Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 27, 2020 Filed Mar 31, 2020 19:23 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 210.1 | $32.60 | $6,849.26 |
DisclosureSEC source: 0001126328-20-000102 · edgar.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,443 Underlying: Common Stock · 210.1 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 19:23 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 259 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000102 · edgar.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,325 F1 · price: Grant of restricted stock units. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 19:20 UTC |
GELATT DANIELDirector
|
GrantCommon Stock | 978 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000100 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,802 F1 · price: Grant of restricted stock units. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 19:19 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 176.1 | $32.60 | $5,740.86 |
DisclosureSEC source: 0001126328-20-000099 · edgar.xml · derivative · entry 2 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,426.9 Underlying: Common Stock · 176.1 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 19:19 UTC |
DAN MICHAEL TDirector
|
GrantCommon Stock | 469 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000099 · edgar.xml · nonDerivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,021 F1 · price: Grant of restricted stock units. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 19:18 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 922 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000098 · edgar.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,776 F1 · price: Grant of restricted stock units. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 19:17 UTC |
BERNARD BETSY JDirector
|
GrantCommon Stock | 883 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000097 · edgar.xml · nonDerivative · entry 1 BERNARD BETSY J · CIK 0001166854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,950 F1 · price: Grant of restricted stock units. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 19:16 UTC |
Auerbach JonathanDirector
|
GrantCommon Stock | 34 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000096 · edgar.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553 F1 · price: Grant of restricted stock units. Read SEC document |
| March 10, 2020 Filed Mar 11, 2020 15:07 UTC |
DAN MICHAEL TDirector
|
GrantCommon Stock | 5,000 | $35.57 | $177,850.00 |
DisclosureSEC source: 0001126328-20-000094 · edgar.xml · nonDerivative · entry 2 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,552 Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 13:00 UTC |
GELATT DANIELDirector
|
PurchaseCommon Stock | 6,083 | $35.92 | $218,501.36 |
DisclosureSEC source: 0001126328-20-000095 · edgar.xml · nonDerivative · entry 2 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,824 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.83 - $36.13, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 13:00 UTC |
GELATT DANIELDirector
|
PurchaseCommon Stock | 22,065 | $35.41 | $781,321.65 |
DisclosureSEC source: 0001126328-20-000095 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,741 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.83 - $35.81, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 15:07 UTC |
DAN MICHAEL TDirector
|
GrantCommon Stock | 3,260 | $38.35 | $125,021.00 |
DisclosureSEC source: 0001126328-20-000094 · edgar.xml · nonDerivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,552 Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:35 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
SaleCommon Stock | 350 | $46.88 | $16,408.00 |
DisclosureSEC source: 0001126328-20-000093 · edgar.xml · nonDerivative · entry 6 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 47,438 F2 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 24, 2019. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.69 - $47.15, inclusive. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:35 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
SaleCommon Stock | 1,100 | $46.02 | $50,622.00 |
DisclosureSEC source: 0001126328-20-000093 · edgar.xml · nonDerivative · entry 5 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 47,788 F2 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 24, 2019. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.65 - $46.60, inclusive. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:35 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
SaleCommon Stock | 846 | $45.13 | $38,179.98 |
DisclosureSEC source: 0001126328-20-000093 · edgar.xml · nonDerivative · entry 4 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 48,888 F2 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 24, 2019. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.61 - $45.52, inclusive. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:35 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
SaleCommon Stock | 1,116 | $46.95 | $52,396.20 |
DisclosureSEC source: 0001126328-20-000093 · edgar.xml · nonDerivative · entry 3 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,343 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2019. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.70 - $47.35, inclusive. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:35 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
SaleCommon Stock | 4,051 | $46.06 | $186,589.06 |
DisclosureSEC source: 0001126328-20-000093 · edgar.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,459 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.67 - $46.64, inclusive. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:35 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
SaleCommon Stock | 3,099 | $45.17 | $139,981.83 |
DisclosureSEC source: 0001126328-20-000093 · edgar.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,510 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.65 - $45.60, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), (5), (6), (7) and (8) of this Form 4. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 21:18 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 1,137 | $46.81 | $53,222.97 |
DisclosureSEC source: 0001126328-20-000092 · edgar.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 49,734 Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 21:16 UTC |
Schaaf Renee V.President - RIS
|
Tax withholdingCommon Stock | 390 | $46.81 | $18,255.90 |
DisclosureSEC source: 0001126328-20-000091 · edgar.xml · nonDerivative · entry 1 Schaaf Renee V. · CIK 0001770198 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,112 F1 · balance_after: Includes 1,416 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 21:15 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
Tax withholdingCommon Stock | 1,526 | $46.81 | $71,432.06 |
DisclosureSEC source: 0001126328-20-000090 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,843 F1 · balance_after: Includes 569 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 21:14 UTC |
Halter Patrick GregoryChief Executive Officer, PGI
|
Tax withholdingCommon Stock | 4,844 | $46.81 | $226,747.64 |
DisclosureSEC source: 0001126328-20-000089 · edgar.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · Chief Executive Officer, PGI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,328 F1 · balance_after: Includes 574 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 21:12 UTC |
Friedrich Amy ChristinePresident - USIS
|
Tax withholdingCommon Stock | 747 | $46.81 | $34,967.07 |
DisclosureSEC source: 0001126328-20-000088 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,842 F1 · balance_after: Includes 5,787 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 19:27 UTC |
GELATT DANIELDirector
|
GrantCommon Stock | 21,174 | $47.23 | $1,000,048.02 |
DisclosureSEC source: 0001126328-20-000087 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,676 Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:34 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 79,810 | $0.00 Strike: $51.73 | $0.00 |
DisclosureSEC source: 0001126328-20-000086 · edgar.xml · derivative · entry 2 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,810 Underlying: Common Stock · 79,810 shares Expires 2030-02-24 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning February 24, 2021. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:34 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
GrantCommon Stock | 8,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000086 · edgar.xml · nonDerivative · entry 1 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,453 F1 · price: Settlement of performance-based restricted stock units granted February 27, 2017. F2 · balance_after: Includes 8,615 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:31 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 92,000 | $0.00 Strike: $51.73 | $0.00 |
DisclosureSEC source: 0001126328-20-000085 · edgar.xml · derivative · entry 3 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,000 Underlying: Common Stock · 92,000 shares Expires 2030-02-24 F4 · derivative.exercise_date: The option vests in three equal annual installments beginning February 24, 2021. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:31 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 3,579 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000085 · edgar.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 50,871 F3 · price: Grant of restricted stock units. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:31 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 8,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000085 · edgar.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,609 F1 · price: Settlement of performance-based restricted stock units granted February 27, 2017. F2 · balance_after: Includes 919 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:29 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 50,015 | $0.00 Strike: $51.73 | $0.00 |
DisclosureSEC source: 0001126328-20-000084 · edgar.xml · derivative · entry 4 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,015 Underlying: Common Stock · 50,015 shares Expires 2030-02-24 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning February 24, 2021. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:29 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
GrantCommon Stock | 7,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000084 · edgar.xml · nonDerivative · entry 1 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,567 F1 · price: Settlement of performance-based restricted stock units granted February 27, 2017. F2 · balance_after: Includes 9,652 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:24 UTC |
Schaaf Renee V.President - RIS
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 64,185 | $0.00 Strike: $51.73 | $0.00 |
DisclosureSEC source: 0001126328-20-000082 · edgar.xml · derivative · entry 4 Schaaf Renee V. · CIK 0001770198 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,185 Underlying: Common Stock · 64,185 shares Expires 2030-02-24 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning February 24, 2021. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:24 UTC |
Schaaf Renee V.President - RIS
|
GrantCommon Stock | 1,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000082 · edgar.xml · nonDerivative · entry 1 Schaaf Renee V. · CIK 0001770198 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,502 F1 · price: Settlement of performance-based restricted stock units granted February 27, 2017. F2 · balance_after: Includes 1,416 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:26 UTC |
SCHOLTEN GARY PEVP & Ch Info Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 45,430 | $0.00 Strike: $51.73 | $0.00 |
DisclosureSEC source: 0001126328-20-000083 · edgar.xml · derivative · entry 3 SCHOLTEN GARY P · CIK 0001205451 · EVP & Ch Info Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,430 Underlying: Common Stock · 45,430 shares Expires 2030-02-24 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning February 24, 2021. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:26 UTC |
SCHOLTEN GARY PEVP & Ch Info Officer
|
GrantCommon Stock | 5,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000083 · edgar.xml · nonDerivative · entry 1 SCHOLTEN GARY P · CIK 0001205451 · EVP & Ch Info Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,268 F1 · price: Settlement of performance-based restricted stock units granted February 27, 2017. F2 · balance_after: Includes 14,337 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:22 UTC |
LITTLEFIELD CHRISTOPHER JEVP, General Counsel
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 51,285 | $0.00 Strike: $51.73 | $0.00 |
DisclosureSEC source: 0001126328-20-000081 · edgar.xml · derivative · entry 2 LITTLEFIELD CHRISTOPHER J · CIK 0001180573 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,285 Underlying: Common Stock · 51,285 shares Expires 2030-02-24 F2 · derivative.exercise_date: The option vests in three equal annual installments beginning February 24, 2021. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:21 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 34,230 | $0.00 Strike: $51.73 | $0.00 |
DisclosureSEC source: 0001126328-20-000080 · edgar.xml · derivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,230 Underlying: Common Stock · 34,230 shares Expires 2030-02-24 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning February 24, 2021. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:19 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 401,970 | $0.00 Strike: $51.73 | $0.00 |
DisclosureSEC source: 0001126328-20-000079 · edgar.xml · derivative · entry 3 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,970 Underlying: Common Stock · 401,970 shares Expires 2030-02-24 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning February 24, 2021. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:19 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantCommon Stock | 23,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000079 · edgar.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,125 F1 · price: Settlement of performance-based restricted stock units granted February 27, 2017. F2 · balance_after: Includes 4,465 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:18 UTC |
Halter Patrick GregoryChief Executive Officer, PGI
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 92,455 | $0.00 Strike: $51.73 | $0.00 |
DisclosureSEC source: 0001126328-20-000078 · edgar.xml · derivative · entry 3 Halter Patrick Gregory · CIK 0001579709 · Chief Executive Officer, PGI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,455 Underlying: Common Stock · 92,455 shares Expires 2030-02-24 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning February 24, 2021. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:18 UTC |
Halter Patrick GregoryChief Executive Officer, PGI
|
GrantCommon Stock | 6,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000078 · edgar.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · Chief Executive Officer, PGI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,172 F1 · price: Settlement of performance-based restricted stock units granted February 27, 2017. F2 · balance_after: Includes 574 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:15 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 73,260 | $0.00 Strike: $51.73 | $0.00 |
DisclosureSEC source: 0001126328-20-000077 · edgar.xml · derivative · entry 3 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,260 Underlying: Common Stock · 73,260 shares Expires 2030-02-24 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning February 24, 2021. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:15 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantCommon Stock | 2,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000077 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,589 F1 · price: Settlement of performance-based restricted stock units granted February 27, 2017. F2 · balance_after: Includes 5,787 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:13 UTC |
Dunbar Timothy MarkPresident - Global Asset Mgmt
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 124,480 | $0.00 Strike: $51.73 | $0.00 |
DisclosureSEC source: 0001126328-20-000076 · edgar.xml · derivative · entry 3 Dunbar Timothy Mark · CIK 0001565742 · President - Global Asset Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,480 Underlying: Common Stock · 124,480 shares Expires 2030-02-24 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning February 24, 2021. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:13 UTC |
Dunbar Timothy MarkPresident - Global Asset Mgmt
|
GrantCommon Stock | 9,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000076 · edgar.xml · nonDerivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · President - Global Asset Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,390 F1 · price: Settlement of performance-based restricted stock units granted February 27, 2017. F2 · balance_after: Includes 5,089 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:03 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 55.8 | $54.76 | $3,055.61 |
DisclosureSEC source: 0001126328-19-000265 · edgar.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,672 Underlying: Common Stock · 55.8 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:03 UTC |
Mills ScottDirector
|
GrantCommon Stock | 109 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000265 · edgar.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,919 F1 · price: Grant of restricted stock units. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:21 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
GrantCommon Stock | 503 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000278 · edgar.xml · nonDerivative · entry 1 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,380 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 8,701 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:20 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 109 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000277 · edgar.xml · nonDerivative · entry 3 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 47,292 F1 · price: Grant of restricted stock units. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:17 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
GrantCommon Stock | 139 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000276 · edgar.xml · nonDerivative · entry 1 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,237 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 9,749 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.