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PUMA MARY G

Disclosed activity across 6 companies

Tapewire entity
25610
SEC CIK
0001158015

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALLEGRO MICROSYSTEMS, INC.ALGM · Entity 3746DirectorAugust 05, 2026August 07, 2026
CIENA CORPCIEN · Entity 1071DirectorMarch 26, 2026March 30, 2026
ENTEGRIS INCENTG · Entity 3271DirectorMay 06, 2026May 08, 2026
Penguin Solutions, Inc.PENG · Entity 4377DirectorFebruary 06, 2026February 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALLEGRO MICROSYSTEMS, INC.

Report date August 05, 2026 · Filed August 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect21,734 Reported balance After 2026-08-05 transaction · row 1
1 source row

Row 1 · 2026-08-05 · Grant · Acquired 4,251 · Balance 21,734

F1: Represents an award of fully vested, unrestricted shares of the Issuer's Common Stock granted to the reporting person as annual non-employee director equity compensation pursuant to the Company's Annual Non-Employee Director Compensation Program.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of fully vested, unrestricted shares of the Issuer's Common Stock granted to the reporting person as annual non-employee director equity compensation pursuant to the Company's Annual Non-Employee Director Compensation Program.

CIENA CORP

Report date March 26, 2026 · Filed March 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,477 Reported balance After 2026-03-26 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-03-26 · Grant · Acquired 605 · Balance 11,477

F1: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2: Shares reported include unvested Restricted Stock Units (RSUs).

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2: Shares reported include unvested Restricted Stock Units (RSUs).

ENTEGRIS INC

Report date May 06, 2026 · Filed May 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,516 Reported balance After 2026-05-06 transaction · row 1
1 source row

Row 1 · 2026-05-06 · Grant · Acquired 1,412 · Balance 5,516

F1: These Restricted Stock Units vest in full on the earlier of (1) the first anniversary date of the grant, or (2) the date of the Company's 2027 Annual Meeting of Stockholders.

F2: These shares were awarded on May 6, 2026 as Restricted Stock Units, payable solely in Common Stock, pursuant to the Entegris, Inc. 2020 Stock Plan, which provides for the award of Restricted Stock Units to independent directors in consideration for services as such.

Filing footnotes · ownership attribution and instrument terms

F1: These Restricted Stock Units vest in full on the earlier of (1) the first anniversary date of the grant, or (2) the date of the Company's 2027 Annual Meeting of Stockholders.

F2: These shares were awarded on May 6, 2026 as Restricted Stock Units, payable solely in Common Stock, pursuant to the Entegris, Inc. 2020 Stock Plan, which provides for the award of Restricted Stock Units to independent directors in consideration for services as such.

Penguin Solutions, Inc.

Report date February 06, 2026 · Filed February 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect25,398 Reported balance After 2026-02-06 transaction · row 1
1 source row

Row 1 · 2026-02-06 · Grant · Acquired 10,034 · Balance 25,398

F1: Represents a restricted stock unit award that is scheduled to vest in full on the earlier of February 6, 2027 or the date of the annual meeting of stockholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a restricted stock unit award that is scheduled to vest in full on the earlier of February 6, 2027 or the date of the annual meeting of stockholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AXCELIS TECHNOLOGIES INC

Report date May 09, 2024 · Filed May 13, 2024

Section 16 reporting ended · disclosed 2024-05-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect231,976 Reported balance After 2024-05-09 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-05-09 · Tax withholding · Disposed 17,393 · Balance 231,976

F1: This forfeiture of shares for tax withholding purposes relates to the vesting on May 9, 2024 of certain restricted stock units granted to the executive in accordance with the Company's Executive Equity Retirement Program. As agreed with the executive, the shares issued to the executive on the vested shares were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested shares.

F2: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 9, 2024.

F3: Of the shares held as of May 9, 2024, after the acceleration of vesting, 5,252 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.

Common StockSEC Table I · non-derivativeIndirectHeld by Spouse5,000 Reported balance Holding disclosure · report date 2024-05-09 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 5,000

Filing footnotes · ownership attribution and instrument terms

F1: This forfeiture of shares for tax withholding purposes relates to the vesting on May 9, 2024 of certain restricted stock units granted to the executive in accordance with the Company's Executive Equity Retirement Program. As agreed with the executive, the shares issued to the executive on the vested shares were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested shares.

F2: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 9, 2024.

F3: Of the shares held as of May 9, 2024, after the acceleration of vesting, 5,252 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.

NORDSON CORP

Report date October 31, 2023 · Filed November 02, 2023

Section 16 reporting ended · disclosed 2023-11-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
NDSNSEC Table I · non-derivativeDirect16,844 Reported balance Holding disclosure · report date 2023-10-31 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 16,844

F1: The total holdings include 7 Share Unit Equivalents accrued from dividend payments through participation in the Company's Deferred Compensation Plans and 2 Restricted Share Units accrued from dividend payments through participation in the Company's Dividend Reinvestment Plan.

Filing footnotes · ownership attribution and instrument terms

F1: The total holdings include 7 Share Unit Equivalents accrued from dividend payments through participation in the Company's Deferred Compensation Plans and 2 Restricted Share Units accrued from dividend payments through participation in the Company's Dividend Reinvestment Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 05, 2026 Filed Aug 7, 2026 11:02 UTC ALLEGRO MICROSYSTEMS, INC. ALGM · Entity 3746 GrantCommon Stock 4,251 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-339114 · ownership.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,734

F1 · shares: Represents an award of fully vested, unrestricted shares of the Issuer's Common Stock granted to the reporting person as annual non-employee director equity compensation pursuant to the Company's Annual Non-Employee Director Compensation Program.

Read SEC document
May 06, 2026 Filed May 8, 2026 16:54 UTC ENTEGRIS INC ENTG · Entity 3271 GrantCommon Stock 1,412 $0.00 $0.00
Disclosure

SEC source: 0001101302-26-000111 · wk-form4_1778259292.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,516

F1 · shares: These Restricted Stock Units vest in full on the earlier of (1) the first anniversary date of the grant, or (2) the date of the Company's 2027 Annual Meeting of Stockholders.

F2 · price: These shares were awarded on May 6, 2026 as Restricted Stock Units, payable solely in Common Stock, pursuant to the Entegris, Inc. 2020 Stock Plan, which provides for the award of Restricted Stock Units to independent directors in consideration for services as such.

Read SEC document
March 26, 2026 Filed Mar 30, 2026 21:56 UTC CIENA CORP CIEN · Entity 1071 GrantCommon Stock 605 $0.00 $0.00
Disclosure

SEC source: 0001158015-26-000004 · edgardoc.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,477

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
February 06, 2026 Filed Feb 10, 2026 23:48 UTC Penguin Solutions, Inc. PENG · Entity 4377 GrantCommon Stock 10,034 $0.00 $0.00
Disclosure

SEC source: 0001158015-26-000002 · wk-form4_1770767333.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,398

F1 · shares: Represents a restricted stock unit award that is scheduled to vest in full on the earlier of February 6, 2027 or the date of the annual meeting of stockholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.

Read SEC document
August 07, 2025 Filed Aug 8, 2025 20:16 UTC ALLEGRO MICROSYSTEMS, INC. ALGM · Entity 3746 GrantCommon Stock 5,932 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-105863 · ownership.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,483

F1 · shares: Transaction reported relates solely to an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest on the date of the next annual meeting following the grant date.

Read SEC document
April 23, 2025 Filed Apr 25, 2025 20:58 UTC ENTEGRIS INC ENTG · Entity 3271 GrantCommon Stock 2,897 $0.00 $0.00
Disclosure

SEC source: 0001158015-25-000006 · wk-form4_1745614706.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,104

F1 · security: This Form 4 was originally filed on April 25, 2025, but was inadvertently filed under the incorrect reporting person (Entegris, Inc.) and was assigned accession number 0001101302-25-000048. This Form 4 is being filed to report the identified transactions for the correct reporting person (Mary Puma). The prior Form 4 report filed in error should be disregarded.

F2 · shares: These Restricted Stock Units vest in full on the earlier of (1) the first anniversary date of the grant, or (2) the date of the Company's 2026 Annual Meeting of Stockholders.

F3 · price: These shares were awarded on April 23, 2025 as Restricted Stock Units, payable solely in Common Stock, pursuant to the Entegris, Inc. 2020 Stock Plan, which provides for the award of Restricted Stock Units to independent directors in consideration for services as such.

Read SEC document
March 27, 2025 Filed Mar 31, 2025 21:43 UTC CIENA CORP CIEN · Entity 1071 GrantCommon Stock 3,738 $0.00 $0.00
Disclosure

SEC source: 0001158015-25-000004 · edgardoc.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,872

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:23 UTC Penguin Solutions, Inc. PENG · Entity 4377 GrantOrdinary Shares 8,397 $0.00 $0.00
Disclosure

SEC source: 0001616533-25-000013 · wk-form4_1739308983.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,364

F1 · shares: Represents a restricted share unit award that is scheduled to vest in full on the earlier of February 7, 2026 or the date of the annual general meeting of shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.

Read SEC document
September 05, 2024 Filed Sep 6, 2024 17:36 UTC ENTEGRIS INC ENTG · Entity 3271 GrantCommon Stock 1,207 $0.00 $0.00
Disclosure

SEC source: 0001101302-24-000063 · wk-form4_1725644195.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,207

F1 · shares: These Restricted Stock Units vest in full on the earlier of (1) the anniversary date of the grant, or (2) the date of the Company's 2025 Annual Meeting of Stockholders.

F2 · price: These shares were awarded on September 5, 2024 as Restricted Stock Units, payable solely in Common Stock, pursuant to the Entegris, Inc. 2020 Stock Plan, which provides for the award of Restricted Stock Units to independent directors in consideration for services as such.

Read SEC document
August 08, 2024 Filed Aug 9, 2024 20:16 UTC ALLEGRO MICROSYSTEMS, INC. ALGM · Entity 3746 GrantCommon Stock 6,873 $26.92 $185,021.16
Disclosure

SEC source: 0000950170-24-094768 · ownership.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,551

F1 · shares: Transaction reported relates solely to an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest on the date of the next annual meeting following the grant date.

Read SEC document
May 09, 2024 Filed May 13, 2024 20:15 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 Tax withholdingCommon Stock 17,393 $113.04 $1,966,104.72
Disclosure

SEC source: 0001415889-24-012988 · form4-05132024_040507.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director · EXECUTIVE CHAIRPERSON

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,976

F1 · kind: This forfeiture of shares for tax withholding purposes relates to the vesting on May 9, 2024 of certain restricted stock units granted to the executive in accordance with the Company's Executive Equity Retirement Program. As agreed with the executive, the shares issued to the executive on the vested shares were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested shares.

F2 · price: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 9, 2024.

F3 · balance_after: Of the shares held as of May 9, 2024, after the acceleration of vesting, 5,252 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
March 21, 2024 Filed Mar 25, 2024 20:49 UTC CIENA CORP CIEN · Entity 1071 GrantCommon Stock 4,438 $0.00 $0.00
Disclosure

SEC source: 0001158015-24-000002 · edgardoc.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,134

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
February 28, 2024 Filed Mar 1, 2024 21:30 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 Tax withholdingCommon Stock 6,828 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-006102 · form4-03012024_040303.xml · nonDerivative · entry 2

PUMA MARY G · CIK 0001158015 · Director · EXECUTIVE CHAIRPERSON

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,370

F4 · kind: This forfeiture of shares for tax withholding purposes relates to the vesting on February 28, 2024 of PRSUs granted to the executive in May 2023. Of the granted units, 135% were determined to be earned by the executive pursuant to a resolution of the Axcelis Technologies, Inc. Compensation Committee on February 8, 2024, and all of the earned shares vested on February 28, 2024. As agreed with the executive, the shares issued to the executive on the vesting were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested PRSUs.

F2 · price: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of PRSUs on February 28, 2024.

F5 · balance_after: Of the shares held as of February 28, 2024 after the vesting of both the 2022 PRSUs and 2023 PRSUs, 41,223 were issuable on vesting of restricted stock units granted to the reporting person under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 21:30 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 Tax withholdingCommon Stock 6,289 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-006102 · form4-03012024_040303.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director · EXECUTIVE CHAIRPERSON

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,198

F1 · kind: This forfeiture of shares for tax withholding purposes relates to the vesting on February 28, 2024 of the remainder of performance based restricted stock units ("PRSUs") granted to the executive in May 2022. These shares were determined to be earned by the executive pursuant to a resolution of the Axcelis Technologies, Inc. Compensation Committee on February 16, 2023, and half of the earned shares vested on February 28, 2023. As agreed with the executive, the shares issued to the executive on the vesting were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested PRSUs.

F2 · price: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of PRSUs on February 28, 2024.

F3 · balance_after: Of the shares held as of February 28, 2024 after the vesting of the 2022 PRSUs and before the vesting of the 2023 PRSUs, 57,447 were issuable on vesting of restricted stock units granted to the reporting person under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
October 18, 2023 Filed Oct 20, 2023 20:23 UTC ALLEGRO MICROSYSTEMS, INC. ALGM · Entity 3746 GrantCommon Stock 4,678 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-054387 · ownership.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,678

F1 · shares: Represents an award of Restricted Stock Unites ("RSUs"). Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest on the date of the next annual meeting following the grant date.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 10:21 UTC CIENA CORP CIEN · Entity 1071 GrantCommon Stock 2,696 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-046558 · ownership.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,696

F1 · shares: Restricted Stock Units (RSUs) vest in full on September 20, 2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
July 17, 2023 Filed Jul 19, 2023 22:23 UTC Penguin Solutions, Inc. SGH · Entity 4377 GrantOrdinary Shares 6,967 $0.00 $0.00
Disclosure

SEC source: 0001610717-23-000206 · form4.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,967

F1 · shares: Represents a restricted share unit award that is scheduled to vest as to 4,400 units on July 17, 2024 and as to the remainder of the award on January 31, 2025.

Read SEC document
July 14, 2023 Filed Jul 18, 2023 01:48 UTC NORDSON CORP NDSN · Entity 30 SaleNDSN 2,099 $245.92 $516,186.08
Disclosure

SEC source: 0000072331-23-000129 · wk-form4_1689644920.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,835

F1 · balance_after: The total holdings include 22 shares accrued from dividend payments through participation in the Company's Deferred Compensation Plans and 6 shares accrued from divdend payments through participation in the Company's Dividend Reinvestment Plan.

Read SEC document
June 12, 2023 Filed Jun 12, 2023 20:18 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 SaleCommon Stock 11,800 $181.80 $2,145,240.00
Disclosure

SEC source: 0001209191-23-036279 · doc4.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director · Executive Chairperson

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,058

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $181.78 to $182.27, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Of the shares held on June 12, 2023, 67,420 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
June 12, 2023 Filed Sep 8, 2023 13:10 UTC Amendment AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 SaleCommon Stock 11,800 $181.80 $2,145,240.00
Disclosure

SEC source: 0001209191-23-048717 · doc4a.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director · Executive Chairperson

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,280

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $181.78 to $182.27, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Of the shares held on June 12, 2023, 67,420 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.

F3 · balance_after: This number of securities owned after the reported sale has been amended. See Remarks.

Read SEC document
June 07, 2023 Filed Jun 7, 2023 20:19 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 GiftCommon Stock 4,127 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-035075 · doc4.xml · nonDerivative · entry 2

PUMA MARY G · CIK 0001158015 · Director · Executive Chairperson

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,858

F3 · price: These shares of Common Stock were donated by the reporting person as a gift to a Morgan Stanley Charitable Account, a donor advised fund, entitled MS GIFT EIVIND LANGE MARY PUMA DAF.

F2 · balance_after: Of the shares held on June 7, 2023, 67,420 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
June 07, 2023 Filed Jun 7, 2023 20:19 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 SaleCommon Stock 21,701 $173.58 $3,766,859.58
Disclosure

SEC source: 0001209191-23-035075 · doc4.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director · Executive Chairperson

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,985

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $173.37 to $173.69, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Of the shares held on June 7, 2023, 67,420 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
May 25, 2023 Filed May 25, 2023 20:10 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 SaleCommon Stock 19,722 $151.83 $2,994,391.26
Disclosure

SEC source: 0001209191-23-032150 · doc4.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director · Executive Chairperson

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,686

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $151.71 to $151.99, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Of the shares held as of May 25, 2023, 67,420 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
May 18, 2023 Filed May 18, 2023 20:06 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 GiftCommon Stock 4,778 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030595 · doc4.xml · nonDerivative · entry 4

PUMA MARY G · CIK 0001158015 · Director · Executive Chairperson

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 315,630

F7 · price: These shares of Common Stock were donated by the reporting person as a gift to a Morgan Stanley Charitable Account, a donor advised fund, entitled MS GIFT EIVIND LANGE MARY PUMA DAF.

F8 · balance_after: Of the shares held after this gift on May 18, 2023, 67,420 were issuable on vesting of restricted stock units granted to the reporting person under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
May 18, 2023 Filed May 18, 2023 20:06 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 SaleCommon Stock 8,578 $141.52 $1,213,958.56
Disclosure

SEC source: 0001209191-23-030595 · doc4.xml · nonDerivative · entry 3

PUMA MARY G · CIK 0001158015 · Director · Executive Chairperson

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320,408

F5 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $141.45 to $141.60, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F6 · balance_after: Of the shares held after this sale on May 18, 2023, 67,420 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.

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May 17, 2023 Filed May 18, 2023 20:06 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 Tax withholdingCommon Stock 2,332 $137.69 $321,093.08
Disclosure

SEC source: 0001209191-23-030595 · doc4.xml · nonDerivative · entry 2

PUMA MARY G · CIK 0001158015 · Director · Executive Chairperson

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 328,986

F2 · price: Represents the closing price of the common stock on the date of the tax withholding.

F1 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units.

F4 · balance_after: Of the shares held after this tax withholding forfeiture (and related vesting) on May 17, 2023, 67,420 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.

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May 16, 2023 Filed May 18, 2023 20:06 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 Tax withholdingCommon Stock 2,330 $129.92 $302,713.60
Disclosure

SEC source: 0001209191-23-030595 · doc4.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director · Executive Chairperson

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 332,218

F2 · price: Represents the closing price of the common stock on the date of the tax withholding.

F1 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units.

F3 · balance_after: Of the shares held after this tax withholding forfeiture (and related vesting) on May 16, 2023, 74,706 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.

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May 15, 2023 Filed May 16, 2023 22:37 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 Tax withholdingCommon Stock 4,832 $127.99 $618,447.68
Disclosure

SEC source: 0001209191-23-029946 · doc4.xml · nonDerivative · entry 3

PUMA MARY G · CIK 0001158015 · Director · Executive Chairperson

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,548

F4 · price: Represents the closing price of the common stock on the date of the tax withholding.

F3 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units.

F6 · balance_after: Of the shares held after this second tax withholding forfeiture (and related vesting) on May 15, 2023, 79,958 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.

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May 15, 2023 Filed May 16, 2023 22:37 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 Tax withholdingCommon Stock 5,050 $127.99 $646,349.50
Disclosure

SEC source: 0001209191-23-029946 · doc4.xml · nonDerivative · entry 2

PUMA MARY G · CIK 0001158015 · Director · Executive Chairperson

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 339,380

F4 · price: Represents the closing price of the common stock on the date of the tax withholding.

F3 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units.

F5 · balance_after: Of the shares held after this first tax withholding forfeiture (and related vesting) on May 15, 2023, 90,853 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.

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May 15, 2023 Filed May 16, 2023 22:37 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 GrantCommon Stock 12,018 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029946 · doc4.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director · Executive Chairperson

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 344,430

F1 · price: In this grant under the Company's 2012 Equity Incentive Plan, the executive may earn shares of common stock, ranging from zero to 150% of the granted units. The shares are earned based on the achievement of 2023 performance goals. Assuming continuation of employment, 100% of the earned shares will vest on February 28, 2024. Unearned restricted stock units will forfeit on February 28, 2024.

F2 · balance_after: Of the shares held after the grant on May 15, 2023, 102,239 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.

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May 11, 2023 Filed May 11, 2023 20:15 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 SaleCommon Stock 21,705 $125.00 $2,713,125.00
Disclosure

SEC source: 0001209191-23-028738 · doc4.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director · Executive Chairperson

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 332,412

F1 · balance_after: Of the shares held as of May 11, 2023, 90,221 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture.

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February 28, 2023 Filed Mar 1, 2023 21:17 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 Tax withholdingCommon Stock 6,289 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014101 · doc4.xml · nonDerivative · entry 2

PUMA MARY G · CIK 0001158015 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,117

F4 · kind: This forfeiture of shares for tax withholding purposes relates to the vesting on February 28, 2023 of the first half of shares earned under performance based restricted stock units granted to the executive in May 2022. These shares were determined to be earned by the executive pursuant to a resolution of the Axcelis Technologies, Inc. Compensation Committee on February 16, 2023. The second half of the shares earned under this restricted stock unit award will vest on February 28, 2024, assuming continuation of the executive's services. As agreed with the executive, the shares issued to the executive on the vested shares were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested shares.

F2 · price: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 28, 2023.

F5 · balance_after: Of the shares beneficially owned by the executive on February 28, 2023 after the vesting of shares issued on both the 2021 performance based restricted stock units and the 2022 performance based restricted stock units, 90,221 shares were issuable on vesting of restricted stock units which are subject to forfeiture.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:17 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 Tax withholdingCommon Stock 8,552 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014101 · doc4.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,406

F1 · kind: This forfeiture of shares for tax withholding purposes relates to the vesting on February 28, 2023 of the remainder of performance based restricted stock units granted to the executive in May 2021. These shares were determined to be earned by the executive pursuant to a resolution of the Axcelis Technologies, Inc. Compensation Committee on February 15, 2022, and half of the earned shares vested on February 28, 2022. As agreed with the executive, the shares issued to the executive on the vested shares were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested shares.

F2 · price: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 28, 2023.

F3 · balance_after: Of the shares beneficially owned by the executive on February 28, 2023 after the vesting of the 2021 performance based restricted stock units, 104,401 shares were issuable on vesting of restricted stock units which are subject to forfeiture. This number includes 141,80 shares issuable under the executive's 2022 performance based restricted stock units, which also vested on February 28, 2023.

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February 13, 2023 Filed Feb 13, 2023 21:19 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 SaleCommon Stock 2,300 $125.93 $289,639.00
Disclosure

SEC source: 0001209191-23-008706 · doc4.xml · nonDerivative · entry 2

PUMA MARY G · CIK 0001158015 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,605

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $125.77 to $126.14, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 13, 2023 Filed Feb 13, 2023 21:19 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 SaleCommon Stock 22,497 $124.88 $2,809,425.36
Disclosure

SEC source: 0001209191-23-008706 · doc4.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,905

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $124.75 to $125.57, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Of the shares held as of February 13, 2023, 118,906 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 21:31 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 GiftCommon Stock 7,109 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-061444 · doc4.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,402

F1 · price: These shares of Common Stock were donated by the executive as a gift to a Morgan Stanley Charitable Account, a donor advised fund, entitled MS GIFT EIVIND LANGE MARY PUMA DAF.

F2 · balance_after: Of the shares held as of December 14, 2022, 118,906 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.

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December 08, 2022 Filed Dec 8, 2022 21:40 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 SaleCommon Stock 4,202 $80.31 $337,462.62
Disclosure

SEC source: 0001209191-22-060361 · doc4.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,511

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $80.07 to $80.68, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Of the shares held as of December 8, 2022, 118,906 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
December 05, 2022 Filed Dec 5, 2022 23:00 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 SaleCommon Stock 2,697 $80.12 $216,083.64
Disclosure

SEC source: 0001209191-22-059825 · doc4.xml · nonDerivative · entry 2

PUMA MARY G · CIK 0001158015 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,713

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $80.05 to $80.20, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Of the shares held as of December 1, 2022 and December 5, 2022, 118,906 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 23:00 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 SaleCommon Stock 1,500 $80.02 $120,030.00
Disclosure

SEC source: 0001209191-22-059825 · doc4.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,410

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.12, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Of the shares held as of December 1, 2022 and December 5, 2022, 118,906 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 21:15 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 SaleCommon Stock 3,998 $80.01 $319,879.98
Disclosure

SEC source: 0001209191-22-058855 · doc4.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,910

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.10, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Of the shares held as of November 23, 2022, 118,906 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
November 01, 2022 Filed Nov 2, 2022 19:12 UTC NORDSON CORP NDSN · Entity 30 GrantNDSN 730 $225.93 $164,928.90
Disclosure

SEC source: 0000072331-22-000113 · wf-form4_166741634410335.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,906

F1 · shares: On November 1, 2022, the Company awarded 730 restricted stock units an as annual grant to non-employee directors, valued at the fourth quarter average stock price of $225.93 per share. Such shares vest on October 31, 2023 unless, with certain exceptions, the reporting person ceases to be a director prior to the vesting date.

F2 · balance_after: The total holdings include 25 shares accrued from dividend payments through participation in the Company's Deferred Compensation Plans and 5 shares accrued from divdend payments through participation in the Company's Dividend Reinvestment Plan.

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August 12, 2022 Filed Aug 12, 2022 20:15 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 SaleCommon Stock 13,288 $75.94 $1,009,090.72
Disclosure

SEC source: 0001209191-22-045593 · doc4.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,908

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $75.83 to $76.19, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Of the shares held as of August 12, 2022, 118,906 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
May 17, 2022 Filed May 18, 2022 20:58 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 Tax withholdingCommon Stock 3,232 $60.56 $195,729.92
Disclosure

SEC source: 0001209191-22-030101 · doc4.xml · nonDerivative · entry 6

PUMA MARY G · CIK 0001158015 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,196

F2 · price: Represents the closing price of the common stock on the date of the tax withholding.

F1 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units.

F10 · balance_after: Of the shares held after this tax withholding forfeiture (and related vesting) on May 17, 2022, 118,906 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
May 16, 2022 Filed May 18, 2022 20:58 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 GrantCommon Stock 21,008 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030101 · doc4.xml · nonDerivative · entry 5

PUMA MARY G · CIK 0001158015 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,428

F8 · price: In this grant under the Company's 2012 Equity Incentive Plan, the executive may earn shares of common stock, ranging from zero to 150% of the granted units. The shares are earned based on the achievement of 2022 performance goals. Assuming continuation of employment,50% of the earned shares will vest on each of February 28, 2023 and February 28, 2024. Unearned restricted stock units will forfeit on February 28, 2023.

F9 · balance_after: Of the shares held after this second grant on May 16, 2022, 126,192 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
May 16, 2022 Filed May 18, 2022 20:58 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 GrantCommon Stock 21,008 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030101 · doc4.xml · nonDerivative · entry 4

PUMA MARY G · CIK 0001158015 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,420

F6 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on each of May 16, 2023, May 16, 2024, May 16, 2025 and May 16, 2026.

F7 · balance_after: Of the shares held after this first grant on May 16, 2022, 105,184 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
May 16, 2022 Filed May 18, 2022 20:58 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 Tax withholdingCommon Stock 3,607 $56.38 $203,362.66
Disclosure

SEC source: 0001209191-22-030101 · doc4.xml · nonDerivative · entry 3

PUMA MARY G · CIK 0001158015 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,412

F2 · price: Represents the closing price of the common stock on the date of the tax withholding.

F1 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units.

F5 · balance_after: Of the shares held after this tax withholding forfeiture (and related vesting) on May 16, 2022, 84,176 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
May 15, 2022 Filed May 18, 2022 20:58 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 Tax withholdingCommon Stock 4,832 $56.38 $272,428.16
Disclosure

SEC source: 0001209191-22-030101 · doc4.xml · nonDerivative · entry 2

PUMA MARY G · CIK 0001158015 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,019

F2 · price: Represents the closing price of the common stock on the date of the tax withholding.

F1 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units.

F4 · balance_after: Of the shares held after this second tax withholding forfeiture (and related vesting) on May 15, 2022, 92,307 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
May 15, 2022 Filed May 18, 2022 20:58 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 Tax withholdingCommon Stock 5,050 $56.38 $284,719.00
Disclosure

SEC source: 0001209191-22-030101 · doc4.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,851

F2 · price: Represents the closing price of the common stock on the date of the tax withholding.

F1 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units.

F3 · balance_after: Of the shares held after this first tax withholding forfeiture (and related vesting) on May 15, 2022, 103,201 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
March 16, 2022 Filed Mar 16, 2022 21:26 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 SaleCommon Stock 11,000 $69.23 $761,530.00
Disclosure

SEC source: 0001209191-22-019280 · doc4.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,901

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $69.00 to $69.71, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Of the shares held as of March 16, 2022, 114,586 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 22:00 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 Tax withholdingCommon Stock 9,695 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014830 · doc4.xml · nonDerivative · entry 2

PUMA MARY G · CIK 0001158015 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,901

F4 · kind: This forfeiture of shares for tax withholding purposes relates to the vesting on February 28, 2022 of the first half of shares earned under performance based restricted stock units granted to the executive in May 2021. These shares were determined to be earned by the executive pursuant to a resolution of the Axcelis Technologies, Inc. Compensation Committee on February 15, 2022. The second half of the shares earned under this restricted stock unit award will vest on February 28, 2023, assuming continuation of the executive's services. As agreed with the executive, the shares issued to the executive on the vested shares were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested shares.

F2 · price: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 28, 2022.

F5 · balance_after: Of the shares beneficially owned by the executive on February 28, 2022 after the vesting of shares issued on both the 2020 performance based restricted stock units and the 2021 performance based restricted stock units,114,586 shares were issuable on vesting of restricted stock units which are subject to forfeiture.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.