PDYN

SEC source: 0001209191-22-039972 · doc4.xml · nonDerivative · entry 1

WEIBLING DENNIS M · CIK 0001114673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 778,115

F1 · balance_after: Includes 57,692 restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of Sarcos Technology and Robotics Corporation (the "Company"). The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the annual meeting of the Company's stockholders (the "Annual Meeting") next following the date the award was granted, in each case, subject to the Recipient continuing to be a Service Provider through the applicable vesting date.

F2 · balance_after: Includes 12,315 shares of Common Stock underlying RSUs that fully vested on June 28, 2022.

SEC source: 0001209191-22-039971 · doc4.xml · nonDerivative · entry 1

Muta Matthew Shigenobu · CIK 0001878426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,007

F1 · balance_after: Includes 57,692 restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of Sarcos Technology and Robotics Corporation (the "Company"). The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the annual meeting of the Company's stockholders (the "Annual Meeting") next following the date the award was granted, in each case, subject to the Recipient continuing to be a Service Provider through the applicable vesting date.

F2 · balance_after: Includes 12,315 shares of Common Stock underlying RSUs that fully vested on June 28, 2022.

SEC source: 0001209191-22-039970 · doc4.xml · nonDerivative · entry 1

Balasubramaniam Priya · CIK 0001878422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,007

F1 · balance_after: Includes 57,692 restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of Sarcos Technology and Robotics Corporation (the "Company"). The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the annual meeting of the Company's stockholders (the "Annual Meeting") next following the date the award was granted, in each case, subject to the Recipient continuing to be a Service Provider through the applicable vesting date.

F2 · balance_after: Includes 12,315 shares of Common Stock underlying RSUs that fully vested on June 28, 2022.

SEC source: 0001209191-22-039965 · doc4.xml · nonDerivative · entry 1

Peterson Laura J. · CIK 0001744041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,007

F1 · balance_after: Includes 57,692 restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of Sarcos Technology and Robotics Corporation (the "Company"). The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the annual meeting of the Company's stockholders (the "Annual Meeting") next following the date the award was granted, in each case, subject to the Recipient continuing to be a Service Provider through the applicable vesting date.

F2 · balance_after: Includes 12,315 shares of Common Stock underlying RSUs that fully vested on June 28, 2022.

SEC source: 0001209191-22-039962 · doc4.xml · nonDerivative · entry 1

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,007

F1 · balance_after: Includes 57,692 restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of Sarcos Technology and Robotics Corporation (the "Company"). The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the annual meeting of the Company's stockholders (the "Annual Meeting") next following the date the award was granted, in each case, subject to the Recipient continuing to be a Service Provider through the applicable vesting date.

F2 · balance_after: Includes 12,315 shares of Common Stock underlying RSUs that fully vested on June 28, 2022.

SEC source: 0001209191-22-039968 · doc4.xml · nonDerivative · entry 1

Olson Eric T · CIK 0001535177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,007

F1 · balance_after: Includes 57,692 restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of Sarcos Technology and Robotics Corporation (the "Company"). The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the annual meeting of the Company's stockholders (the "Annual Meeting") next following the date the award was granted, in each case, subject to the Recipient continuing to be a Service Provider through the applicable vesting date.

F2 · balance_after: Includes 12,315 shares of Common Stock underlying RSUs that fully vested on June 28, 2022.

SEC source: 0001209191-22-039622 · doc4.xml · nonDerivative · entry 1

Wolff Benjamin G · CIK 0001368618 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,472,410

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock.

F2 · balance_after: Includes shares represented by restricted stock, of which 1,282,306 vested on June 24, 2022.

SEC source: 0001209191-22-037508 · doc4.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,315

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $3.02 to $3.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

SEC source: 0001209191-22-037508 · doc4.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,315

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $2.88 to $2.96, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

SEC source: 0001209191-23-038058 · doc4.xml · nonDerivative · entry 2

Wolff Benjamin G · CIK 0001368618 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,652,725

F2 · balance_after: Includes 195,059 RSUs, each RSU representing the right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the next annual meeting of the Issuer's stockholders following the date the award was granted, in each case, subject to the Reporting Person continuing to be a Service Provider through the applicable vesting date.

SEC source: 0001209191-22-033540 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,805

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 534 settled on May 31, 2022.

SEC source: 0001209191-22-033534 · doc4.xml · nonDerivative · entry 1

Hansen Steven Q. · CIK 0001880607 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,782

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 534 settled on May 31, 2022.

SEC source: 0001209191-22-031514 · doc4.xml · nonDerivative · entry 1

PEDERSEN JORGEN · CIK 0001925868 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,918,324

F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan (the "Plan") which can only be settled with shares of common stock. 25% of the award will vest on May 20, 2023, and then 1/12 of the award vest on each Quarterly Vesting Date thereafter, subject to the Reporting Person's continued service to the Issuer through such date.

SEC source: 0001209191-22-031517 · doc4.xml · derivative · entry 2

GARAGIC DENIS · CIK 0001920634 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,220

Underlying: Common Stock · 85,220 shares

Expires 2032-05-20

F2 · derivative.exercise_date: 25% of the shares subject to the Option will vest on May 20, 2023, and then 1/12 of the shares subject to the Option vest on each Quarterly Vesting Date thereafter, subject to the Reporting Person's continued service to the Issuer through such date.

SEC source: 0001209191-22-031517 · doc4.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,912

F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan (the "Plan") which can only be settled with shares of common stock. 25% of the award will vest on May 20, 2023, and then 1/12 of the award vest on each Quarterly Vesting Date thereafter, subject to the Reporting Person's continued service to the Issuer through such date.

SEC source: 0001209191-22-031512 · doc4.xml · derivative · entry 2

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,220

Underlying: Common Stock · 85,220 shares

Expires 2032-05-20

F2 · derivative.exercise_date: 25% of the shares subject to the Option will vest on May 20, 2023, and then 1/12 of the shares subject to the Option vest on each Quarterly Vesting Date thereafter, subject to the Reporting Person's continued service to the Issuer through such date.

SEC source: 0001209191-22-031512 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,990

F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan (the "Plan") which can only be settled with shares of common stock. 25% of the award will vest on May 20, 2023, and then 1/12 of the award vest on each Quarterly Vesting Date thereafter, subject to the Reporting Person's continued service to the Issuer through such date.

SEC source: 0001209191-22-031505 · doc4.xml · derivative · entry 2

Allgood Kiva A. · CIK 0001778208 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,835

Underlying: Common Stock · 347,835 shares

Expires 2032-05-20

F2 · derivative.exercise_date: 25% of the shares subject to the Option will vest on May 20, 2023, and then 1/12 of the shares subject to the Option vest on each Quarterly Vesting Date thereafter, subject to the Reporting Person's continued service to the Issuer through such date.

SEC source: 0001209191-22-031505 · doc4.xml · nonDerivative · entry 1

Allgood Kiva A. · CIK 0001778208 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,446

F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan (the "Plan") which can only be settled with shares of common stock. 25% of the award will vest on May 20, 2023, and then 1/12 of the award vest on each Quarterly Vesting Date thereafter, subject to the Reporting Person's continued service to the Issuer through such date.

SEC source: 0001209191-22-031519 · doc4.xml · derivative · entry 6

Wolff Benjamin G · CIK 0001368618 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 78,128

Underlying: Common Stock · 78,128 shares

Expires 2032-05-20

F6 · derivative.exercise_date: 25% of the shares subject to the Option will vest on May 20, 2023, and then 1/12 of the shares subject to the Option vest on each Quarterly Vesting Date thereafter, subject to the Reporting Person's continued service to the Issuer through such date.

SEC source: 0001209191-22-031519 · doc4.xml · nonDerivative · entry 4

Wolff Benjamin G · CIK 0001368618 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 54,856

F4 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock.

SEC source: 0001209191-22-031519 · doc4.xml · nonDerivative · entry 3

Wolff Benjamin G · CIK 0001368618 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · BySpouse

Disclosed balance after: 58,380

F3 · shares: Represents restricted stock granted pursuant to the Plan. 100% of the award vested on the date of grant.

SEC source: 0001209191-22-031519 · doc4.xml · nonDerivative · entry 2

Wolff Benjamin G · CIK 0001368618 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,923,617

F2 · shares: Represents RSUs granted pursuant to the Plan which can only be settled with shares of common stock. 100% of the award will vest on December 13, 2022, subject to the Reporting Person's continued service to the Issuer through such date.

SEC source: 0001209191-22-031519 · doc4.xml · nonDerivative · entry 1

Wolff Benjamin G · CIK 0001368618 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 49,425

F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan (the "Plan") which can only be settled with shares of common stock. 25% of the award will vest on May 20, 2023, and then 1/12 of the award vest on each Quarterly Vesting Date thereafter, subject to the Reporting Person's continued service to the Issuer through such date.

SEC source: 0001209191-22-031509 · doc4.xml · derivative · entry 2

Hansen Steven Q. · CIK 0001880607 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,553

Underlying: Common Stock · 90,553 shares

Expires 2032-05-20

F2 · derivative.exercise_date: 25% of the shares subject to the Option will vest on May 20, 2023, and then 1/12 of the shares subject to the Option vest on each Quarterly Vesting Date thereafter, subject to the Reporting Person's continued service to the Issuer through such date.

SEC source: 0001209191-22-031509 · doc4.xml · nonDerivative · entry 1

Hansen Steven Q. · CIK 0001880607 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,937

F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan (the "Plan") which can only be settled with shares of common stock. 25% of the award will vest on May 20, 2023, and then 1/12 of the award vest on each Quarterly Vesting Date thereafter, subject to the Reporting Person's continued service to the Issuer through such date.

SEC source: 0001209191-22-029846 · doc4.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,315

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $3.7586 to $3.87, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

SEC source: 0001209191-22-029846 · doc4.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,315

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $3.51 to $3.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

SEC source: 0001209191-22-027396 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,078

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of RSUs.

F2 · balance_after: Includes shares represented by restricted stock units, or RSUs, of which 534 settled on April 30, 2022.

SEC source: 0001209191-22-027401 · doc4.xml · nonDerivative · entry 1

Hansen Steven Q. · CIK 0001880607 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,651

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of RSUs.

F2 · balance_after: The reported shares are represented by restricted stock units, or RSUs, of which 535 settled on April 30, 2022.

SEC source: 0001209191-22-022689 · doc4.xml · nonDerivative · entry 3

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,157

F4 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of a restricted stock award.

SEC source: 0001209191-22-022689 · doc4.xml · nonDerivative · entry 2

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,414

F3 · shares: Represents the grant and vesting of a restricted stock award on April 1, 2022.

SEC source: 0001209191-22-022686 · doc4.xml · nonDerivative · entry 3

Hansen Steven Q. · CIK 0001880607 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,862

F4 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the settlement of a restricted stock award.

SEC source: 0001209191-22-022686 · doc4.xml · nonDerivative · entry 2

Hansen Steven Q. · CIK 0001880607 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,367

F3 · shares: Represents the grant and vesting of a restricted stock award on April 1, 2022.

SEC source: 0001209191-22-026013 · doc4.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marstar Investments LLC

Disclosed balance after: 822,759

F3 · kind: On April 27, 2022, Rotor-Sarcos LLC ("Rotor-Sarcos") made a pro rata distribution of shares of Issuer common stock to its member and interest holders. As part of this distribution, Marstar Investments LLC ("Marstar"), a member and interest holder of Rotor-Sarcos, received 451,286 shares.

F4 · ownership.nature: Shares are held by Marstar. Mr. Finn is the administrator of Marstar and has sole voting and dispositive power over the shares of Issuer common stock held by Marstar. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0001209191-22-022689 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,459

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 534 vested and settled on March 31, 2022.

SEC source: 0001209191-22-022686 · doc4.xml · nonDerivative · entry 1

Hansen Steven Q. · CIK 0001880607 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,412

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: The reported shares are represented by RSUs, of which 534 vested and settled on March 31, 2022.

SEC source: 0001209191-22-021332 · doc4.xml · nonDerivative · entry 1

Wolff Benjamin G · CIK 0001368618 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,801,368

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock.

F2 · balance_after: Includes shares represented by restricted stock, of which 1,282,305 vested on March 24, 2022.

SEC source: 0001209191-22-019722 · doc4.xml · nonDerivative · entry 1

Smith Fraser · CIK 0001878410 · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,089,268

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of RSUs.

F2 · balance_after: Includes shares represented by restricted stock units, or RSUs, of which 125,942 settled on March 15, 2022.

SEC source: 0001209191-22-019730 · doc4.xml · nonDerivative · entry 2

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,733

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of RSUs.

F3 · balance_after: Includes shares represented by restricted stock units, or RSUs, of which 74,876 settled on March 15, 2022.

SEC source: 0001209191-22-019920 · doc4.xml · nonDerivative · entry 1

Wolff Benjamin G · CIK 0001368618 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,304,867

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of RSUs.

F2 · balance_after: Includes shares represented by restricted stock units, or RSUs, of which 276,491 settled on March 15, 2022.

SEC source: 0001209191-22-019728 · doc4.xml · nonDerivative · entry 1

Hansen Steven Q. · CIK 0001880607 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,638

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of RSUs.

F2 · balance_after: The reported shares are represented by restricted stock units, or RSUs, of which 9,804 settled on March 15, 2022.

SEC source: 0001209191-22-019725 · doc4.xml · nonDerivative · entry 1

Olivier Marc · CIK 0001883834 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,398,920

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of RSUs.

F2 · balance_after: Includes shares represented by restricted stock units, or RSUs, of which 125,942 settled on March 15, 2022.

SEC source: 0001209191-22-018470 · doc4.xml · nonDerivative · entry 3

Wolff Benjamin G · CIK 0001368618 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,405,713

SEC source: 0001209191-22-018470 · doc4.xml · nonDerivative · entry 2

Wolff Benjamin G · CIK 0001368618 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,205,713

F1 · kind: On March 11, 2022, Mare's Leg Capital, LLC ("MLC") transferred 4,800,000 shares to Mr. Wolff and Mrs. Wolff as members of MLC for no consideration. Subsequently, on March 11, 2022, Mr. Wolff and Mrs. Wolff transferred the shares they received from MLC to three trusts created for estate planning purposes. Specifically, Mr. Wolff and Mrs. Wolff transferred 1,600,000 shares to each of Mare's Leg Trust, WXW Trust and Corrival Trust (each, a "Trust" and collectively, the "Trusts" and such shares, the "Transfer Shares"), as a gift for no consideration for estate planning purposes. The trustee of each Trust is Willow Street Trust Company of Wyoming, LLC (the "Trustee") and the beneficiaries of each Trust are Mr. Wolff and Mrs. Wolff together with their family.

SEC source: 0001209191-22-018470 · doc4.xml · nonDerivative · entry 1

Wolff Benjamin G · CIK 0001368618 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 9,798,714

F1 · kind: On March 11, 2022, Mare's Leg Capital, LLC ("MLC") transferred 4,800,000 shares to Mr. Wolff and Mrs. Wolff as members of MLC for no consideration. Subsequently, on March 11, 2022, Mr. Wolff and Mrs. Wolff transferred the shares they received from MLC to three trusts created for estate planning purposes. Specifically, Mr. Wolff and Mrs. Wolff transferred 1,600,000 shares to each of Mare's Leg Trust, WXW Trust and Corrival Trust (each, a "Trust" and collectively, the "Trusts" and such shares, the "Transfer Shares"), as a gift for no consideration for estate planning purposes. The trustee of each Trust is Willow Street Trust Company of Wyoming, LLC (the "Trustee") and the beneficiaries of each Trust are Mr. Wolff and Mrs. Wolff together with their family.

F2 · ownership.nature: Represents shares held by MLC, an entity wholly owned by Mr. Wolff and Mrs. Wolff, together with their family members.

SEC source: 0001209191-22-026013 · doc4.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gee Jay LLC

Disclosed balance after: 0

F1 · kind: On February 28, 2022, Gee Jay LLC ("Gee Jay") transferred 12,500 shares of Issuer common stock to its affiliate that is not a reporting person.

F2 · ownership.nature: Mr. Finn is the trustee of the sole member and manager of Gee Jay. Gee Jay no longer has a reportable beneficial interest in the shares of Issuer common stock.

SEC source: 0001209191-21-071629 · doc4.xml · nonDerivative · entry 1

Smith Fraser · CIK 0001878410 · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,141,962

F1 · security: Includes shares represented by restricted stock units, or RSUs, of which all 131,256 have vested. Settlement of the remaining vested RSUs will not occur until March 15, 2022.

F2 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of RSUs.

SEC source: 0001209191-21-071625 · doc4.xml · nonDerivative · entry 1

Wolff Benjamin G · CIK 0001368618 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,405,713

F1 · security: Includes shares represented by restricted stock units, or RSUs, of which all 287,205 have vested. Settlement of the remaining vested RSUs will not occur until March 15, 2022.

F2 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of RSUs.

SEC source: 0001209191-21-071632 · doc4.xml · nonDerivative · entry 1

Hansen Steven Q. · CIK 0001880607 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,299

F1 · security: The reported shares are represented by restricted stock units, or RSUs, of which 8,548 have vested as of December 1, 2021 and the remaining shares vest beginning on January 1, 2022 in monthly installments equal to 1/36 of the total RSUs subject to the award. Settlement of the remaining vested RSUs will not occur until March 15, 2022.

F2 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of RSUs.