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Nasdaq · USD

PENG

Penguin Solutions, Inc.

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Tapewire entity
4377
SEC CIK
0001616533
Parsed reports
444

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202601
Apr 202605
May 2026010
Jun 2026010
Jul 202602
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2026 Filed Feb 25, 2026 21:16 UTC
Clark Joseph GatesSVP and Pres, Optimized LED
SaleCommon Stock 10,046 $20.07 $201,597.10
Disclosure

SEC source: 0001944970-26-000006 · wk-form4_1772054201.xml · nonDerivative · entry 1

Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 112,272

F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025.

F2 · price: This transaction was executed in multiple trades at prices ranging from $20.00 to $20.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 21:10 UTC
Clark Joseph GatesSVP and Pres, Optimized LED
SaleCommon Stock 1,346 $19.03 $25,614.38
Disclosure

SEC source: 0001944970-26-000004 · wk-form4_1770930648.xml · nonDerivative · entry 1

Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 122,318

F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025.

Read SEC document
February 06, 2026 Filed Feb 10, 2026 23:48 UTC
PUMA MARY GDirector
GrantCommon Stock 10,034 $0.00 $0.00
Disclosure

SEC source: 0001158015-26-000002 · wk-form4_1770767333.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,398

F1 · shares: Represents a restricted stock unit award that is scheduled to vest in full on the earlier of February 6, 2027 or the date of the annual meeting of stockholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.

Read SEC document
February 06, 2026 Filed Feb 10, 2026 23:53 UTC GrantCommon Stock 10,034 $0.00 $0.00
Disclosure

SEC source: 0001449649-26-000002 · wk-form4_1770767599.xml · nonDerivative · entry 1

Papermaster Mark D · CIK 0001449649 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,816

F1 · shares: Represents a restricted stock unit award that is scheduled to vest in full on the earlier of February 6, 2027 or the date of the annual meeting of stockholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.

Read SEC document
February 06, 2026 Filed Feb 11, 2026 00:05 UTC GrantCommon Stock 10,034 $0.00 $0.00
Disclosure

SEC source: 0001232019-26-000003 · wk-form4_1770768313.xml · nonDerivative · entry 1

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,574

F1 · shares: Represents a restricted stock unit award that is scheduled to vest in full on the earlier of February 6, 2027 or the date of the annual meeting of stockholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.

Read SEC document
February 06, 2026 Filed Feb 10, 2026 23:57 UTC GrantCommon Stock 10,034 $0.00 $0.00
Disclosure

SEC source: 0001230307-26-000002 · wk-form4_1770767829.xml · nonDerivative · entry 1

NAYYAR SANDEEP · CIK 0001230307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,417

F1 · shares: Represents a restricted stock unit award that is scheduled to vest in full on the earlier of February 6, 2027 or the date of the annual meeting of stockholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.

Read SEC document
February 06, 2026 Filed Feb 10, 2026 23:43 UTC GrantCommon Stock 10,034 $0.00 $0.00
Disclosure

SEC source: 0001696393-26-000002 · wk-form4_1770767026.xml · nonDerivative · entry 1

Straub Maximiliane C · CIK 0001696393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,975

F1 · shares: Represents a restricted stock unit award that is scheduled to vest in full on the earlier of February 6, 2027 or the date of the annual meeting of stockholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.

Read SEC document
February 02, 2026 Filed Feb 5, 2026 00:31 UTC
Shaikh KashifDirector · President and CEO
GrantPerformance-Based Restricted Stock Units · Derivative 238,188 $0.00 $0.00
Disclosure

SEC source: 0002108723-26-000006 · wk-form4_1770251490.xml · derivative · entry 3

Shaikh Kashif · CIK 0002108723 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,188

Underlying: Common Stock · 238,188 shares

Expires not disclosed

F2 · derivative.exercise_price: Grant of performance-based RSUs ("PSUs") which represents the contingent right to receive a number of shares of the Issuer's common stock that is between 0% and 200% of the number of PSUs, with a four-year performance period beginning on the grant date and vesting upon certification by the Compensation Committee of the Issuer's Board of Directors that the 30-trading-day average closing price of the Issuer's common stock has equaled or exceeded stock price appreciation targets of 25%, 50%, 75%, and 100% above the 30-trading-day trailing average closing price of the Issuer's common stock preceding the grant date, with cumulative vesting at each level of 50%, 100%, 150%, and 200% of the number of PSUs, respectively. No PSUs will vest before the first regularly scheduled Compensation Committee meeting on or after the second anniversary of the grant date, and vesting is subject to the recipient's continued service through the applicable achievement certification date.

F2 · derivative.exercise_date: Grant of performance-based RSUs ("PSUs") which represents the contingent right to receive a number of shares of the Issuer's common stock that is between 0% and 200% of the number of PSUs, with a four-year performance period beginning on the grant date and vesting upon certification by the Compensation Committee of the Issuer's Board of Directors that the 30-trading-day average closing price of the Issuer's common stock has equaled or exceeded stock price appreciation targets of 25%, 50%, 75%, and 100% above the 30-trading-day trailing average closing price of the Issuer's common stock preceding the grant date, with cumulative vesting at each level of 50%, 100%, 150%, and 200% of the number of PSUs, respectively. No PSUs will vest before the first regularly scheduled Compensation Committee meeting on or after the second anniversary of the grant date, and vesting is subject to the recipient's continued service through the applicable achievement certification date.

F2 · derivative.expiration_date: Grant of performance-based RSUs ("PSUs") which represents the contingent right to receive a number of shares of the Issuer's common stock that is between 0% and 200% of the number of PSUs, with a four-year performance period beginning on the grant date and vesting upon certification by the Compensation Committee of the Issuer's Board of Directors that the 30-trading-day average closing price of the Issuer's common stock has equaled or exceeded stock price appreciation targets of 25%, 50%, 75%, and 100% above the 30-trading-day trailing average closing price of the Issuer's common stock preceding the grant date, with cumulative vesting at each level of 50%, 100%, 150%, and 200% of the number of PSUs, respectively. No PSUs will vest before the first regularly scheduled Compensation Committee meeting on or after the second anniversary of the grant date, and vesting is subject to the recipient's continued service through the applicable achievement certification date.

F2 · derivative.underlying_shares: Grant of performance-based RSUs ("PSUs") which represents the contingent right to receive a number of shares of the Issuer's common stock that is between 0% and 200% of the number of PSUs, with a four-year performance period beginning on the grant date and vesting upon certification by the Compensation Committee of the Issuer's Board of Directors that the 30-trading-day average closing price of the Issuer's common stock has equaled or exceeded stock price appreciation targets of 25%, 50%, 75%, and 100% above the 30-trading-day trailing average closing price of the Issuer's common stock preceding the grant date, with cumulative vesting at each level of 50%, 100%, 150%, and 200% of the number of PSUs, respectively. No PSUs will vest before the first regularly scheduled Compensation Committee meeting on or after the second anniversary of the grant date, and vesting is subject to the recipient's continued service through the applicable achievement certification date.

F2 · balance_after: Grant of performance-based RSUs ("PSUs") which represents the contingent right to receive a number of shares of the Issuer's common stock that is between 0% and 200% of the number of PSUs, with a four-year performance period beginning on the grant date and vesting upon certification by the Compensation Committee of the Issuer's Board of Directors that the 30-trading-day average closing price of the Issuer's common stock has equaled or exceeded stock price appreciation targets of 25%, 50%, 75%, and 100% above the 30-trading-day trailing average closing price of the Issuer's common stock preceding the grant date, with cumulative vesting at each level of 50%, 100%, 150%, and 200% of the number of PSUs, respectively. No PSUs will vest before the first regularly scheduled Compensation Committee meeting on or after the second anniversary of the grant date, and vesting is subject to the recipient's continued service through the applicable achievement certification date.

Read SEC document
February 02, 2026 Filed Feb 5, 2026 00:31 UTC
Shaikh KashifDirector · President and CEO
GrantCommon Stock 137,898 $0.00 $0.00
Disclosure

SEC source: 0002108723-26-000006 · wk-form4_1770251490.xml · nonDerivative · entry 2

Shaikh Kashif · CIK 0002108723 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 376,086

F1 · shares: Represents time-based restricted stock units ("RSUs") that will vest as to 25% on April 20, 2027, with the remainder vesting quarterly thereafter in 12 equal installments, subject to the recipient's continued service through each applicable vesting date.

Read SEC document
February 02, 2026 Filed Feb 5, 2026 00:31 UTC
Shaikh KashifDirector · President and CEO
GrantCommon Stock 238,188 $0.00 $0.00
Disclosure

SEC source: 0002108723-26-000006 · wk-form4_1770251490.xml · nonDerivative · entry 1

Shaikh Kashif · CIK 0002108723 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,188

F1 · shares: Represents time-based restricted stock units ("RSUs") that will vest as to 25% on April 20, 2027, with the remainder vesting quarterly thereafter in 12 equal installments, subject to the recipient's continued service through each applicable vesting date.

Read SEC document
January 20, 2026 Filed Jan 21, 2026 21:23 UTC
Frey Anthony GeorgeSVP and Chief Revenue Officer
Tax withholdingCommon Stock 610 $19.96 $12,175.60
Disclosure

SEC source: 0002083595-26-000002 · wk-form4_1769030607.xml · nonDerivative · entry 1

Frey Anthony George · CIK 0002083595 · SVP and Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,954

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold.

Read SEC document
January 20, 2026 Filed Jan 21, 2026 21:29 UTC
Olmstead NathanSVP and CFO
Tax withholdingCommon Stock 2,988 $19.96 $59,640.48
Disclosure

SEC source: 0001776828-26-000002 · wk-form4_1769030956.xml · nonDerivative · entry 1

Olmstead Nathan · CIK 0001776828 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,838

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold.

Read SEC document
January 20, 2026 Filed Jan 21, 2026 21:17 UTC
Adams MarkDirector · President and CEO
Tax withholdingCommon Stock 12,513 $19.96 $249,759.48
Disclosure

SEC source: 0001349123-26-000002 · wk-form4_1769030233.xml · nonDerivative · entry 1

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 963,183

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold.

Read SEC document
January 20, 2026 Filed Jan 21, 2026 21:20 UTC
Clark Joseph GatesSVP and Pres, Optimized LED
Tax withholdingCommon Stock 2,564 $19.96 $51,177.44
Disclosure

SEC source: 0001944970-26-000002 · wk-form4_1769030420.xml · nonDerivative · entry 1

Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,664

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold.

Read SEC document
January 20, 2026 Filed Jan 21, 2026 21:26 UTC
Kuykendall AnneSVP and Chief Legal Officer
Tax withholdingCommon Stock 3,379 $19.96 $67,444.84
Disclosure

SEC source: 0001855880-26-000002 · wk-form4_1769030772.xml · nonDerivative · entry 1

Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,352

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold.

Read SEC document
November 11, 2025 Filed Nov 13, 2025 21:20 UTC
Olmstead NathanSVP and CFO
GrantCommon Stock 9,684 $0.00 $0.00
Disclosure

SEC source: 0001776828-25-000007 · wk-form4_1763068812.xml · nonDerivative · entry 1

Olmstead Nathan · CIK 0001776828 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,826

F1 · shares: Represents restricted stock units that will vest as to 6.25% on January 20, 2026, with the remainder vesting quarterly thereafter in 15 equal installments, subject to the recipient's continued employment through each applicable vesting date.

Read SEC document
October 20, 2025 Filed Oct 22, 2025 22:41 UTC
Olmstead NathanSVP and CFO
Tax withholdingCommon Stock 1,937 $21.74 $42,110.38
Disclosure

SEC source: 0001776828-25-000005 · wk-form4_1761172862.xml · nonDerivative · entry 1

Olmstead Nathan · CIK 0001776828 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,142

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold.

Read SEC document
October 20, 2025 Filed Oct 22, 2025 22:27 UTC
Adams MarkDirector · President and CEO
Tax withholdingCommon Stock 11,419 $21.74 $248,249.06
Disclosure

SEC source: 0001349123-25-000011 · wk-form4_1761172024.xml · nonDerivative · entry 1

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 975,696

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold.

Read SEC document
October 20, 2025 Filed Oct 22, 2025 18:44 UTC
Pacheco Jack AEVP, COO, Pres, Integrated Mem
Tax withholdingCommon Stock 11,778 $21.74 $256,053.72
Disclosure

SEC source: 0001344018-25-000008 · wk-form4_1761173064.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,364

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold.

Read SEC document
October 20, 2025 Filed Oct 22, 2025 22:38 UTC
Kuykendall AnneSVP and Chief Legal Officer
Tax withholdingCommon Stock 2,639 $21.74 $57,371.86
Disclosure

SEC source: 0001855880-25-000008 · wk-form4_1761172686.xml · nonDerivative · entry 1

Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,731

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold.

Read SEC document
October 20, 2025 Filed Oct 22, 2025 22:34 UTC
Clark Joseph GatesSVP and Pres, Optimized LED
Tax withholdingCommon Stock 1,890 $21.74 $41,088.60
Disclosure

SEC source: 0001944970-25-000008 · wk-form4_1761172465.xml · nonDerivative · entry 1

Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,228

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold.

F2 · balance_after: This amount includes 389 shares purchased by the reporting person in the Issuer's Amended and Restated Employee Stock Purchase Plan on October 15, 2025.

Read SEC document
October 14, 2025 Filed Oct 16, 2025 16:17 UTC
Pacheco Jack AEVP, COO, Pres, Integrated Mem
Tax withholdingCommon Stock 24,669 $22.32 $550,612.08
Disclosure

SEC source: 0001344018-25-000006 · wk-form4_1760645858.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,142

F2 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of PSUs. No shares were sold.

Read SEC document
October 14, 2025 Filed Oct 16, 2025 16:17 UTC
Pacheco Jack AEVP, COO, Pres, Integrated Mem
GrantCommon Stock 48,580 $0.00 $0.00
Disclosure

SEC source: 0001344018-25-000006 · wk-form4_1760645858.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,811

F1 · kind: On September 26, 2022, the reporting person was granted performance-based restricted stock units ("PSUs"), the vesting of which was (i) tied to the achievement of total stockholder return goals relative to the performance of the median company in the Russell 2000 Index following the end of a given three-year performance period, and (ii) subject to the reporting person's continued employment through the date of certification of performance by the Compensation Committee of the Issuer's Board of Directors (the "Committee"). On October 14, 2025, the Committee certified the performance goal achievement and determined that 48,580 PSUs were earned by the reporting person and vested as of such date.

Read SEC document
October 14, 2025 Filed Oct 16, 2025 20:04 UTC
Adams MarkDirector · President and CEO
Tax withholdingCommon Stock 54,822 $22.32 $1,223,627.04
Disclosure

SEC source: 0001349123-25-000009 · wk-form4_1760645086.xml · nonDerivative · entry 2

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 987,115

F2 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of PSUs. No shares were sold.

Read SEC document
October 14, 2025 Filed Oct 16, 2025 20:04 UTC
Adams MarkDirector · President and CEO
GrantCommon Stock 107,958 $0.00 $0.00
Disclosure

SEC source: 0001349123-25-000009 · wk-form4_1760645086.xml · nonDerivative · entry 1

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,041,937

F1 · kind: On September 26, 2022, the reporting person was granted performance-based restricted stock units ("PSUs"), the vesting of which was (i) tied to the achievement of total stockholder return goals relative to the performance of the median company in the Russell 2000 Index following the end of a given three-year performance period, and (ii) subject to the reporting person's continued employment through the date of certification of performance by the Compensation Committee of the Issuer's Board of Directors (the "Committee"). On October 14, 2025, the Committee certified the performance goal achievement and determined that 107,958 PSUs were earned by the reporting person and vested as of such date.

Read SEC document
October 14, 2025 Filed Oct 16, 2025 20:13 UTC
Kuykendall AnneSVP and Chief Legal Officer
Tax withholdingCommon Stock 21,928 $22.32 $489,432.96
Disclosure

SEC source: 0001855880-25-000006 · wk-form4_1760645611.xml · nonDerivative · entry 2

Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,370

F2 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of PSUs. No shares were sold.

Read SEC document
October 14, 2025 Filed Oct 16, 2025 20:13 UTC
Kuykendall AnneSVP and Chief Legal Officer
GrantCommon Stock 43,182 $0.00 $0.00
Disclosure

SEC source: 0001855880-25-000006 · wk-form4_1760645611.xml · nonDerivative · entry 1

Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,298

F1 · kind: On September 26, 2022, the reporting person was granted performance-based restricted stock units ("PSUs"), the vesting of which was (i) tied to the achievement of total stockholder return goals relative to the performance of the median company in the Russell 2000 Index following the end of a given three-year performance period, and (ii) subject to the reporting person's continued employment through the date of certification of performance by the Compensation Committee of the Issuer's Board of Directors (the "Committee"). On October 14, 2025, the Committee certified the performance goal achievement and determined that 43,182 PSUs were earned by the reporting person and vested as of such date.

Read SEC document
October 14, 2025 Filed Oct 16, 2025 20:08 UTC
Clark Joseph GatesSVP and Pres, Optimized LED
Tax withholdingCommon Stock 23,535 $22.32 $525,301.20
Disclosure

SEC source: 0001944970-25-000006 · wk-form4_1760645309.xml · nonDerivative · entry 2

Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,729

F2 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of PSUs. No shares were sold.

Read SEC document
October 14, 2025 Filed Oct 16, 2025 20:08 UTC
Clark Joseph GatesSVP and Pres, Optimized LED
GrantCommon Stock 53,978 $0.00 $0.00
Disclosure

SEC source: 0001944970-25-000006 · wk-form4_1760645309.xml · nonDerivative · entry 1

Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,264

F1 · shares: On September 26, 2022, the reporting person was granted performance-based restricted stock units ("PSUs"), the vesting of which was (i) tied to the achievement of total stockholder return goals relative to the performance of the median company in the Russell 2000 Index following the end of a given three-year performance period, and (ii) subject to the reporting person's continued employment through the date of certification of performance by the Compensation Committee of the Issuer's Board of Directors (the "Committee"). On October 14, 2025, the Committee certified the performance goal achievement and determined that 53,978 PSUs were earned by the reporting person and vested as of such date.

Read SEC document
September 29, 2025 Filed Oct 2, 2025 00:55 UTC
Frey Anthony GeorgeSVP and Chief Revenue Officer
GrantCommon Stock 23,706 $0.00 $0.00
Disclosure

SEC source: 0002083595-25-000003 · wk-form4_1759366548.xml · nonDerivative · entry 1

Frey Anthony George · CIK 0002083595 · SVP and Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,564

F1 · shares: Represents restricted stock units that will vest as to 6.25% on January 20, 2026, with the remainder vesting quarterly thereafter in 15 equal installments, subject to the recipient's continued employment through each applicable vesting date.

Read SEC document
September 29, 2025 Filed Oct 2, 2025 01:00 UTC
Olmstead NathanSVP and CFO
GrantCommon Stock 19,755 $0.00 $0.00
Disclosure

SEC source: 0001776828-25-000003 · wk-form4_1759366821.xml · nonDerivative · entry 1

Olmstead Nathan · CIK 0001776828 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,079

F1 · shares: Represents restricted stock units that will vest as to 6.25% on January 20, 2026, with the remainder vesting quarterly thereafter in 15 equal installments, subject to the recipient's continued employment through each applicable vesting date.

Read SEC document
September 29, 2025 Filed Oct 2, 2025 00:46 UTC
Adams MarkDirector · President and CEO
GrantCommon Stock 108,656 $0.00 $0.00
Disclosure

SEC source: 0001349123-25-000007 · wk-form4_1759365974.xml · nonDerivative · entry 1

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 933,979

F1 · shares: Represents restricted stock units that will vest as to 6.25% on January 20, 2026, with the remainder vesting quarterly thereafter in 15 equal installments, subject to the recipient's continued employment through each applicable vesting date.

Read SEC document
September 29, 2025 Filed Oct 2, 2025 00:58 UTC
Kuykendall AnneSVP and Chief Legal Officer
GrantCommon Stock 23,706 $0.00 $0.00
Disclosure

SEC source: 0001855880-25-000004 · wk-form4_1759366683.xml · nonDerivative · entry 1

Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,116

F1 · shares: Represents restricted stock units that will vest as to 6.25% on January 20, 2026, with the remainder vesting quarterly thereafter in 15 equal installments, subject to the recipient's continued employment through each applicable vesting date.

Read SEC document
September 29, 2025 Filed Oct 2, 2025 00:51 UTC
Clark Joseph GatesSVP and Pres, Optimized LED
GrantCommon Stock 14,816 $0.00 $0.00
Disclosure

SEC source: 0001944970-25-000004 · wk-form4_1759366288.xml · nonDerivative · entry 1

Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,286

F1 · shares: Represents restricted stock units that will vest as to 6.25% on January 20, 2026, with the remainder vesting quarterly thereafter in 15 equal installments, subject to the recipient's continued employment through each applicable vesting date.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:11 UTC
Frey Anthony GeorgeSVP and Chief Revenue Officer
GrantCommon Stock 51,858 $0.00 $0.00
Disclosure

SEC source: 0001616533-25-000050 · wk-form4_1756325471.xml · nonDerivative · entry 1

Frey Anthony George · CIK 0002083595 · SVP and Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,858

F1 · shares: Represents restricted stock units ("RSUs") that will vest as to 25% on October 20, 2026, with the remainder vesting quarterly thereafter in 12 equal installments, subject to the recipient's continued employment through each applicable vesting date.

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July 21, 2025 Filed Jul 22, 2025 16:27 UTC
Pacheco Jack AEVP, COO, Pres, Integrated Mem
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 60,000 $0.00 Strike: $10.78 $0.00
Disclosure

SEC source: 0001616533-25-000042 · wk-form4_1753216064.xml · derivative · entry 7

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2029-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option is fully vested and exercisable.

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July 21, 2025 Filed Jul 22, 2025 16:27 UTC
Pacheco Jack AEVP, COO, Pres, Integrated Mem
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,447 $0.00 Strike: $9.20 $0.00
Disclosure

SEC source: 0001616533-25-000042 · wk-form4_1753216064.xml · derivative · entry 6

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,447 shares

Expires 2030-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option is fully vested and exercisable.

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July 21, 2025 Filed Jul 22, 2025 16:27 UTC
Pacheco Jack AEVP, COO, Pres, Integrated Mem
SaleCommon Stock 60,000 $24.83 $1,489,992.00
Disclosure

SEC source: 0001616533-25-000042 · wk-form4_1753216064.xml · nonDerivative · entry 5

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 227,231

F2 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 21, 2025.

F4 · price: This transaction was executed in multiple trades at prices ranging from $24.25 to $25.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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July 21, 2025 Filed Jul 22, 2025 16:27 UTC
Pacheco Jack AEVP, COO, Pres, Integrated Mem
Exercise / conversionCommon Stock 60,000 $10.78 $646,500.00
Disclosure

SEC source: 0001616533-25-000042 · wk-form4_1753216064.xml · nonDerivative · entry 4

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 287,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2025 Filed Jul 22, 2025 16:27 UTC
Pacheco Jack AEVP, COO, Pres, Integrated Mem
SaleCommon Stock 3,447 $24.84 $85,608.31
Disclosure

SEC source: 0001616533-25-000042 · wk-form4_1753216064.xml · nonDerivative · entry 3

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 227,231

F2 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 21, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $24.33 to $25.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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July 21, 2025 Filed Jul 22, 2025 16:27 UTC
Pacheco Jack AEVP, COO, Pres, Integrated Mem
Exercise / conversionCommon Stock 3,447 $9.20 $31,695.17
Disclosure

SEC source: 0001616533-25-000042 · wk-form4_1753216064.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 230,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 20, 2025 Filed Jul 22, 2025 20:19 UTC
Olmstead NathanSVP and CFO
Tax withholdingCommon Stock 6,051 $24.43 $147,825.93
Disclosure

SEC source: 0001616533-25-000040 · wk-form4_1753215560.xml · nonDerivative · entry 1

Olmstead Nathan · CIK 0001776828 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,324

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold.

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July 20, 2025 Filed Jul 22, 2025 16:27 UTC
Pacheco Jack AEVP, COO, Pres, Integrated Mem
Tax withholdingCommon Stock 2,158 $24.43 $52,719.94
Disclosure

SEC source: 0001616533-25-000042 · wk-form4_1753216064.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 227,231

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold.

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July 20, 2025 Filed Jul 22, 2025 20:05 UTC
Adams MarkDirector · President and CEO
Tax withholdingCommon Stock 11,418 $24.43 $278,941.74
Disclosure

SEC source: 0001616533-25-000032 · wk-form4_1753214718.xml · nonDerivative · entry 1

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 825,323

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold.

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July 20, 2025 Filed Jul 22, 2025 20:16 UTC
Manca Peter JSVP, Pres, Advanced Computing
Tax withholdingCommon Stock 3,804 $24.43 $92,931.72
Disclosure

SEC source: 0001616533-25-000038 · wk-form4_1753215373.xml · nonDerivative · entry 1

Manca Peter J · CIK 0002018859 · SVP, Pres, Advanced Computing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,567

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold.

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July 20, 2025 Filed Jul 22, 2025 20:12 UTC
Kuykendall AnneSVP and Chief Legal Officer
Tax withholdingCommon Stock 2,637 $24.43 $64,421.91
Disclosure

SEC source: 0001616533-25-000036 · wk-form4_1753215148.xml · nonDerivative · entry 1

Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,410

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold.

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July 20, 2025 Filed Jul 22, 2025 20:09 UTC
Clark Joseph GatesSVP and Pres, Optimized LED
Tax withholdingCommon Stock 1,889 $24.43 $46,148.27
Disclosure

SEC source: 0001616533-25-000034 · wk-form4_1753214933.xml · nonDerivative · entry 1

Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,470

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold.

Read SEC document
July 17, 2025 Filed Jul 18, 2025 01:35 UTC SaleCommon Stock 682 $25.00 $17,051.02
Disclosure

SEC source: 0001616533-25-000030 · wk-form4_1752802497.xml · nonDerivative · entry 2

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,540

F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 7, 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $25.00 to $25.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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July 15, 2025 Filed Jul 18, 2025 01:35 UTC SaleCommon Stock 2,046 $25.42 $52,013.41
Disclosure

SEC source: 0001616533-25-000030 · wk-form4_1752802497.xml · nonDerivative · entry 1

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,222

F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 7, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $25.35 to $25.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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May 02, 2025 Filed May 5, 2025 20:09 UTC
Clark Joseph GatesSVP and Pres, Optimized LED
SaleOrdinary Shares 2,278 $17.50 $39,865.00
Disclosure

SEC source: 0001616533-25-000024 · wk-form4_1746475742.xml · nonDerivative · entry 1

Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 84,359

F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on August 15, 2024.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.