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Baker James P

Disclosed activity across 1 company

Tapewire entity
63970
SEC CIK
0001763980

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PIPER SANDLER COMPANIESPIPR · Entity 3863Global Co-Head IB and Cap MktsFebruary 26, 2026March 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PIPER SANDLER COMPANIES

Report date February 26, 2026 · Filed March 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect66,166 Ending reported balance After 2026-02-26 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-02-26 · Grant · Acquired 7,377 · Balance 69,069

F1: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 163% overall, with 126% vesting of the portion of the award based on attaining certain levels of adjusted return on equity and 200% vesting of the portion of the award based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2023 through December 31, 2025.

Row 2 · 2026-02-26 · Tax withholding · Disposed 2,903 · Balance 66,166

Common StockSEC Table I · non-derivativeIndirectBy Spouse as sole Trustee and Beneficiary for Irrevocable Trust25,699 Reported balance Holding disclosure · report date 2026-02-26 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 25,699

F2: The shares are held in an irrevocable trust for the benefit of the reporting person's spouse. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectBy Irrevocable Trust25,699 Reported balance Holding disclosure · report date 2026-02-26 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 25,699

F3: The shares are held in an irrevocable trust for the benefit of the reporting person. The reporting person is trustee of the trust.

Filing footnotes · ownership attribution and instrument terms

F1: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 163% overall, with 126% vesting of the portion of the award based on attaining certain levels of adjusted return on equity and 200% vesting of the portion of the award based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2023 through December 31, 2025.

F2: The shares are held in an irrevocable trust for the benefit of the reporting person's spouse. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F3: The shares are held in an irrevocable trust for the benefit of the reporting person. The reporting person is trustee of the trust.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2026 Filed Mar 2, 2026 16:02 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 Tax withholdingCommon Stock 2,903 $0.00 $0.00
Disclosure

SEC source: 0001763980-26-000004 · wk-form4_1772485365.xml · nonDerivative · entry 2

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,166

Read SEC document
February 26, 2026 Filed Mar 2, 2026 16:02 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 7,377 $0.00 $0.00
Disclosure

SEC source: 0001763980-26-000004 · wk-form4_1772485365.xml · nonDerivative · entry 1

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,069

F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 163% overall, with 126% vesting of the portion of the award based on attaining certain levels of adjusted return on equity and 200% vesting of the portion of the award based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2023 through December 31, 2025.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 16:13 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 Tax withholdingCommon Stock 113 $0.00 $0.00
Disclosure

SEC source: 0001763980-26-000002 · wk-form4_1771535589.xml · nonDerivative · entry 4

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,692

Read SEC document
February 17, 2026 Filed Feb 19, 2026 16:13 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 Tax withholdingCommon Stock 215 $0.00 $0.00
Disclosure

SEC source: 0001763980-26-000002 · wk-form4_1771535589.xml · nonDerivative · entry 3

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,805

Read SEC document
February 17, 2026 Filed Feb 19, 2026 16:13 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 Tax withholdingCommon Stock 211 $0.00 $0.00
Disclosure

SEC source: 0001763980-26-000002 · wk-form4_1771535589.xml · nonDerivative · entry 2

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,020

Read SEC document
February 17, 2026 Filed Feb 19, 2026 16:13 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 2,364 $0.00 $0.00
Disclosure

SEC source: 0001763980-26-000002 · wk-form4_1771535589.xml · nonDerivative · entry 1

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,231

Read SEC document
May 16, 2025 Filed May 16, 2025 16:16 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 2,000 $267.32 $534,640.00
Disclosure

SEC source: 0001230245-25-000082 · wk-form4_1747426582.xml · nonDerivative · entry 1

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,867

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $267.25 to $267.54 inclusive. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.

Read SEC document
May 16, 2025 Filed May 21, 2025 17:47 UTC Amendment PIPER SANDLER COMPANIES PIPR · Entity 3863 PurchaseCommon Stock 2,000 $267.32 $534,640.00
Disclosure

SEC source: 0001230245-25-000084 · wk-form4a_1747864063.xml · nonDerivative · entry 1

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,867

F1 · kind: The transaction was originally reported with transaction code "A," which designates a grant, award, or other acquisition. As these shares were purchased by the reporting person in the open market, the transaction code should have been listed as "P," an open market purchase.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $267.25 to $267.54 inclusive. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 16:10 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 Tax withholdingCommon Stock 3,018 $0.00 $0.00
Disclosure

SEC source: 0001230245-25-000042 · wk-form4_1741036196.xml · nonDerivative · entry 2

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,867

Read SEC document
February 27, 2025 Filed Mar 3, 2025 16:10 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 7,669 $0.00 $0.00
Disclosure

SEC source: 0001230245-25-000042 · wk-form4_1741036196.xml · nonDerivative · entry 1

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,885

F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 100% based on attaining certain levels of adjusted return on equity and 100% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2022 through December 31, 2024.

Read SEC document
February 16, 2025 Filed Feb 19, 2025 16:14 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 Tax withholdingCommon Stock 165 $0.00 $0.00
Disclosure

SEC source: 0001230245-25-000025 · wk-form4_1739999667.xml · nonDerivative · entry 4

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,216

Read SEC document
February 16, 2025 Filed Feb 19, 2025 16:14 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 Tax withholdingCommon Stock 211 $0.00 $0.00
Disclosure

SEC source: 0001230245-25-000025 · wk-form4_1739999667.xml · nonDerivative · entry 3

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,381

Read SEC document
February 16, 2025 Filed Feb 19, 2025 16:14 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 Tax withholdingCommon Stock 473 $0.00 $0.00
Disclosure

SEC source: 0001230245-25-000025 · wk-form4_1739999667.xml · nonDerivative · entry 2

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,592

Read SEC document
February 15, 2025 Filed Feb 19, 2025 16:14 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 1,858 $0.00 $0.00
Disclosure

SEC source: 0001230245-25-000025 · wk-form4_1739999667.xml · nonDerivative · entry 1

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,065

Read SEC document
February 26, 2024 Filed Feb 28, 2024 16:41 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 Tax withholdingCommon Stock 3,710 $0.00 $0.00
Disclosure

SEC source: 0001230245-24-000042 · wk-form4_1709156477.xml · nonDerivative · entry 2

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,207

Read SEC document
February 26, 2024 Filed Feb 28, 2024 16:41 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 9,428 $0.00 $0.00
Disclosure

SEC source: 0001230245-24-000042 · wk-form4_1709156477.xml · nonDerivative · entry 1

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,917

F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 150% based on attaining certain levels of adjusted return on equity and 150% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2021 through December 31, 2023.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 17:24 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 Tax withholdingCommon Stock 213 $0.00 $0.00
Disclosure

SEC source: 0001230245-24-000024 · wk-form4_1708467870.xml · nonDerivative · entry 4

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,489

Read SEC document
February 16, 2024 Filed Feb 20, 2024 17:24 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 Tax withholdingCommon Stock 306 $0.00 $0.00
Disclosure

SEC source: 0001230245-24-000024 · wk-form4_1708467870.xml · nonDerivative · entry 3

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,702

Read SEC document
February 16, 2024 Filed Feb 20, 2024 17:24 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 Tax withholdingCommon Stock 219 $0.00 $0.00
Disclosure

SEC source: 0001230245-24-000024 · wk-form4_1708467870.xml · nonDerivative · entry 2

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,008

Read SEC document
February 15, 2024 Filed Feb 20, 2024 17:24 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 2,024 $0.00 $0.00
Disclosure

SEC source: 0001230245-24-000024 · wk-form4_1708467870.xml · nonDerivative · entry 1

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,227

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:34 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 Tax withholdingCommon Stock 3,424 $0.00 $0.00
Disclosure

SEC source: 0001230245-23-000037 · wf-form4_167762008304357.xml · nonDerivative · entry 2

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,203

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:34 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 8,699 $0.00 $0.00
Disclosure

SEC source: 0001230245-23-000037 · wf-form4_167762008304357.xml · nonDerivative · entry 1

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,627

F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 140% overall, with 150% vesting based on attaining certain levels of adjusted return on equity and 130% vesting based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2020 through December 31, 2022.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 16:24 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 Tax withholdingCommon Stock 306 $0.00 $0.00
Disclosure

SEC source: 0001230245-23-000019 · wf-form4_167666903834848.xml · nonDerivative · entry 4

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,928

Read SEC document
February 16, 2023 Filed Feb 17, 2023 16:24 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 Tax withholdingCommon Stock 219 $0.00 $0.00
Disclosure

SEC source: 0001230245-23-000019 · wf-form4_167666903834848.xml · nonDerivative · entry 3

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,234

Read SEC document
February 16, 2023 Filed Feb 17, 2023 16:24 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 Tax withholdingCommon Stock 251 $0.00 $0.00
Disclosure

SEC source: 0001230245-23-000019 · wf-form4_167666903834848.xml · nonDerivative · entry 2

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,453

Read SEC document
February 15, 2023 Filed Feb 17, 2023 16:24 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 2,591 $0.00 $0.00
Disclosure

SEC source: 0001230245-23-000019 · wf-form4_167666903834848.xml · nonDerivative · entry 1

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,704

Read SEC document
February 16, 2022 Filed Feb 18, 2022 16:23 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 Tax withholdingCommon Stock 218 $0.00 $0.00
Disclosure

SEC source: 0001230245-22-000032 · wf-form4_164521939070164.xml · nonDerivative · entry 3

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,113

Read SEC document
February 16, 2022 Filed Feb 18, 2022 16:23 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 Tax withholdingCommon Stock 251 $0.00 $0.00
Disclosure

SEC source: 0001230245-22-000032 · wf-form4_164521939070164.xml · nonDerivative · entry 2

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,331

Read SEC document
February 16, 2022 Filed Feb 18, 2022 16:23 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 Tax withholdingCommon Stock 279 $0.00 $0.00
Disclosure

SEC source: 0001230245-22-000032 · wf-form4_164521939070164.xml · nonDerivative · entry 1

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,582

Read SEC document
February 15, 2022 Filed Feb 17, 2022 17:58 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 3,767 $0.00 $0.00
Disclosure

SEC source: 0001230245-22-000016 · wf-form4_164513867818478.xml · nonDerivative · entry 1

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,861

Read SEC document
February 16, 2021 Filed Feb 18, 2021 16:18 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 2,687 $0.00 $0.00
Disclosure

SEC source: 0001230245-21-000016 · edgar.xml · nonDerivative · entry 4

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,094

Read SEC document
February 16, 2021 Filed Feb 18, 2021 16:18 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 Tax withholdingCommon Stock 385 $0.00 $0.00
Disclosure

SEC source: 0001230245-21-000016 · edgar.xml · nonDerivative · entry 3

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,407

Read SEC document
February 16, 2021 Filed Feb 18, 2021 16:18 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 Tax withholdingCommon Stock 279 $0.00 $0.00
Disclosure

SEC source: 0001230245-21-000016 · edgar.xml · nonDerivative · entry 2

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,792

Read SEC document
February 16, 2021 Filed Feb 18, 2021 16:18 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 Tax withholdingCommon Stock 416 $0.00 $0.00
Disclosure

SEC source: 0001230245-21-000016 · edgar.xml · nonDerivative · entry 1

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,071

Read SEC document
February 16, 2020 Filed Feb 19, 2020 19:02 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 Tax withholdingCommon Stock 348 $0.00 $0.00
Disclosure

SEC source: 0001230245-20-000027 · edgar.xml · nonDerivative · entry 3

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,398

Read SEC document
February 16, 2020 Filed Feb 19, 2020 19:02 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 Tax withholdingCommon Stock 416 $0.00 $0.00
Disclosure

SEC source: 0001230245-20-000027 · edgar.xml · nonDerivative · entry 2

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,746

Read SEC document
February 16, 2020 Filed Feb 19, 2020 19:02 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 Tax withholdingCommon Stock 152 $0.00 $0.00
Disclosure

SEC source: 0001230245-20-000027 · edgar.xml · nonDerivative · entry 1

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,162

Read SEC document
February 15, 2020 Filed Feb 19, 2020 19:02 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 3,089 $0.00 $0.00
Disclosure

SEC source: 0001230245-20-000027 · edgar.xml · nonDerivative · entry 4

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,487

Read SEC document
May 16, 2019 Filed May 20, 2019 16:30 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 Tax withholdingCommon Stock 13,939 $0.00 $0.00
Disclosure

SEC source: 0001230245-19-000049 · edgar.xml · nonDerivative · entry 1

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,314

Read SEC document
February 16, 2019 Filed Feb 20, 2019 16:02 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 3,428 $0.00 $0.00
Disclosure

SEC source: 0001230245-19-000018 · edgar.xml · nonDerivative · entry 3

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,253

Read SEC document
February 16, 2019 Filed Feb 20, 2019 16:02 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 Tax withholdingCommon Stock 416 $0.00 $0.00
Disclosure

SEC source: 0001230245-19-000018 · edgar.xml · nonDerivative · entry 2

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,825

Read SEC document
February 16, 2019 Filed Feb 20, 2019 16:02 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 Tax withholdingCommon Stock 152 $0.00 $0.00
Disclosure

SEC source: 0001230245-19-000018 · edgar.xml · nonDerivative · entry 1

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,241

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.