Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PIPER SANDLER COMPANIESPJC · Entity 3863 | Head, Public Finance Services | February 02, 2018 | February 05, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PIPER SANDLER COMPANIES
Report date February 02, 2018 · Filed February 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,469 |
Ending reported balance
After 2018-02-02 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-02-02 · Sale · Disposed 5,956 · Balance 51,513 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.90 to $95.90 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer. Row 2 · 2018-02-02 · Sale · Disposed 1,745 · Balance 49,768 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.95 to $96.80 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer. Row 3 · 2018-02-02 · Sale · Disposed 1,900 · Balance 47,868 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.00 to $97.70 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer. Row 4 · 2018-02-02 · Sale · Disposed 399 · Balance 47,469 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.0750 to $98.25 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.90 to $95.90 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.95 to $96.80 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.00 to $97.70 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.0750 to $98.25 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 02, 2018 Filed Feb 5, 2018 21:37 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | SaleCommon Stock | 399 | $98.19 | $39,179.41 |
DisclosureSEC source: 0001230245-18-000016 · edgar.xml · nonDerivative · entry 4 Fairman Francis E IV · CIK 0001332203 · Head, Public Finance Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,469 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.0750 to $98.25 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 21:37 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | SaleCommon Stock | 1,900 | $97.42 | $185,100.47 |
DisclosureSEC source: 0001230245-18-000016 · edgar.xml · nonDerivative · entry 3 Fairman Francis E IV · CIK 0001332203 · Head, Public Finance Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,868 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.00 to $97.70 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 21:37 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | SaleCommon Stock | 1,745 | $96.28 | $168,011.04 |
DisclosureSEC source: 0001230245-18-000016 · edgar.xml · nonDerivative · entry 2 Fairman Francis E IV · CIK 0001332203 · Head, Public Finance Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,768 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.95 to $96.80 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 21:37 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | SaleCommon Stock | 5,956 | $95.53 | $569,005.86 |
DisclosureSEC source: 0001230245-18-000016 · edgar.xml · nonDerivative · entry 1 Fairman Francis E IV · CIK 0001332203 · Head, Public Finance Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,513 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.90 to $95.90 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:05 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Exercise / conversionPerformance Share Unit · Derivative | 8,540 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-17-000089 · edgar.xml · derivative · entry 3 Fairman Francis E IV · CIK 0001332203 · Head, Public Finance Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,540 shares Expires 2017-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant. F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant. F1 · derivative.exercise_date: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:05 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 4,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-17-000089 · edgar.xml · nonDerivative · entry 2 Fairman Francis E IV · CIK 0001332203 · Head, Public Finance Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,469 Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:05 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Exercise / conversionCommon Stock | 8,540 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-17-000089 · edgar.xml · nonDerivative · entry 1 Fairman Francis E IV · CIK 0001332203 · Head, Public Finance Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant. Read SEC document |
| May 02, 2017 Filed May 4, 2017 20:00 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Disposition to issuerCommon Stock | 3,000 | $60.93 | $182,788.50 |
DisclosureSEC source: 0001230245-17-000070 · edgar.xml · nonDerivative · entry 1 Fairman Francis E IV · CIK 0001332203 · Head, Public Finance Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,046 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.65 to $61.2550 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer. Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 21:28 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 394 | $76.05 | $29,963.70 |
DisclosureSEC source: 0001230245-17-000045 · edgar.xml · nonDerivative · entry 2 Fairman Francis E IV · CIK 0001332203 · Head, Public Finance Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,046 Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 21:28 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 331 | $76.05 | $25,172.55 |
DisclosureSEC source: 0001230245-17-000045 · edgar.xml · nonDerivative · entry 1 Fairman Francis E IV · CIK 0001332203 · Head, Public Finance Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,440 Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 21:52 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 1,144 | $78.85 | $90,204.40 |
DisclosureSEC source: 0001230245-17-000034 · edgar.xml · nonDerivative · entry 1 Fairman Francis E IV · CIK 0001332203 · Head, Public Finance Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,771 Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:27 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 5,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-17-000021 · edgar.xml · nonDerivative · entry 1 Fairman Francis E IV · CIK 0001332203 · Head, Public Finance Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,915 Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 22:09 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,496 | $0.00 Strike: $70.13 | $0.00 |
DisclosureSEC source: 0001230245-17-000008 · edgar.xml · derivative · entry 5 Fairman Francis E IV · CIK 0001332203 · Head, Public Finance Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,496 shares Expires 2017-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 22:09 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | SaleCommon Stock | 100 | $76.10 | $7,610.00 |
DisclosureSEC source: 0001230245-17-000008 · edgar.xml · nonDerivative · entry 4 Fairman Francis E IV · CIK 0001332203 · Head, Public Finance Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,170 Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 22:09 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | SaleCommon Stock | 9,900 | $75.32 | $745,704.63 |
DisclosureSEC source: 0001230245-17-000008 · edgar.xml · nonDerivative · entry 3 Fairman Francis E IV · CIK 0001332203 · Head, Public Finance Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,270 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.95 to $75.95 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer. Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 22:09 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | SaleCommon Stock | 2,496 | $75.36 | $188,094.32 |
DisclosureSEC source: 0001230245-17-000008 · edgar.xml · nonDerivative · entry 2 Fairman Francis E IV · CIK 0001332203 · Head, Public Finance Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,170 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.95 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer. Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 22:09 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Exercise / conversionCommon Stock | 2,496 | $70.13 | $175,044.48 |
DisclosureSEC source: 0001230245-17-000008 · edgar.xml · nonDerivative · entry 1 Fairman Francis E IV · CIK 0001332203 · Head, Public Finance Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.