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FITZGERALD WILLIAM R

Disclosed activity across 2 companies

Tapewire entity
78433
SEC CIK
0001195177

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PIPER SANDLER COMPANIESPIPR · Entity 3863DirectorJune 13, 2025June 16, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PIPER SANDLER COMPANIES

Report date June 13, 2025 · Filed June 16, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect25,517 Reported balance After 2025-06-13 transaction · row 1
1 source row

Row 1 · 2025-06-13 · Grant · Acquired 62 · Balance 25,517

F1: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Filing footnotes · ownership attribution and instrument terms

F1: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Ascent Capital Group, Inc.

Report date August 30, 2019 · Filed August 30, 2019

Section 16 reporting ended · disclosed 2019-08-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-08-30 transaction · row 1
1 source row

Row 1 · 2019-08-30 · Disposition to issuer · Disposed 115,884 · Balance 0

F1: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of Monitronics' (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section).

Series B Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-08-30 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2019-08-30 · Disposition to issuer · Disposed 98,136 · Balance 0

F2: Each share of the Issuer's Series B common stock is convertible, at the holder's election, into one share of the Issuer's Series A common stock, at any time for no consideration other than the surrender of the share of Series B common stock for each share of Series A common stock.

F1: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of Monitronics' (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section).

Series B Common StockSEC Table I · non-derivativeIndirectBy William R. Fitzgerald Irrevocable 2012 Trust0 Reported balance After 2019-08-30 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2019-08-30 · Disposition to issuer · Disposed 16,919 · Balance 0

F2: Each share of the Issuer's Series B common stock is convertible, at the holder's election, into one share of the Issuer's Series A common stock, at any time for no consideration other than the surrender of the share of Series B common stock for each share of Series A common stock.

F1: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of Monitronics' (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section).

Nonqualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $61.21 · Expires 2019-11-30Direct0 Reported balance After 2019-08-30 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-08-30 · Disposition to issuer · Disposed 380,460 · Balance 0

F4: Pursuant to the terms of the Merger Agreement, such stock option to purchase shares of Ascent Common Stock was canceled for no consideration.

F3: Such options were fully vested at the effective time of the Merger.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of Monitronics' (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section).

F2: Each share of the Issuer's Series B common stock is convertible, at the holder's election, into one share of the Issuer's Series A common stock, at any time for no consideration other than the surrender of the share of Series B common stock for each share of Series A common stock.

F3: Such options were fully vested at the effective time of the Merger.

F4: Pursuant to the terms of the Merger Agreement, such stock option to purchase shares of Ascent Common Stock was canceled for no consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 13, 2025 Filed Jun 16, 2025 16:59 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 62 $0.00 $0.00
Disclosure

SEC source: 0001230245-25-000120 · wk-form4_1750107537.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,517

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 16:34 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 337 $0.00 $0.00
Disclosure

SEC source: 0001230245-25-000052 · wk-form4_1742243673.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,455

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
December 13, 2024 Filed Dec 16, 2024 16:12 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 48 $0.00 $0.00
Disclosure

SEC source: 0001230245-24-000185 · wk-form4_1734383572.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,118

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
September 13, 2024 Filed Sep 16, 2024 16:39 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 57 $0.00 $0.00
Disclosure

SEC source: 0001230245-24-000144 · wk-form4_1726519133.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,070

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
June 07, 2024 Filed Jun 10, 2024 16:14 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 68 $0.00 $0.00
Disclosure

SEC source: 0001230245-24-000108 · wk-form4_1718050486.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,013

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
May 23, 2024 Filed May 28, 2024 16:08 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 477 $209.72 $100,036.44
Disclosure

SEC source: 0001230245-24-000092 · wk-form4_1716926928.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,945

F1 · shares: The reporting person elected to defer receipt of an annual equity grant of 477 shares of common stock resulting in an accrual to his account of 477 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 16:12 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 190 $0.00 $0.00
Disclosure

SEC source: 0001230245-24-000054 · wk-form4_1710792744.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,468

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
December 08, 2023 Filed Dec 11, 2023 16:11 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 82 $164.55 $13,493.10
Disclosure

SEC source: 0001230245-23-000158 · wk-form4_1702329059.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,278

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 16:27 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 92 $146.10 $13,441.20
Disclosure

SEC source: 0001230245-23-000127 · wk-form4_1694464055.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,196

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
June 09, 2023 Filed Jun 12, 2023 17:21 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 98 $137.14 $13,439.72
Disclosure

SEC source: 0001230245-23-000100 · wk-form4_1686604862.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,104

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
May 17, 2023 Filed May 18, 2023 15:16 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 775 $129.14 $100,083.50
Disclosure

SEC source: 0001230245-23-000079 · wf-form4_168443737927646.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,006

F1 · shares: The reporting person elected to defer receipt of an annual equity grant of 775 shares of common stock resulting in an accrual to his account of 775 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
March 17, 2023 Filed Mar 20, 2023 16:01 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 287 $0.00 $0.00
Disclosure

SEC source: 0001230245-23-000045 · wf-form4_167934247598144.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,231

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
December 09, 2022 Filed Dec 12, 2022 16:06 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 93 $136.61 $12,704.73
Disclosure

SEC source: 0001230245-22-000142 · wf-form4_167087917148413.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,944

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
September 09, 2022 Filed Sep 12, 2022 16:18 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 109 $115.97 $12,640.73
Disclosure

SEC source: 0001230245-22-000116 · wf-form4_166301388242480.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,851

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 16:55 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 108 $116.98 $12,633.84
Disclosure

SEC source: 0001230245-22-000092 · wf-form4_165515373315667.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,742

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
May 06, 2022 Filed May 9, 2022 16:27 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 756 $125.75 $95,067.00
Disclosure

SEC source: 0001230245-22-000076 · wf-form4_165212803135719.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,634

F1 · shares: The reporting person elected to defer receipt of an annual equity grant of 756 shares of common stock resulting in an accrual to his account of 756 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
March 11, 2022 Filed Mar 14, 2022 17:25 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 795 $124.28 $98,802.60
Disclosure

SEC source: 0001230245-22-000050 · wf-form4_164729287140961.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,878

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 16:16 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 405 $166.16 $67,294.80
Disclosure

SEC source: 0001230245-21-000154 · wf-form4_163943018757856.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,083

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
September 10, 2021 Filed Sep 10, 2021 18:00 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 77 $135.04 $10,398.08
Disclosure

SEC source: 0001230245-21-000113 · wf-form4_163131120964663.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,678

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
June 11, 2021 Filed Jun 14, 2021 15:22 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 65 $130.77 $8,500.05
Disclosure

SEC source: 0001230245-21-000080 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,601

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
May 21, 2021 Filed May 24, 2021 16:09 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 757 $125.51 $95,011.07
Disclosure

SEC source: 0001230245-21-000072 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,536

F1 · price: The reporting person elected to defer receipt of an annual equity grant of 757 shares of common stock resulting in an accrual to his account of 757 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 16:03 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 325 $123.00 $39,975.00
Disclosure

SEC source: 0001230245-21-000044 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,779

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
December 11, 2020 Filed Dec 14, 2020 14:43 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 65 $102.91 $6,689.15
Disclosure

SEC source: 0001230245-20-000138 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,454

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
September 11, 2020 Filed Sep 14, 2020 15:40 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 79 $67.53 $5,334.87
Disclosure

SEC source: 0001230245-20-000115 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,389

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
June 12, 2020 Filed Jun 15, 2020 15:03 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 55 $63.86 $3,512.30
Disclosure

SEC source: 0001230245-20-000093 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,310

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
May 18, 2020 Filed May 18, 2020 16:16 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 1,725 $52.18 $90,010.50
Disclosure

SEC source: 0001230245-20-000077 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,255

Read SEC document
March 13, 2020 Filed Mar 17, 2020 16:21 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 390 $49.47 $19,293.30
Disclosure

SEC source: 0001230245-20-000046 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,530

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
December 13, 2019 Filed Dec 16, 2019 16:14 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 79 $81.62 $6,447.98
Disclosure

SEC source: 0001230245-19-000120 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,140

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
September 13, 2019 Filed Sep 17, 2019 08:15 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 82 $0.00 $0.00
Disclosure

SEC source: 0001230245-19-000081 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,061

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

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August 30, 2019 Filed Aug 30, 2019 17:05 UTC Ascent Capital Group, Inc. ASCMA · Entity 15918 Disposition to issuerNonqualified Stock Option (right to buy) · Derivative 380,460 Not disclosed Strike: $61.21 Not disclosed
Disclosure

SEC source: 0001437106-19-000070 · wf-form4_156719909641631.xml · derivative · entry 4

FITZGERALD WILLIAM R · CIK 0001195177 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series A Common Stock · 380,460 shares

Expires 2019-11-30

F4 · price: Pursuant to the terms of the Merger Agreement, such stock option to purchase shares of Ascent Common Stock was canceled for no consideration.

F3 · derivative.exercise_date: Such options were fully vested at the effective time of the Merger.

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August 30, 2019 Filed Aug 30, 2019 17:05 UTC Ascent Capital Group, Inc. ASCMA · Entity 15918 Disposition to issuerSeries B Common Stock 16,919 Not disclosed Not disclosed
Disclosure

SEC source: 0001437106-19-000070 · wf-form4_156719909641631.xml · nonDerivative · entry 3

FITZGERALD WILLIAM R · CIK 0001195177 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By William R. Fitzgerald Irrevocable 2012 Trust

Disclosed balance after: 0

F2 · security: Each share of the Issuer's Series B common stock is convertible, at the holder's election, into one share of the Issuer's Series A common stock, at any time for no consideration other than the surrender of the share of Series B common stock for each share of Series A common stock.

F1 · price: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of Monitronics' (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section).

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August 30, 2019 Filed Aug 30, 2019 17:05 UTC Ascent Capital Group, Inc. ASCMA · Entity 15918 Disposition to issuerSeries B Common Stock 98,136 Not disclosed Not disclosed
Disclosure

SEC source: 0001437106-19-000070 · wf-form4_156719909641631.xml · nonDerivative · entry 2

FITZGERALD WILLIAM R · CIK 0001195177 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · security: Each share of the Issuer's Series B common stock is convertible, at the holder's election, into one share of the Issuer's Series A common stock, at any time for no consideration other than the surrender of the share of Series B common stock for each share of Series A common stock.

F1 · price: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of Monitronics' (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section).

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August 30, 2019 Filed Aug 30, 2019 17:05 UTC Ascent Capital Group, Inc. ASCMA · Entity 15918 Disposition to issuerSeries A Common Stock 115,884 Not disclosed Not disclosed
Disclosure

SEC source: 0001437106-19-000070 · wf-form4_156719909641631.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of Monitronics' (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section).

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June 14, 2019 Filed Jun 17, 2019 15:41 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 87 $73.43 $6,388.41
Disclosure

SEC source: 0001230245-19-000061 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,979

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

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May 20, 2019 Filed May 20, 2019 16:23 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 1,149 $78.36 $90,035.64
Disclosure

SEC source: 0001230245-19-000043 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,892

F1 · price: The reporting person elected to defer receipt of an annual equity grant of 1,149 shares of common stock resulting in an accrual to his account of 1,149 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

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March 15, 2019 Filed Mar 19, 2019 15:19 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 295 $72.63 $21,425.85
Disclosure

SEC source: 0001230245-19-000027 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,743

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

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January 02, 2019 Filed Jan 3, 2019 16:03 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 265 Not disclosed Not disclosed
Disclosure

SEC source: 0001230245-19-000002 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,448

F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 265 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

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December 14, 2018 Filed Dec 18, 2018 17:00 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 85 $66.64 $5,664.40
Disclosure

SEC source: 0001230245-18-000116 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,183

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

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October 01, 2018 Filed Oct 3, 2018 16:32 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 234 Not disclosed Not disclosed
Disclosure

SEC source: 0001230245-18-000103 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,098

F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 234 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

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September 14, 2018 Filed Sep 18, 2018 16:03 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 73 $77.00 $5,621.00
Disclosure

SEC source: 0001230245-18-000094 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,864

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

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July 02, 2018 Filed Jul 3, 2018 15:37 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 226 Not disclosed Not disclosed
Disclosure

SEC source: 0001230245-18-000077 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,791

F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 226 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

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June 15, 2018 Filed Jun 18, 2018 16:05 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 68 $80.10 $5,446.80
Disclosure

SEC source: 0001230245-18-000070 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,565

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

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May 17, 2018 Filed May 18, 2018 11:33 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 1,036 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000055 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,497

F1 · price: The reporting person elected to defer receipt of an annual equity grant of 1,036 shares of common stock resulting in an accrual to his account of 1,036 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

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April 02, 2018 Filed Apr 3, 2018 16:00 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 212 Not disclosed Not disclosed
Disclosure

SEC source: 0001230245-18-000046 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,461

F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 212 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

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March 30, 2018 Filed Apr 3, 2018 19:57 UTC Ascent Capital Group, Inc. ASCMA · Entity 15918 GrantSeries A Common Stock 23,947 $0.00 $0.00
Disclosure

SEC source: 0001437106-18-000026 · wf-form4_152279981182688.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,884

F1 · shares: Represents an award of restricted shares that will vest in eight equal quarterly installments, with the first such installment vesting on June 30, 2018.

F2 · ownership.direct: Includes shares previously reported as being indirectly owned by the Reporting Person through the William R. Fitzgerald Irrevocable 2012 Trust and a grantor retained annuity trust.

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March 15, 2018 Filed Mar 16, 2018 16:29 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 300 $86.25 $25,875.00
Disclosure

SEC source: 0001230245-18-000037 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,249

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

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January 02, 2018 Filed Jan 3, 2018 16:05 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 206 Not disclosed Not disclosed
Disclosure

SEC source: 0001230245-18-000006 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,949

F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 206 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

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January 02, 2018 Filed Jan 4, 2018 17:21 UTC Ascent Capital Group, Inc. ASCMA · Entity 15918 Tax withholdingSeries A Common Stock 5,669 $11.85 $67,198.06
Disclosure

SEC source: 0001437106-18-000004 · wf-form4_151510450507790.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,937

F1 · price: The shares disposed of in this transaction were withheld by the Issuer in connection with the payment of withholding taxes on certain restricted shares that vested on January 2, 2018. The price is based on an average of the high and low trading prices on January 2, 2018.

F1 · acquired: The shares disposed of in this transaction were withheld by the Issuer in connection with the payment of withholding taxes on certain restricted shares that vested on January 2, 2018. The price is based on an average of the high and low trading prices on January 2, 2018.

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December 15, 2017 Filed Dec 19, 2017 12:48 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 51 $79.10 $4,034.10
Disclosure

SEC source: 0001230245-17-000142 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,743

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

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October 02, 2017 Filed Oct 3, 2017 14:44 UTC Ascent Capital Group, Inc. ASCMA · Entity 15918 Tax withholdingSeries A Common Stock 7,705 $13.09 $100,858.45
Disclosure

SEC source: 0001437106-17-000072 · wf-form4_150705625925317.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,606

F1 · price: The shares disposed of in this transaction were withheld by the Issuer in connection with the payment of withholding taxes on certain restricted shares that vested on October 2, 2017. The price is based on an average of the high and low trading prices on October 2, 2017.

F1 · acquired: The shares disposed of in this transaction were withheld by the Issuer in connection with the payment of withholding taxes on certain restricted shares that vested on October 2, 2017. The price is based on an average of the high and low trading prices on October 2, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.