Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PIPER SANDLER COMPANIESPIPR · Entity 3863 | Director | June 13, 2025 | June 16, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PIPER SANDLER COMPANIES
Report date June 13, 2025 · Filed June 16, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,517 |
Reported balance
After 2025-06-13 transaction · row 1
1 source rowRow 1 · 2025-06-13 · Grant · Acquired 62 · Balance 25,517 F1: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. |
Filing footnotes · ownership attribution and instrument terms
F1: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Ascent Capital Group, Inc.
Report date August 30, 2019 · Filed August 30, 2019
Section 16 reporting ended · disclosed 2019-08-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-08-30 transaction · row 1
1 source rowRow 1 · 2019-08-30 · Disposition to issuer · Disposed 115,884 · Balance 0 F1: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of Monitronics' (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section). |
| Series B Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-08-30 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-08-30 · Disposition to issuer · Disposed 98,136 · Balance 0 F2: Each share of the Issuer's Series B common stock is convertible, at the holder's election, into one share of the Issuer's Series A common stock, at any time for no consideration other than the surrender of the share of Series B common stock for each share of Series A common stock. F1: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of Monitronics' (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section). |
| Series B Common StockSEC Table I · non-derivative | IndirectBy William R. Fitzgerald Irrevocable 2012 Trust | 0 |
Reported balance
After 2019-08-30 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2019-08-30 · Disposition to issuer · Disposed 16,919 · Balance 0 F2: Each share of the Issuer's Series B common stock is convertible, at the holder's election, into one share of the Issuer's Series A common stock, at any time for no consideration other than the surrender of the share of Series B common stock for each share of Series A common stock. F1: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of Monitronics' (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section). |
| Nonqualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $61.21 · Expires 2019-11-30 | Direct | 0 |
Reported balance
After 2019-08-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-08-30 · Disposition to issuer · Disposed 380,460 · Balance 0 F4: Pursuant to the terms of the Merger Agreement, such stock option to purchase shares of Ascent Common Stock was canceled for no consideration. F3: Such options were fully vested at the effective time of the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of Monitronics' (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section).
F2: Each share of the Issuer's Series B common stock is convertible, at the holder's election, into one share of the Issuer's Series A common stock, at any time for no consideration other than the surrender of the share of Series B common stock for each share of Series A common stock.
F3: Such options were fully vested at the effective time of the Merger.
F4: Pursuant to the terms of the Merger Agreement, such stock option to purchase shares of Ascent Common Stock was canceled for no consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 13, 2025 Filed Jun 16, 2025 16:59 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 62 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-25-000120 · wk-form4_1750107537.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,517 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 16:34 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 337 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-25-000052 · wk-form4_1742243673.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,455 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| December 13, 2024 Filed Dec 16, 2024 16:12 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 48 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-24-000185 · wk-form4_1734383572.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,118 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 13, 2024 Filed Sep 16, 2024 16:39 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 57 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-24-000144 · wk-form4_1726519133.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,070 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 16:14 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 68 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-24-000108 · wk-form4_1718050486.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,013 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 23, 2024 Filed May 28, 2024 16:08 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 477 | $209.72 | $100,036.44 |
DisclosureSEC source: 0001230245-24-000092 · wk-form4_1716926928.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,945 F1 · shares: The reporting person elected to defer receipt of an annual equity grant of 477 shares of common stock resulting in an accrual to his account of 477 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 16:12 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 190 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-24-000054 · wk-form4_1710792744.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,468 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| December 08, 2023 Filed Dec 11, 2023 16:11 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 82 | $164.55 | $13,493.10 |
DisclosureSEC source: 0001230245-23-000158 · wk-form4_1702329059.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,278 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 08, 2023 Filed Sep 11, 2023 16:27 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 92 | $146.10 | $13,441.20 |
DisclosureSEC source: 0001230245-23-000127 · wk-form4_1694464055.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,196 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 17:21 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 98 | $137.14 | $13,439.72 |
DisclosureSEC source: 0001230245-23-000100 · wk-form4_1686604862.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,104 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 17, 2023 Filed May 18, 2023 15:16 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 775 | $129.14 | $100,083.50 |
DisclosureSEC source: 0001230245-23-000079 · wf-form4_168443737927646.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,006 F1 · shares: The reporting person elected to defer receipt of an annual equity grant of 775 shares of common stock resulting in an accrual to his account of 775 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| March 17, 2023 Filed Mar 20, 2023 16:01 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 287 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-23-000045 · wf-form4_167934247598144.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,231 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| December 09, 2022 Filed Dec 12, 2022 16:06 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 93 | $136.61 | $12,704.73 |
DisclosureSEC source: 0001230245-22-000142 · wf-form4_167087917148413.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,944 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 09, 2022 Filed Sep 12, 2022 16:18 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 109 | $115.97 | $12,640.73 |
DisclosureSEC source: 0001230245-22-000116 · wf-form4_166301388242480.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,851 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 16:55 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 108 | $116.98 | $12,633.84 |
DisclosureSEC source: 0001230245-22-000092 · wf-form4_165515373315667.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,742 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 06, 2022 Filed May 9, 2022 16:27 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 756 | $125.75 | $95,067.00 |
DisclosureSEC source: 0001230245-22-000076 · wf-form4_165212803135719.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,634 F1 · shares: The reporting person elected to defer receipt of an annual equity grant of 756 shares of common stock resulting in an accrual to his account of 756 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 17:25 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 795 | $124.28 | $98,802.60 |
DisclosureSEC source: 0001230245-22-000050 · wf-form4_164729287140961.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,878 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 16:16 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 405 | $166.16 | $67,294.80 |
DisclosureSEC source: 0001230245-21-000154 · wf-form4_163943018757856.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,083 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 10, 2021 Filed Sep 10, 2021 18:00 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 77 | $135.04 | $10,398.08 |
DisclosureSEC source: 0001230245-21-000113 · wf-form4_163131120964663.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,678 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| June 11, 2021 Filed Jun 14, 2021 15:22 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 65 | $130.77 | $8,500.05 |
DisclosureSEC source: 0001230245-21-000080 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,601 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 21, 2021 Filed May 24, 2021 16:09 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 757 | $125.51 | $95,011.07 |
DisclosureSEC source: 0001230245-21-000072 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,536 F1 · price: The reporting person elected to defer receipt of an annual equity grant of 757 shares of common stock resulting in an accrual to his account of 757 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 16:03 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 325 | $123.00 | $39,975.00 |
DisclosureSEC source: 0001230245-21-000044 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,779 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 14:43 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 65 | $102.91 | $6,689.15 |
DisclosureSEC source: 0001230245-20-000138 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,454 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 11, 2020 Filed Sep 14, 2020 15:40 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 79 | $67.53 | $5,334.87 |
DisclosureSEC source: 0001230245-20-000115 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,389 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| June 12, 2020 Filed Jun 15, 2020 15:03 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 55 | $63.86 | $3,512.30 |
DisclosureSEC source: 0001230245-20-000093 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,310 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 18, 2020 Filed May 18, 2020 16:16 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 1,725 | $52.18 | $90,010.50 |
DisclosureSEC source: 0001230245-20-000077 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,255 Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 16:21 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 390 | $49.47 | $19,293.30 |
DisclosureSEC source: 0001230245-20-000046 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,530 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| December 13, 2019 Filed Dec 16, 2019 16:14 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 79 | $81.62 | $6,447.98 |
DisclosureSEC source: 0001230245-19-000120 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,140 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 08:15 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 82 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-19-000081 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,061 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| August 30, 2019 Filed Aug 30, 2019 17:05 UTC | Ascent Capital Group, Inc. ASCMA · Entity 15918 | Disposition to issuerNonqualified Stock Option (right to buy) · Derivative | 380,460 | Not disclosed Strike: $61.21 | Not disclosed |
DisclosureSEC source: 0001437106-19-000070 · wf-form4_156719909641631.xml · derivative · entry 4 FITZGERALD WILLIAM R · CIK 0001195177 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Series A Common Stock · 380,460 shares Expires 2019-11-30 F4 · price: Pursuant to the terms of the Merger Agreement, such stock option to purchase shares of Ascent Common Stock was canceled for no consideration. F3 · derivative.exercise_date: Such options were fully vested at the effective time of the Merger. Read SEC document |
| August 30, 2019 Filed Aug 30, 2019 17:05 UTC | Ascent Capital Group, Inc. ASCMA · Entity 15918 | Disposition to issuerSeries B Common Stock | 16,919 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437106-19-000070 · wf-form4_156719909641631.xml · nonDerivative · entry 3 FITZGERALD WILLIAM R · CIK 0001195177 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By William R. Fitzgerald Irrevocable 2012 Trust Disclosed balance after: 0 F2 · security: Each share of the Issuer's Series B common stock is convertible, at the holder's election, into one share of the Issuer's Series A common stock, at any time for no consideration other than the surrender of the share of Series B common stock for each share of Series A common stock. F1 · price: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of Monitronics' (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section). Read SEC document |
| August 30, 2019 Filed Aug 30, 2019 17:05 UTC | Ascent Capital Group, Inc. ASCMA · Entity 15918 | Disposition to issuerSeries B Common Stock | 98,136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437106-19-000070 · wf-form4_156719909641631.xml · nonDerivative · entry 2 FITZGERALD WILLIAM R · CIK 0001195177 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · security: Each share of the Issuer's Series B common stock is convertible, at the holder's election, into one share of the Issuer's Series A common stock, at any time for no consideration other than the surrender of the share of Series B common stock for each share of Series A common stock. F1 · price: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of Monitronics' (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section). Read SEC document |
| August 30, 2019 Filed Aug 30, 2019 17:05 UTC | Ascent Capital Group, Inc. ASCMA · Entity 15918 | Disposition to issuerSeries A Common Stock | 115,884 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437106-19-000070 · wf-form4_156719909641631.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of Monitronics' (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section). Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 15:41 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 87 | $73.43 | $6,388.41 |
DisclosureSEC source: 0001230245-19-000061 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,979 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 20, 2019 Filed May 20, 2019 16:23 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 1,149 | $78.36 | $90,035.64 |
DisclosureSEC source: 0001230245-19-000043 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,892 F1 · price: The reporting person elected to defer receipt of an annual equity grant of 1,149 shares of common stock resulting in an accrual to his account of 1,149 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 15:19 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 295 | $72.63 | $21,425.85 |
DisclosureSEC source: 0001230245-19-000027 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,743 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 16:03 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 265 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-19-000002 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,448 F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 265 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 17:00 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 85 | $66.64 | $5,664.40 |
DisclosureSEC source: 0001230245-18-000116 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,183 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 16:32 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 234 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-18-000103 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,098 F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 234 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 16:03 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 73 | $77.00 | $5,621.00 |
DisclosureSEC source: 0001230245-18-000094 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,864 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 15:37 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 226 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-18-000077 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,791 F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 226 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 16:05 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 68 | $80.10 | $5,446.80 |
DisclosureSEC source: 0001230245-18-000070 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,565 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 17, 2018 Filed May 18, 2018 11:33 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 1,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-18-000055 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,497 F1 · price: The reporting person elected to defer receipt of an annual equity grant of 1,036 shares of common stock resulting in an accrual to his account of 1,036 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 16:00 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 212 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-18-000046 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,461 F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 212 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 19:57 UTC | Ascent Capital Group, Inc. ASCMA · Entity 15918 | GrantSeries A Common Stock | 23,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001437106-18-000026 · wf-form4_152279981182688.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,884 F1 · shares: Represents an award of restricted shares that will vest in eight equal quarterly installments, with the first such installment vesting on June 30, 2018. F2 · ownership.direct: Includes shares previously reported as being indirectly owned by the Reporting Person through the William R. Fitzgerald Irrevocable 2012 Trust and a grantor retained annuity trust. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 16:29 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 300 | $86.25 | $25,875.00 |
DisclosureSEC source: 0001230245-18-000037 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,249 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 16:05 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 206 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-18-000006 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,949 F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 206 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:21 UTC | Ascent Capital Group, Inc. ASCMA · Entity 15918 | Tax withholdingSeries A Common Stock | 5,669 | $11.85 | $67,198.06 |
DisclosureSEC source: 0001437106-18-000004 · wf-form4_151510450507790.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,937 F1 · price: The shares disposed of in this transaction were withheld by the Issuer in connection with the payment of withholding taxes on certain restricted shares that vested on January 2, 2018. The price is based on an average of the high and low trading prices on January 2, 2018. F1 · acquired: The shares disposed of in this transaction were withheld by the Issuer in connection with the payment of withholding taxes on certain restricted shares that vested on January 2, 2018. The price is based on an average of the high and low trading prices on January 2, 2018. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 12:48 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 51 | $79.10 | $4,034.10 |
DisclosureSEC source: 0001230245-17-000142 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,743 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 14:44 UTC | Ascent Capital Group, Inc. ASCMA · Entity 15918 | Tax withholdingSeries A Common Stock | 7,705 | $13.09 | $100,858.45 |
DisclosureSEC source: 0001437106-17-000072 · wf-form4_150705625925317.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,606 F1 · price: The shares disposed of in this transaction were withheld by the Issuer in connection with the payment of withholding taxes on certain restricted shares that vested on October 2, 2017. The price is based on an average of the high and low trading prices on October 2, 2017. F1 · acquired: The shares disposed of in this transaction were withheld by the Issuer in connection with the payment of withholding taxes on certain restricted shares that vested on October 2, 2017. The price is based on an average of the high and low trading prices on October 2, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.