Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Penguin Solutions, Inc.PENG · Entity 4377 | SVP and Chief Revenue Officer | September 29, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Penguin Solutions, Inc.
Report date September 29, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 87,112 |
Reported balance
After 2026-09-29 transaction · row 1
1 source rowRow 1 · 2026-09-29 · Grant · Acquired 11,555 · Balance 87,112 F1: Represents restricted stock units that will vest as to 25% on October 20, 2027, with the remainder vesting quarterly thereafter in 12 equal installments, subject to the recipient's continued service through each applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units that will vest as to 25% on October 20, 2027, with the remainder vesting quarterly thereafter in 12 equal installments, subject to the recipient's continued service through each applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 29, 2026 Filed Oct 2, 2026 03:37 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | GrantCommon Stock | 11,555 | $0.00 | $0.00 |
DisclosureSEC source: 0002083595-26-000008 · wk-form4_1790897863.xml · nonDerivative · entry 1 Frey Anthony George · CIK 0002083595 · SVP and Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,112 F1 · shares: Represents restricted stock units that will vest as to 25% on October 20, 2027, with the remainder vesting quarterly thereafter in 12 equal installments, subject to the recipient's continued service through each applicable vesting date. Read SEC document |
| July 20, 2026 Filed Jul 22, 2026 22:32 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Tax withholdingCommon Stock | 532 | $60.41 | $32,138.12 |
DisclosureSEC source: 0002083595-26-000006 · wk-form4_1784759576.xml · nonDerivative · entry 1 Frey Anthony George · CIK 0002083595 · SVP and Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,557 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. Read SEC document |
| April 20, 2026 Filed Apr 23, 2026 00:09 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Tax withholdingCommon Stock | 532 | $26.74 | $14,225.68 |
DisclosureSEC source: 0002083595-26-000004 · wk-form4_1776902947.xml · nonDerivative · entry 1 Frey Anthony George · CIK 0002083595 · SVP and Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,089 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. F2 · balance_after: This amount includes 1,667 shares purchased by the reporting person in the Issuer's Amended and Restated Employee Stock Purchase Plan on April 15, 2026. Read SEC document |
| January 20, 2026 Filed Jan 21, 2026 21:23 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Tax withholdingCommon Stock | 610 | $19.96 | $12,175.60 |
DisclosureSEC source: 0002083595-26-000002 · wk-form4_1769030607.xml · nonDerivative · entry 1 Frey Anthony George · CIK 0002083595 · SVP and Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,954 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. Read SEC document |
| September 29, 2025 Filed Oct 2, 2025 00:55 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | GrantCommon Stock | 23,706 | $0.00 | $0.00 |
DisclosureSEC source: 0002083595-25-000003 · wk-form4_1759366548.xml · nonDerivative · entry 1 Frey Anthony George · CIK 0002083595 · SVP and Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,564 F1 · shares: Represents restricted stock units that will vest as to 6.25% on January 20, 2026, with the remainder vesting quarterly thereafter in 15 equal installments, subject to the recipient's continued employment through each applicable vesting date. Read SEC document |
| August 25, 2025 Filed Aug 27, 2025 20:11 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | GrantCommon Stock | 51,858 | $0.00 | $0.00 |
DisclosureSEC source: 0001616533-25-000050 · wk-form4_1756325471.xml · nonDerivative · entry 1 Frey Anthony George · CIK 0002083595 · SVP and Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,858 F1 · shares: Represents restricted stock units ("RSUs") that will vest as to 25% on October 20, 2026, with the remainder vesting quarterly thereafter in 12 equal installments, subject to the recipient's continued employment through each applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.