Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 27, 2019 Filed Oct 1, 2019 19:54 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 505 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000217 · edgar.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,320 F1 · price: Grant of restricted stock units. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 19:57 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 103 | $57.37 | $5,909.11 |
DisclosureSEC source: 0001126328-19-000221 · edgar.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,845.4 Underlying: Common Stock · 103 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 19:57 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 142 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000221 · edgar.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,916 F1 · price: Grant of restricted stock units. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 19:57 UTC |
HELTON SANDRA LDirector
|
GrantCommon Stock | 483 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000220 · edgar.xml · nonDerivative · entry 1 HELTON SANDRA L · CIK 0001166857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,015 F1 · price: Grant of restricted stock units. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 19:55 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 91.5 | $57.37 | $5,249.36 |
DisclosureSEC source: 0001126328-19-000218 · edgar.xml · derivative · entry 2 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,633.1 Underlying: Common Stock · 91.5 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 19:55 UTC |
DAN MICHAEL TDirector
|
GrantCommon Stock | 257 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000218 · edgar.xml · nonDerivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,021 F1 · price: Grant of restricted stock units. Read SEC document |
| September 18, 2019 Filed Feb 16, 2023 23:09 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
OtherCommon Stock | 124 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003821 · form5.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,102 Read SEC document |
| September 15, 2019 Filed Oct 3, 2019 20:21 UTC |
Auerbach JonathanDirector
|
GrantCommon Stock | 1,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000237 · edgar.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,936 F1 · price: Grant of restricted stock units. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 19:02 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
SaleCommon Stock | 1,000 | $52.95 | $52,950.00 |
DisclosureSEC source: 0001126328-19-000214 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,602 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2018 and modified on November 7, 2018. F2 · balance_after: Includes 569 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 14:32 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
SaleCommon Stock | 1,000 | $57.99 | $57,990.00 |
DisclosureSEC source: 0001126328-19-000205 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,602 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2018 and modified on November 7, 2018. F2 · balance_after: Includes 569 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 15:50 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,829 | $0.00 Strike: $51.33 | $0.00 |
DisclosureSEC source: 0001126328-19-000201 · edgar.xml · derivative · entry 3 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,829 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2019. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 15:50 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
SaleCommon Stock | 11,829 | $59.54 | $704,298.66 |
DisclosureSEC source: 0001126328-19-000201 · edgar.xml · nonDerivative · entry 2 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,223 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.50 - $59.62, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 8,533 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 15:50 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
Exercise / conversionCommon Stock | 11,829 | $51.33 | $607,182.57 |
DisclosureSEC source: 0001126328-19-000201 · edgar.xml · nonDerivative · entry 1 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,052 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2019. F2 · balance_after: Includes 8,533 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| July 03, 2019 Filed Jul 8, 2019 18:40 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
OtherPhantom Stock Units · Derivative | 26 | $58.65 | $1,524.90 |
DisclosureSEC source: 0001126328-19-000198 · edgar.xml · derivative · entry 3 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 26 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse on May 20, 2019. F3 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| July 03, 2019 Filed Jul 8, 2019 18:40 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
OtherPhantom Stock Units · Derivative | 22 | $58.65 | $1,290.30 |
DisclosureSEC source: 0001126328-19-000198 · edgar.xml · derivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2019. F3 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| July 03, 2019 Filed Jul 8, 2019 18:40 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
OtherCommon Stock | 5 | $58.30 | $291.50 |
DisclosureSEC source: 0001126328-19-000198 · edgar.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 0 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2019. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 22:22 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
SaleCommon Stock | 1,000 | $58.54 | $58,540.00 |
DisclosureSEC source: 0001126328-19-000192 · edgar.xml · nonDerivative · entry 2 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,602 F3 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2018 and modified on November 7, 2018. F2 · balance_after: Includes 569 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:59 UTC |
Tallett Elizabeth EDirector
|
GrantPhantom Stock Units · Derivative | 66.5 | $57.92 | $3,851.68 |
DisclosureSEC source: 0001126328-19-000187 · edgar.xml · derivative · entry 2 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,363.4 Underlying: Common Stock · 66.5 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F4 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:59 UTC |
Tallett Elizabeth EDirector
|
GrantCommon Stock | 510 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000187 · edgar.xml · nonDerivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,349 F1 · price: Grant of restricted stock units. F2 · balance_after: Corrects prior inadvertent administrative error. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 22:22 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
GrantPhantom Stock Units · Derivative | 49.1 | $57.92 | $2,843.87 |
DisclosureSEC source: 0001126328-19-000192 · edgar.xml · derivative · entry 4 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,320.4 Underlying: Common Stock · 49.1 shares Expires not disclosed F4 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F5 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F5 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 22:22 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
GrantCommon Stock | 113 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000192 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,602 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 569 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:56 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 42.7 | $57.92 | $2,473.18 |
DisclosureSEC source: 0001126328-19-000184 · edgar.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Underlying: Common Stock · 42.7 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:56 UTC |
Mills ScottDirector
|
GrantCommon Stock | 99 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000184 · edgar.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,707 F1 · price: Grant of restricted stock units. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:51 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 83.7 | $57.92 | $4,847.90 |
DisclosureSEC source: 0001126328-19-000180 · edgar.xml · derivative · entry 2 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,541.6 Underlying: Common Stock · 83.7 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F4 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:51 UTC |
DAN MICHAEL TDirector
|
GrantCommon Stock | 247 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000180 · edgar.xml · nonDerivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,764 F1 · price: Grant of restricted stock units. F2 · balance_after: Corrects prior inadvertent administrative error. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 22:26 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
GrantCommon Stock | 660 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000197 · edgar.xml · nonDerivative · entry 1 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,223 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 8,533 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 22:25 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000196 · edgar.xml · nonDerivative · entry 3 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 47,792 F2 · price: Grant of restricted stock units. F3 · balance_after: Includes 1,365 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 22:24 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
GrantCommon Stock | 127 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000195 · edgar.xml · nonDerivative · entry 1 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,778 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 9,560 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 22:24 UTC |
SCHOLTEN GARY PEVP & Ch Info Officer
|
GrantPhantom Stock Units · Derivative | 12.8 | $57.92 | $741.38 |
DisclosureSEC source: 0001126328-19-000194 · edgar.xml · derivative · entry 1 SCHOLTEN GARY P · CIK 0001205451 · EVP & Ch Info Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,381 Underlying: Common Stock · 12.8 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 22:23 UTC |
Schaaf Renee V.President - RIS
|
GrantCommon Stock | 36 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000193 · edgar.xml · nonDerivative · entry 1 Schaaf Renee V. · CIK 0001770198 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,112 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1,403 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 22:21 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantPhantom Stock Units · Derivative | 13.9 | $57.92 | $805.09 |
DisclosureSEC source: 0001126328-19-000191 · edgar.xml · derivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,506.8 Underlying: Common Stock · 13.9 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 22:20 UTC |
Halter Patrick GregoryChief Executive Officer, PGI
|
GrantCommon Stock | 214 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000190 · edgar.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · Chief Executive Officer, PGI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,538 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 569 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 22:17 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantCommon Stock | 153 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000189 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,994 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 5,732 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 21:22 UTC |
Dunbar Timothy MarkPresident - Global Asset Mgmt
|
GrantPhantom Stock Units · Derivative | 74.1 | $57.92 | $4,291.87 |
DisclosureSEC source: 0001126328-19-000188 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · President - Global Asset Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,023.2 Underlying: Common Stock · 74.1 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:58 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000186 · edgar.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,517 F1 · price: Grant of restricted stock units. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:58 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000185 · edgar.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,062 F1 · price: Grant of restricted stock units. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:54 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 90.3 | $57.92 | $5,230.18 |
DisclosureSEC source: 0001126328-19-000183 · edgar.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,742.4 Underlying: Common Stock · 90.3 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:54 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 136 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000183 · edgar.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,774 F1 · price: Grant of restricted stock units. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:53 UTC |
HELTON SANDRA LDirector
|
GrantCommon Stock | 466 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000182 · edgar.xml · nonDerivative · entry 1 HELTON SANDRA L · CIK 0001166857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,532 F1 · price: Grant of restricted stock units. F2 · balance_after: Corrects prior inadvertent administrative error. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:53 UTC |
GELATT DANIELDirector
|
GrantCommon Stock | 515 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000181 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,401 F1 · price: Grant of restricted stock units. F2 · balance_after: Corrects prior inadvertent administrative error. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:50 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 486 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000179 · edgar.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,815 F1 · price: Grant of restricted stock units. F2 · balance_after: Corrects prior inadvertent administrative error. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:49 UTC |
BERNARD BETSY JDirector
|
GrantCommon Stock | 466 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000178 · edgar.xml · nonDerivative · entry 1 BERNARD BETSY J · CIK 0001166854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,073 F1 · price: Grant of restricted stock units. F2 · balance_after: Corrects prior inadvertent administrative error. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 20:07 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 27,661 | $0.00 Strike: $37.88 | $0.00 |
DisclosureSEC source: 0001126328-19-000172 · edgar.xml · derivative · entry 4 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,661 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2019. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 20:07 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
SaleCommon Stock | 20,000 | $57.67 | $1,153,400.00 |
DisclosureSEC source: 0001126328-19-000172 · edgar.xml · nonDerivative · entry 3 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,485 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.25 - $58.01, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 8,455 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 20:07 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
SaleCommon Stock | 27,661 | $57.67 | $1,595,209.87 |
DisclosureSEC source: 0001126328-19-000172 · edgar.xml · nonDerivative · entry 2 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,485 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.25 - $58.01, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 8,455 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 20:07 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
Exercise / conversionCommon Stock | 27,661 | $37.88 | $1,047,798.68 |
DisclosureSEC source: 0001126328-19-000172 · edgar.xml · nonDerivative · entry 1 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,146 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2019. F2 · balance_after: Includes 8,455 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 06, 2019 Filed Jun 13, 2019 18:17 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000171 · edgar.xml · nonDerivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,916 F1 · balance_after: Includes 4,431 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 03, 2019 Filed Jun 3, 2019 21:11 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
SaleCommon Stock | 1,000 | $51.50 | $51,500.00 |
DisclosureSEC source: 0001126328-19-000170 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,920 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2018 and modified on November 7, 2018. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 18:12 UTC |
Tallett Elizabeth EDirector
|
GrantPhantom Stock Units · Derivative | 60.6 | $51.57 | $3,125.14 |
DisclosureSEC source: 0001126328-19-000169 · edgar.xml · derivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,295.9 Underlying: Common Stock · 60.6 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 18:12 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 872.6 | $51.57 | $44,999.98 |
DisclosureSEC source: 0001126328-19-000168 · edgar.xml · derivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,457.2 Underlying: Common Stock · 872.6 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.