Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 24, 2019 Filed May 24, 2019 17:43 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
OtherCommon Stock | 5,348 | $9.22 | $49,308.56 |
DisclosureSEC source: 0001213900-19-009602 · ownership.xml · nonDerivative · entry 3 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 566,653 F7 · ownership.direct: Curo Capital Appreciation Fund I, LLC (Fund 1) for which the Reporting Person serves as president, effected a transfer of shares to various individuals, including the Reporting Person. F2 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 1) for which the Reporting Person serves as president. Read SEC document |
| May 24, 2019 Filed May 24, 2019 17:43 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
OtherCommon Stock | 1,523 | $11.50 | $17,514.50 |
DisclosureSEC source: 0001213900-19-009602 · ownership.xml · nonDerivative · entry 2 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 571,001 F6 · ownership.direct: Curo Capital Appreciation Fund I, LLC (#1) for which the Reporting Person serves as president, effected a transfer of shares to various individuals, including the Reporting Person. F1 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (#1) for which the Reporting Person serves as president. Read SEC document |
| May 24, 2019 Filed May 24, 2019 17:43 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
OtherCommon Stock | 2,636 | $9.22 | $24,303.92 |
DisclosureSEC source: 0001213900-19-009602 · ownership.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 573,524 F6 · ownership.direct: Curo Capital Appreciation Fund I, LLC (#1) for which the Reporting Person serves as president, effected a transfer of shares to various individuals, including the Reporting Person. F1 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (#1) for which the Reporting Person serves as president. Read SEC document |
| May 08, 2019 Filed May 24, 2019 21:39 UTC |
COWAN KEITH ODirector
|
GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-009595 · ownership.xml · derivative · entry 1 COWAN KEITH O · CIK 0001026935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units will vest in a series of 2 equal installments beginning on July 1, 2019, so that the restricted stock units will become fully vested on December 26, 2019. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. F2 · derivative.expiration_date: The restricted stock units will vest in a series of 2 equal installments beginning on July 1, 2019, so that the restricted stock units will become fully vested on December 26, 2019. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. Read SEC document |
| May 08, 2019 Filed May 24, 2019 17:45 UTC |
Mayor KathyDirector
|
GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-009606 · ownership.xml · derivative · entry 1 Mayor Kathy · CIK 0001760429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units will vest in a series of 2 equal installments beginning on July 1, 2019, so that the restricted stock units will become fully vested on December 26, 2019. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. F2 · derivative.expiration_date: The restricted stock units will vest in a series of 2 equal installments beginning on July 1, 2019, so that the restricted stock units will become fully vested on December 26, 2019. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. Read SEC document |
| May 08, 2019 Filed May 24, 2019 17:42 UTC |
Dang LuanChief Technology Officer
|
GrantRestricted Stock Units · Derivative | 74,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-009599 · ownership.xml · derivative · entry 3 Dang Luan · CIK 0001290255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,500 Underlying: Common Stock · 74,500 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units will vest in a series of six equal installments beginning on May 18, 2020, so that the restricted stock units will become fully vested on November 18, 2021. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. F3 · derivative.expiration_date: The restricted stock units will vest in a series of six equal installments beginning on May 18, 2020, so that the restricted stock units will become fully vested on November 18, 2021. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. Read SEC document |
| May 08, 2019 Filed May 24, 2019 17:43 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
GrantRestricted Stock Units · Derivative | 74,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-009602 · ownership.xml · derivative · entry 11 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,500 Underlying: Common Stock · 74,500 shares Expires not disclosed F11 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F12 · derivative.exercise_date: The restricted stock units will vest in a series of six equal installments beginning on May 18, 2020, so that the restricted stock units will become fully vested on November 18, 2021. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. F12 · derivative.expiration_date: The restricted stock units will vest in a series of six equal installments beginning on May 18, 2020, so that the restricted stock units will become fully vested on November 18, 2021. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. Read SEC document |
| May 08, 2019 Filed May 24, 2019 21:44 UTC |
MARCUS LORI TAUBERDirector
|
GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-009604 · ownership.xml · derivative · entry 1 MARCUS LORI TAUBER · CIK 0001535247 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units will vest in a series of 2 equal installments beginning on July 1, 2019, so that the restricted stock units will become fully vested on December 26, 2019. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. F2 · derivative.expiration_date: The restricted stock units will vest in a series of 2 equal installments beginning on July 1, 2019, so that the restricted stock units will become fully vested on December 26, 2019. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. Read SEC document |
| May 08, 2019 Filed May 24, 2019 21:41 UTC |
Crowder RandallDirector · Chief Operating Officer
|
GrantRestricted Stock Units · Derivative | 74,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-009597 · ownership.xml · derivative · entry 1 Crowder Randall · CIK 0001760461 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,500 Underlying: Common Stock · 74,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units will vest in a series of six equal installments beginning on May 18, 2020, so that the restricted stock units will become fully vested on November 18, 2021. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. F2 · derivative.expiration_date: The restricted stock units will vest in a series of six equal installments beginning on May 18, 2020, so that the restricted stock units will become fully vested on November 18, 2021. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. Read SEC document |
| May 08, 2019 Filed May 24, 2019 21:38 UTC |
Aune MattChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 74,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-009593 · ownership.xml · derivative · entry 1 Aune Matt · CIK 0001760462 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,500 Underlying: Common Stock · 74,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units will vest in a series of six equal installments beginning on May 18, 2020, so that the restricted stock units will become fully vested on November 18, 2021. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. F2 · derivative.expiration_date: The restricted stock units will vest in a series of six equal installments beginning on May 18, 2020, so that the restricted stock units will become fully vested on November 18, 2021. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. Read SEC document |
| March 14, 2019 Filed Mar 26, 2019 00:58 UTC |
Crowder RandallDirector · Chief Operating Officer
|
OtherWarrant (right to buy) · Derivative | 9,199 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001213900-19-004814 · ownership.xml · derivative · entry 11 Crowder Randall · CIK 0001760461 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,752 shares Expires 2023-12-26 F4 · ownership.direct: On March 14, 2019, the reporting person exercised a warrant to purchase 9,199 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 447 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 8,752 shares Read SEC document |
| March 14, 2019 Filed Mar 26, 2019 00:58 UTC |
Crowder RandallDirector · Chief Operating Officer
|
OtherWarrant (right to buy) · Derivative | 5,500 | $0.00 Strike: $9.22 | $0.00 |
DisclosureSEC source: 0001213900-19-004814 · ownership.xml · derivative · entry 10 Crowder Randall · CIK 0001760461 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,500 shares Expires 2023-06-07 F3 · ownership.direct: On March 14, 2019, the reporting person exercised a warrant to purchase 5,500 shares of Phunware, Inc. common stock for $9.22 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 340 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 5,160 shares Read SEC document |
| March 14, 2019 Filed Mar 26, 2019 00:58 UTC |
Crowder RandallDirector · Chief Operating Officer
|
OtherWarrant (right to buy) · Derivative | 9,199 | $11.50 Strike: $11.50 | $105,788.50 |
DisclosureSEC source: 0001213900-19-004814 · ownership.xml · derivative · entry 9 Crowder Randall · CIK 0001760461 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,199 Underlying: Common Stock · 9,199 shares Expires 2023-12-26 F2 · ownership.direct: 36,723 shares of Common Stock and an aggregate of 14,699 warrants to purchase Common Stock were transferred from Nove PW LLP to the reporting person Read SEC document |
| March 14, 2019 Filed Mar 26, 2019 00:58 UTC |
Crowder RandallDirector · Chief Operating Officer
|
OtherWarrant (right to buy) · Derivative | 5,500 | $9.22 Strike: $9.22 | $50,710.00 |
DisclosureSEC source: 0001213900-19-004814 · ownership.xml · derivative · entry 8 Crowder Randall · CIK 0001760461 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Underlying: Common Stock · 5,500 shares Expires 2023-06-07 F2 · ownership.direct: 36,723 shares of Common Stock and an aggregate of 14,699 warrants to purchase Common Stock were transferred from Nove PW LLP to the reporting person Read SEC document |
| March 14, 2019 Filed Mar 26, 2019 00:58 UTC |
Crowder RandallDirector · Chief Operating Officer
|
OtherWarrant (right to buy) · Derivative | 176,867 | $11.50 Strike: $11.50 | $2,033,970.50 |
DisclosureSEC source: 0001213900-19-004814 · ownership.xml · derivative · entry 7 Crowder Randall · CIK 0001760461 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 176,867 shares Expires 2023-12-26 F1 · ownership.nature: Nove PW LLP, for which the reporting person services as a managing partner, effectuated a transfer of shares and warrants to various individuals, including the reporting person. Read SEC document |
| March 14, 2019 Filed Mar 26, 2019 00:58 UTC |
Crowder RandallDirector · Chief Operating Officer
|
OtherWarrant (right to buy) · Derivative | 187,033 | $9.22 Strike: $9.22 | $1,724,444.26 |
DisclosureSEC source: 0001213900-19-004814 · ownership.xml · derivative · entry 6 Crowder Randall · CIK 0001760461 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 187,033 shares Expires 2023-06-07 F1 · ownership.nature: Nove PW LLP, for which the reporting person services as a managing partner, effectuated a transfer of shares and warrants to various individuals, including the reporting person. Read SEC document |
| March 14, 2019 Filed Mar 26, 2019 00:58 UTC |
Crowder RandallDirector · Chief Operating Officer
|
OtherWarrant (right to buy) · Derivative | 108,261 | $9.22 Strike: $9.22 | $998,166.42 |
DisclosureSEC source: 0001213900-19-004814 · ownership.xml · derivative · entry 5 Crowder Randall · CIK 0001760461 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 108,261 shares Expires 2023-01-25 F1 · ownership.nature: Nove PW LLP, for which the reporting person services as a managing partner, effectuated a transfer of shares and warrants to various individuals, including the reporting person. Read SEC document |
| March 14, 2019 Filed Mar 26, 2019 00:58 UTC |
Crowder RandallDirector · Chief Operating Officer
|
OtherCommon Stock | 8,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-004814 · ownership.xml · nonDerivative · entry 4 Crowder Randall · CIK 0001760461 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,635 F4 · ownership.direct: On March 14, 2019, the reporting person exercised a warrant to purchase 9,199 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 447 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 8,752 shares Read SEC document |
| March 14, 2019 Filed Mar 26, 2019 00:58 UTC |
Crowder RandallDirector · Chief Operating Officer
|
OtherCommon Stock | 5,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-004814 · ownership.xml · nonDerivative · entry 3 Crowder Randall · CIK 0001760461 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,883 F3 · ownership.direct: On March 14, 2019, the reporting person exercised a warrant to purchase 5,500 shares of Phunware, Inc. common stock for $9.22 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 340 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 5,160 shares Read SEC document |
| March 14, 2019 Filed Mar 26, 2019 00:58 UTC |
Crowder RandallDirector · Chief Operating Officer
|
OtherCommon Stock | 36,723 | $9.22 | $338,586.06 |
DisclosureSEC source: 0001213900-19-004814 · ownership.xml · nonDerivative · entry 2 Crowder Randall · CIK 0001760461 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,723 F2 · ownership.direct: 36,723 shares of Common Stock and an aggregate of 14,699 warrants to purchase Common Stock were transferred from Nove PW LLP to the reporting person Read SEC document |
| March 14, 2019 Filed Mar 26, 2019 00:58 UTC |
Crowder RandallDirector · Chief Operating Officer
|
OtherCommon Stock | 286,982 | $9.22 | $2,645,974.04 |
DisclosureSEC source: 0001213900-19-004814 · ownership.xml · nonDerivative · entry 1 Crowder Randall · CIK 0001760461 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · ownership.direct: Nove PW LLP, for which the reporting person services as a managing partner, effectuated a transfer of shares and warrants to various individuals, including the reporting person. F1 · ownership.nature: Nove PW LLP, for which the reporting person services as a managing partner, effectuated a transfer of shares and warrants to various individuals, including the reporting person. Read SEC document |
| February 22, 2019 Filed Mar 25, 2019 20:57 UTC |
Tsirigakis Prokopios AkisDirector
|
OtherWarrants to Purchase Common Stock · Derivative | 1,250,000 | $0.50 Strike: $11.50 | $625,000.00 |
DisclosureSEC source: 0001213900-19-004812 · ownership.xml · derivative · entry 4 Tsirigakis Prokopios Akis · CIK 0001333844 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 1,250,000 shares Expires 2023-12-26 F3 · ownership.direct: Prokopios (Akis) Tsirigakis is the sole officer and director Astra Maritime Corp and Dominium Investments Inc. and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities. F3 · ownership.nature: Prokopios (Akis) Tsirigakis is the sole officer and director Astra Maritime Corp and Dominium Investments Inc. and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities. Read SEC document |
| February 22, 2019 Filed Mar 25, 2019 20:57 UTC |
Tsirigakis Prokopios AkisDirector
|
OtherWarrants to Purchase Common Stock · Derivative | 1,464,724 | $0.50 Strike: $11.50 | $732,362.00 |
DisclosureSEC source: 0001213900-19-004812 · ownership.xml · derivative · entry 3 Tsirigakis Prokopios Akis · CIK 0001333844 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 1,464,724 shares Expires 2023-12-26 F3 · ownership.direct: Prokopios (Akis) Tsirigakis is the sole officer and director Astra Maritime Corp and Dominium Investments Inc. and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities. F3 · ownership.nature: Prokopios (Akis) Tsirigakis is the sole officer and director Astra Maritime Corp and Dominium Investments Inc. and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities. Read SEC document |
| February 22, 2019 Filed Mar 25, 2019 20:57 UTC |
Tsirigakis Prokopios AkisDirector
|
OtherCommon Stock | 1,135,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-004812 · ownership.xml · nonDerivative · entry 2 Tsirigakis Prokopios Akis · CIK 0001333844 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,854,914 F2 · shares: On February 22, 2019, the reporting person exercised a warrant to purchase 1,250,000 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 114,057 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,135,943 shares F2 · price: On February 22, 2019, the reporting person exercised a warrant to purchase 1,250,000 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 114,057 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,135,943 shares F3 · ownership.direct: Prokopios (Akis) Tsirigakis is the sole officer and director Astra Maritime Corp and Dominium Investments Inc. and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities. F3 · ownership.nature: Prokopios (Akis) Tsirigakis is the sole officer and director Astra Maritime Corp and Dominium Investments Inc. and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities. Read SEC document |
| February 22, 2019 Filed Mar 25, 2019 20:57 UTC |
Tsirigakis Prokopios AkisDirector
|
OtherCommon Stock | 1,331,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-004812 · ownership.xml · nonDerivative · entry 1 Tsirigakis Prokopios Akis · CIK 0001333844 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,718,971 F1 · shares: On February 22, 2019, the reporting person exercised a warrant to purchase 1,464,424 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 1,331,074 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,331,074 shares F1 · price: On February 22, 2019, the reporting person exercised a warrant to purchase 1,464,424 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 1,331,074 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,331,074 shares F3 · ownership.direct: Prokopios (Akis) Tsirigakis is the sole officer and director Astra Maritime Corp and Dominium Investments Inc. and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities. F3 · ownership.nature: Prokopios (Akis) Tsirigakis is the sole officer and director Astra Maritime Corp and Dominium Investments Inc. and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities. Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:54 UTC |
Dang LuanChief Technology Officer
|
OtherWarrant (right to buy) · Derivative | 105,688 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001213900-19-004806 · ownership.xml · derivative · entry 2 Dang Luan · CIK 0001290255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 105,688 shares Expires 2023-12-26 F1 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 105,688 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 6,533 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 99,155 shares Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:54 UTC |
Dang LuanChief Technology Officer
|
OtherCommon Stock | 99,155 | $11.50 | $1,140,282.50 |
DisclosureSEC source: 0001213900-19-004806 · ownership.xml · nonDerivative · entry 1 Dang Luan · CIK 0001290255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 782,689 F1 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 105,688 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 6,533 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 99,155 shares Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:55 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
OtherWarrant (right to buy) · Derivative | 1,624 | $11.50 Strike: $11.50 | $18,676.00 |
DisclosureSEC source: 0001213900-19-004808 · ownership.xml · derivative · entry 14 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,523 shares Expires 2023-12-26 F11 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 1,624 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 101 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,523 shares F4 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (#1) for which the reporting person serves as president. Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:55 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
OtherWarrant (right to buy) · Derivative | 2,712 | $9.22 Strike: $9.22 | $25,004.64 |
DisclosureSEC source: 0001213900-19-004808 · ownership.xml · derivative · entry 13 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,712 shares Expires 2023-01-25 F10 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 2,712 shares of Phunware, Inc. common stock for $9.22 a share. The reporting person paid the exercise price in cash. F3 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 1) for which the reporting person serves as president. Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:55 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
OtherWarrant (right to buy) · Derivative | 1,624 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001213900-19-004808 · ownership.xml · derivative · entry 12 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,523 shares Expires 2023-12-26 F9 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 1,624 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 101 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,523 shares F3 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 1) for which the reporting person serves as president. Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:55 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
OtherWarrant (right to buy) · Derivative | 10,850 | $9.22 Strike: $9.22 | $100,037.00 |
DisclosureSEC source: 0001213900-19-004808 · ownership.xml · derivative · entry 11 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 10,850 shares Expires 2023-01-25 F8 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 10,850 shares of Phunware, Inc. common stock for $9.22 a share. The reporting person paid the exercise price in cash. F2 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 2) for which the reporting person serves as president. Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:55 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
OtherWarrant (right to buy) · Derivative | 6,499 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001213900-19-004808 · ownership.xml · derivative · entry 10 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 6,097 shares Expires 2023-12-26 F7 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 6,499 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 402 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 6,097 shares F2 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 2) for which the reporting person serves as president. Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:55 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
OtherWarrant (right to buy) · Derivative | 2,712 | $9.22 Strike: $9.22 | $25,004.64 |
DisclosureSEC source: 0001213900-19-004808 · ownership.xml · derivative · entry 9 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,712 shares Expires 2023-01-25 F6 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 2,712 shares of Phunware, Inc. common stock for $9.22 a share. The reporting person paid the execercise price in cash. F1 · ownership.nature: The shares are held of record by Cane Capital, LLC for which the reporting person serves as president. Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:55 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
OtherWarrant (right to buy) · Derivative | 208,892 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001213900-19-004808 · ownership.xml · derivative · entry 8 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 208,892 shares Expires 2023-12-26 F5 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 208,892 shares of Phunware, Inc. common stock for 11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 12,912 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 195,980 shares F1 · ownership.nature: The shares are held of record by Cane Capital, LLC for which the reporting person serves as president. Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:55 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
OtherCommon Stock | 1,523 | $11.50 | $17,514.50 |
DisclosureSEC source: 0001213900-19-004808 · ownership.xml · nonDerivative · entry 7 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 576,160 F11 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 1,624 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 101 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,523 shares F4 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (#1) for which the reporting person serves as president. Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:55 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
OtherCommon Stock | 2,712 | $9.22 | $25,004.64 |
DisclosureSEC source: 0001213900-19-004808 · ownership.xml · nonDerivative · entry 6 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 574,637 F10 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 2,712 shares of Phunware, Inc. common stock for $9.22 a share. The reporting person paid the exercise price in cash. F3 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 1) for which the reporting person serves as president. Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:55 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
OtherCommon Stock | 1,523 | $11.50 | $17,514.50 |
DisclosureSEC source: 0001213900-19-004808 · ownership.xml · nonDerivative · entry 5 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 571,925 F9 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 1,624 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 101 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,523 shares F3 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 1) for which the reporting person serves as president. Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:55 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
OtherCommon Stock | 10,850 | $9.22 | $100,037.00 |
DisclosureSEC source: 0001213900-19-004808 · ownership.xml · nonDerivative · entry 4 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 570,402 F8 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 10,850 shares of Phunware, Inc. common stock for $9.22 a share. The reporting person paid the exercise price in cash. F2 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 2) for which the reporting person serves as president. Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:55 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
OtherCommon Stock | 6,097 | $11.50 | $70,115.50 |
DisclosureSEC source: 0001213900-19-004808 · ownership.xml · nonDerivative · entry 3 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 559,552 F7 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 6,499 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 402 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 6,097 shares F2 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 2) for which the reporting person serves as president. Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:55 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
OtherCommon Stock | 2,712 | $9.22 | $25,004.64 |
DisclosureSEC source: 0001213900-19-004808 · ownership.xml · nonDerivative · entry 2 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 553,455 F6 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 2,712 shares of Phunware, Inc. common stock for $9.22 a share. The reporting person paid the execercise price in cash. F1 · ownership.nature: The shares are held of record by Cane Capital, LLC for which the reporting person serves as president. Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:55 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
OtherCommon Stock | 195,980 | $11.50 | $2,253,770.00 |
DisclosureSEC source: 0001213900-19-004808 · ownership.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 550,743 F5 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 208,892 shares of Phunware, Inc. common stock for 11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 12,912 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 195,980 shares F1 · ownership.nature: The shares are held of record by Cane Capital, LLC for which the reporting person serves as president. Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:56 UTC |
Syllantavos GeorgiosDirector
|
OtherWarrants to Purchase Common Stock · Derivative | 1,695,124 | $0.50 Strike: $11.50 | $847,562.00 |
DisclosureSEC source: 0001213900-19-004810 · ownership.xml · derivative · entry 4 Syllantavos George · CIK 0001333845 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 1,695,124 shares Expires 2023-12-26 F1 · derivative.underlying_shares: On February 19, 2019, the reporting person exercised a warrant to purchase 1,695,124 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 104,779 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,590,345 shares F3 · ownership.direct: George Syllantavos is the sole officer and director of Magellan Investments Corp. and Firmus Investments, Inc. and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities. F3 · ownership.nature: George Syllantavos is the sole officer and director of Magellan Investments Corp. and Firmus Investments, Inc. and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities. Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:56 UTC |
Syllantavos GeorgiosDirector
|
OtherWarrants to Purchase Common Stock · Derivative | 1,301,724 | $0.50 Strike: $11.50 | $650,862.00 |
DisclosureSEC source: 0001213900-19-004810 · ownership.xml · derivative · entry 3 Syllantavos George · CIK 0001333845 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 1,301,724 shares Expires 2023-12-26 F2 · derivative.underlying_shares: On February 19, 2019, the reporting person exercised a warrant to purchase 1,301,724 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 80,462 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,221,262 shares F3 · ownership.direct: George Syllantavos is the sole officer and director of Magellan Investments Corp. and Firmus Investments, Inc. and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities. F3 · ownership.nature: George Syllantavos is the sole officer and director of Magellan Investments Corp. and Firmus Investments, Inc. and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities. Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:56 UTC |
Syllantavos GeorgiosDirector
|
OtherCommon Stock | 1,221,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-004810 · ownership.xml · nonDerivative · entry 2 Syllantavos George · CIK 0001333845 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,191,099 F2 · shares: On February 19, 2019, the reporting person exercised a warrant to purchase 1,301,724 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 80,462 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,221,262 shares F3 · ownership.direct: George Syllantavos is the sole officer and director of Magellan Investments Corp. and Firmus Investments, Inc. and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities. F3 · ownership.nature: George Syllantavos is the sole officer and director of Magellan Investments Corp. and Firmus Investments, Inc. and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities. Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:56 UTC |
Syllantavos GeorgiosDirector
|
OtherCommon Stock | 1,590,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-004810 · ownership.xml · nonDerivative · entry 1 Syllantavos George · CIK 0001333845 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,969,837 F1 · shares: On February 19, 2019, the reporting person exercised a warrant to purchase 1,695,124 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 104,779 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,590,345 shares F3 · ownership.direct: George Syllantavos is the sole officer and director of Magellan Investments Corp. and Firmus Investments, Inc. and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities. F3 · ownership.nature: George Syllantavos is the sole officer and director of Magellan Investments Corp. and Firmus Investments, Inc. and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities. Read SEC document |
| February 19, 2019 Filed Mar 26, 2019 00:53 UTC |
Aune MattChief Financial Officer
|
OtherWarrant (right to buy) · Derivative | 7,122 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001213900-19-004804 · ownership.xml · derivative · entry 4 Aune Matt · CIK 0001760462 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,122 shares Expires 2023-12-26 F1 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 7,122 shares of Phunware, Inc. common stock for $9.22 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 441 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 6,681 shares Read SEC document |
| February 19, 2019 Filed Mar 26, 2019 00:53 UTC |
Aune MattChief Financial Officer
|
OtherWarrant (right to buy) · Derivative | 2,712 | $0.00 Strike: $9.22 | $0.00 |
DisclosureSEC source: 0001213900-19-004804 · ownership.xml · derivative · entry 3 Aune Matt · CIK 0001760462 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,712 shares Expires 2023-01-25 F2 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 2,712 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 132 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 2,580 shares Read SEC document |
| February 19, 2019 Filed Mar 26, 2019 00:53 UTC |
Aune MattChief Financial Officer
|
OtherCommon Stock | 2,580 | $9.22 | $23,787.60 |
DisclosureSEC source: 0001213900-19-004804 · ownership.xml · nonDerivative · entry 2 Aune Matt · CIK 0001760462 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,819 F2 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 2,712 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 132 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 2,580 shares Read SEC document |
| February 19, 2019 Filed Mar 26, 2019 00:53 UTC |
Aune MattChief Financial Officer
|
OtherCommon Stock | 6,681 | $11.50 | $76,831.50 |
DisclosureSEC source: 0001213900-19-004804 · ownership.xml · nonDerivative · entry 1 Aune Matt · CIK 0001760462 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,239 F1 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 7,122 shares of Phunware, Inc. common stock for $9.22 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 441 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 6,681 shares Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 21:35 UTC |
Syllantavos GeorgiosDirector · 10% owner
Magellan Investments CorpFormer Principal Stockholder
Firmus Investments IncFormer Principal Stockholder
|
GrantWarrant · Derivative | 1,546,848 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001213900-18-018008 · ownership.xml · derivative · entry 5 Syllantavos George · CIK 0001333845 · Director · 10% owner Magellan Investments Corp · CIK 0001681513 · Former Principal Stockholder Firmus Investments Inc · CIK 0001681512 · Former Principal Stockholder Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,532,092 Underlying: Common Stock · 1,546,848 shares Expires 2021-08-23 F6 · shares: In connection with conversion of promissory notes previously issued to the Sponsors, the Sponsors were issued an aggregate of 1,546,848 warrants. F6 · price: In connection with conversion of promissory notes previously issued to the Sponsors, the Sponsors were issued an aggregate of 1,546,848 warrants. F2 · ownership.direct: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. F2 · ownership.nature: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.