2018.

F2 · derivative.expiration_date: The units vested on January 22, 2018.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:46 UTC
Thompson Paul WPresident of a PPL Subsidiary
Tax withholdingCommon Stock 2,930 $31.49 $92,265.70
Disclosure

SEC source: 0001209191-18-005083 · doc4.xml · nonDerivative · entry 2

Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,311

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:46 UTC
Thompson Paul WPresident of a PPL Subsidiary
Exercise / conversionCommon Stock 8,668 $31.49 $272,955.32
Disclosure

SEC source: 0001209191-18-005083 · doc4.xml · nonDerivative · entry 1

Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:44 UTC
Symons Robert AChief Exec of a PPL Subsidiary
Exercise / conversionStock Unit (SIP) · Derivative 11,528.739 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005080 · doc4.xml · derivative · entry 3

Symons Robert A · CIK 0001594463 · Chief Exec of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,528.739 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: The units vested on January 22, 2018.

F3 · derivative.expiration_date: The units vested on January 22, 2018.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:44 UTC
Symons Robert AChief Exec of a PPL Subsidiary
Tax withholdingCommon Stock 5,419 $31.49 $170,644.31
Disclosure

SEC source: 0001209191-18-005080 · doc4.xml · nonDerivative · entry 2

Symons Robert A · CIK 0001594463 · Chief Exec of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,109.739

F1 · kind: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:44 UTC
Symons Robert AChief Exec of a PPL Subsidiary
Exercise / conversionCommon Stock 11,528.739 $31.49 $363,039.99
Disclosure

SEC source: 0001209191-18-005080 · doc4.xml · nonDerivative · entry 1

Symons Robert A · CIK 0001594463 · Chief Exec of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,528.739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:39 UTC
SPENCE WILLIAM HChairman, President and CEO
Exercise / conversionStock Unit (SIP) · Derivative 103,922.39 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005078 · doc4.xml · derivative · entry 6

SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 103,922.39 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Total includes the reinvestment of dividends.

F4 · derivative.exercise_date: The units vested on January 22, 2018.

F4 · derivative.expiration_date: The units vested on January 22, 2018.

F1 · derivative.underlying_shares: Total includes the reinvestment of dividends.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:39 UTC
SPENCE WILLIAM HChairman, President and CEO
Tax withholdingCommon Stock 40,760 $31.49 $1,283,532.40
Disclosure

SEC source: 0001209191-18-005078 · doc4.xml · nonDerivative · entry 2

SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,455.379

F2 · kind: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

F1 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:39 UTC
SPENCE WILLIAM HChairman, President and CEO
Exercise / conversionCommon Stock 103,922.39 $31.49 $3,272,516.06
Disclosure

SEC source: 0001209191-18-005078 · doc4.xml · nonDerivative · entry 1

SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,215.379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:41 UTC
Staffieri Victor AChairman of a PPL Subsidiary
Exercise / conversionStock Unit (SIP) · Derivative 29,083.815 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005079 · doc4.xml · derivative · entry 4

Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,083.815 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Total includes the reinvestment of dividends.

F4 · derivative.exercise_date: The units vested on January 22, 2018.

F4 · derivative.expiration_date: The units vested on January 22, 2018.

F3 · derivative.underlying_shares: Total includes the reinvestment of dividends.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:41 UTC
Staffieri Victor AChairman of a PPL Subsidiary
Tax withholdingCommon Stock 9,559 $31.49 $301,012.91
Disclosure

SEC source: 0001209191-18-005079 · doc4.xml · nonDerivative · entry 2

Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,524.815

F1 · kind: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:41 UTC
Staffieri Victor AChairman of a PPL Subsidiary
Exercise / conversionCommon Stock 29,083.815 $31.49 $915,849.33
Disclosure

SEC source: 0001209191-18-005079 · doc4.xml · nonDerivative · entry 1

Staffieri Victor A · CIK 0001504298 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,083.815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:31 UTC
Raphael Joanne HSVP, GC & Corp Sec
Exercise / conversionStock Unit (ICPKE) · Derivative 7,281 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005074 · doc4.xml · derivative · entry 5

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,281 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The units vested on January 22, 2018.

F4 · derivative.expiration_date: The units vested on January 22, 2018.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:31 UTC
Raphael Joanne HSVP, GC & Corp Sec
Tax withholdingCommon Stock 2,236 $31.49 $70,411.64
Disclosure

SEC source: 0001209191-18-005074 · doc4.xml · nonDerivative · entry 2

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,844

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:31 UTC
Raphael Joanne HSVP, GC & Corp Sec
Exercise / conversionCommon Stock 7,281 $31.49 $229,278.69
Disclosure

SEC source: 0001209191-18-005074 · doc4.xml · nonDerivative · entry 1

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:33 UTC
Sorgi VincentSr. Vice President and CFO
Exercise / conversionStock Unit (SIP) · Derivative 14,597.802 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005075 · doc4.xml · derivative · entry 4

Sorgi Vincent · CIK 0001488215 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,597.802 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: The units vested on January 22, 2018.

F3 · derivative.expiration_date: The units vested on January 22, 2018.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:33 UTC
Sorgi VincentSr. Vice President and CFO
Tax withholdingCommon Stock 4,323 $31.49 $136,131.27
Disclosure

SEC source: 0001209191-18-005075 · doc4.xml · nonDerivative · entry 2

Sorgi Vincent · CIK 0001488215 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,371.839

F1 · kind: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

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January 22, 2018 Filed Jan 24, 2018 20:33 UTC
Sorgi VincentSr. Vice President and CFO
Exercise / conversionCommon Stock 14,597.802 $31.49 $459,684.78
Disclosure

SEC source: 0001209191-18-005075 · doc4.xml · nonDerivative · entry 1

Sorgi Vincent · CIK 0001488215 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,694.839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 22, 2018 Filed Jan 24, 2018 20:27 UTC
Dudkin Gregory NPresident of a PPL Subsidiary
Exercise / conversionStock Unit (SIP) · Derivative 13,762.221 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005072 · doc4.xml · derivative · entry 4

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,762.221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: The units vested on January 22, 2018.

F3 · derivative.expiration_date: The units vested on January 22, 2018.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

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January 22, 2018 Filed Jan 24, 2018 20:27 UTC
Dudkin Gregory NPresident of a PPL Subsidiary
Tax withholdingCommon Stock 4,442 $31.49 $139,878.58
Disclosure

SEC source: 0001209191-18-005072 · doc4.xml · nonDerivative · entry 2

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,882.43

F1 · kind: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:27 UTC
Dudkin Gregory NPresident of a PPL Subsidiary
Exercise / conversionCommon Stock 13,762.221 $31.49 $433,372.34
Disclosure

SEC source: 0001209191-18-005072 · doc4.xml · nonDerivative · entry 1

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,324.43

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:21 UTC
Breininger Stephen KVice President & Controller
Exercise / conversionStock Unit (SIP) · Derivative 3,156.006 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005069 · doc4.xml · derivative · entry 5

Breininger Stephen K · CIK 0001610589 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,156.006 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: The units vested on January 22, 2018.

F3 · derivative.expiration_date: The units vested on January 22, 2018.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:21 UTC
Breininger Stephen KVice President & Controller
Tax withholdingCommon Stock 1,075 $31.49 $33,851.75
Disclosure

SEC source: 0001209191-18-005069 · doc4.xml · nonDerivative · entry 2

Breininger Stephen K · CIK 0001610589 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,335.006

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:21 UTC
Breininger Stephen KVice President & Controller
Exercise / conversionCommon Stock 3,156.006 $31.49 $99,382.63
Disclosure

SEC source: 0001209191-18-005069 · doc4.xml · nonDerivative · entry 1

Breininger Stephen K · CIK 0001610589 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,410.006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 18:58 UTC GrantStock Unit (DDCP) · Derivative 2,042.484 $30.60 $62,500.01
Disclosure

SEC source: 0001209191-18-000658 · doc4.xml · derivative · entry 1

DE LIMA ARMANDO ZAGALO · CIK 0001274560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,653.004

Underlying: Common Stock · 2,042.484 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 18:57 UTC GrantStock Unit (DDCP) · Derivative 1,143.791 $30.60 $35,000.00
Disclosure

SEC source: 0001209191-18-000655 · doc4.xml · derivative · entry 1

Williamson Keith H · CIK 0001336916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,134.299

Underlying: Common Stock · 1,143.791 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 18:52 UTC GrantStock Unit (DDCP) · Derivative 1,143.791 $30.60 $35,000.00
Disclosure

SEC source: 0001209191-18-000652 · doc4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,309.233

Underlying: Common Stock · 1,143.791 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 18:51 UTC GrantStock Unit (DDCP) · Derivative 2,205.883 $30.60 $67,500.02
Disclosure

SEC source: 0001209191-18-000650 · doc4.xml · derivative · entry 1

ROGERSON CRAIG A · CIK 0001236555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,300.162

Underlying: Common Stock · 2,205.883 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 18:45 UTC GrantStock Unit (DDCP) · Derivative 1,143.791 $30.60 $35,000.00
Disclosure

SEC source: 0001209191-18-000645 · doc4.xml · derivative · entry 1

ELLIOTT STEVEN G · CIK 0001180506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,623.285

Underlying: Common Stock · 1,143.791 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 18:47 UTC GrantStock Unit (DDCP) · Derivative 1,143.791 $30.60 $35,000.00
Disclosure

SEC source: 0001209191-18-000646 · doc4.xml · derivative · entry 1

Madabhushi Venkata R · CIK 0001462769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,869.346

Underlying: Common Stock · 1,143.791 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 18:41 UTC GrantStock Unit (DDCP) · Derivative 1,143.791 $30.60 $35,000.00
Disclosure

SEC source: 0001209191-18-000642 · doc4.xml · derivative · entry 1

CONWAY JOHN W · CIK 0001199461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,139.734

Underlying: Common Stock · 1,143.791 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 18:37 UTC GrantStock Unit (DDCP) · Derivative 1,143.791 $30.60 $35,000.00
Disclosure

SEC source: 0001209191-18-000631 · doc4.xml · derivative · entry 1

Adkins Rodney C · CIK 0001400395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,940.972

Underlying: Common Stock · 1,143.791 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 17:02 UTC GrantStock Unit (DDCP) · Derivative 1,557.529 $37.72 $58,749.99
Disclosure

SEC source: 0001209191-17-055664 · doc4.xml · derivative · entry 1

DE LIMA ARMANDO ZAGALO · CIK 0001274560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,284.14

Underlying: Common Stock · 1,557.529 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 17:01 UTC GrantStock Unit (DDCP) · Derivative 861.612 $37.72 $32,500.00
Disclosure

SEC source: 0001209191-17-055662 · doc4.xml · derivative · entry 1

Williamson Keith H · CIK 0001336916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,225.99

Underlying: Common Stock · 861.612 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 17:00 UTC GrantStock Unit (DDCP) · Derivative 861.612 $37.72 $32,500.00
Disclosure

SEC source: 0001209191-17-055661 · doc4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,679.062

Underlying: Common Stock · 861.612 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 16:59 UTC GrantStock Unit (DDCP) · Derivative 1,299.046 $37.72 $49,000.02
Disclosure

SEC source: 0001209191-17-055660 · doc4.xml · derivative · entry 1

ROGERSON CRAIG A · CIK 0001236555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,175.51

Underlying: Common Stock · 1,299.046 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 16:51 UTC GrantStock Unit (DDCP) · Derivative 861.612 $37.72 $32,500.00
Disclosure

SEC source: 0001209191-17-055658 · doc4.xml · derivative · entry 1

ELLIOTT STEVEN G · CIK 0001180506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,052.832

Underlying: Common Stock · 861.612 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 16:52 UTC GrantStock Unit (DDCP) · Derivative 861.612 $37.72 $32,500.00
Disclosure

SEC source: 0001209191-17-055659 · doc4.xml · derivative · entry 1

Madabhushi Venkata R · CIK 0001462769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,346.733

Underlying: Common Stock · 861.612 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 16:49 UTC GrantStock Unit (DDCP) · Derivative 861.612 $37.72 $32,500.00
Disclosure

SEC source: 0001209191-17-055657 · doc4.xml · derivative · entry 1

CONWAY JOHN W · CIK 0001199461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,313.788

Underlying: Common Stock · 861.612 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 16:48 UTC GrantStock Unit (DDCP) · Derivative 861.612 $37.72 $32,500.00
Disclosure

SEC source: 0001209191-17-055656 · doc4.xml · derivative · entry 1

Adkins Rodney C · CIK 0001400395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,621.35

Underlying: Common Stock · 861.612 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.