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Nasdaq · USD

PENG

Penguin Solutions, Inc.

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Tapewire entity
4377
SEC CIK
0001616533
Parsed reports
444

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202601
Apr 202605
May 2026010
Jun 2026010
Jul 202602
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 20, 2025 Filed Apr 22, 2025 20:35 UTC
Olmstead NathanSVP and CFO
Tax withholdingOrdinary Shares 557 $15.88 $8,845.16
Disclosure

SEC source: 0001616533-25-000022 · wk-form4_1745354100.xml · nonDerivative · entry 1

Olmstead Nathan · CIK 0001776828 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,375

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
April 20, 2025 Filed Apr 22, 2025 20:26 UTC
Adams MarkDirector · President and CEO
Tax withholdingOrdinary Shares 11,418 $15.88 $181,317.84
Disclosure

SEC source: 0001616533-25-000018 · wk-form4_1745353573.xml · nonDerivative · entry 1

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 836,741

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
April 20, 2025 Filed Apr 22, 2025 16:37 UTC
Pacheco Jack AEVP, COO, Pres, Integrated Mem
Tax withholdingOrdinary Shares 2,159 $15.88 $34,284.92
Disclosure

SEC source: 0001616533-25-000023 · wk-form4_1745354245.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,389

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
April 20, 2025 Filed Apr 22, 2025 20:32 UTC
Manca Peter JSVP, Pres, Advanced Computing
Tax withholdingOrdinary Shares 8,237 $15.88 $130,803.56
Disclosure

SEC source: 0001616533-25-000021 · wk-form4_1745353964.xml · nonDerivative · entry 1

Manca Peter J · CIK 0002018859 · SVP, Pres, Advanced Computing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,371

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

F2 · balance_after: This amount includes 871 shares purchased by the reporting person in the Issuer's Employee Share Purchase Plan on April 15, 2025.

Read SEC document
April 20, 2025 Filed Apr 22, 2025 20:30 UTC
Kuykendall AnneSVP and Chief Legal Officer
Tax withholdingOrdinary Shares 2,737 $15.88 $43,463.56
Disclosure

SEC source: 0001616533-25-000020 · wk-form4_1745353794.xml · nonDerivative · entry 1

Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,047

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
April 20, 2025 Filed Apr 22, 2025 20:28 UTC
Clark Joseph GatesSVP and Pres, Optimized LED
Tax withholdingOrdinary Shares 4,044 $15.88 $64,218.72
Disclosure

SEC source: 0001616533-25-000019 · wk-form4_1745353685.xml · nonDerivative · entry 1

Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,637

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

F2 · balance_after: This amount includes 1,212 shares purchased by the reporting person in the Issuer's Employee Share Purchase Plan on April 15, 2025.

Read SEC document
March 24, 2025 Filed Mar 26, 2025 16:04 UTC
Pacheco Jack AEVP, COO, Pres, Integrated Mem
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,219 $0.00 Strike: $9.20 $0.00
Disclosure

SEC source: 0001616533-25-000017 · wk-form4_1743019471.xml · derivative · entry 3

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,447

Underlying: Ordinary Shares · 3,219 shares

Expires 2030-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vested monthly and became exercisable over three years beginning March 12, 2021.

Read SEC document
March 24, 2025 Filed Mar 26, 2025 16:04 UTC
Pacheco Jack AEVP, COO, Pres, Integrated Mem
SaleOrdinary Shares 3,219 $20.00 $64,386.44
Disclosure

SEC source: 0001616533-25-000017 · wk-form4_1743019471.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 231,548

F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 26, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $20.00 to $20.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 24, 2025 Filed Mar 26, 2025 16:04 UTC
Pacheco Jack AEVP, COO, Pres, Integrated Mem
Exercise / conversionOrdinary Shares 3,219 $9.20 $29,598.71
Disclosure

SEC source: 0001616533-25-000017 · wk-form4_1743019471.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 234,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 21:20 UTC
Pacheco Jack AEVP, COO, Pres, Integrated Mem
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,667 $0.00 Strike: $9.20 $0.00
Disclosure

SEC source: 0001616533-25-000015 · wk-form4_1740190825.xml · derivative · entry 3

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,666

Underlying: Ordinary Shares · 6,667 shares

Expires 2030-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vested monthly and became exercisable over three years beginning March 12, 2021.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 21:20 UTC
Pacheco Jack AEVP, COO, Pres, Integrated Mem
SaleOrdinary Shares 6,667 $22.14 $147,594.05
Disclosure

SEC source: 0001616533-25-000015 · wk-form4_1740190825.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 231,548

F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 26, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $21.88 to $22.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 21:20 UTC
Pacheco Jack AEVP, COO, Pres, Integrated Mem
Exercise / conversionOrdinary Shares 6,667 $9.20 $61,303.07
Disclosure

SEC source: 0001616533-25-000015 · wk-form4_1740190825.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 238,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:23 UTC
PUMA MARY GDirector
GrantOrdinary Shares 8,397 $0.00 $0.00
Disclosure

SEC source: 0001616533-25-000013 · wk-form4_1739308983.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,364

F1 · shares: Represents a restricted share unit award that is scheduled to vest in full on the earlier of February 7, 2026 or the date of the annual general meeting of shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 16:16 UTC
Ingram BryanDirector
GrantOrdinary Shares 8,397 $0.00 $0.00
Disclosure

SEC source: 0001616533-25-000010 · wk-form4_1739308563.xml · nonDerivative · entry 1

Ingram Bryan · CIK 0001469468 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,495

F1 · shares: Represents a restricted share unit award that is scheduled to vest in full on the earlier of February 7, 2026 or the date of the annual general meeting of shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:20 UTC GrantOrdinary Shares 8,397 $0.00 $0.00
Disclosure

SEC source: 0001616533-25-000012 · wk-form4_1739308817.xml · nonDerivative · entry 1

Papermaster Mark D · CIK 0001449649 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,782

F1 · shares: Represents a restricted share unit award that is scheduled to vest in full on the earlier of February 7, 2026 or the date of the annual general meeting of shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:13 UTC GrantOrdinary Shares 8,397 $0.00 $0.00
Disclosure

SEC source: 0001616533-25-000009 · wk-form4_1739308408.xml · nonDerivative · entry 1

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,268

F1 · shares: Represents a restricted share unit award that is scheduled to vest in full on the earlier of February 7, 2026 or the date of the annual general meeting of shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:18 UTC GrantOrdinary Shares 8,397 $0.00 $0.00
Disclosure

SEC source: 0001616533-25-000011 · wk-form4_1739308685.xml · nonDerivative · entry 1

NAYYAR SANDEEP · CIK 0001230307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,383

F1 · shares: Represents a restricted share unit award that is scheduled to vest in full on the earlier of February 7, 2026 or the date of the annual general meeting of shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:26 UTC GrantOrdinary Shares 8,397 $0.00 $0.00
Disclosure

SEC source: 0001616533-25-000014 · wk-form4_1739309165.xml · nonDerivative · entry 1

Straub Maximiliane C · CIK 0001696393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,941

F1 · shares: Represents a restricted share unit award that is scheduled to vest in full on the earlier of February 7, 2026 or the date of the annual general meeting of shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.

Read SEC document
January 23, 2025 Filed Jan 28, 2025 00:31 UTC
Clark Joseph GatesSVP and Pres, Optimized LED
SaleOrdinary Shares 2,131 $20.94 $44,615.47
Disclosure

SEC source: 0001616533-25-000008 · wk-form4_1738024261.xml · nonDerivative · entry 1

Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 89,469

F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on August 15, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $20.65 to $21.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 21, 2025 Filed Jan 22, 2025 19:39 UTC
Pacheco Jack AEVP, COO, Pres, Integrated Mem
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,667 $0.00 Strike: $9.20 $0.00
Disclosure

SEC source: 0001616533-25-000007 · wk-form4_1737592761.xml · derivative · entry 4

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,333

Underlying: Ordinary Shares · 6,667 shares

Expires 2030-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vested monthly and became exercisable over three years beginning March 12, 2021.

Read SEC document
January 21, 2025 Filed Jan 22, 2025 19:39 UTC
Pacheco Jack AEVP, COO, Pres, Integrated Mem
SaleOrdinary Shares 6,667 $20.55 $137,024.18
Disclosure

SEC source: 0001616533-25-000007 · wk-form4_1737592761.xml · nonDerivative · entry 3

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 231,548

F2 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 26, 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $20.32 to $20.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 21, 2025 Filed Jan 22, 2025 19:39 UTC
Pacheco Jack AEVP, COO, Pres, Integrated Mem
Exercise / conversionOrdinary Shares 6,667 $9.20 $61,303.07
Disclosure

SEC source: 0001616533-25-000007 · wk-form4_1737592761.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 238,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 20, 2025 Filed Jan 23, 2025 00:34 UTC
Olmstead NathanSVP and CFO
Tax withholdingOrdinary Shares 649 $20.51 $13,310.99
Disclosure

SEC source: 0001616533-25-000006 · wk-form4_1737592455.xml · nonDerivative · entry 1

Olmstead Nathan · CIK 0001776828 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,932

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
January 20, 2025 Filed Jan 22, 2025 19:39 UTC
Pacheco Jack AEVP, COO, Pres, Integrated Mem
Tax withholdingOrdinary Shares 4,412 $20.51 $90,490.12
Disclosure

SEC source: 0001616533-25-000007 · wk-form4_1737592761.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 231,548

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
January 20, 2025 Filed Jan 23, 2025 00:22 UTC
Adams MarkDirector · President and CEO
Tax withholdingOrdinary Shares 11,685 $20.51 $239,659.35
Disclosure

SEC source: 0001616533-25-000002 · wk-form4_1737591765.xml · nonDerivative · entry 1

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 848,159

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
January 20, 2025 Filed Jan 23, 2025 00:31 UTC
Manca Peter JSVP, Pres, Advanced Computing
Tax withholdingOrdinary Shares 555 $20.51 $11,383.05
Disclosure

SEC source: 0001616533-25-000005 · wk-form4_1737592262.xml · nonDerivative · entry 1

Manca Peter J · CIK 0002018859 · SVP, Pres, Advanced Computing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,737

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
January 20, 2025 Filed Jan 23, 2025 00:28 UTC
Kuykendall AnneSVP and Chief Legal Officer
Tax withholdingOrdinary Shares 3,092 $20.51 $63,416.92
Disclosure

SEC source: 0001616533-25-000004 · wk-form4_1737592107.xml · nonDerivative · entry 1

Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,784

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
January 20, 2025 Filed Jan 23, 2025 00:26 UTC
Clark Joseph GatesSVP and Pres, Optimized LED
Tax withholdingOrdinary Shares 4,399 $20.51 $90,223.49
Disclosure

SEC source: 0001616533-25-000003 · wk-form4_1737591969.xml · nonDerivative · entry 1

Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,600

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
December 26, 2024 Filed Dec 27, 2024 16:08 UTC
Pacheco Jack AEVP, COO, Pres, Integrated Mem
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,666 $0.00 Strike: $9.20 $0.00
Disclosure

SEC source: 0001616533-24-000007 · wk-form4_1735333689.xml · derivative · entry 3

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Ordinary Shares · 6,666 shares

Expires 2030-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vested monthly and became exercisable over three years beginning March 12, 2021.

Read SEC document
December 26, 2024 Filed Dec 27, 2024 16:08 UTC
Pacheco Jack AEVP, COO, Pres, Integrated Mem
SaleOrdinary Shares 6,666 $20.00 $133,320.00
Disclosure

SEC source: 0001616533-24-000007 · wk-form4_1735333689.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 235,960

F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 26, 2024.

Read SEC document
December 26, 2024 Filed Dec 27, 2024 16:08 UTC
Pacheco Jack AEVP, COO, Pres, Integrated Mem
Exercise / conversionOrdinary Shares 6,666 $9.20 $61,293.87
Disclosure

SEC source: 0001616533-24-000007 · wk-form4_1735333689.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 242,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 16:17 UTC
Pacheco Jack AEVP, COO, Pres, Integrated Mem
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,334 $0.00 Strike: $9.20 $0.00
Disclosure

SEC source: 0001616533-24-000005 · wk-form4_1733951823.xml · derivative · entry 3

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,666

Underlying: Ordinary Shares · 13,334 shares

Expires 2030-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vested monthly and became exercisable over three years beginning March 12, 2021.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 16:17 UTC
Pacheco Jack AEVP, COO, Pres, Integrated Mem
SaleOrdinary Shares 13,334 $20.05 $267,366.70
Disclosure

SEC source: 0001616533-24-000005 · wk-form4_1733951823.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 235,960

F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 26, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $20.00 to $20.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 16:17 UTC
Pacheco Jack AEVP, COO, Pres, Integrated Mem
Exercise / conversionOrdinary Shares 13,334 $9.20 $122,606.13
Disclosure

SEC source: 0001616533-24-000005 · wk-form4_1733951823.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 249,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2024 Filed Nov 15, 2024 21:45 UTC
Clark Joseph GatesPresident, Optimized LED
SaleOrdinary Shares 2,264 $17.50 $39,620.00
Disclosure

SEC source: 0001616533-24-000004 · wk-form4_1731707137.xml · nonDerivative · entry 1

Clark Joseph Gates · CIK 0001944970 · President, Optimized LED

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 95,999

F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on August 15, 2024.

Read SEC document
October 20, 2024 Filed Oct 22, 2024 19:26 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Tax withholdingOrdinary Shares 4,057 $15.69 $63,654.33
Disclosure

SEC source: 0001628280-24-043332 · wk-form4_1729639583.xml · nonDerivative · entry 3

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,960

F3 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
October 20, 2024 Filed Oct 22, 2024 23:18 UTC
Adams MarkDirector · President and CEO
Disposition to issuerOrdinary Shares 125,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-043326 · wk-form4_1729639095.xml · nonDerivative · entry 6

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 859,844

F6 · kind: Reflects shares forfeited pursuant to the terms of a previously disclosed performance-based restricted share award due to non-attainment of the applicable performance conditions. No shares were sold.

Read SEC document
October 20, 2024 Filed Oct 22, 2024 23:18 UTC
Adams MarkDirector · President and CEO
Tax withholdingOrdinary Shares 31,675 $15.69 $496,980.75
Disclosure

SEC source: 0001628280-24-043326 · wk-form4_1729639095.xml · nonDerivative · entry 5

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 984,844

F5 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of performance shares. No shares were sold.

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October 20, 2024 Filed Oct 22, 2024 23:18 UTC
Adams MarkDirector · President and CEO
Tax withholdingOrdinary Shares 6,996 $15.69 $109,767.24
Disclosure

SEC source: 0001628280-24-043326 · wk-form4_1729639095.xml · nonDerivative · entry 4

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,016,519

F4 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

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October 20, 2024 Filed Oct 22, 2024 23:18 UTC
Adams MarkDirector · President and CEO
Tax withholdingOrdinary Shares 14,255 $15.69 $223,660.95
Disclosure

SEC source: 0001628280-24-043326 · wk-form4_1729639095.xml · nonDerivative · entry 3

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,023,515

F3 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted shares. No shares were sold.

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October 20, 2024 Filed Oct 22, 2024 23:23 UTC
Kuykendall AnneSVP and Chief Legal Officer
Tax withholdingOrdinary Shares 2,051 $15.69 $32,180.19
Disclosure

SEC source: 0001628280-24-043330 · wk-form4_1729639409.xml · nonDerivative · entry 3

Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,876

F3 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

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October 20, 2024 Filed Oct 22, 2024 23:21 UTC
Clark Joseph GatesPresident, LED Solutions
Tax withholdingOrdinary Shares 3,554 $15.69 $55,762.26
Disclosure

SEC source: 0001628280-24-043328 · wk-form4_1729639257.xml · nonDerivative · entry 1

Clark Joseph Gates · CIK 0001944970 · President, LED Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,263

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

F2 · balance_after: This amount includes 362 shares purchased by the reporting person in the Issuer's Employee Share Purchase Plan on October 15, 2024.

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October 19, 2024 Filed Oct 22, 2024 19:26 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Tax withholdingOrdinary Shares 9,438 $15.69 $148,082.22
Disclosure

SEC source: 0001628280-24-043332 · wk-form4_1729639583.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,017

F2 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of PSUs. No shares were sold.

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October 19, 2024 Filed Oct 22, 2024 19:26 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
GrantOrdinary Shares 18,622 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-043332 · wk-form4_1729639583.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,455

F1 · kind: On October 1, 2021, the reporting person was granted performance-based restricted share units ("PSUs"), the vesting of which is (i) tied to the achievement of total shareholder return goals relative to the performance of the median company in the Russell 2000 Index following the end of a given three-year performance period, and (ii) subject to the reporting person's continued employment through the date of certification of performance by the Compensation Committee of the Issuer's Board of Directors (the "Committee"). On October 19, 2024, the Committee certified the performance goal achievement and determined that 18,622 PSUs were earned by the reporting person and vested as of such date.

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October 19, 2024 Filed Oct 22, 2024 23:18 UTC
Adams MarkDirector · President and CEO
Tax withholdingOrdinary Shares 47,192 $15.69 $740,442.48
Disclosure

SEC source: 0001628280-24-043326 · wk-form4_1729639095.xml · nonDerivative · entry 2

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,037,770

F2 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of PSUs. No shares were sold.

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October 19, 2024 Filed Oct 22, 2024 23:18 UTC
Adams MarkDirector · President and CEO
GrantOrdinary Shares 93,116 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-043326 · wk-form4_1729639095.xml · nonDerivative · entry 1

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,084,962

F1 · kind: On October 1, 2021, the reporting person was granted performance-based restricted share units ("PSUs"), the vesting of which is (i) tied to the achievement of total shareholder return goals relative to the performance of the median company in the Russell 2000 Index following the end of a given three-year performance period, and (ii) subject to the reporting person's continued employment through the date of certification of performance by the Compensation Committee of the Issuer's Board of Directors (the "Committee"). On October 19, 2024, the Committee certified the performance goal achievement and determined that 93,116 PSUs were earned by the reporting person and vested as of such date.

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October 19, 2024 Filed Oct 22, 2024 23:23 UTC
Kuykendall AnneSVP and Chief Legal Officer
Tax withholdingOrdinary Shares 4,153 $15.69 $65,160.57
Disclosure

SEC source: 0001628280-24-043330 · wk-form4_1729639409.xml · nonDerivative · entry 2

Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,927

F2 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of PSUs. No shares were sold.

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October 19, 2024 Filed Oct 22, 2024 23:23 UTC
Kuykendall AnneSVP and Chief Legal Officer
GrantOrdinary Shares 11,639 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-043330 · wk-form4_1729639409.xml · nonDerivative · entry 1

Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,080

F1 · kind: On October 1, 2021, the reporting person was granted performance-based restricted share units ("PSUs"), the vesting of which is (i) tied to the achievement of total shareholder return goals relative to the performance of the median company in the Russell 2000 Index following the end of a given three-year performance period, and (ii) subject to the reporting person's continued employment through the date of certification of performance by the Compensation Committee of the Issuer's Board of Directors (the "Committee"). On October 19, 2024, the Committee certified the performance goal achievement and determined that 11,639 PSUs were earned by the reporting person and vested as of such date.

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September 30, 2024 Filed Oct 3, 2024 00:26 UTC
Olmstead NathanSVP and CFO
GrantOrdinary Shares 25,250 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-042026 · wk-form4_1727915169.xml · nonDerivative · entry 1

Olmstead Nathan · CIK 0001776828 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,581

F1 · shares: Represents restricted share units ("RSUs") that will vest as to 6.25% on January 20, 2025, with the remainder vesting quarterly thereafter in 15 equal installments, subject to the recipient's continued employment through each applicable vesting date.

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September 30, 2024 Filed Oct 2, 2024 20:31 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
GrantOrdinary Shares 18,937 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-042028 · wk-form4_1727915470.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,833

F1 · shares: Represents restricted share units ("RSUs") that will vest as to 100% on October 20, 2025, subject to the recipient's continued employment through such vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.