Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 27, 2019 Filed Dec 31, 2019 21:17 UTC |
SCHOLTEN GARY PEVP & Ch Info Officer
|
GrantPhantom Stock Units · Derivative | 14 | $54.76 | $766.64 |
DisclosureSEC source: 0001126328-19-000275 · edgar.xml · derivative · entry 1 SCHOLTEN GARY P · CIK 0001205451 · EVP & Ch Info Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,408.3 Underlying: Common Stock · 14 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:16 UTC |
Schaaf Renee V.President - RIS
|
GrantCommon Stock | 39 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000274 · edgar.xml · nonDerivative · entry 1 Schaaf Renee V. · CIK 0001770198 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,215 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1,430 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:15 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
GrantPhantom Stock Units · Derivative | 53.9 | $54.76 | $2,951.56 |
DisclosureSEC source: 0001126328-19-000273 · edgar.xml · derivative · entry 3 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,425.4 Underlying: Common Stock · 53.9 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:15 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
GrantCommon Stock | 124 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000273 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,843 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 569 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:14 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantPhantom Stock Units · Derivative | 15.3 | $54.76 | $837.83 |
DisclosureSEC source: 0001126328-19-000272 · edgar.xml · derivative · entry 3 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,536.6 Underlying: Common Stock · 15.3 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:12 UTC |
Halter Patrick GregoryChief Executive Officer, PGI
|
GrantCommon Stock | 235 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000271 · edgar.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · Chief Executive Officer, PGI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,006 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 580 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:11 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantCommon Stock | 170 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000270 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,437 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 5,845 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:08 UTC |
Tallett Elizabeth EDirector
|
GrantPhantom Stock Units · Derivative | 72.8 | $54.76 | $3,986.53 |
DisclosureSEC source: 0001126328-19-000268 · edgar.xml · derivative · entry 2 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,533 Underlying: Common Stock · 72.8 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:08 UTC |
Tallett Elizabeth EDirector
|
GrantCommon Stock | 560 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000268 · edgar.xml · nonDerivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,439 F1 · price: Grant of restricted stock units. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:10 UTC |
Dunbar Timothy MarkPresident - Global Asset Mgmt
|
GrantPhantom Stock Units · Derivative | 81.4 | $54.76 | $4,457.46 |
DisclosureSEC source: 0001126328-19-000269 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · President - Global Asset Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,181.5 Underlying: Common Stock · 81.4 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:06 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 137 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000267 · edgar.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,784 F1 · price: Grant of restricted stock units. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:05 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 72 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000266 · edgar.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,202 F1 · price: Grant of restricted stock units. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 20:59 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 108.9 | $54.76 | $5,963.36 |
DisclosureSEC source: 0001126328-19-000264 · edgar.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,233 Underlying: Common Stock · 108.9 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 20:59 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 150 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000264 · edgar.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,066 F1 · price: Grant of restricted stock units. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 20:58 UTC |
HELTON SANDRA LDirector
|
GrantCommon Stock | 511 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000263 · edgar.xml · nonDerivative · entry 1 HELTON SANDRA L · CIK 0001166857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,526 F1 · price: Grant of restricted stock units. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 20:56 UTC |
GELATT DANIELDirector
|
GrantCommon Stock | 566 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000262 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,502 F1 · price: Grant of restricted stock units. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 20:55 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 96.8 | $54.76 | $5,300.77 |
DisclosureSEC source: 0001126328-19-000261 · edgar.xml · derivative · entry 2 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,250.8 Underlying: Common Stock · 96.8 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 20:55 UTC |
DAN MICHAEL TDirector
|
GrantCommon Stock | 271 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000261 · edgar.xml · nonDerivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,292 F1 · price: Grant of restricted stock units. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 20:53 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 534 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000260 · edgar.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,854 F1 · price: Grant of restricted stock units. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 20:51 UTC |
Auerbach JonathanDirector
|
GrantCommon Stock | 19 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000258 · edgar.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 519 F1 · price: Grant of restricted stock units. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 20:52 UTC |
BERNARD BETSY JDirector
|
GrantCommon Stock | 511 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000259 · edgar.xml · nonDerivative · entry 1 BERNARD BETSY J · CIK 0001166854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,067 F1 · price: Grant of restricted stock units. Read SEC document |
| December 13, 2019 Filed Dec 31, 2019 21:14 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GiftCommon Stock | 47,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000272 · edgar.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,348 F1 · balance_after: Includes 4,510 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 12, 2019 Filed Dec 31, 2019 21:20 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GiftCommon Stock | 620 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000277 · edgar.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 47,183 Read SEC document |
| December 05, 2019 Filed Dec 6, 2019 21:03 UTC |
Tallett Elizabeth EDirector
|
GrantPhantom Stock Units · Derivative | 24.4 | $52.79 | $1,288.08 |
DisclosureSEC source: 0001126328-19-000252 · edgar.xml · derivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,458.4 Underlying: Common Stock · 24.4 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| December 05, 2019 Filed Dec 6, 2019 21:02 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 1,063.5 | $52.79 | $56,142.17 |
DisclosureSEC source: 0001126328-19-000251 · edgar.xml · derivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,616.2 Underlying: Common Stock · 1,063.5 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| December 05, 2019 Filed Dec 6, 2019 21:01 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 1,278.7 | $52.79 | $67,502.57 |
DisclosureSEC source: 0001126328-19-000250 · edgar.xml · derivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,124.1 Underlying: Common Stock · 1,278.7 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| December 05, 2019 Filed Dec 6, 2019 21:00 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 520.9 | $52.79 | $27,498.31 |
DisclosureSEC source: 0001126328-19-000249 · edgar.xml · derivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,154 Underlying: Common Stock · 520.9 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 16:57 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
SaleCommon Stock | 1,000 | $54.63 | $54,630.00 |
DisclosureSEC source: 0001126328-19-000248 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,714 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2018 and modified on November 7, 2018. F2 · balance_after: Includes 564 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 17:21 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GiftCommon Stock | 92 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000247 · edgar.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 47,803 Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 20:38 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
SaleCommon Stock | 1,000 | $53.94 | $53,940.00 |
DisclosureSEC source: 0001126328-19-000238 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,714 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2018 and modified on November 7, 2018. F2 · balance_after: Includes 564 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 19:40 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
SaleCommon Stock | 1,000 | $57.56 | $57,560.00 |
DisclosureSEC source: 0001126328-19-000236 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,714 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2018 and modified on November 7, 2018. F2 · balance_after: Includes 564 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. F3 · balance_after: Corrects prior administrative error. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 21:03 UTC |
SCHOLTEN GARY PEVP & Ch Info Officer
|
GrantPhantom Stock Units · Derivative | 13.2 | $57.37 | $757.28 |
DisclosureSEC source: 0001126328-19-000231 · edgar.xml · derivative · entry 1 SCHOLTEN GARY P · CIK 0001205451 · EVP & Ch Info Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,394.3 Underlying: Common Stock · 13.2 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 20:59 UTC |
Dunbar Timothy MarkPresident - Global Asset Mgmt
|
GrantPhantom Stock Units · Derivative | 76.9 | $57.37 | $4,411.75 |
DisclosureSEC source: 0001126328-19-000226 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · President - Global Asset Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,100.1 Underlying: Common Stock · 76.9 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 21:08 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 103 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000235 · edgar.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 47,895 F1 · price: Grant of restricted stock units. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 21:01 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
GrantPhantom Stock Units · Derivative | 51 | $57.37 | $2,925.87 |
DisclosureSEC source: 0001126328-19-000229 · edgar.xml · derivative · entry 3 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,371.4 Underlying: Common Stock · 51 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 21:01 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
GrantCommon Stock | 117 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000229 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,719 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 569 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 21:00 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantPhantom Stock Units · Derivative | 14.4 | $57.37 | $826.13 |
DisclosureSEC source: 0001126328-19-000228 · edgar.xml · derivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,521.3 Underlying: Common Stock · 14.4 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 21:06 UTC |
Halter Patrick GregoryChief Executive Officer, PGI
|
GrantCommon Stock | 222 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000234 · edgar.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · Chief Executive Officer, PGI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,765 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 574 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 21:04 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
GrantCommon Stock | 486 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000233 · edgar.xml · nonDerivative · entry 1 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,709 F1 · price: Grant of restricted stock units. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 19:59 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 68 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000223 · edgar.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,130 F1 · price: Grant of restricted stock units. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 21:03 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
GrantCommon Stock | 131 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000232 · edgar.xml · nonDerivative · entry 1 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,001 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 9,652 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 21:02 UTC |
Schaaf Renee V.President - RIS
|
GrantCommon Stock | 37 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000230 · edgar.xml · nonDerivative · entry 1 Schaaf Renee V. · CIK 0001770198 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,162 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1,416 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 20:59 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantCommon Stock | 160 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000227 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,209 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 5,787 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 20:01 UTC |
Tallett Elizabeth EDirector
|
GrantPhantom Stock Units · Derivative | 70.6 | $57.37 | $4,050.32 |
DisclosureSEC source: 0001126328-19-000225 · edgar.xml · derivative · entry 2 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,434 Underlying: Common Stock · 70.6 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 20:01 UTC |
Tallett Elizabeth EDirector
|
GrantCommon Stock | 530 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000225 · edgar.xml · nonDerivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,879 F1 · price: Grant of restricted stock units. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 19:58 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 52.7 | $57.37 | $3,023.40 |
DisclosureSEC source: 0001126328-19-000222 · edgar.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,552.7 Underlying: Common Stock · 52.7 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 19:58 UTC |
Mills ScottDirector
|
GrantCommon Stock | 103 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000222 · edgar.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,810 F1 · price: Grant of restricted stock units. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 20:00 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 130 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000224 · edgar.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,647 F1 · price: Grant of restricted stock units. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 19:56 UTC |
GELATT DANIELDirector
|
GrantCommon Stock | 535 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000219 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,936 F1 · price: Grant of restricted stock units. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 19:54 UTC |
BERNARD BETSY JDirector
|
GrantCommon Stock | 483 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000216 · edgar.xml · nonDerivative · entry 1 BERNARD BETSY J · CIK 0001166854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,556 F1 · price: Grant of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.