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CPI Card Group Inc.

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Tapewire entity
5850
SEC CIK
0001641614
Parsed reports
473

Last 12 months

Inside the activity.

9 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202511
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202621
Jun 202600
Jul 202600
Aug 202600
Sep 202651
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2017 Filed Mar 7, 2017 02:17 UTC
Jacoba LisaChief Human Resources Officer
Tax withholdingCommon Stock 4,713 $4.70 $22,151.10
Disclosure

SEC source: 0001104659-17-014510 · a4.xml · nonDerivative · entry 2

Jacoba Lisa · CIK 0001654465 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,948

Read SEC document
March 02, 2017 Filed Mar 7, 2017 02:17 UTC
Jacoba LisaChief Human Resources Officer
Exercise / conversionCommon Stock 12,642 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-014510 · a4.xml · nonDerivative · entry 1

Jacoba Lisa · CIK 0001654465 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such Restricted Stock Unit.

Read SEC document
March 02, 2017 Filed Mar 7, 2017 02:16 UTC
Rossetti AnnaPresident-CPI Canada
Exercise / conversionRestricted Stock Units · Derivative 10,746 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-014509 · a4.xml · derivative · entry 3

Rossetti Anna · CIK 0001654518 · President-CPI Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,746 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such Restricted Stock Unit.

F2 · derivative.exercise_date: On March 2, 2016, the reporting person was granted 10,746 Restricted Stock Units, vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On March 2, 2016, the reporting person was granted 10,746 Restricted Stock Units, vesting on the first anniversary of the grant date.

Read SEC document
March 02, 2017 Filed Mar 7, 2017 02:16 UTC
Rossetti AnnaPresident-CPI Canada
Tax withholdingCommon Stock 5,753 $4.70 $27,039.10
Disclosure

SEC source: 0001104659-17-014509 · a4.xml · nonDerivative · entry 2

Rossetti Anna · CIK 0001654518 · President-CPI Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,993

Read SEC document
March 02, 2017 Filed Mar 7, 2017 02:16 UTC
Rossetti AnnaPresident-CPI Canada
Exercise / conversionCommon Stock 10,746 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-014509 · a4.xml · nonDerivative · entry 1

Rossetti Anna · CIK 0001654518 · President-CPI Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such Restricted Stock Unit.

Read SEC document
March 02, 2017 Filed Mar 7, 2017 02:15 UTC
Cahn NicholasManaging Dir.-CPI Europe
Exercise / conversionRestricted Stock Units · Derivative 10,746 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-014507 · a4.xml · derivative · entry 3

Cahn Nicholas · CIK 0001654527 · Managing Dir.-CPI Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,746 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such Restricted Stock Unit.

F2 · derivative.exercise_date: On March 2, 2016, the reporting person was granted 10,746 Restricted Stock Units, vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On March 2, 2016, the reporting person was granted 10,746 Restricted Stock Units, vesting on the first anniversary of the grant date.

Read SEC document
March 02, 2017 Filed Mar 7, 2017 02:15 UTC
Cahn NicholasManaging Dir.-CPI Europe
Tax withholdingCommon Stock 5,051 $4.70 $23,739.70
Disclosure

SEC source: 0001104659-17-014507 · a4.xml · nonDerivative · entry 2

Cahn Nicholas · CIK 0001654527 · Managing Dir.-CPI Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,021

Read SEC document
March 02, 2017 Filed Mar 7, 2017 02:15 UTC
Cahn NicholasManaging Dir.-CPI Europe
Exercise / conversionCommon Stock 10,746 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-014507 · a4.xml · nonDerivative · entry 1

Cahn Nicholas · CIK 0001654527 · Managing Dir.-CPI Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such Restricted Stock Unit.

Read SEC document
March 02, 2017 Filed Mar 7, 2017 02:14 UTC
Bakke ChrisChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 3,161 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-014506 · a4.xml · derivative · entry 3

Bakke Chris · CIK 0001660668 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,161 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such Restricted Stock Unit.

F2 · derivative.exercise_date: On March 2, 2016, the reporting person was granted 3,161 Restricted Stock Units, vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On March 2, 2016, the reporting person was granted 3,161 Restricted Stock Units, vesting on the first anniversary of the grant date.

Read SEC document
March 02, 2017 Filed Mar 7, 2017 02:14 UTC
Bakke ChrisChief Accounting Officer
Tax withholdingCommon Stock 1,179 $4.70 $5,541.30
Disclosure

SEC source: 0001104659-17-014506 · a4.xml · nonDerivative · entry 2

Bakke Chris · CIK 0001660668 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,274

Read SEC document
March 02, 2017 Filed Mar 7, 2017 02:14 UTC
Bakke ChrisChief Accounting Officer
Exercise / conversionCommon Stock 3,161 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-014506 · a4.xml · nonDerivative · entry 1

Bakke Chris · CIK 0001660668 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such Restricted Stock Unit.

Read SEC document
March 02, 2017 Filed Mar 7, 2017 02:13 UTC
Fulton DianeDirector
Exercise / conversionRestricted Stock Units · Derivative 2,634 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-014505 · a4.xml · derivative · entry 3

Fulton Diane · CIK 0001660117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,808

Underlying: Common Stock · 2,634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such Restricted Stock Unit.

F3 · derivative.exercise_date: On March 2, 2016, the reporting person was granted 2,634 Restricted Stock Units, vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On March 2, 2016, the reporting person was granted 2,634 Restricted Stock Units, vesting on the first anniversary of the grant date.

Read SEC document
March 02, 2017 Filed Mar 7, 2017 02:13 UTC
Fulton DianeDirector
Exercise / conversionCommon Stock 2,634 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-014505 · a4.xml · nonDerivative · entry 1

Fulton Diane · CIK 0001660117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such Restricted Stock Unit.

Read SEC document
March 02, 2017 Filed Mar 7, 2017 02:12 UTC Exercise / conversionRestricted Stock Units · Derivative 2,107 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-014504 · a4.xml · derivative · entry 2

Pearce Doug · CIK 0001664731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,335

Underlying: Common Stock · 2,107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such Restricted Stock Unit.

F2 · derivative.exercise_date: On March 2, 2016, the reporting person was granted 2,107 Restricted Stock Units, vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On March 2, 2016, the reporting person was granted 2,107 Restricted Stock Units, vesting on the first anniversary of the grant date.

Read SEC document
March 02, 2017 Filed Mar 7, 2017 02:12 UTC Exercise / conversionCommon Stock 2,107 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-014504 · a4.xml · nonDerivative · entry 1

Pearce Doug · CIK 0001664731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such Restricted Stock Unit.

Read SEC document
March 02, 2017 Filed Mar 7, 2017 02:11 UTC Exercise / conversionRestricted Stock Units · Derivative 2,634 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-014503 · a4.xml · derivative · entry 2

Pearce Robert · CIK 0001654526 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,808

Underlying: Common Stock · 2,634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such Restricted Stock Unit.

F2 · derivative.exercise_date: On March 2, 2016, the reporting person was granted 2,634 Restricted Stock Units, vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On March 2, 2016, the reporting person was granted 2,634 Restricted Stock Units, vesting on the first anniversary of the grant date.

Read SEC document
March 02, 2017 Filed Mar 7, 2017 02:11 UTC Exercise / conversionCommon Stock 2,634 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-014503 · a4.xml · nonDerivative · entry 1

Pearce Robert · CIK 0001654526 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such Restricted Stock Unit.

Read SEC document
January 12, 2017 Filed May 9, 2017 16:41 UTC
Arbabha JayChief Technology Officer
OtherCommon Stock 25 $4.54 $113.50
Disclosure

SEC source: 0001104659-17-031168 · a4.xml · nonDerivative · entry 1

Arbabha Jay · CIK 0001693377 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,525

F1 · kind: These small acquisitions on January 12, 2017 and April 7, 2017 were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:42 UTC
Etzkorn LillianChief Financial Officer
GrantRestricted Stock Units · Derivative 36,602 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-000951 · a4.xml · derivative · entry 2

Etzkorn Lillian · CIK 0001693376 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,602

Underlying: Common Stock · 36,602 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit.

F2 · price: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit.

F2 · derivative.exercise_date: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit.

F3 · derivative.exercise_date: The restricted stock units vest on the third anniversary of the January 3, 2017 award date.

F2 · derivative.expiration_date: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit.

F3 · derivative.expiration_date: The restricted stock units vest on the third anniversary of the January 3, 2017 award date.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:42 UTC
Etzkorn LillianChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 241,380 $0.00 Strike: $4.20 $0.00
Disclosure

SEC source: 0001104659-17-000951 · a4.xml · derivative · entry 1

Etzkorn Lillian · CIK 0001693376 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,380

Underlying: Common Stock · 241,380 shares

Expires 2027-01-03

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third (1/3) of the original options awarded will vest on each of the first, second and third anniversaries of the January 3, 2017 award date.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:39 UTC
Bakke ChrisChief Accounting Officer
GrantStock Option (Right to Buy) · Derivative 40,698 $0.00 Strike: $4.20 $0.00
Disclosure

SEC source: 0001104659-17-000948 · a4.xml · derivative · entry 1

Bakke Chris · CIK 0001660668 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,698

Underlying: Common Stock · 40,698 shares

Expires 2027-01-03

F1 · derivative.exercise_date: The stock options vest on the first anniversary of the January 3, 2017 award date.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:17 UTC
Fulton DianeDirector
PurchaseCommon Stock 4,000 $3.81 $15,220.00
Disclosure

SEC source: 0001104659-16-157602 · a4.xml · nonDerivative · entry 1

Fulton Diane · CIK 0001660117 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,000

F1 · price: The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $3.80 and $3.81 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.

F2 · ownership.nature: Shares of common stock reported on this line are held by Mrs. Fulton's husband.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 16:25 UTC PurchaseCommon Stock 25,000 $3.76 $93,877.50
Disclosure

SEC source: 0001104659-16-157815 · a4.xml · nonDerivative · entry 1

Tavares Silvio · CIK 0001685787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · price: The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $3.65 and $3.80 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 17:26 UTC GrantRestricted Stock Units · Derivative 6,209 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-148950 · a4.xml · derivative · entry 1

Tavares Silvio · CIK 0001685787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,209

Underlying: Common Stock · 6,209 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit.

F2 · derivative.exercise_date: The restricted stock units vest fully on the first anniversary of the October 3, 2016 award date.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit.

F2 · derivative.expiration_date: The restricted stock units vest fully on the first anniversary of the October 3, 2016 award date.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 21:25 UTC GrantRestricted Stock Units · Derivative 6,209 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-148947 · a4.xml · derivative · entry 1

Scheirman Scott · CIK 0001374969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,209

Underlying: Common Stock · 6,209 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit.

F2 · derivative.exercise_date: The restricted stock units vest fully on the first anniversary of the October 3, 2016 award date.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit.

F2 · derivative.expiration_date: The restricted stock units vest fully on the first anniversary of the October 3, 2016 award date.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 16:11 UTC
Dubin LaneSenior V.P., Sales & Marketing
GrantRestricted Stock Units · Derivative 18,562 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-143220 · a4.xml · derivative · entry 2

Dubin Lane · CIK 0001683495 · Senior V.P., Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,562

Underlying: Common Stock · 18,562 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit.

F2 · derivative.exercise_date: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit.

F3 · derivative.exercise_date: The restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of the September 1, 2016 award date.

F2 · derivative.expiration_date: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit.

F3 · derivative.expiration_date: The restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of the September 1, 2016 award date.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 16:11 UTC
Dubin LaneSenior V.P., Sales & Marketing
GrantStock Option (Right to Buy) · Derivative 112,500 $0.00 Strike: $5.52 $0.00
Disclosure

SEC source: 0001104659-16-143220 · a4.xml · derivative · entry 1

Dubin Lane · CIK 0001683495 · Senior V.P., Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 112,500 shares

Expires 2026-09-01

F1 · derivative.exercise_date: The stock options vest in four equal installments on the first, second, third and fourth anniversaries of the September 1, 2016 award date.

Read SEC document
March 02, 2016 Filed Sep 15, 2016 21:50 UTC Amendment
Bakke ChrisVice President & Controller
GrantStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001104659-16-144903 · a4a.xml · derivative · entry 1

Bakke Chris · CIK 0001660668 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Common Stock · 7,500 shares

Expires 2025-10-08

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. Subject to the insider's continued employment, approximately one third (1/3) of the original options granted will vest on each of the second, third and fourth anniversaries of October 8, 2015.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.