Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 21, 2020 Filed Dec 23, 2020 19:52 UTC |
Mills ScottDirector
|
GrantCommon Stock | 191 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000228 · edgar.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,430 F1 · price: Grant of restricted stock units. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 19:51 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 165 | $47.50 | $7,837.50 |
DisclosureSEC source: 0001126328-20-000227 · edgar.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,488 Underlying: Common Stock · 165 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 19:51 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 243 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000227 · edgar.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,822 F1 · price: Grant of restricted stock units. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 19:50 UTC |
HELTON SANDRA LDirector
|
GrantCommon Stock | 691 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000226 · edgar.xml · nonDerivative · entry 1 HELTON SANDRA L · CIK 0001166857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,916 F1 · price: Grant of restricted stock units. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 19:47 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 719 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000224 · edgar.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,889 F1 · price: Grant of restricted stock units. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 19:49 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 132 | $47.50 | $6,270.00 |
DisclosureSEC source: 0001126328-20-000225 · edgar.xml · derivative · entry 2 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,888 Underlying: Common Stock · 132 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 19:49 UTC |
DAN MICHAEL TDirector
|
GrantCommon Stock | 394 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000225 · edgar.xml · nonDerivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,030 F1 · price: Grant of restricted stock units. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 19:46 UTC |
Auerbach JonathanDirector
|
GrantCommon Stock | 81 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000223 · edgar.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,281 F1 · price: Grant of restricted stock units. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 19:44 UTC |
BERNARD BETSY JDirector
|
GrantCommon Stock | 118 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000222 · edgar.xml · nonDerivative · entry 1 BERNARD BETSY J · CIK 0001166854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,068 F1 · price: Grant of restricted stock units. Read SEC document |
| December 21, 2020 Filed Mar 9, 2021 23:30 UTC |
LITTLEFIELD CHRISTOPHER JEVP, General Counsel
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 31,550 | $0.00 Strike: $58.68 | $0.00 |
DisclosureSEC source: 0001126328-21-000109 · edgar.xml · derivative · entry 2 LITTLEFIELD CHRISTOPHER J · CIK 0001180573 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,550 Underlying: Common Stock · 31,550 shares Expires 2031-03-05 F2 · derivative.exercise_date: The option vests in three equal annual installments beginning March 5, 2022. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 19:26 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
SaleCommon Stock | 19,160 | $51.00 | $977,160.00 |
DisclosureSEC source: 0001126328-20-000221 · edgar.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,631 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.74 to $51.27, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 1,367 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 04, 2020 Filed Dec 11, 2020 18:53 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 1,147.7 | $52.28 | $60,001.76 |
DisclosureSEC source: 0001126328-20-000220 · edgar.xml · derivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,222 Underlying: Common Stock · 1,147.7 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| December 04, 2020 Filed Dec 11, 2020 18:50 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 1,291.1 | $52.28 | $67,498.71 |
DisclosureSEC source: 0001126328-20-000219 · edgar.xml · derivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,332.5 Underlying: Common Stock · 1,291.1 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| December 04, 2020 Filed Dec 11, 2020 18:45 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 526 | $52.28 | $27,499.28 |
DisclosureSEC source: 0001126328-20-000218 · edgar.xml · derivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,775.4 Underlying: Common Stock · 526 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 15:02 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
SaleCommon Stock | 1,000 | $50.00 | $50,000.00 |
DisclosureSEC source: 0001126328-20-000215 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,111 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2020. F2 · balance_after: Includes 1,012 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 23, 2020 Filed Feb 12, 2021 15:54 UTC |
Dunbar Timothy MarkRetired Officer
|
GiftCommon Stock | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000033 · edgar.xml · nonDerivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · Retired Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,684 F1 · balance_after: Includes 3,678 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 17:24 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
SaleCommon Stock | 11,000 | $50.00 | $550,000.00 |
DisclosureSEC source: 0001126328-20-000214 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,111 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2020. F2 · balance_after: Includes 1,012 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:40 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 167 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000199 · edgar.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 48,406 F2 · price: Grant of restricted stock units. F3 · balance_after: Includes 1,387 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:39 UTC |
Schaaf Renee V.President - RIS
|
GrantCommon Stock | 37 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000198 · edgar.xml · nonDerivative · entry 1 Schaaf Renee V. · CIK 0001770198 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,755 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1,957 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:38 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
GrantPhantom Stock Units · Derivative | 81 | $38.63 | $3,129.03 |
DisclosureSEC source: 0001126328-20-000197 · edgar.xml · derivative · entry 3 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,679 Underlying: Common Stock · 81 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:38 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
GrantCommon Stock | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000197 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,618 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1,012 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:38 UTC |
Kay Kathleen BChief Information Officer
|
GrantCommon Stock | 214 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000196 · edgar.xml · nonDerivative · entry 1 Kay Kathleen B · CIK 0001751660 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422 F1 · price: Grant of restricted stock units. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:37 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantPhantom Stock Units · Derivative | 23 | $38.63 | $888.49 |
DisclosureSEC source: 0001126328-20-000195 · edgar.xml · derivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,608 Underlying: Common Stock · 23 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:36 UTC |
Halter Patrick GregoryChief Executive Officer, PGI
|
GrantCommon Stock | 95 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000194 · edgar.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · Chief Executive Officer, PGI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,112 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1,068 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:34 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantCommon Stock | 212 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000193 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,241 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 6,574 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:33 UTC |
Dunbar Timothy MarkPresident - Global Asset Mgmt
|
GrantPhantom Stock Units · Derivative | 122 | $38.63 | $4,712.86 |
DisclosureSEC source: 0001126328-20-000192 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · President - Global Asset Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,563 Underlying: Common Stock · 122 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:28 UTC |
Tallett Elizabeth EDirector
|
GrantPhantom Stock Units · Derivative | 113 | $38.63 | $4,365.19 |
DisclosureSEC source: 0001126328-20-000191 · edgar.xml · derivative · entry 2 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,885 Underlying: Common Stock · 113 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:28 UTC |
Tallett Elizabeth EDirector
|
GrantCommon Stock | 916 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000191 · edgar.xml · nonDerivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,884 F1 · price: Grant of restricted stock units. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:27 UTC |
Richer Clare StackDirector
|
GrantCommon Stock | 61 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000190 · edgar.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,255 F1 · price: Grant of restricted stock units. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:26 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 275 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000189 · edgar.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,237 Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:24 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 176 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000188 · edgar.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,348 F1 · price: Grant of restricted stock units. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:23 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 115 | $38.63 | $4,442.45 |
DisclosureSEC source: 0001126328-20-000187 · edgar.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,074 Underlying: Common Stock · 115 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:23 UTC |
Mills ScottDirector
|
GrantCommon Stock | 232 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000187 · edgar.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,239 F1 · price: Grant of restricted stock units. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:23 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 200 | $38.63 | $7,726.00 |
DisclosureSEC source: 0001126328-20-000186 · edgar.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,031 Underlying: Common Stock · 200 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:23 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 294 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000186 · edgar.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,579 F1 · price: Grant of restricted stock units. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:22 UTC |
HELTON SANDRA LDirector
|
GrantCommon Stock | 838 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000185 · edgar.xml · nonDerivative · entry 1 HELTON SANDRA L · CIK 0001166857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,225 F1 · price: Grant of restricted stock units. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:21 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 160.5 | $38.63 | $6,200.12 |
DisclosureSEC source: 0001126328-20-000184 · edgar.xml · derivative · entry 2 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,229.4 Underlying: Common Stock · 160.5 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:21 UTC |
DAN MICHAEL TDirector
|
GrantCommon Stock | 477 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000184 · edgar.xml · nonDerivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,636 F1 · price: Grant of restricted stock units. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:18 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 872 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000183 · edgar.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,170 F1 · price: Grant of restricted stock units. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:16 UTC |
Auerbach JonathanDirector
|
GrantCommon Stock | 98 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000182 · edgar.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,200 F1 · price: Grant of restricted stock units. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 23:12 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 162 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000167 · edgar.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 48,239 F2 · price: Grant of restricted stock units. F3 · balance_after: Includes 1,387 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 23:09 UTC |
Schaaf Renee V.President - RIS
|
GrantCommon Stock | 36 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000164 · edgar.xml · nonDerivative · entry 1 Schaaf Renee V. · CIK 0001770198 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,690 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1,929 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 23:11 UTC |
Richer Clare StackDirector
|
GrantCommon Stock | 59 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000166 · edgar.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,194 F1 · price: Grant of restricted stock units. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 23:09 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
GrantCommon Stock | 203 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000165 · edgar.xml · nonDerivative · entry 1 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,780 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 10,519 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 23:08 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 267 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000163 · edgar.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,962 F1 · price: Grant of restricted stock units. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 23:07 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 172 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000162 · edgar.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,172 F1 · price: Grant of restricted stock units. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 23:07 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 267 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000161 · edgar.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,962 F1 · price: Grant of restricted stock units. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 23:06 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 97.1 | $39.14 | $3,800.49 |
DisclosureSEC source: 0001126328-20-000160 · edgar.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,959 Underlying: Common Stock · 97.1 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 23:06 UTC |
Mills ScottDirector
|
GrantCommon Stock | 226 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000160 · edgar.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,007 F1 · price: Grant of restricted stock units. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 23:05 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 178 | $39.14 | $6,966.92 |
DisclosureSEC source: 0001126328-20-000159 · edgar.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,830.8 Underlying: Common Stock · 178 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.