organization · Reporting owner
Magellan Investments Corp
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Phunware, Inc.PHUN · Entity 7291 | Former Principal Stockholder | December 26, 2018 | December 28, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Phunware, Inc.
Report date December 26, 2018 · Filed December 28, 2018
Jointly reported with Syllantavos Georgios, Firmus Investments Inc
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 379,490 |
Last balance in matching sequence
After 2018-12-26 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2018-12-26 · Other · Disposed 123,632 · Balance 779,687 F1: To facilitate the business combination (the "Business Combination") between Stellar Acquisition III Inc. (the "Issuer") and Phunware Inc. ("Phunware") consummated on December 26, 2018, Magellan Investments Corp. and Firmus Investments Inc. (the "Sponsors") agreed to assign an aggregate of 123,632 shares of common stock issued to the Sponsors in 2016 (the "Sponsor Shares") to certain investor. F2: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. Row 2 · 2018-12-26 · Other · Disposed 89,702 · Balance 689,985 F3: In connection with the Business Combination, the Sponsors agreed to assign an aggregate of 89,702 Sponsor Shares to certain service providers. F2: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. Row 3 · 2018-12-26 · Other · Disposed 310,495 · Balance 379,490 F4: In connection with the Business Combination, the Sponsors agreed to forfeit an aggregate of 310,495 Sponsor Shares at no cost. F2: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2021-08-23 | IndirectSee footnote | 3,985,244 |
Reported balance
After 2018-12-26 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-12-26 · Grant · Acquired 3,985,244 · Balance 3,985,244 F5: The Sponsors acquired these warrants for a purchase price of $0.50 per warrant in connection with the Issuer's initial public offering. The warrants become eligible for exercise 30 days following the consummation of the Business Combination. Because the exercise of the warrants was contingent upon the closing of the Issuer's initial business combination, these warrants were not reported at the time of acquisition. The acquisition is being reported now in connection with the consummation of the Business Combination on December 26, 2018. F2: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2021-08-23 | IndirectSee footnote | 5,532,092 |
Reported balance
After 2018-12-26 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-12-26 · Grant · Acquired 1,546,848 · Balance 5,532,092 F6: In connection with conversion of promissory notes previously issued to the Sponsors, the Sponsors were issued an aggregate of 1,546,848 warrants. F2: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: To facilitate the business combination (the "Business Combination") between Stellar Acquisition III Inc. (the "Issuer") and Phunware Inc. ("Phunware") consummated on December 26, 2018, Magellan Investments Corp. and Firmus Investments Inc. (the "Sponsors") agreed to assign an aggregate of 123,632 shares of common stock issued to the Sponsors in 2016 (the "Sponsor Shares") to certain investor.
F2: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities.
F3: In connection with the Business Combination, the Sponsors agreed to assign an aggregate of 89,702 Sponsor Shares to certain service providers.
F4: In connection with the Business Combination, the Sponsors agreed to forfeit an aggregate of 310,495 Sponsor Shares at no cost.
F5: The Sponsors acquired these warrants for a purchase price of $0.50 per warrant in connection with the Issuer's initial public offering. The warrants become eligible for exercise 30 days following the consummation of the Business Combination. Because the exercise of the warrants was contingent upon the closing of the Issuer's initial business combination, these warrants were not reported at the time of acquisition. The acquisition is being reported now in connection with the consummation of the Business Combination on December 26, 2018.
F6: In connection with conversion of promissory notes previously issued to the Sponsors, the Sponsors were issued an aggregate of 1,546,848 warrants.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 26, 2018 Filed Dec 28, 2018 21:35 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantWarrant · Derivative | 1,546,848 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001213900-18-018008 · ownership.xml · derivative · entry 5 Syllantavos George · CIK 0001333845 · Director · 10% owner Magellan Investments Corp · CIK 0001681513 · Former Principal Stockholder Firmus Investments Inc · CIK 0001681512 · Former Principal Stockholder Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,532,092 Underlying: Common Stock · 1,546,848 shares Expires 2021-08-23 F6 · shares: In connection with conversion of promissory notes previously issued to the Sponsors, the Sponsors were issued an aggregate of 1,546,848 warrants. F6 · price: In connection with conversion of promissory notes previously issued to the Sponsors, the Sponsors were issued an aggregate of 1,546,848 warrants. F2 · ownership.direct: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. F2 · ownership.nature: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 21:35 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantWarrant · Derivative | 3,985,244 | $0.50 Strike: $11.50 | $1,992,622.00 |
DisclosureSEC source: 0001213900-18-018008 · ownership.xml · derivative · entry 4 Syllantavos George · CIK 0001333845 · Director · 10% owner Magellan Investments Corp · CIK 0001681513 · Former Principal Stockholder Firmus Investments Inc · CIK 0001681512 · Former Principal Stockholder Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,985,244 Underlying: Common Stock · 3,985,244 shares Expires 2021-08-23 F5 · shares: The Sponsors acquired these warrants for a purchase price of $0.50 per warrant in connection with the Issuer's initial public offering. The warrants become eligible for exercise 30 days following the consummation of the Business Combination. Because the exercise of the warrants was contingent upon the closing of the Issuer's initial business combination, these warrants were not reported at the time of acquisition. The acquisition is being reported now in connection with the consummation of the Business Combination on December 26, 2018. F5 · price: The Sponsors acquired these warrants for a purchase price of $0.50 per warrant in connection with the Issuer's initial public offering. The warrants become eligible for exercise 30 days following the consummation of the Business Combination. Because the exercise of the warrants was contingent upon the closing of the Issuer's initial business combination, these warrants were not reported at the time of acquisition. The acquisition is being reported now in connection with the consummation of the Business Combination on December 26, 2018. F2 · ownership.direct: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. F2 · ownership.nature: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 21:35 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherCommon Stock | 310,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-018008 · ownership.xml · nonDerivative · entry 3 Syllantavos George · CIK 0001333845 · Director · 10% owner Magellan Investments Corp · CIK 0001681513 · Former Principal Stockholder Firmus Investments Inc · CIK 0001681512 · Former Principal Stockholder Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 379,490 F4 · shares: In connection with the Business Combination, the Sponsors agreed to forfeit an aggregate of 310,495 Sponsor Shares at no cost. F2 · ownership.direct: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. F2 · ownership.nature: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 21:35 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherCommon Stock | 89,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-018008 · ownership.xml · nonDerivative · entry 2 Syllantavos George · CIK 0001333845 · Director · 10% owner Magellan Investments Corp · CIK 0001681513 · Former Principal Stockholder Firmus Investments Inc · CIK 0001681512 · Former Principal Stockholder Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 689,985 F3 · shares: In connection with the Business Combination, the Sponsors agreed to assign an aggregate of 89,702 Sponsor Shares to certain service providers. F2 · ownership.direct: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. F2 · ownership.nature: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 21:35 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherCommon Stock | 123,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-018008 · ownership.xml · nonDerivative · entry 1 Syllantavos George · CIK 0001333845 · Director · 10% owner Magellan Investments Corp · CIK 0001681513 · Former Principal Stockholder Firmus Investments Inc · CIK 0001681512 · Former Principal Stockholder Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 779,687 F1 · shares: To facilitate the business combination (the "Business Combination") between Stellar Acquisition III Inc. (the "Issuer") and Phunware Inc. ("Phunware") consummated on December 26, 2018, Magellan Investments Corp. and Firmus Investments Inc. (the "Sponsors") agreed to assign an aggregate of 123,632 shares of common stock issued to the Sponsors in 2016 (the "Sponsor Shares") to certain investor. F2 · ownership.direct: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. F2 · ownership.nature: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. Read SEC document |
| September 28, 2016 Filed Sep 30, 2016 17:27 UTC | Phunware, Inc. STLRU · Entity 7291 | OtherCommon Stock | 38,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-16-017212 · f4092816syllantavos_stellar.xml · nonDerivative · entry 2 Syllantavos George · CIK 0001333845 · Director · Co-CEO, CFO and Secretary · 10% owner Magellan Investments Corp · CIK 0001681513 · 10% owner Firmus Investments Inc · CIK 0001681512 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 460,162 F2 · kind: As contemplated in connection with the initial public offering of the issuer, 38,303 shares of common stock of the issuer were returned by Firmus Investments Inc. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. George Syllantavos is the sole officer and director of Firmus Investments Inc. F2 · price: As contemplated in connection with the initial public offering of the issuer, 38,303 shares of common stock of the issuer were returned by Firmus Investments Inc. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. George Syllantavos is the sole officer and director of Firmus Investments Inc. F2 · ownership.nature: As contemplated in connection with the initial public offering of the issuer, 38,303 shares of common stock of the issuer were returned by Firmus Investments Inc. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. George Syllantavos is the sole officer and director of Firmus Investments Inc. Read SEC document |
| September 28, 2016 Filed Sep 30, 2016 17:27 UTC | Phunware, Inc. STLRU · Entity 7291 | OtherCommon Stock | 36,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-16-017212 · f4092816syllantavos_stellar.xml · nonDerivative · entry 1 Syllantavos George · CIK 0001333845 · Director · Co-CEO, CFO and Secretary · 10% owner Magellan Investments Corp · CIK 0001681513 · 10% owner Firmus Investments Inc · CIK 0001681512 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 443,157 F1 · kind: As contemplated in connection with the initial public offering of the issuer, 36,387 shares of common stock of the issuer were returned by Magellan Investments Corp. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. George Syllantavos is the sole officer and director of Magellan Investments Corp. F1 · price: As contemplated in connection with the initial public offering of the issuer, 36,387 shares of common stock of the issuer were returned by Magellan Investments Corp. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. George Syllantavos is the sole officer and director of Magellan Investments Corp. F1 · ownership.nature: As contemplated in connection with the initial public offering of the issuer, 36,387 shares of common stock of the issuer were returned by Magellan Investments Corp. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. George Syllantavos is the sole officer and director of Magellan Investments Corp. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.