Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Palladyne AI Corp.STRC · Entity 6068 | Chief Operating Officer | May 20, 2023 | May 23, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Palladyne AI Corp.
Report date May 20, 2023 · Filed May 23, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,053,029 |
Reported balance
After 2023-05-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-05-20 · Tax withholding · Disposed 50,599 · Balance 7,053,029 F1: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs. F2: Includes shares represented by RSUs, of which 132,775 settled on May 20, 2023 and were then reduced by the 50,599 shares withheld for taxes as reported on this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.
F2: Includes shares represented by RSUs, of which 132,775 settled on May 20, 2023 and were then reduced by the 50,599 shares withheld for taxes as reported on this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2023 Filed May 23, 2023 17:28 UTC | Palladyne AI Corp. STRC · Entity 6068 | Tax withholdingCommon Stock | 50,599 | $0.39 | $19,632.41 |
DisclosureSEC source: 0001209191-23-031700 · doc4.xml · nonDerivative · entry 1 PEDERSEN JORGEN · CIK 0001925868 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,053,029 F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs. F2 · balance_after: Includes shares represented by RSUs, of which 132,775 settled on May 20, 2023 and were then reduced by the 50,599 shares withheld for taxes as reported on this Form 4. Read SEC document |
| March 29, 2023 Filed Mar 30, 2023 19:49 UTC | Palladyne AI Corp. STRC · Entity 6068 | GrantStock Option (Right to Buy) · Derivative | 284,352 | $0.00 Strike: $0.47 | $0.00 |
DisclosureSEC source: 0001209191-23-021738 · doc4.xml · derivative · entry 2 PEDERSEN JORGEN · CIK 0001925868 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 284,352 Underlying: Common Stock · 284,352 shares Expires 2033-03-29 F2 · derivative.exercise_date: 25% of the shares subject to the Option will vest on March 29, 2024, and then 1/12 of the shares subject to the Option vest on each quarterly vesting date thereafter, subject to the reporting person's continued service to the Issuer through such date. Read SEC document |
| March 29, 2023 Filed Mar 30, 2023 19:49 UTC | Palladyne AI Corp. STRC · Entity 6068 | GrantCommon Stock | 185,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-021738 · doc4.xml · nonDerivative · entry 1 PEDERSEN JORGEN · CIK 0001925868 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,103,628 F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan (the "Plan") which can only be settled with shares of common stock. 25% of the award will vest on March 29, 2024, and then 1/12 of the award vest on each quarterly vesting date thereafter, subject to the reporting person's continued service to the Issuer through such date. Read SEC document |
| May 20, 2022 Filed May 23, 2022 20:28 UTC | Palladyne AI Corp. STRC · Entity 6068 | GrantCommon Stock | 733,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031514 · doc4.xml · nonDerivative · entry 1 PEDERSEN JORGEN · CIK 0001925868 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,918,324 F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan (the "Plan") which can only be settled with shares of common stock. 25% of the award will vest on May 20, 2023, and then 1/12 of the award vest on each Quarterly Vesting Date thereafter, subject to the Reporting Person's continued service to the Issuer through such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.