PHUN

SEC source: 0001628280-21-000268 · wf-form4_161006417125554.xml · nonDerivative · entry 1

MARCUS LORI TAUBER · CIK 0001535247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,528

F1 · security: On January 5, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vest in four equal installments commencing on March 4, 2021, and quarterly thereafter until the final vesting date of December 4, 2021. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date.

SEC source: 0001628280-21-000269 · wf-form4_161006419261809.xml · nonDerivative · entry 2

MASTERS BLYTHE · CIK 0001648686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,678

F2 · security: On January 5, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs were granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the third quarter of 2020. The RSUs vest immediately and will be delivered to the reporting person shortly following this date.

SEC source: 0001628280-21-000269 · wf-form4_161006419261809.xml · nonDerivative · entry 1

MASTERS BLYTHE · CIK 0001648686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,494

F1 · security: On January 5, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vest in four equal installments commencing on March 4, 2021, and quarterly thereafter until the final vesting date of December 4, 2021. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date.

SEC source: 0001628280-20-016679 · wf-form4_160591016448667.xml · derivative · entry 3

Dang Luan · CIK 0001290255 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,082

Underlying: Common Stock · 39,417 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

F3 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

SEC source: 0001628280-20-016679 · wf-form4_160591016448667.xml · nonDerivative · entry 1

Dang Luan · CIK 0001290255 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,002,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-20-016680 · wf-form4_160591018440742.xml · derivative · entry 3

KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,500

Underlying: Common Stock · 62,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

F3 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

SEC source: 0001628280-20-016680 · wf-form4_160591018440742.xml · nonDerivative · entry 1

KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-20-016678 · wf-form4_160591014439986.xml · derivative · entry 2

Crowder Randall · CIK 0001760461 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in a series of six equal installments beginning on May 18, 2020, so that the restricted stock units will become fully vested on November 18, 2021. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest in a series of six equal installments beginning on May 18, 2020, so that the restricted stock units will become fully vested on November 18, 2021. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date.

SEC source: 0001628280-20-016678 · wf-form4_160591014439986.xml · nonDerivative · entry 1

Crowder Randall · CIK 0001760461 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-20-016677 · wf-form4_160591012716102.xml · derivative · entry 2

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,250

Underlying: Common Stock · 43,583 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

F2 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

SEC source: 0001628280-20-016677 · wf-form4_160591012716102.xml · nonDerivative · entry 1

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-20-012955 · wf-form4_159796544681176.xml · nonDerivative · entry 1

COWAN KEITH O · CIK 0001026935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,425

F1 · security: The reporting person was granted the number of restricted stock units in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock was granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the second quarter of 2020. The restricted stock vests on August 18, 2020 and will be delivered to the reporting person shortly following this date.

SEC source: 0001628280-20-012959 · wf-form4_159796552132144.xml · nonDerivative · entry 1

Manlunas Eric · CIK 0001796571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,570

F1 · security: The reporting person was granted the number of restricted stock units in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock was granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the second quarter of 2020. The restricted stock vests on August 18, 2020 and will be delivered to the reporting person shortly following this date.

SEC source: 0001628280-20-012962 · wf-form4_159796557628787.xml · nonDerivative · entry 1

Mayor Kathy · CIK 0001760429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,592

F1 · security: The reporting person was granted the number of restricted stock units in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock was granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the second quarter of 2020. The restricted stock vests on August 18, 2020 and will be delivered to the reporting person shortly following this date.

SEC source: 0001628280-20-012957 · wf-form4_159796548237531.xml · derivative · entry 4

Dang Luan · CIK 0001290255 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,499

Underlying: Common Stock · 39,417 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

F4 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

SEC source: 0001628280-20-012957 · wf-form4_159796548237531.xml · nonDerivative · entry 2

Dang Luan · CIK 0001290255 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 962,703

F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.

SEC source: 0001628280-20-012957 · wf-form4_159796548237531.xml · nonDerivative · entry 1

Dang Luan · CIK 0001290255 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 976,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-20-012958 · wf-form4_159796550550201.xml · derivative · entry 4

KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,833

Underlying: Common Stock · 62,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

F4 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

SEC source: 0001628280-20-012958 · wf-form4_159796550550201.xml · nonDerivative · entry 2

KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,278

F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.

SEC source: 0001628280-20-012958 · wf-form4_159796550550201.xml · nonDerivative · entry 1

KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-20-012963 · wf-form4_159796559232776.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,086

F1 · security: The reporting person was granted the number of restricted stock units in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock was granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the second quarter of 2020. The restricted stock vests on August 18, 2020 and will be delivered to the reporting person shortly following this date.

SEC source: 0001628280-20-012960 · wf-form4_159796553762334.xml · nonDerivative · entry 1

MARCUS LORI TAUBER · CIK 0001535247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,833

F1 · security: The reporting person was granted the number of restricted stock units in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock was granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the second quarter of 2020. The restricted stock vests on August 18, 2020 and will be delivered to the reporting person shortly following this date.

SEC source: 0001628280-20-012961 · wf-form4_159796555417165.xml · nonDerivative · entry 1

MASTERS BLYTHE · CIK 0001648686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,799

F1 · security: The reporting person was granted the number of restricted stock units in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock was granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the second quarter of 2020. The restricted stock vests on August 18, 2020 and will be delivered to the reporting person shortly following this date.

SEC source: 0001628280-20-012956 · wf-form4_159796546420492.xml · derivative · entry 3

Crowder Randall · CIK 0001760461 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,833

Underlying: Common Stock · 24,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

F3 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

SEC source: 0001628280-20-012956 · wf-form4_159796546420492.xml · nonDerivative · entry 2

Crowder Randall · CIK 0001760461 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,164

F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.

SEC source: 0001628280-20-012956 · wf-form4_159796546420492.xml · nonDerivative · entry 1

Crowder Randall · CIK 0001760461 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-20-012954 · wf-form4_159796542753775.xml · derivative · entry 3

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,833

Underlying: Common Stock · 43,583 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

F3 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

SEC source: 0001628280-20-012954 · wf-form4_159796542753775.xml · nonDerivative · entry 2

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,978

F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.

SEC source: 0001628280-20-012954 · wf-form4_159796542753775.xml · nonDerivative · entry 1

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-20-008321 · wf-form4_159018757043935.xml · nonDerivative · entry 1

Manlunas Eric · CIK 0001796571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,199

F1 · price: The price reported in Table I, box 4 above reflects the actual per share sales price of the shares disposed.

SEC source: 0001628280-20-008699 · wf-form4_159079109000325.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,839

F1 · price: The price reported in Table I, box 4 above reflects the actual per share sales price of the shares disposed.

SEC source: 0001628280-20-008152 · wf-form4_159001691128577.xml · nonDerivative · entry 1

COWAN KEITH O · CIK 0001026935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,679

F1 · security: The reporting person was granted the number of restricted stock units in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock was granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the first quarter of 2020. The restricted stock vests on May 18, 2020 and will be delivered to the reporting person shortly following this date.

SEC source: 0001628280-20-008156 · wf-form4_159001700008681.xml · nonDerivative · entry 1

Manlunas Eric · CIK 0001796571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,893

F1 · security: The reporting person was granted the number of restricted stock units in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock was granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the first quarter of 2020. The restricted stock vests on May 18, 2020 and will be delivered to the reporting person shortly following this date.

SEC source: 0001628280-20-008159 · wf-form4_159001706609073.xml · nonDerivative · entry 1

Mayor Kathy · CIK 0001760429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,521

F1 · security: The reporting person was granted the number of restricted stock units in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock was granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the first quarter of 2020. The restricted stock vests on May 18, 2020 and will be delivered to the reporting person shortly following this date.

SEC source: 0001628280-20-008154 · wf-form4_159001695437157.xml · derivative · entry 3

Dang Luan · CIK 0001290255 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,916

Underlying: Common Stock · 68,584 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on May 18, 2020 for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

F3 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on May 18, 2020 for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

SEC source: 0001628280-20-008154 · wf-form4_159001695437157.xml · nonDerivative · entry 1

Dang Luan · CIK 0001290255 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 937,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-20-008155 · wf-form4_159001697701909.xml · derivative · entry 3

KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,166

Underlying: Common Stock · 137,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on May 18, 2020 for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

F3 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on May 18, 2020 for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

SEC source: 0001628280-20-008155 · wf-form4_159001697701909.xml · nonDerivative · entry 1

KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-20-008160 · wf-form4_159001708906064.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,464

F1 · security: The reporting person was granted the number of restricted stock units in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock was granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the first quarter of 2020. The restricted stock vests on May 18, 2020 and will be delivered to the reporting person shortly following this date.

SEC source: 0001628280-20-008157 · wf-form4_159001702317850.xml · nonDerivative · entry 1

MARCUS LORI TAUBER · CIK 0001535247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,387

F1 · security: The reporting person was granted the number of restricted stock units in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock was granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the first quarter of 2020. The restricted stock vests on May 18, 2020 and will be delivered to the reporting person shortly following this date.

SEC source: 0001628280-20-008158 · wf-form4_159001704438531.xml · nonDerivative · entry 1

MASTERS BLYTHE · CIK 0001648686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,254

F1 · security: The reporting person was granted the number of restricted stock units in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock was granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the first quarter of 2020. The restricted stock vests on May 18, 2020 and will be delivered to the reporting person shortly following this date.

SEC source: 0001628280-20-008153 · wf-form4_159001693277004.xml · derivative · entry 2

Crowder Randall · CIK 0001760461 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,666

Underlying: Common Stock · 24,834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on May 18, 2020 for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

F2 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on May 18, 2020 for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

SEC source: 0001628280-20-008153 · wf-form4_159001693277004.xml · nonDerivative · entry 1

Crowder Randall · CIK 0001760461 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-20-008151 · wf-form4_159001688876117.xml · derivative · entry 2

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,416

Underlying: Common Stock · 81,084 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on May 18, 2020 for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

F2 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on May 18, 2020 for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

SEC source: 0001628280-20-008151 · wf-form4_159001688876117.xml · nonDerivative · entry 1

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-20-006473 · wf-form4_158871210632935.xml · nonDerivative · entry 1

Crowder Randall · CIK 0001760461 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,698

F1 · security: On May 1, 2020, the reporting person was granted the number of restricted stock units ("RSUs") in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. One-quarter (1/4) of the RSUs will vest on May 18, 2021, and 1/12 of the RSU's vest each quarter thereafter until the final vesting date of 5/18/2024. Vesting is subject to the reporting persons continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of either (i) a change of control, subject to the reporting person continuing to provide service through such date or (ii) the reporting person's termination without cause, 100% of the remaining unvested RSUs shall immediately become fully vested.

SEC source: 0001628280-20-002476 · wf-form4_158284474300208.xml · nonDerivative · entry 1

COWAN KEITH O · CIK 0001026935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,036

F1 · security: On February 25, 2020, the reporting person was granted the number of restricted stock units in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock was granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during fiscal year 2019. The restricted stock vests on February 26, 2020 and will be delivered to the reporting person shortly following this date.

SEC source: 0001628280-20-002477 · wf-form4_158284476408665.xml · nonDerivative · entry 1

Mayor Kathy · CIK 0001760429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,242

F1 · security: On February 25, 2020, the reporting person was granted the number of restricted stock units in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock was granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during fiscal year 2019. The restricted stock vests on February 26, 2020 and will be delivered to the reporting person shortly following this date.

SEC source: 0001628280-20-002475 · wf-form4_158284472244748.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,852

F1 · security: On February 25, 2020, the reporting person was granted the number of restricted stock units in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock was granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during fiscal year 2019. The restricted stock vests on February 26, 2020 and will be delivered to the reporting person shortly following this date.

SEC source: 0001628280-20-002473 · wf-form4_158284468059219.xml · nonDerivative · entry 1

MARCUS LORI TAUBER · CIK 0001535247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,350

F1 · security: On February 25, 2020, the reporting person was granted the number of restricted stock units in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock was granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during fiscal year 2019. The restricted stock vests on February 26, 2020 and will be delivered to the reporting person shortly following this date.