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PIPER SANDLER COMPANIES

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3863
SEC CIK
0001230245
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711

Last 12 months

Inside the activity.

0 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025011
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202606
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 17, 2018 Filed May 18, 2018 15:35 UTC
SORAN PHILIPDirector
GrantCommon Stock 1,036 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000059 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,497

Read SEC document
May 17, 2018 Filed May 18, 2018 15:33 UTC GrantCommon Stock 1,036 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000056 · edgar.xml · nonDerivative · entry 1

JOHNSON B KRISTINE · CIK 0001231984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,319

Read SEC document
May 17, 2018 Filed May 18, 2018 11:32 UTC
DUFF ANDREW SDirector · Chairman and CEO
GrantCommon Stock 1,683 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000054 · edgar.xml · nonDerivative · entry 1

DUFF ANDREW S · CIK 0001185482 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,603

Read SEC document
May 17, 2018 Filed May 18, 2018 11:33 UTC GrantCommon Stock 1,036 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000055 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,497

F1 · price: The reporting person elected to defer receipt of an annual equity grant of 1,036 shares of common stock resulting in an accrual to his account of 1,036 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
May 17, 2018 Filed May 18, 2018 11:34 UTC GrantCommon Stock 1,036 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000058 · edgar.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,934

F1 · price: The reporting person elected to defer receipt of an annual equity grant of 1,036 shares of common stock resulting in an accrual to her account of 1,036 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
May 17, 2018 Filed May 18, 2018 15:37 UTC Tax withholdingCommon Stock 311 $77.25 $24,024.75
Disclosure

SEC source: 0001230245-18-000061 · edgar.xml · nonDerivative · entry 2

Volpi Michele · CIK 0001310628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,342

Read SEC document
May 17, 2018 Filed May 18, 2018 15:37 UTC GrantCommon Stock 1,036 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000061 · edgar.xml · nonDerivative · entry 1

Volpi Michele · CIK 0001310628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,653

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:00 UTC
SORAN PHILIPDirector
GrantCommon Stock 293 Not disclosed Not disclosed
Disclosure

SEC source: 0001230245-18-000047 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,461

F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 293 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 16:00 UTC GrantCommon Stock 212 Not disclosed Not disclosed
Disclosure

SEC source: 0001230245-18-000046 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,461

F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 212 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 16:30 UTC GrantCommon Stock 83 $86.25 $7,158.75
Disclosure

SEC source: 0001230245-18-000039 · edgar.xml · nonDerivative · entry 1

PIPER ADDISON L · CIK 0001181279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,240

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:33 UTC GrantCommon Stock 16 $86.25 $1,380.00
Disclosure

SEC source: 0001230245-18-000042 · edgar.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,080

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:33 UTC
SORAN PHILIPDirector
GrantCommon Stock 77 $86.25 $6,641.25
Disclosure

SEC source: 0001230245-18-000041 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,168

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:30 UTC GrantCommon Stock 42 $86.25 $3,622.50
Disclosure

SEC source: 0001230245-18-000038 · edgar.xml · nonDerivative · entry 1

JOHNSON B KRISTINE · CIK 0001231984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,283

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 16:29 UTC GrantCommon Stock 300 $86.25 $25,875.00
Disclosure

SEC source: 0001230245-18-000037 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,249

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 16:31 UTC GrantCommon Stock 85 $86.25 $7,331.25
Disclosure

SEC source: 0001230245-18-000040 · edgar.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,898

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 16:33 UTC Tax withholdingCommon Stock 761 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000029 · edgar.xml · nonDerivative · entry 3

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,054

Read SEC document
February 17, 2018 Filed Feb 21, 2018 16:31 UTC Tax withholdingCommon Stock 4,013 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000026 · edgar.xml · nonDerivative · entry 3

DUFF ANDREW S · CIK 0001185482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,920

Read SEC document
February 17, 2018 Filed Feb 21, 2018 21:33 UTC
LaRue R ScottDirector · Head Global IB and Cap Mkts
Tax withholdingCommon Stock 2,732 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000028 · edgar.xml · nonDerivative · entry 7

LaRue R Scott · CIK 0001538590 · Director · Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,885

Read SEC document
February 17, 2018 Filed Feb 21, 2018 21:32 UTC
Geelan John WGeneral Counsel
Tax withholdingCommon Stock 82 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000027 · edgar.xml · nonDerivative · entry 3

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,868

Read SEC document
February 17, 2018 Filed Feb 21, 2018 21:29 UTC
Abraham Chad RDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,523 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000024 · edgar.xml · nonDerivative · entry 3

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,917

Read SEC document
February 16, 2018 Filed Feb 21, 2018 16:33 UTC Tax withholdingCommon Stock 417 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000029 · edgar.xml · nonDerivative · entry 2

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,815

Read SEC document
February 16, 2018 Filed Feb 21, 2018 16:33 UTC Tax withholdingCommon Stock 841 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000029 · edgar.xml · nonDerivative · entry 1

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,232

Read SEC document
February 16, 2018 Filed Feb 21, 2018 16:31 UTC Tax withholdingCommon Stock 2,192 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000026 · edgar.xml · nonDerivative · entry 2

DUFF ANDREW S · CIK 0001185482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,933

Read SEC document
February 16, 2018 Filed Feb 21, 2018 16:31 UTC Tax withholdingCommon Stock 5,472 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000026 · edgar.xml · nonDerivative · entry 1

DUFF ANDREW S · CIK 0001185482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,125

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:33 UTC
LaRue R ScottDirector · Head Global IB and Cap Mkts
GiftCommon Stock 2,799 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000028 · edgar.xml · nonDerivative · entry 9

LaRue R Scott · CIK 0001538590 · Director · Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Living Trust

Disclosed balance after: 38,555

F2 · ownership.nature: The shares are held through a revocable living trust, of which the reporting person is trustee and both the reporting person and the reporting person's spouse are beneficiaries.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:33 UTC
LaRue R ScottDirector · Head Global IB and Cap Mkts
GiftCommon Stock 2,799 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000028 · edgar.xml · nonDerivative · entry 8

LaRue R Scott · CIK 0001538590 · Director · Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,086

F1 · shares: The reporting person made a bona fide gift to a revocable living trust as described in note 2 below.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:33 UTC
LaRue R ScottDirector · Head Global IB and Cap Mkts
GiftCommon Stock 1,411 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000028 · edgar.xml · nonDerivative · entry 6

LaRue R Scott · CIK 0001538590 · Director · Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Living Trust

Disclosed balance after: 35,756

F2 · ownership.nature: The shares are held through a revocable living trust, of which the reporting person is trustee and both the reporting person and the reporting person's spouse are beneficiaries.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:33 UTC
LaRue R ScottDirector · Head Global IB and Cap Mkts
GiftCommon Stock 1,411 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000028 · edgar.xml · nonDerivative · entry 5

LaRue R Scott · CIK 0001538590 · Director · Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,617

F1 · shares: The reporting person made a bona fide gift to a revocable living trust as described in note 2 below.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:33 UTC
LaRue R ScottDirector · Head Global IB and Cap Mkts
Tax withholdingCommon Stock 1,378 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000028 · edgar.xml · nonDerivative · entry 4

LaRue R Scott · CIK 0001538590 · Director · Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,028

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:33 UTC
LaRue R ScottDirector · Head Global IB and Cap Mkts
GiftCommon Stock 4,222 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000028 · edgar.xml · nonDerivative · entry 3

LaRue R Scott · CIK 0001538590 · Director · Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Living Trust

Disclosed balance after: 34,345

F2 · ownership.nature: The shares are held through a revocable living trust, of which the reporting person is trustee and both the reporting person and the reporting person's spouse are beneficiaries.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:33 UTC
LaRue R ScottDirector · Head Global IB and Cap Mkts
GiftCommon Stock 4,222 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000028 · edgar.xml · nonDerivative · entry 2

LaRue R Scott · CIK 0001538590 · Director · Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,406

F1 · shares: The reporting person made a bona fide gift to a revocable living trust as described in note 2 below.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:33 UTC
LaRue R ScottDirector · Head Global IB and Cap Mkts
Tax withholdingCommon Stock 3,128 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000028 · edgar.xml · nonDerivative · entry 1

LaRue R Scott · CIK 0001538590 · Director · Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,628

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:32 UTC
Geelan John WGeneral Counsel
Tax withholdingCommon Stock 60 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000027 · edgar.xml · nonDerivative · entry 2

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,950

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:32 UTC
Geelan John WGeneral Counsel
Tax withholdingCommon Stock 115 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000027 · edgar.xml · nonDerivative · entry 1

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,010

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:29 UTC
Abraham Chad RDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,440 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000024 · edgar.xml · nonDerivative · entry 2

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,440

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:29 UTC
Abraham Chad RDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,959 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000024 · edgar.xml · nonDerivative · entry 1

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,880

Read SEC document
February 15, 2018 Filed Feb 20, 2018 16:34 UTC GrantEmployee Stock Option (right to buy) · Derivative 32,667 $0.00 Strike: $99.00 $0.00
Disclosure

SEC source: 0001230245-18-000023 · edgar.xml · derivative · entry 2

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,667

Underlying: Common Stock · 32,667 shares

Expires 2028-02-15

F1 · derivative.exercise_date: The option vests 33% on February 15, 2021, 33% on February 15, 2022 and all the remaining shares on February 15, 2023.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 16:34 UTC GrantCommon Stock 3,195 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000023 · edgar.xml · nonDerivative · entry 1

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,073

Read SEC document
February 15, 2018 Filed Feb 20, 2018 16:32 UTC GrantCommon Stock 7,492 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000020 · edgar.xml · nonDerivative · entry 1

DUFF ANDREW S · CIK 0001185482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,597

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:33 UTC
LaRue R ScottCo-Head Global IB and Cap Mkts
GrantCommon Stock 4,157 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000022 · edgar.xml · nonDerivative · entry 1

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,756

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:32 UTC
Geelan John WGeneral Counsel
GrantCommon Stock 489 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000021 · edgar.xml · nonDerivative · entry 1

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,125

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:31 UTC
Carter Timothy LChief Financial Officer
GrantCommon Stock 491 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000019 · edgar.xml · nonDerivative · entry 1

Carter Timothy L · CIK 0001372024 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,644

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:31 UTC
Abraham Chad RDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 49,000 $0.00 Strike: $99.00 $0.00
Disclosure

SEC source: 0001230245-18-000018 · edgar.xml · derivative · entry 2

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,000

Underlying: Common Stock · 49,000 shares

Expires 2028-02-15

F1 · derivative.exercise_date: The option vests 33% on February 15, 2021, 33% on February 15, 2022 and all the remaining shares on February 15, 2023.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:31 UTC
Abraham Chad RDirector · Chief Executive Officer
GrantCommon Stock 5,969 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000018 · edgar.xml · nonDerivative · entry 1

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,839

Read SEC document
February 15, 2018 Filed Feb 21, 2018 21:34 UTC Amendment
LaRue R Scott.Head Global IB and Cap Mkts
GrantCommon Stock 4,157 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000030 · edgar.xml · nonDerivative · entry 1

LaRue R Scott · CIK 0001538590 · .Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,756

Read SEC document
February 02, 2018 Filed Feb 5, 2018 21:33 UTC GiftCommon Stock 1,558 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000014 · edgar.xml · nonDerivative · entry 1

JOHNSON B KRISTINE · CIK 0001231984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,241

F1 · kind: The reported transaction was a gift by the reporting person to a non-profit organization.

Read SEC document
February 02, 2018 Filed Feb 5, 2018 16:32 UTC SaleCommon Stock 25,343 $94.66 $2,398,960.78
Disclosure

SEC source: 0001230245-18-000013 · edgar.xml · nonDerivative · entry 3

DUFF ANDREW S · CIK 0001185482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,105

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.3 to $95.0350 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.

Read SEC document
February 02, 2018 Filed Feb 5, 2018 16:32 UTC SaleCommon Stock 5,800 $93.18 $540,449.80
Disclosure

SEC source: 0001230245-18-000013 · edgar.xml · nonDerivative · entry 2

DUFF ANDREW S · CIK 0001185482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,448

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.1540 to $93.35 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.

Read SEC document
February 02, 2018 Filed Feb 5, 2018 16:32 UTC SaleCommon Stock 18,857 $91.88 $1,732,526.47
Disclosure

SEC source: 0001230245-18-000013 · edgar.xml · nonDerivative · entry 1

DUFF ANDREW S · CIK 0001185482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,248

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.59 to $92.3570 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.

Read SEC document
February 02, 2018 Filed Feb 5, 2018 21:37 UTC
Fairman Francis E IVHead, Public Finance Services
SaleCommon Stock 399 $98.19 $39,179.41
Disclosure

SEC source: 0001230245-18-000016 · edgar.xml · nonDerivative · entry 4

Fairman Francis E IV · CIK 0001332203 · Head, Public Finance Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,469

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.0750 to $98.25 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.