Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PIPER SANDLER COMPANIESPIPR · Entity 3863 | Director | March 12, 2021 | March 15, 2021 |
| PREDEXPRDEX · Entity 94044 | Trustee | October 26, 2017 | December 01, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PIPER SANDLER COMPANIES
Report date March 12, 2021 · Filed March 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,542 |
Reported balance
After 2021-03-12 transaction · row 1
1 source rowRow 1 · 2021-03-12 · Grant · Acquired 73 · Balance 31,542 F1: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 1,000 |
Reported balance
Holding disclosure · report date 2021-03-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,000 |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 50 |
Reported balance
Holding disclosure · report date 2021-03-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 50 |
Filing footnotes · ownership attribution and instrument terms
F1: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.
PREDEX
Report date October 26, 2017 · Filed December 01, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 9,738.995 |
Reported balance
After 2017-10-26 transaction · row 1
1 source rowRow 1 · 2017-10-26 · Purchase · Acquired 9,738.995 · Balance 9,738.995 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 12, 2021 Filed Mar 15, 2021 16:09 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 73 | $123.00 | $8,979.00 |
DisclosureSEC source: 0001230245-21-000048 · edgar.xml · nonDerivative · entry 1 PIPER ADDISON L · CIK 0001181279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,542 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 14:49 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 15 | $102.91 | $1,543.65 |
DisclosureSEC source: 0001230245-20-000142 · edgar.xml · nonDerivative · entry 1 PIPER ADDISON L · CIK 0001181279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,469 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 11, 2020 Filed Sep 14, 2020 15:46 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 18 | $67.53 | $1,215.54 |
DisclosureSEC source: 0001230245-20-000119 · edgar.xml · nonDerivative · entry 1 PIPER ADDISON L · CIK 0001181279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,454 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| June 12, 2020 Filed Jun 15, 2020 15:10 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 13 | $63.86 | $830.18 |
DisclosureSEC source: 0001230245-20-000097 · edgar.xml · nonDerivative · entry 1 PIPER ADDISON L · CIK 0001181279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,436 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 18, 2020 Filed May 18, 2020 16:23 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 1,725 | $52.18 | $90,010.50 |
DisclosureSEC source: 0001230245-20-000081 · edgar.xml · nonDerivative · entry 1 PIPER ADDISON L · CIK 0001181279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,423 Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 16:28 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 88 | $49.47 | $4,353.36 |
DisclosureSEC source: 0001230245-20-000050 · edgar.xml · nonDerivative · entry 1 PIPER ADDISON L · CIK 0001181279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,698 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| December 13, 2019 Filed Dec 16, 2019 16:25 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 18 | $81.62 | $1,469.16 |
DisclosureSEC source: 0001230245-19-000124 · edgar.xml · nonDerivative · entry 1 PIPER ADDISON L · CIK 0001181279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,610 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 08:12 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | OtherCommon Stock | 19 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-19-000080 · edgar.xml · nonDerivative · entry 1 PIPER ADDISON L · CIK 0001181279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,592 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 13, 2019 Filed Sep 18, 2019 17:54 UTC Amendment | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 19 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-19-000090 · edgar.xml · nonDerivative · entry 1 PIPER ADDISON L · CIK 0001181279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,592 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 15:40 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 20 | $73.43 | $1,468.60 |
DisclosureSEC source: 0001230245-19-000060 · edgar.xml · nonDerivative · entry 1 PIPER ADDISON L · CIK 0001181279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,573 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 20, 2019 Filed May 20, 2019 16:22 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 1,149 | $78.36 | $90,035.64 |
DisclosureSEC source: 0001230245-19-000042 · edgar.xml · nonDerivative · entry 1 PIPER ADDISON L · CIK 0001181279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,553 Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 15:20 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 71 | $72.63 | $5,156.73 |
DisclosureSEC source: 0001230245-19-000029 · edgar.xml · nonDerivative · entry 1 PIPER ADDISON L · CIK 0001181279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,404 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 17:01 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 21 | $66.64 | $1,399.44 |
DisclosureSEC source: 0001230245-18-000118 · edgar.xml · nonDerivative · entry 1 PIPER ADDISON L · CIK 0001181279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,333 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 16:02 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 18 | $77.00 | $1,386.00 |
DisclosureSEC source: 0001230245-18-000093 · edgar.xml · nonDerivative · entry 1 PIPER ADDISON L · CIK 0001181279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,312 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 16:07 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 18 | $80.10 | $1,441.80 |
DisclosureSEC source: 0001230245-18-000072 · edgar.xml · nonDerivative · entry 1 PIPER ADDISON L · CIK 0001181279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,294 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 17, 2018 Filed May 18, 2018 11:34 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 1,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-18-000057 · edgar.xml · nonDerivative · entry 1 PIPER ADDISON L · CIK 0001181279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,276 Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 16:30 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 83 | $86.25 | $7,158.75 |
DisclosureSEC source: 0001230245-18-000039 · edgar.xml · nonDerivative · entry 1 PIPER ADDISON L · CIK 0001181279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,240 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 12:50 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 15 | $79.10 | $1,186.50 |
DisclosureSEC source: 0001230245-17-000144 · edgar.xml · nonDerivative · entry 1 PIPER ADDISON L · CIK 0001181279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,157 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| October 26, 2017 Filed Dec 1, 2017 16:17 UTC | PREDEX PRDEX · Entity 94044 | PurchaseShares of Beneficial Interest | 9,738.995 | $250,000.00 | $2,434,748,750.00 |
DisclosureSEC source: 0001580642-17-006403 · primary_doc.xml · nonDerivative · entry 1 PIPER ADDISON L · CIK 0001181279 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,738.995 Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 16:10 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 21 | $55.10 | $1,157.10 |
DisclosureSEC source: 0001230245-17-000125 · edgar.xml · nonDerivative · entry 1 PIPER ADDISON L · CIK 0001181279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,142 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 10:44 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 18 | $61.80 | $1,112.40 |
DisclosureSEC source: 0001230245-17-000098 · edgar.xml · nonDerivative · entry 1 PIPER ADDISON L · CIK 0001181279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,121 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 11, 2017 Filed May 12, 2017 15:59 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 1,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-17-000078 · edgar.xml · nonDerivative · entry 1 PIPER ADDISON L · CIK 0001181279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,103 Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 16:29 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 17 | $67.80 | $1,152.60 |
DisclosureSEC source: 0001230245-17-000058 · edgar.xml · nonDerivative · entry 1 PIPER ADDISON L · CIK 0001181279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,945 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.