PIPR

SEC source: 0001230245-20-000019 · edgar.xml · nonDerivative · entry 1

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,656

SEC source: 0001230245-20-000017 · edgar.xml · nonDerivative · entry 3

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,162

SEC source: 0001230245-20-000017 · edgar.xml · nonDerivative · entry 2

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,251

SEC source: 0001230245-20-000017 · edgar.xml · nonDerivative · entry 1

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,159

SEC source: 0001230245-21-000024 · edgar.xml · nonDerivative · entry 5

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,232

F1 · shares: The reporting person made a bona fide gift to a revocable living trust as described in note 2 below.

SEC source: 0001230245-20-000027 · edgar.xml · nonDerivative · entry 4

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,487

SEC source: 0001230245-20-000021 · edgar.xml · nonDerivative · entry 4

Schoneman Debbra L. · CIK 0001435654 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,730

SEC source: 0001230245-20-000025 · edgar.xml · nonDerivative · entry 4

Carter Timothy L · CIK 0001372024 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,222

SEC source: 0001230245-20-000023 · edgar.xml · nonDerivative · entry 10

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,420

SEC source: 0001230245-20-000019 · edgar.xml · nonDerivative · entry 4

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,335

SEC source: 0001230245-20-000017 · edgar.xml · nonDerivative · entry 4

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,845

SEC source: 0001230245-20-000002 · edgar.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,386

F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to her account of 230 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-20-000004 · edgar.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,542

F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 300 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-20-000006 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,528

F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 376 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-19-000124 · edgar.xml · nonDerivative · entry 1

PIPER ADDISON L · CIK 0001181279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,610

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-19-000122 · edgar.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,156

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-19-000132 · edgar.xml · nonDerivative · entry 1

JOHNSON B KRISTINE · CIK 0001231984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,794

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-19-000130 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,152

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-19-000128 · edgar.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,242

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-19-000126 · edgar.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,324

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-19-000120 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,140

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-19-000112 · edgar.xml · nonDerivative · entry 3

JOHNSON B KRISTINE · CIK 0001231984 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By B. Kristine Johnson Trust

Disclosed balance after: 2,578

F1 · kind: The reported transaction was a gift by the reporting person to a private foundation.

SEC source: 0001230245-19-000093 · edgar.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150

F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to her account of 40 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director teminates.

SEC source: 0001230245-19-000097 · edgar.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,229

F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 330 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-19-000095 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,118

F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 399 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-19-000088 · edgar.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,110

F1 · price: The reporting person elected to defer receipt of an initial and annual equity grant of 1,110 shares of common stock, resulting in the accrual to her account of 1,110 shares of phantom stock. The phantom stock will become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-19-000080 · edgar.xml · nonDerivative · entry 1

PIPER ADDISON L · CIK 0001181279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,592

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-19-000085 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,719

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-19-000084 · edgar.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,899

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-19-000083 · edgar.xml · nonDerivative · entry 1

JOHNSON B KRISTINE · CIK 0001231984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,785

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-19-000081 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,061

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-19-000082 · edgar.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,301

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-19-000090 · edgar.xml · nonDerivative · entry 1

PIPER ADDISON L · CIK 0001181279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,592

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-19-000069 · edgar.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,887

F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 301 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-19-000071 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,686

F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 385 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-19-000060 · edgar.xml · nonDerivative · entry 1

PIPER ADDISON L · CIK 0001181279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,573

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-19-000065 · edgar.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,586

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-19-000064 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,301

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-19-000063 · edgar.xml · nonDerivative · entry 1

JOHNSON B KRISTINE · CIK 0001231984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,775

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-19-000061 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,979

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-19-000062 · edgar.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,277

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-19-000042 · edgar.xml · nonDerivative · entry 1

PIPER ADDISON L · CIK 0001181279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,553

SEC source: 0001230245-19-000045 · edgar.xml · nonDerivative · entry 1

JOHNSON B KRISTINE · CIK 0001231984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,765

SEC source: 0001230245-19-000047 · edgar.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,574

F1 · price: The reporting person elected to defer receipt of an annual equity grant of 1,149 shares of common stock resulting in an accrual to his account of 1,149 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-19-000048 · edgar.xml · nonDerivative · entry 1

SCHREIER THOMAS S JR · CIK 0001271525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,563

SEC source: 0001230245-19-000046 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,268

F1 · price: The reporting person elected to defer receipt of an annual equity grant of 1,149 shares of common stock resulting in an accrual to his account of 1,149 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-19-000043 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,892

F1 · price: The reporting person elected to defer receipt of an annual equity grant of 1,149 shares of common stock resulting in an accrual to his account of 1,149 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-19-000044 · edgar.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,251

SEC source: 0001230245-19-000050 · edgar.xml · derivative · entry 3

Schoneman Debbra L. · CIK 0001435654 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,053 shares

Expires 2019-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant.

F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant.

F1 · derivative.exercise_date: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant.

SEC source: 0001230245-19-000050 · edgar.xml · nonDerivative · entry 2

Schoneman Debbra L. · CIK 0001435654 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,225