Tapewire

Nasdaq · USD

PENG

Penguin Solutions, Inc.

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Tapewire entity
4377
SEC CIK
0001616533
Parsed reports
444

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202601
Apr 202605
May 2026010
Jun 2026010
Jul 202602
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2024 Filed Oct 3, 2024 00:08 UTC
Adams MarkDirector · President and CEO
GrantOrdinary Shares 138,876 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-042018 · wk-form4_1727914080.xml · nonDerivative · entry 1

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 991,846

F1 · shares: Represents restricted share units ("RSUs") that will vest as to 6.25% on January 20, 2025, with the remainder vesting quarterly thereafter in 15 equal installments, subject to the recipient's continued employment through each applicable vesting date.

Read SEC document
September 30, 2024 Filed Oct 3, 2024 00:22 UTC
Manca Peter JPresident, IPS
GrantOrdinary Shares 25,250 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-042024 · wk-form4_1727914925.xml · nonDerivative · entry 1

Manca Peter J · CIK 0002018859 · President, IPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,292

F1 · shares: Represents restricted share units ("RSUs") that will vest as to 6.25% on January 20, 2025, with the remainder vesting quarterly thereafter in 15 equal installments, subject to the recipient's continued employment through each applicable vesting date.

Read SEC document
September 30, 2024 Filed Oct 3, 2024 00:17 UTC
Kuykendall AnneSVP and Chief Legal Officer
GrantOrdinary Shares 30,300 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-042022 · wk-form4_1727914657.xml · nonDerivative · entry 1

Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,441

F1 · shares: Represents restricted share units ("RSUs") that will vest as to 6.25% on January 20, 2025, with the remainder vesting quarterly thereafter in 15 equal installments, subject to the recipient's continued employment through each applicable vesting date.

Read SEC document
September 30, 2024 Filed Oct 3, 2024 00:14 UTC
Clark Joseph GatesPresident, LED Solutions
GrantOrdinary Shares 18,937 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-042020 · wk-form4_1727914492.xml · nonDerivative · entry 1

Clark Joseph Gates · CIK 0001944970 · President, LED Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,455

F1 · shares: Represents restricted share units ("RSUs") that will vest as to 6.25% on January 20, 2025, with the remainder vesting quarterly thereafter in 15 equal installments, subject to the recipient's continued employment through each applicable vesting date.

Read SEC document
September 20, 2024 Filed Sep 24, 2024 16:11 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,334 $0.00 Strike: $9.20 $0.00
Disclosure

SEC source: 0001628280-24-041219 · wk-form4_1727208682.xml · derivative · entry 3

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Ordinary Shares · 13,334 shares

Expires 2030-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vested monthly and became exercisable over three years beginning March 12, 2021.

Read SEC document
September 20, 2024 Filed Sep 24, 2024 16:11 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
SaleOrdinary Shares 13,334 $20.02 $266,950.68
Disclosure

SEC source: 0001628280-24-041219 · wk-form4_1727208682.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 211,896

F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 26, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $20.00 to $20.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 20, 2024 Filed Sep 24, 2024 16:11 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionOrdinary Shares 13,334 $9.20 $122,606.13
Disclosure

SEC source: 0001628280-24-041219 · wk-form4_1727208682.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 225,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 17:10 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,333 $0.00 Strike: $9.20 $0.00
Disclosure

SEC source: 0001628280-24-038265 · wk-form4_1724361050.xml · derivative · entry 3

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,334

Underlying: Ordinary Shares · 13,333 shares

Expires 2030-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vested monthly and became exercisable over three years beginning March 12, 2021.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 17:10 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
SaleOrdinary Shares 13,333 $21.14 $281,822.29
Disclosure

SEC source: 0001628280-24-038265 · wk-form4_1724361050.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 211,896

F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 26, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $20.88 to $21.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 17:10 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionOrdinary Shares 13,333 $9.20 $122,596.94
Disclosure

SEC source: 0001628280-24-038265 · wk-form4_1724361050.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 225,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2024 Filed Jul 30, 2024 16:04 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,333 $0.00 Strike: $9.20 $0.00
Disclosure

SEC source: 0001628280-24-033449 · wk-form4_1722369858.xml · derivative · entry 3

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Ordinary Shares · 13,333 shares

Expires 2030-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vested monthly and became exercisable over three years beginning March 12, 2021.

Read SEC document
July 26, 2024 Filed Jul 30, 2024 16:04 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
SaleOrdinary Shares 13,333 $23.16 $308,834.95
Disclosure

SEC source: 0001628280-24-033449 · wk-form4_1722369858.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 211,896

F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 26, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $22.93 to $23.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 26, 2024 Filed Jul 30, 2024 16:04 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionOrdinary Shares 13,333 $9.20 $122,596.94
Disclosure

SEC source: 0001628280-24-033449 · wk-form4_1722369858.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 225,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2024 Filed Jul 26, 2024 20:15 UTC
Clark Joseph GatesPresident, LED Solutions
SaleOrdinary Shares 2,527 $23.67 $59,805.25
Disclosure

SEC source: 0001628280-24-033153 · wk-form4_1722024894.xml · nonDerivative · entry 1

Clark Joseph Gates · CIK 0001944970 · President, LED Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 82,518

F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 17, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $23.23 to $24.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 20, 2024 Filed Jul 23, 2024 20:38 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Tax withholdingOrdinary Shares 4,055 $23.86 $96,752.30
Disclosure

SEC source: 0001628280-24-032673 · wk-form4_1721781474.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,896

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
July 20, 2024 Filed Jul 24, 2024 00:27 UTC
Adams MarkDirector · President and CEO
Tax withholdingOrdinary Shares 6,995 $23.86 $166,900.70
Disclosure

SEC source: 0001628280-24-032666 · wk-form4_1721780870.xml · nonDerivative · entry 2

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 852,970

F2 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
July 20, 2024 Filed Jul 24, 2024 00:27 UTC
Adams MarkDirector · President and CEO
Tax withholdingOrdinary Shares 14,254 $23.86 $340,100.44
Disclosure

SEC source: 0001628280-24-032666 · wk-form4_1721780870.xml · nonDerivative · entry 1

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 859,965

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted shares. No shares were sold.

Read SEC document
July 20, 2024 Filed Jul 24, 2024 00:34 UTC
Kuykendall AnneSVP and Chief Legal Officer
Tax withholdingOrdinary Shares 2,050 $23.86 $48,913.00
Disclosure

SEC source: 0001628280-24-032671 · wk-form4_1721781285.xml · nonDerivative · entry 1

Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,141

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
July 20, 2024 Filed Jul 24, 2024 00:30 UTC
Clark Joseph GatesPresident, LED Solutions
Tax withholdingOrdinary Shares 2,341 $23.86 $55,856.26
Disclosure

SEC source: 0001628280-24-032668 · wk-form4_1721781041.xml · nonDerivative · entry 1

Clark Joseph Gates · CIK 0001944970 · President, LED Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,045

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 20:23 UTC
Clark Joseph GatesPresident, LED Solutions
SaleOrdinary Shares 5,000 $29.00 $145,006.00
Disclosure

SEC source: 0001628280-24-031783 · wk-form4_1720815821.xml · nonDerivative · entry 1

Clark Joseph Gates · CIK 0001944970 · President, LED Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 87,386

F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 17, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $29.00 to $29.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 26, 2024 Filed Jun 27, 2024 20:37 UTC
Olmstead NathanSVP and CFO
GrantOrdinary Shares 61,331 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-030340 · wk-form4_1719520640.xml · nonDerivative · entry 1

Olmstead Nathan · CIK 0001776828 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,331

F1 · shares: Represents restricted share units ("RSUs") that will vest as to 25% on July 20, 2025, with the remainder vesting quarterly thereafter in 12 equal installments, subject to the recipient's continued employment through each applicable vesting date.

Read SEC document
May 23, 2024 Filed May 28, 2024 21:52 UTC
Manca Peter JPresident, IPS
GrantOrdinary Shares 106,042 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-025478 · wk-form4_1716933114.xml · nonDerivative · entry 1

Manca Peter J · CIK 0002018859 · President, IPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,042

F1 · shares: Represents restricted share units ("RSUs") that will vest as to 25% on April 20, 2025, with the remainder vesting quarterly thereafter in 12 equal installments, subject to the recipient's continued employment through each applicable vesting date.

Read SEC document
April 24, 2024 Filed Apr 25, 2024 21:56 UTC
Clark Joseph GatesPresident, LED Solutions
SaleOrdinary Shares 2,529 $17.94 $45,358.63
Disclosure

SEC source: 0001628280-24-018292 · wk-form4_1714082179.xml · nonDerivative · entry 1

Clark Joseph Gates · CIK 0001944970 · President, LED Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 92,386

F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 17, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $17.76 to $18.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 20, 2024 Filed Apr 23, 2024 16:42 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Tax withholdingOrdinary Shares 4,056 $16.92 $68,627.52
Disclosure

SEC source: 0001628280-24-017406 · wk-form4_1713904953.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,951

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
April 20, 2024 Filed Apr 23, 2024 20:35 UTC
Adams MarkDirector · President and CEO
Tax withholdingOrdinary Shares 6,995 $16.92 $118,355.40
Disclosure

SEC source: 0001628280-24-017401 · wk-form4_1713904535.xml · nonDerivative · entry 2

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 874,219

F2 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
April 20, 2024 Filed Apr 23, 2024 20:35 UTC
Adams MarkDirector · President and CEO
Tax withholdingOrdinary Shares 14,255 $16.92 $241,194.60
Disclosure

SEC source: 0001628280-24-017401 · wk-form4_1713904535.xml · nonDerivative · entry 1

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 881,214

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted shares. No shares were sold.

Read SEC document
April 20, 2024 Filed Apr 23, 2024 20:44 UTC
Rizvi KenSVP and CFO
Tax withholdingOrdinary Shares 5,897 $16.92 $99,777.24
Disclosure

SEC source: 0001628280-24-017413 · wk-form4_1713905079.xml · nonDerivative · entry 1

Rizvi Ken · CIK 0001846472 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,025

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
April 20, 2024 Filed Apr 23, 2024 20:40 UTC
Kuykendall AnneSVP and Chief Legal Officer
Tax withholdingOrdinary Shares 2,051 $16.92 $34,702.92
Disclosure

SEC source: 0001628280-24-017405 · wk-form4_1713904836.xml · nonDerivative · entry 1

Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,191

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
April 20, 2024 Filed Apr 23, 2024 20:38 UTC
Clark Joseph GatesPresident, LED Solutions
Tax withholdingOrdinary Shares 2,341 $16.92 $39,609.72
Disclosure

SEC source: 0001628280-24-017404 · wk-form4_1713904702.xml · nonDerivative · entry 1

Clark Joseph Gates · CIK 0001944970 · President, LED Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,915

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

F2 · balance_after: This amount includes 1,361 shares purchased by the reporting person in the Issuer's Employee Stock Purchase Plan on April 15, 2024.

Read SEC document
April 11, 2024 Filed Apr 11, 2024 21:14 UTC
Adams MarkDirector · President and CEO
PurchaseOrdinary Shares 10,000 $18.79 $187,896.00
Disclosure

SEC source: 0001628280-24-015854 · wk-form4_1712870074.xml · nonDerivative · entry 1

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · The Adams Family Trust

Disclosed balance after: 29,640

F1 · price: This transaction was executed in multiple trades at prices ranging from $18.775 to $18.79. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:08 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $9.20 $0.00
Disclosure

SEC source: 0001628280-24-006332 · wk-form4_1708636057.xml · derivative · entry 3

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Ordinary Shares · 2,500 shares

Expires 2030-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vest monthly and become exercisable over three years beginning March 12, 2021.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:08 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
SaleOrdinary Shares 2,500 $20.02 $50,060.75
Disclosure

SEC source: 0001628280-24-006332 · wk-form4_1708636057.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 220,007

F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on January 13, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $20.0 to $20.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:08 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionOrdinary Shares 2,500 $9.20 $22,987.50
Disclosure

SEC source: 0001628280-24-006332 · wk-form4_1708636057.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 222,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2024 Filed Feb 13, 2024 22:37 UTC SaleOrdinary Shares 842 $21.62 $18,207.49
Disclosure

SEC source: 0001628280-24-004552 · wk-form4_1707863854.xml · nonDerivative · entry 4

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,871

F3 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on July 24, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $21.39 to $22.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 12, 2024 Filed Feb 13, 2024 22:37 UTC SaleOrdinary Shares 2,525 $22.62 $57,126.61
Disclosure

SEC source: 0001628280-24-004552 · wk-form4_1707863854.xml · nonDerivative · entry 3

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,713

F3 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on July 24, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $22.49 to $22.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 17:09 UTC
Ingram BryanDirector
GrantOrdinary Shares 6,821 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-004520 · wk-form4_1707862181.xml · nonDerivative · entry 1

Ingram Bryan · CIK 0001469468 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,098

F1 · shares: Represents a restricted share unit award that is scheduled to vest in full on the earlier of February 9, 2025 or the date of the annual general meeting of shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 22:16 UTC GrantOrdinary Shares 6,821 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-004532 · wk-form4_1707862594.xml · nonDerivative · entry 1

Papermaster Mark D · CIK 0001449649 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,385

F1 · shares: Represents a restricted share unit award that is scheduled to vest in full on the earlier of February 9, 2025 or the date of the annual general meeting of shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.

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February 09, 2024 Filed Feb 13, 2024 17:06 UTC
FURR RANDY WDirector
GrantOrdinary Shares 6,821 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-004514 · wk-form4_1707861976.xml · nonDerivative · entry 1

FURR RANDY W · CIK 0001245699 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,202

F1 · shares: Represents a restricted share unit award that is scheduled to vest in full on the earlier of February 9, 2025 or the date of the annual general meeting of shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.

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February 09, 2024 Filed Feb 13, 2024 22:37 UTC GrantOrdinary Shares 6,821 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-004552 · wk-form4_1707863854.xml · nonDerivative · entry 1

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,238

F1 · shares: Represents a restricted share unit award that is scheduled to vest in full on the earlier of February 9, 2025 or the date of the annual general meeting of shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.

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February 09, 2024 Filed Feb 13, 2024 22:13 UTC GrantOrdinary Shares 6,821 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-004526 · wk-form4_1707862377.xml · nonDerivative · entry 1

NAYYAR SANDEEP · CIK 0001230307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,986

F1 · shares: Represents a restricted share unit award that is scheduled to vest in full on the earlier of February 9, 2025 or the date of the annual general meeting of shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.

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February 09, 2024 Filed Feb 13, 2024 22:21 UTC GrantOrdinary Shares 6,821 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-004535 · wk-form4_1707862862.xml · nonDerivative · entry 1

Straub Maximiliane C · CIK 0001696393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,544

F1 · shares: Represents a restricted share unit award that is scheduled to vest in full on the earlier of February 9, 2025 or the date of the annual general meeting of shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.

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January 24, 2024 Filed Jan 25, 2024 22:12 UTC
Clark Joseph GatesPresident, LED Solutions
SaleOrdinary Shares 2,403 $22.36 $53,736.61
Disclosure

SEC source: 0001628280-24-002258 · wk-form4_1706220717.xml · nonDerivative · entry 1

Clark Joseph Gates · CIK 0001944970 · President, LED Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 95,895

F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 17, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $22.05 to $22.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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January 22, 2024 Filed Jan 23, 2024 16:43 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $9.20 $0.00
Disclosure

SEC source: 0001628280-24-001961 · wk-form4_1706046226.xml · derivative · entry 5

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 82,500

Underlying: Ordinary Shares · 2,500 shares

Expires 2030-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vest monthly and become exercisable over three years beginning March 12, 2021.

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January 22, 2024 Filed Jan 23, 2024 16:43 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
SaleOrdinary Shares 100 $23.22 $2,322.00
Disclosure

SEC source: 0001628280-24-001961 · wk-form4_1706046226.xml · nonDerivative · entry 4

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 220,007

F2 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on January 13, 2023.

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January 22, 2024 Filed Jan 23, 2024 16:43 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
SaleOrdinary Shares 2,400 $22.50 $53,990.40
Disclosure

SEC source: 0001628280-24-001961 · wk-form4_1706046226.xml · nonDerivative · entry 3

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 220,107

F2 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on January 13, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $22.20 to $22.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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January 22, 2024 Filed Jan 23, 2024 16:43 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionOrdinary Shares 2,500 $9.20 $22,987.50
Disclosure

SEC source: 0001628280-24-001961 · wk-form4_1706046226.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 222,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 20, 2024 Filed Jan 23, 2024 16:43 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Tax withholdingOrdinary Shares 4,055 $22.89 $92,818.95
Disclosure

SEC source: 0001628280-24-001961 · wk-form4_1706046226.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 220,007

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

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January 20, 2024 Filed Jan 23, 2024 21:09 UTC
Adams MarkDirector · President and CEO
Tax withholdingOrdinary Shares 6,995 $22.89 $160,115.55
Disclosure

SEC source: 0001628280-24-001943 · wk-form4_1706044151.xml · nonDerivative · entry 2

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 895,469

F2 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

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January 20, 2024 Filed Jan 23, 2024 21:09 UTC
Adams MarkDirector · President and CEO
Tax withholdingOrdinary Shares 14,499 $22.89 $331,882.11
Disclosure

SEC source: 0001628280-24-001943 · wk-form4_1706044151.xml · nonDerivative · entry 1

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 902,464

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share awards. No shares were sold.

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January 20, 2024 Filed Jan 23, 2024 21:36 UTC
Rizvi KenSVP and CFO
Tax withholdingOrdinary Shares 5,961 $22.89 $136,447.29
Disclosure

SEC source: 0001628280-24-001957 · wk-form4_1706045751.xml · nonDerivative · entry 1

Rizvi Ken · CIK 0001846472 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,922

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.