Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PIPER SANDLER COMPANIESPIPR · Entity 3863 | General Counsel | February 26, 2026 | March 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PIPER SANDLER COMPANIES
Report date February 26, 2026 · Filed March 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,983 |
Ending reported balance
After 2026-02-26 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-02-26 · Grant · Acquired 1,806 · Balance 14,807 F1: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 163% overall, with 126% vesting of the portion of the award based on attaining certain levels of adjusted return on equity and 200% vesting of the portion of the award based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2023 through December 31, 2025. Row 2 · 2026-02-26 · Tax withholding · Disposed 824 · Balance 13,983 |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 163% overall, with 126% vesting of the portion of the award based on attaining certain levels of adjusted return on equity and 200% vesting of the portion of the award based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2023 through December 31, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2026 Filed Mar 2, 2026 21:05 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 824 | $0.00 | $0.00 |
DisclosureSEC source: 0001566456-26-000004 · wk-form4_1772485511.xml · nonDerivative · entry 2 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,983 Read SEC document |
| February 26, 2026 Filed Mar 2, 2026 21:05 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 1,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001566456-26-000004 · wk-form4_1772485511.xml · nonDerivative · entry 1 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,807 F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 163% overall, with 126% vesting of the portion of the award based on attaining certain levels of adjusted return on equity and 200% vesting of the portion of the award based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2023 through December 31, 2025. Read SEC document |
| February 17, 2026 Filed Feb 19, 2026 21:17 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 34 | $0.00 | $0.00 |
DisclosureSEC source: 0001566456-26-000002 · wk-form4_1771535849.xml · nonDerivative · entry 4 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,001 Read SEC document |
| February 17, 2026 Filed Feb 19, 2026 21:17 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001566456-26-000002 · wk-form4_1771535849.xml · nonDerivative · entry 3 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,035 Read SEC document |
| February 17, 2026 Filed Feb 19, 2026 21:17 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001566456-26-000002 · wk-form4_1771535849.xml · nonDerivative · entry 2 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,085 Read SEC document |
| February 17, 2026 Filed Feb 19, 2026 21:17 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 505 | $0.00 | $0.00 |
DisclosureSEC source: 0001566456-26-000002 · wk-form4_1771535849.xml · nonDerivative · entry 1 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,150 Read SEC document |
| August 11, 2025 Filed Aug 11, 2025 20:09 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | SaleCommon Stock | 1,634 | $322.96 | $527,716.64 |
DisclosureSEC source: 0001566456-25-000005 · wk-form4_1754942962.xml · nonDerivative · entry 2 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,645 F2 · price: These shares were sold in multiple transactions at prices ranging from $322.8200 to $323.2650 inclusive. Read SEC document |
| August 11, 2025 Filed Aug 11, 2025 20:09 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | SaleCommon Stock | 366 | $321.46 | $117,654.36 |
DisclosureSEC source: 0001566456-25-000005 · wk-form4_1754942962.xml · nonDerivative · entry 1 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,279 F1 · price: The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (1) through (2) were sold in multiple transactions at the price ranges provided in footnotes (1) through (2). These shares in footnote (1) were sold in multiple transactions at prices ranging from $321.2300 to $321.6700 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) through (2) upon request by the SEC staff, the issuer or any shareholder of the issuer. Read SEC document |
| February 27, 2025 Filed Mar 3, 2025 21:16 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 738 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-25-000048 · wk-form4_1741036581.xml · nonDerivative · entry 2 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,645 Read SEC document |
| February 27, 2025 Filed Mar 3, 2025 21:16 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 1,617 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-25-000048 · wk-form4_1741036581.xml · nonDerivative · entry 1 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,383 F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 100% based on attaining certain levels of adjusted return on equity and 100% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2022 through December 31, 2024. Read SEC document |
| February 16, 2025 Filed Feb 19, 2025 21:22 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-25-000033 · wk-form4_1740000130.xml · nonDerivative · entry 4 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,766 Read SEC document |
| February 16, 2025 Filed Feb 19, 2025 21:22 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-25-000033 · wk-form4_1740000130.xml · nonDerivative · entry 3 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,816 Read SEC document |
| February 16, 2025 Filed Feb 19, 2025 21:22 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 117 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-25-000033 · wk-form4_1740000130.xml · nonDerivative · entry 2 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,881 Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 21:22 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 433 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-25-000033 · wk-form4_1740000130.xml · nonDerivative · entry 1 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,998 Read SEC document |
| November 07, 2024 Filed Nov 8, 2024 21:03 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | SaleCommon Stock | 960 | $341.82 | $328,147.20 |
DisclosureSEC source: 0001230245-24-000181 · wk-form4_1731099780.xml · nonDerivative · entry 2 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,565 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $341.7900 to $341.9300 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer. Read SEC document |
| November 07, 2024 Filed Nov 8, 2024 21:03 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | SaleCommon Stock | 540 | $340.46 | $183,848.40 |
DisclosureSEC source: 0001230245-24-000181 · wk-form4_1731099780.xml · nonDerivative · entry 1 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,525 Read SEC document |
| August 09, 2024 Filed Aug 9, 2024 20:36 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | SaleCommon Stock | 1,789 | $256.73 | $459,289.97 |
DisclosureSEC source: 0001230245-24-000136 · wk-form4_1723235760.xml · nonDerivative · entry 1 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,065 Read SEC document |
| May 06, 2024 Filed May 7, 2024 20:34 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | SaleCommon Stock | 1,570 | $211.14 | $331,489.80 |
DisclosureSEC source: 0001230245-24-000085 · wk-form4_1715114021.xml · nonDerivative · entry 1 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,854 Read SEC document |
| February 28, 2024 Filed Feb 28, 2024 21:46 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GiftCommon Stock | 540 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-24-000046 · wk-form4_1709156782.xml · nonDerivative · entry 3 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,424 F2 · price: Represents shares of common stock that the reporting person donated as a gift to a donor advised fund. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:46 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 914 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-24-000046 · wk-form4_1709156782.xml · nonDerivative · entry 2 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,964 Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:46 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 2,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-24-000046 · wk-form4_1709156782.xml · nonDerivative · entry 1 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,878 F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 150% based on attaining certain levels of adjusted return on equity and 150% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2021 through December 31, 2023. Read SEC document |
| February 16, 2024 Filed Feb 20, 2024 22:32 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-24-000032 · wk-form4_1708468325.xml · nonDerivative · entry 4 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,631 Read SEC document |
| February 16, 2024 Filed Feb 20, 2024 22:32 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 117 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-24-000032 · wk-form4_1708468325.xml · nonDerivative · entry 3 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,696 Read SEC document |
| February 16, 2024 Filed Feb 20, 2024 22:32 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 63 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-24-000032 · wk-form4_1708468325.xml · nonDerivative · entry 2 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,813 Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 22:32 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 488 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-24-000032 · wk-form4_1708468325.xml · nonDerivative · entry 1 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,876 Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:39 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 973 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-23-000041 · wf-form4_167762034738918.xml · nonDerivative · entry 2 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,388 Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:39 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 2,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-23-000041 · wf-form4_167762034738918.xml · nonDerivative · entry 1 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,361 F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 140% overall, with 150% vesting based on attaining certain levels of adjusted return on equity and 130% vesting based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2020 through December 31, 2022. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 21:34 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 117 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-23-000027 · wf-form4_167666963631396.xml · nonDerivative · entry 4 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,081 Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 21:34 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 63 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-23-000027 · wf-form4_167666963631396.xml · nonDerivative · entry 3 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,198 Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 21:34 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 91 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-23-000027 · wf-form4_167666963631396.xml · nonDerivative · entry 2 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,261 Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:34 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 635 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-23-000027 · wf-form4_167666963631396.xml · nonDerivative · entry 1 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,352 Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 21:33 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 743 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-22-000045 · wf-form4_164617040507840.xml · nonDerivative · entry 2 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,717 Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 21:33 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 1,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-22-000045 · wf-form4_164617040507840.xml · nonDerivative · entry 1 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,460 F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 150% based on attaining certain levels of adjusted return on equity and 150% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2019 through December 31, 2021. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:20 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 63 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-22-000030 · wf-form4_164521924014530.xml · nonDerivative · entry 3 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,709 Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:20 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 83 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-22-000030 · wf-form4_164521924014530.xml · nonDerivative · entry 2 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,772 Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:20 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 72 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-22-000030 · wf-form4_164521924014530.xml · nonDerivative · entry 1 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,855 Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:54 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 1,141 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-22-000012 · wf-form4_164513845944361.xml · nonDerivative · entry 1 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,927 Read SEC document |
| November 05, 2021 Filed Nov 5, 2021 20:56 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | SaleCommon Stock | 159 | $180.64 | $28,721.95 |
DisclosureSEC source: 0001230245-21-000150 · wf-form4_163614573320038.xml · nonDerivative · entry 3 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,786 F3 · price: These shares were sold in multiple transactions at prices ranging from $180.4750 to $180.9500 inclusive. Read SEC document |
| November 05, 2021 Filed Nov 5, 2021 20:56 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | SaleCommon Stock | 1,322 | $179.66 | $237,510.26 |
DisclosureSEC source: 0001230245-21-000150 · wf-form4_163614573320038.xml · nonDerivative · entry 2 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,945 F2 · price: These shares were sold in multiple transactions at prices ranging from $179.3800 to $180.1900 inclusive. Read SEC document |
| November 05, 2021 Filed Nov 5, 2021 20:56 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | SaleCommon Stock | 1,019 | $178.91 | $182,304.50 |
DisclosureSEC source: 0001230245-21-000150 · wf-form4_163614573320038.xml · nonDerivative · entry 1 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,267 F1 · price: The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (1) through (3) were sold in multiple transactions at the price ranges provided in footnotes (1) through (3). These shares in footnote (1) were sold in multiple transactions at prices ranging from $178.3700 to $179.3500 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) through (3) upon request by the SEC staff, the issuer or any shareholder of the issuer. Read SEC document |
| February 25, 2021 Filed Feb 25, 2021 21:06 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GiftCommon Stock | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-21-000032 · edgar.xml · nonDerivative · entry 1 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,619 F1 · price: Represents shares of Common Stock that the reporting person donated as a gift to a donor advised fund. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:21 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 555 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-21-000038 · edgar.xml · nonDerivative · entry 2 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,286 Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:21 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 1,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-21-000038 · edgar.xml · nonDerivative · entry 1 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,841 F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2018 through December 31, 2020. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:26 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 623 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-21-000022 · edgar.xml · nonDerivative · entry 4 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,369 Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:26 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 81 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-21-000022 · edgar.xml · nonDerivative · entry 3 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,746 Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:26 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 68 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-21-000022 · edgar.xml · nonDerivative · entry 2 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,827 Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:26 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 59 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-21-000022 · edgar.xml · nonDerivative · entry 1 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,895 Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:54 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Exercise / conversionPerformance share unit · Derivative | 1,190 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-20-000037 · edgar.xml · derivative · entry 3 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,190 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2017 through December 31, 2019. F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2017 through December 31, 2019. F1 · derivative.exercise_date: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2017 through December 31, 2019. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:54 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 274 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-20-000037 · edgar.xml · nonDerivative · entry 2 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,954 Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:54 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Exercise / conversionCommon Stock | 893 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-20-000037 · edgar.xml · nonDerivative · entry 1 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2017 through December 31, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.