PIPR

SEC source: 0001230245-20-000087 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,849

F1 · price: The reporting person elected to defer receipt of an annual equity grant of 1,725 shares of common stock resulting in an accrual to his account of 1,725 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-20-000077 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,255

SEC source: 0001230245-20-000085 · edgar.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,164

SEC source: 0001230245-20-000062 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,124

F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his acount of 420 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-20-000060 · edgar.xml · nonDerivative · entry 1

Carter Timothy L · CIK 0001372024 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,222

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.65 to $37.69 inclusive. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.

SEC source: 0001230245-20-000058 · edgar.xml · nonDerivative · entry 3

Abraham Chad R · CIK 0001538591 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,816

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.00 to $39.00 inclusive. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.

SEC source: 0001230245-20-000058 · edgar.xml · nonDerivative · entry 2

Abraham Chad R · CIK 0001538591 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,416

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.54 to $33.40 inclusive. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.

SEC source: 0001230245-20-000058 · edgar.xml · nonDerivative · entry 1

Abraham Chad R · CIK 0001538591 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,916

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.75 to $35.56 inclusive. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.

SEC source: 0001230245-20-000050 · edgar.xml · nonDerivative · entry 1

PIPER ADDISON L · CIK 0001181279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,698

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-20-000048 · edgar.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,418

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-20-000044 · edgar.xml · nonDerivative · entry 1

Schoneman Debbra L. · CIK 0001435654 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,185

SEC source: 0001230245-20-000054 · edgar.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,614

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-20-000056 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,704

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-20-000046 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,530

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-20-000052 · edgar.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,439

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-20-000041 · edgar.xml · nonDerivative · entry 2

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Living Trust

Disclosed balance after: 68,360

F1 · ownership.nature: The shares are held through a revocable living trust, of which the reporting person is trustee and both the reporting person and the reporting person's spouse are beneficiaries.

SEC source: 0001230245-20-000035 · edgar.xml · derivative · entry 3

Schoneman Debbra L. · CIK 0001435654 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,568 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2017 through December 31, 2019.

F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2017 through December 31, 2019.

F1 · derivative.exercise_date: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2017 through December 31, 2019.

SEC source: 0001230245-20-000035 · edgar.xml · nonDerivative · entry 2

Schoneman Debbra L. · CIK 0001435654 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,185

SEC source: 0001230245-20-000035 · edgar.xml · nonDerivative · entry 1

Schoneman Debbra L. · CIK 0001435654 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2017 through December 31, 2019.

SEC source: 0001230245-20-000037 · edgar.xml · derivative · entry 3

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,190 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2017 through December 31, 2019.

F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2017 through December 31, 2019.

F1 · derivative.exercise_date: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2017 through December 31, 2019.

SEC source: 0001230245-20-000037 · edgar.xml · nonDerivative · entry 2

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,954

SEC source: 0001230245-20-000037 · edgar.xml · nonDerivative · entry 1

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2017 through December 31, 2019.

SEC source: 0001230245-20-000039 · edgar.xml · derivative · entry 5

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,379 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2017 through December 31, 2019.

F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2017 through December 31, 2019.

F1 · derivative.exercise_date: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2017 through December 31, 2019.

SEC source: 0001230245-20-000039 · edgar.xml · nonDerivative · entry 4

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Living Trust

Disclosed balance after: 58,360

F3 · ownership.nature: The shares are held through a revocable living trust, of which the reporting person is trustee and both the reporting person and the reporting person's spouse are beneficiaries.

SEC source: 0001230245-20-000039 · edgar.xml · nonDerivative · entry 3

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,420

F2 · shares: The reporting person made a bona fide gift to a revocable living trust as described in note 3 below.

SEC source: 0001230245-20-000039 · edgar.xml · nonDerivative · entry 2

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,323

SEC source: 0001230245-20-000039 · edgar.xml · nonDerivative · entry 1

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2017 through December 31, 2019.

SEC source: 0001230245-20-000033 · edgar.xml · derivative · entry 3

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,379 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2017 through December 31, 2019.

F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2017 through December 31, 2019.

F1 · derivative.exercise_date: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2017 through December 31, 2019.

SEC source: 0001230245-20-000033 · edgar.xml · nonDerivative · entry 2

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,816

SEC source: 0001230245-20-000033 · edgar.xml · nonDerivative · entry 1

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2017 through December 31, 2019.

SEC source: 0001230245-20-000027 · edgar.xml · nonDerivative · entry 3

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,398

SEC source: 0001230245-20-000027 · edgar.xml · nonDerivative · entry 2

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,746

SEC source: 0001230245-20-000027 · edgar.xml · nonDerivative · entry 1

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,162

SEC source: 0001230245-20-000021 · edgar.xml · nonDerivative · entry 3

Schoneman Debbra L. · CIK 0001435654 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,189

SEC source: 0001230245-20-000021 · edgar.xml · nonDerivative · entry 2

Schoneman Debbra L. · CIK 0001435654 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,481

SEC source: 0001230245-20-000021 · edgar.xml · nonDerivative · entry 1

Schoneman Debbra L. · CIK 0001435654 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,807

SEC source: 0001230245-20-000025 · edgar.xml · nonDerivative · entry 3

Carter Timothy L · CIK 0001372024 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,379

SEC source: 0001230245-20-000025 · edgar.xml · nonDerivative · entry 2

Carter Timothy L · CIK 0001372024 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,502

SEC source: 0001230245-20-000025 · edgar.xml · nonDerivative · entry 1

Carter Timothy L · CIK 0001372024 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,556

SEC source: 0001230245-20-000023 · edgar.xml · nonDerivative · entry 9

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Living Trust

Disclosed balance after: 57,457

SEC source: 0001230245-20-000023 · edgar.xml · nonDerivative · entry 8

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,990

F1 · shares: The reporting person made a bona fide gift to a revocable living trust as described in note 2 below.

SEC source: 0001230245-20-000023 · edgar.xml · nonDerivative · entry 7

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,955

SEC source: 0001230245-20-000023 · edgar.xml · nonDerivative · entry 6

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Living Trust

Disclosed balance after: 56,492

F2 · ownership.nature: The shares are held through a revocable living trust, of which the reporting person is trustee and both the reporting person and the reporting person's spouse are beneficiaries.

SEC source: 0001230245-20-000023 · edgar.xml · nonDerivative · entry 5

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,792

F1 · shares: The reporting person made a bona fide gift to a revocable living trust as described in note 2 below.

SEC source: 0001230245-20-000023 · edgar.xml · nonDerivative · entry 4

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,701

SEC source: 0001230245-20-000023 · edgar.xml · nonDerivative · entry 3

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Living Trust

Disclosed balance after: 55,583

F2 · ownership.nature: The shares are held through a revocable living trust, of which the reporting person is trustee and both the reporting person and the reporting person's spouse are beneficiaries.

SEC source: 0001230245-20-000023 · edgar.xml · nonDerivative · entry 2

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,178

F1 · shares: The reporting person made a bona fide gift to a revocable living trust as described in note 2 below.

SEC source: 0001230245-20-000023 · edgar.xml · nonDerivative · entry 1

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,008

SEC source: 0001230245-20-000019 · edgar.xml · nonDerivative · entry 3

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,525

SEC source: 0001230245-20-000019 · edgar.xml · nonDerivative · entry 2

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,597