Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PIPER SANDLER COMPANIESPJC · Entity 3863 | Director | February 16, 2019 | February 20, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PIPER SANDLER COMPANIES
Report date February 16, 2019 · Filed February 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 185,485 |
Ending reported balance
After 2019-02-16 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2019-02-16 · Tax withholding · Disposed 5,151 · Balance 188,816 Row 2 · 2019-02-16 · Tax withholding · Disposed 2,192 · Balance 186,624 Row 3 · 2019-02-16 · Tax withholding · Disposed 1,139 · Balance 185,485 |
| Common StockSEC Table I · non-derivative | IndirectBy minor children | 10 |
Reported balance
Holding disclosure · report date 2019-02-16 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 10 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ARCTIC CAT INC
Report date March 06, 2017 · Filed March 07, 2017
Section 16 reporting ended · disclosed 2017-03-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-03-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-03-06 · Other · Disposed 5,345 · Balance 3,379 F1: Tendered pursuant to the Agreement and Plan of Merger (the "Merger Agreement") among Arctic Cat Inc., a Minnesota corporation, Textron Inc., a Delaware corporation, ("Textron"), and Aces Acquisition Corp., a Minnesota corporation and an indirect wholly owned subsidiary of Textron, in exchange for the right to receive $18.50 per share. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement. Row 2 · 2017-03-06 · Disposition to issuer · Disposed 3,379 · Balance 0 F2: Pursuant to the Merger Agreement, each unvested restricted stock unit became fully vested immediately prior to the Effective Time. Restricted stock units were then cancelled as of the Effective Time in exchange for the right to receive a cash payment equal to $18.50 multiplied by the number of shares subject to such restricted stock unit award, less any required withholding of taxes. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.74 · Expires 2026-04-01 | Direct | 0 |
Reported balance
After 2017-03-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-03-06 · Disposition to issuer · Disposed 5,973 · Balance 0 F3: Pursuant to the Merger Agreement, each unvested stock option became fully vested and exercisable immediately prior to the Effective Time. Each stock option that was outstanding and unexercised as of the Effective Time and had an exercise price per share that was less than $18.50 was then cancelled in exchange for the right to receive a cash payment equal to $18.50 minus the exercise price, multiplied by the number of shares issuable upon exercise of such stock option, less any required withholding of taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Tendered pursuant to the Agreement and Plan of Merger (the "Merger Agreement") among Arctic Cat Inc., a Minnesota corporation, Textron Inc., a Delaware corporation, ("Textron"), and Aces Acquisition Corp., a Minnesota corporation and an indirect wholly owned subsidiary of Textron, in exchange for the right to receive $18.50 per share. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement.
F2: Pursuant to the Merger Agreement, each unvested restricted stock unit became fully vested immediately prior to the Effective Time. Restricted stock units were then cancelled as of the Effective Time in exchange for the right to receive a cash payment equal to $18.50 multiplied by the number of shares subject to such restricted stock unit award, less any required withholding of taxes.
F3: Pursuant to the Merger Agreement, each unvested stock option became fully vested and exercisable immediately prior to the Effective Time. Each stock option that was outstanding and unexercised as of the Effective Time and had an exercise price per share that was less than $18.50 was then cancelled in exchange for the right to receive a cash payment equal to $18.50 minus the exercise price, multiplied by the number of shares issuable upon exercise of such stock option, less any required withholding of taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2019 Filed Feb 20, 2019 16:03 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 1,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-19-000020 · edgar.xml · nonDerivative · entry 3 DUFF ANDREW S · CIK 0001185482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,485 Read SEC document |
| February 16, 2019 Filed Feb 20, 2019 16:03 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 2,192 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-19-000020 · edgar.xml · nonDerivative · entry 2 DUFF ANDREW S · CIK 0001185482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,624 Read SEC document |
| February 16, 2019 Filed Feb 20, 2019 16:03 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 5,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-19-000020 · edgar.xml · nonDerivative · entry 1 DUFF ANDREW S · CIK 0001185482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,816 Read SEC document |
| December 12, 2018 Filed Dec 12, 2018 16:22 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GiftCommon Stock | 21,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-18-000115 · edgar.xml · nonDerivative · entry 1 DUFF ANDREW S · CIK 0001185482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,967 F1 · price: Represents shares of Common Stock that the reporting person donated as a gift to a donor advised fund. Read SEC document |
| May 21, 2018 Filed May 23, 2018 12:15 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Exercise / conversionPerformance Share Unit · Derivative | 27,486 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-18-000065 · edgar.xml · derivative · entry 4 DUFF ANDREW S · CIK 0001185482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,486 shares Expires 2018-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant. F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant. F1 · derivative.exercise_date: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant. Read SEC document |
| May 21, 2018 Filed May 23, 2018 12:15 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 9,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-18-000065 · edgar.xml · nonDerivative · entry 2 DUFF ANDREW S · CIK 0001185482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,736 Read SEC document |
| May 21, 2018 Filed May 23, 2018 12:15 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Exercise / conversionCommon Stock | 20,466 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-18-000065 · edgar.xml · nonDerivative · entry 1 DUFF ANDREW S · CIK 0001185482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant. Read SEC document |
| May 17, 2018 Filed May 18, 2018 11:32 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 1,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-18-000054 · edgar.xml · nonDerivative · entry 1 DUFF ANDREW S · CIK 0001185482 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,603 Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 16:31 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 4,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-18-000026 · edgar.xml · nonDerivative · entry 3 DUFF ANDREW S · CIK 0001185482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,920 Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 16:31 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 2,192 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-18-000026 · edgar.xml · nonDerivative · entry 2 DUFF ANDREW S · CIK 0001185482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,933 Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 16:31 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 5,472 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-18-000026 · edgar.xml · nonDerivative · entry 1 DUFF ANDREW S · CIK 0001185482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,125 Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 16:32 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 7,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-18-000020 · edgar.xml · nonDerivative · entry 1 DUFF ANDREW S · CIK 0001185482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,597 Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 16:32 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | SaleCommon Stock | 25,343 | $94.66 | $2,398,960.78 |
DisclosureSEC source: 0001230245-18-000013 · edgar.xml · nonDerivative · entry 3 DUFF ANDREW S · CIK 0001185482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,105 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.3 to $95.0350 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 16:32 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | SaleCommon Stock | 5,800 | $93.18 | $540,449.80 |
DisclosureSEC source: 0001230245-18-000013 · edgar.xml · nonDerivative · entry 2 DUFF ANDREW S · CIK 0001185482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,448 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.1540 to $93.35 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 16:32 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | SaleCommon Stock | 18,857 | $91.88 | $1,732,526.47 |
DisclosureSEC source: 0001230245-18-000013 · edgar.xml · nonDerivative · entry 1 DUFF ANDREW S · CIK 0001185482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,248 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.59 to $92.3570 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer. Read SEC document |
| May 22, 2017 Filed May 24, 2017 16:03 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Exercise / conversionPerformance Share Unit · Derivative | 25,620 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-17-000087 · edgar.xml · derivative · entry 4 DUFF ANDREW S · CIK 0001185482 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,620 shares Expires 2017-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant. F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant. F1 · derivative.exercise_date: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant. Read SEC document |
| May 22, 2017 Filed May 24, 2017 16:03 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 12,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-17-000087 · edgar.xml · nonDerivative · entry 2 DUFF ANDREW S · CIK 0001185482 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,105 Read SEC document |
| May 22, 2017 Filed May 24, 2017 16:03 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Exercise / conversionCommon Stock | 25,620 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-17-000087 · edgar.xml · nonDerivative · entry 1 DUFF ANDREW S · CIK 0001185482 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 10:02 UTC | ARCTIC CAT INC ACAT · Entity 178083 | Disposition to issuerStock Option (Right to Buy) · Derivative | 5,973 | Not disclosed Strike: $16.74 | Not disclosed |
DisclosureSEC source: 0000914190-17-000105 · edgar.xml · derivative · entry 3 DUFF ANDREW S · CIK 0001185482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,973 shares Expires 2026-04-01 F3 · price: Pursuant to the Merger Agreement, each unvested stock option became fully vested and exercisable immediately prior to the Effective Time. Each stock option that was outstanding and unexercised as of the Effective Time and had an exercise price per share that was less than $18.50 was then cancelled in exchange for the right to receive a cash payment equal to $18.50 minus the exercise price, multiplied by the number of shares issuable upon exercise of such stock option, less any required withholding of taxes. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each unvested stock option became fully vested and exercisable immediately prior to the Effective Time. Each stock option that was outstanding and unexercised as of the Effective Time and had an exercise price per share that was less than $18.50 was then cancelled in exchange for the right to receive a cash payment equal to $18.50 minus the exercise price, multiplied by the number of shares issuable upon exercise of such stock option, less any required withholding of taxes. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 10:02 UTC | ARCTIC CAT INC ACAT · Entity 178083 | Disposition to issuerCommon Stock | 3,379 | $18.50 | $62,511.50 |
DisclosureSEC source: 0000914190-17-000105 · edgar.xml · nonDerivative · entry 2 DUFF ANDREW S · CIK 0001185482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Pursuant to the Merger Agreement, each unvested restricted stock unit became fully vested immediately prior to the Effective Time. Restricted stock units were then cancelled as of the Effective Time in exchange for the right to receive a cash payment equal to $18.50 multiplied by the number of shares subject to such restricted stock unit award, less any required withholding of taxes. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 10:02 UTC | ARCTIC CAT INC ACAT · Entity 178083 | OtherCommon Stock | 5,345 | $18.50 | $98,882.50 |
DisclosureSEC source: 0000914190-17-000105 · edgar.xml · nonDerivative · entry 1 DUFF ANDREW S · CIK 0001185482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,379 F1 · price: Tendered pursuant to the Agreement and Plan of Merger (the "Merger Agreement") among Arctic Cat Inc., a Minnesota corporation, Textron Inc., a Delaware corporation, ("Textron"), and Aces Acquisition Corp., a Minnesota corporation and an indirect wholly owned subsidiary of Textron, in exchange for the right to receive $18.50 per share. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement. Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 16:27 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 4,410 | $76.05 | $335,380.50 |
DisclosureSEC source: 0001230245-17-000043 · edgar.xml · nonDerivative · entry 2 DUFF ANDREW S · CIK 0001185482 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,834 Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 16:27 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 4,242 | $76.05 | $322,604.10 |
DisclosureSEC source: 0001230245-17-000043 · edgar.xml · nonDerivative · entry 1 DUFF ANDREW S · CIK 0001185482 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,244 Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 16:50 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 6,168 | $78.85 | $486,346.80 |
DisclosureSEC source: 0001230245-17-000032 · edgar.xml · nonDerivative · entry 1 DUFF ANDREW S · CIK 0001185482 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,486 Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 16:25 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 14,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-17-000019 · edgar.xml · nonDerivative · entry 1 DUFF ANDREW S · CIK 0001185482 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,654 Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 17:05 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,641 | $0.00 Strike: $70.13 | $0.00 |
DisclosureSEC source: 0001230245-17-000007 · edgar.xml · derivative · entry 4 DUFF ANDREW S · CIK 0001185482 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,641 shares Expires 2017-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 17:05 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | SaleCommon Stock | 9,641 | $75.35 | $726,475.38 |
DisclosureSEC source: 0001230245-17-000007 · edgar.xml · nonDerivative · entry 2 DUFF ANDREW S · CIK 0001185482 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,237 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.0750 to $75.95 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer. Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 17:05 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Exercise / conversionCommon Stock | 9,641 | $70.13 | $676,123.33 |
DisclosureSEC source: 0001230245-17-000007 · edgar.xml · nonDerivative · entry 1 DUFF ANDREW S · CIK 0001185482 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 19:33 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 32,149 | $0.00 Strike: $41.09 | $0.00 |
DisclosureSEC source: 0001230245-16-000326 · edgar.xml · derivative · entry 6 DUFF ANDREW S · CIK 0001185482 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,149 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 19:33 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | SaleCommon Stock | 720 | $66.71 | $48,028.03 |
DisclosureSEC source: 0001230245-16-000326 · edgar.xml · nonDerivative · entry 4 DUFF ANDREW S · CIK 0001185482 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,237 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.6500 to $66.8500 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 19:33 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | SaleCommon Stock | 13,680 | $65.90 | $901,449.07 |
DisclosureSEC source: 0001230245-16-000326 · edgar.xml · nonDerivative · entry 3 DUFF ANDREW S · CIK 0001185482 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,957 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.6000 to $66.6000 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 19:33 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | SaleCommon Stock | 17,749 | $65.04 | $1,154,430.46 |
DisclosureSEC source: 0001230245-16-000326 · edgar.xml · nonDerivative · entry 2 DUFF ANDREW S · CIK 0001185482 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,637 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.5500 to $65.5500 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 19:33 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Exercise / conversionCommon Stock | 32,149 | $41.09 | $1,321,002.41 |
DisclosureSEC source: 0001230245-16-000326 · edgar.xml · nonDerivative · entry 1 DUFF ANDREW S · CIK 0001185482 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 16:48 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GiftCommon Stock | 4,558 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-16-000309 · edgar.xml · nonDerivative · entry 1 DUFF ANDREW S · CIK 0001185482 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,237 F1 · kind: The reported transaction was a gift by the reporting person to a non-profit organization. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.