PIPR

SEC source: 0001230245-21-000102 · edgar.xml · nonDerivative · entry 3

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,766

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F4 · price: These shares were sold in multiple transactions at prices ranging from $128.6750 to $129.5300 inclusive.

SEC source: 0001230245-21-000102 · edgar.xml · nonDerivative · entry 2

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,957

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F3 · price: These shares were sold in multiple transactions at prices ranging from $127.6700 to $128.6700 inclusive.

SEC source: 0001230245-21-000102 · edgar.xml · nonDerivative · entry 1

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,386

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F2 · price: The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (2) through (10) were sold in multiple transactions at the price ranges provided in footnotes (2) through (10). These shares in footnote (2) were sold in multiple transactions at prices ranging from $126.6500 to $127.6200 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) through (10) upon request by the SEC staff, the issuer or any shareholder of the issuer.

SEC source: 0001230245-21-000092 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,525

F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his acount of 240 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-21-000094 · edgar.xml · nonDerivative · entry 1

Sterling Brian R · CIK 0001837229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,330

F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his acount of 154 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates

SEC source: 0001230245-21-000082 · edgar.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,009

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-21-000086 · edgar.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,263

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-21-000088 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,285

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-21-000080 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,601

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-21-000084 · edgar.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,096

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-21-000090 · edgar.xml · nonDerivative · entry 1

Sterling Brian R · CIK 0001837229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,176

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-21-000073 · edgar.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,995

F1 · price: The reporting person elected to defer receipt of an annual equity grant of 757 shares of common stock resulting in an accrual to her account of 757 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-21-000077 · edgar.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,245

SEC source: 0001230245-21-000074 · edgar.xml · nonDerivative · entry 1

SCHREIER THOMAS S JR · CIK 0001271525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,045

SEC source: 0001230245-21-000076 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,242

F1 · price: The reporting person elected to defer receipt of an annual equity grant of 757 shares of common stock resulting in an accrual to his account of 757 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-21-000072 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,536

F1 · price: The reporting person elected to defer receipt of an annual equity grant of 757 shares of common stock resulting in an accrual to his account of 757 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-21-000075 · edgar.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,075

F1 · price: The reporting person elected to defer receipt of an annual equity grant of 757 shares of common stock resulting in an accrual to her account of 757 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-21-000078 · edgar.xml · nonDerivative · entry 1

Sterling Brian R · CIK 0001837229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,175

SEC source: 0001230245-21-000061 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,485

F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his acount of 274 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-21-000060 · edgar.xml · nonDerivative · entry 1

Sterling Brian R · CIK 0001837229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,418

F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his acount of 170 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates

SEC source: 0001230245-21-000048 · edgar.xml · nonDerivative · entry 1

PIPER ADDISON L · CIK 0001181279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,542

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-21-000046 · edgar.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,238

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-21-000054 · edgar.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,488

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-21-000052 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,211

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-21-000044 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,779

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-21-000050 · edgar.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,318

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-21-000032 · edgar.xml · nonDerivative · entry 1

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,619

F1 · price: Represents shares of Common Stock that the reporting person donated as a gift to a donor advised fund.

SEC source: 0001230245-21-000042 · edgar.xml · nonDerivative · entry 2

Schoneman Debbra L. · CIK 0001435654 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,544

SEC source: 0001230245-21-000042 · edgar.xml · nonDerivative · entry 1

Schoneman Debbra L. · CIK 0001435654 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,185

F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2018 through December 31, 2020.

SEC source: 0001230245-21-000040 · edgar.xml · nonDerivative · entry 4

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Living Trust

Disclosed balance after: 51,732

F3 · ownership.nature: The shares are held through a revocable living trust, of which the reporting person is trustee and both the reporting person and the reporting person's spouse are beneficiaries.

SEC source: 0001230245-21-000040 · edgar.xml · nonDerivative · entry 3

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,851

F2 · shares: The reporting person made a bona fide gift to a revocable living trust as described in note 3 below.

SEC source: 0001230245-21-000040 · edgar.xml · nonDerivative · entry 2

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,108

SEC source: 0001230245-21-000040 · edgar.xml · nonDerivative · entry 1

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,237

F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2018 through December 31, 2020.

SEC source: 0001230245-21-000038 · edgar.xml · nonDerivative · entry 2

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,286

SEC source: 0001230245-21-000038 · edgar.xml · nonDerivative · entry 1

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,841

F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2018 through December 31, 2020.

SEC source: 0001230245-21-000036 · edgar.xml · nonDerivative · entry 2

Carter Timothy L · CIK 0001372024 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,185

SEC source: 0001230245-21-000036 · edgar.xml · nonDerivative · entry 1

Carter Timothy L · CIK 0001372024 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,745

F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2018 through December 31, 2020.

SEC source: 0001230245-21-000034 · edgar.xml · nonDerivative · entry 2

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,066

SEC source: 0001230245-21-000034 · edgar.xml · nonDerivative · entry 1

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,868

F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2018 through December 31, 2020.

SEC source: 0001230245-21-000016 · edgar.xml · nonDerivative · entry 4

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,094

SEC source: 0001230245-21-000016 · edgar.xml · nonDerivative · entry 3

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,407

SEC source: 0001230245-21-000016 · edgar.xml · nonDerivative · entry 2

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,792

SEC source: 0001230245-21-000016 · edgar.xml · nonDerivative · entry 1

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,071

SEC source: 0001230245-21-000026 · edgar.xml · nonDerivative · entry 4

Schoneman Debbra L. · CIK 0001435654 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,202

SEC source: 0001230245-21-000026 · edgar.xml · nonDerivative · entry 3

Schoneman Debbra L. · CIK 0001435654 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,205

SEC source: 0001230245-21-000026 · edgar.xml · nonDerivative · entry 2

Schoneman Debbra L. · CIK 0001435654 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,567

SEC source: 0001230245-21-000026 · edgar.xml · nonDerivative · entry 1

Schoneman Debbra L. · CIK 0001435654 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,859

SEC source: 0001230245-21-000024 · edgar.xml · nonDerivative · entry 10

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,851

SEC source: 0001230245-21-000024 · edgar.xml · nonDerivative · entry 9

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Living Trust

Disclosed balance after: 46,475

F2 · ownership.nature: The shares are held through a revocable living trust, of which the reporting person is trustee and both the reporting person and the reporting person's spouse are beneficiaries.

SEC source: 0001230245-21-000024 · edgar.xml · nonDerivative · entry 8

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,422

F1 · shares: The reporting person made a bona fide gift to a revocable living trust as described in note 2 below.