Martindale Kristi

SEC source: 0001878415-25-000007 · form4-12032025_101223.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,829

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Palladyne AI Corp. Employee Stock Purchase Plan ("ESPP"), for the ESPP Purchase Period (as defined in the ESPP) of June 1, 2025 through December 1, 2025. This transaction is exempt under Rule 16b-3(c).

F2 · date: The Purchase Period ended December 1, 2025 and is the Purchase Period comprising the Offering Period (as defined in the ESPP) that began June 1, 2025.

F3 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on December 1, 2025.

SEC source: 0001878415-25-000005 · form4-11222025_011116.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,483

F1 · kind: Represents shares of common stock sold to cover income tax liabilities in connection with the vesting of restricted stock unit awards pursuant to sell-to-cover arrangements implemented by the Issuer, which the Reporting Person may elect to pay in cash, and does not represent discretionary transactions by the Reporting Person.

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $5.0601 to $5.151, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Includes shares represented by RSUs, of which 14,991 settled on November 20 2025, and were then reduced by the 6,753 shares sold for taxes as reported on this Form 4.

SEC source: 0001415889-25-022669 · form4-08212025_110837.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,236

F1 · kind: Represents shares of common stock sold to cover income tax liabilities in connection with the vesting of restricted stock unit awards pursuant to sell-to-cover arrangements implemented by the Issuer, which the Reporting Person may elect to pay in cash, and does not represent discretionary transactions by the Reporting Person.

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $ 7.3901 to $ 7.455, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Includes shares represented by RSUs, of which 14,991 settled on August 20 2025 and were then reduced by the 6,406 shares sold for taxes as reported on this Form 4.

SEC source: 0001415889-25-016347 · form4-06092025_100643.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,642

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Palladyne AI Corp. Employee Stock Purchase Plan ("ESPP"), for the ESPP Purchase Period (as defined in the ESPP) of December 1, 2024 through June 1, 2025. This transaction is also exempt under Rule 16b-3(c).

F2 · date: The Purchase Period ended June 1 and is the first of two Purchase Periods comprising the Offering Period (as defined in the ESPP) that began December 1, 2024.

F3 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on December 2, 2024.

SEC source: 0001415889-25-014295 · form4-05222025_110521.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,307

F1 · kind: Represents shares of common stock sold to cover income tax liabilities in connection with the vesting of restricted stock unit awards pursuant to sell-to-cover arrangements implemented by the Issuer, which the Reporting Person may elect to pay in cash, and does not represent discretionary transactions by the Reporting Person.

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $6.75. to $7.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Includes shares represented by RSUs, of which 14,991 settled on May 20 2025 and were then reduced by the 6,772 shares sold for taxes as reported on this Form 4.

SEC source: 0001415889-25-009660 · form4-04022025_080400.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325,079

F1 · kind: Represents shares of common stock sold to cover income tax liabilities in connection with the vesting of restricted stock unit awards pursuant to sell-to-cover arrangements implemented by the Issuer, which the Reporting Person may elect to pay in cash, and does not represent discretionary transactions by the Reporting Person.

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $5.7702. to $5.861, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Includes shares represented by RSUs, of which 102,492 settled on March 29, 2025 and were then reduced by the 51,141 shares sold for taxes as reported on this Form 4.

SEC source: 0001415889-25-007725 · form4-03112025_100345.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 376,220

F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan, which can only be settled with shares of common stock. 25% of the award vests on March 10, 2026 and 1/12 of the award vests on each quarterly vesting date thereafter beginning May 20, 2026, subject to continued service through the applicable vesting date.

SEC source: 0001209191-23-041030 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,051

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 534 settled on June 30, 2023 and were then reduced by the 185 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-23-033383 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,236

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 534 settled on May 31, 2023 and were then reduced by the 185 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-23-031698 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,421

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 8,817 settled on May 20, 2023 and were then reduced by the 4,661 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-23-026556 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,082

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 535 settled on April 30, 2023 and were then reduced by the 181 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-23-022406 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,263

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 534 settled on March 31, 2023 and were then reduced by the 213 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-23-021736 · doc4.xml · derivative · entry 2

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 284,352

Underlying: Common Stock · 284,352 shares

Expires 2033-03-20

F2 · derivative.exercise_date: 25% of the shares subject to the Option will vest on March 29, 2024, and then 1/12 of the shares subject to the Option vest on each quarterly vesting date thereafter, subject to the reporting person's continued service to the Issuer through such date.

SEC source: 0001209191-23-021736 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,476

F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan (the "Plan") which can only be settled with shares of common stock. 25% of the award will vest on March 29, 2024, and then 1/12 of the award vest on each quarterly vesting date thereafter, subject to the reporting person's continued service to the Issuer through such date.

SEC source: 0001209191-23-014772 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,172

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 534 settled on February 28, 2023 and were then reduced by the 218 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-23-005953 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,390

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 535 settled on January 31, 2023 and were then reduced by the 219 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-23-001147 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,609

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 534 settled on December 31, 2022 and were then reduced by the 166 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-22-059220 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,775

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 534 settled on November 30, 2022 and were then reduced by the 166 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-22-055307 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,941

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 534 settled on October 31, 2022 and were then reduced by the 122 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-22-052308 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,063

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 535 settled on September 30, 2022 and were then reduced by the 186 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-22-048486 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,249

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 534 settled on August 31, 2022 and were then reduced by the 185 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-22-043699 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,434

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 534 settled on July 31, 2022 and were then reduced by the 185 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-22-040223 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,619

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 535 settled on June 30, 2022 and were then reduced by the 186 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-22-033540 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,805

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 534 settled on May 31, 2022.

SEC source: 0001209191-22-031512 · doc4.xml · derivative · entry 2

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,220

Underlying: Common Stock · 85,220 shares

Expires 2032-05-20

F2 · derivative.exercise_date: 25% of the shares subject to the Option will vest on May 20, 2023, and then 1/12 of the shares subject to the Option vest on each Quarterly Vesting Date thereafter, subject to the Reporting Person's continued service to the Issuer through such date.

SEC source: 0001209191-22-031512 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,990

F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan (the "Plan") which can only be settled with shares of common stock. 25% of the award will vest on May 20, 2023, and then 1/12 of the award vest on each Quarterly Vesting Date thereafter, subject to the Reporting Person's continued service to the Issuer through such date.

SEC source: 0001209191-22-027396 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,078

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of RSUs.

F2 · balance_after: Includes shares represented by restricted stock units, or RSUs, of which 534 settled on April 30, 2022.

SEC source: 0001209191-22-022689 · doc4.xml · nonDerivative · entry 3

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,157

F4 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of a restricted stock award.

SEC source: 0001209191-22-022689 · doc4.xml · nonDerivative · entry 2

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,414

F3 · shares: Represents the grant and vesting of a restricted stock award on April 1, 2022.

SEC source: 0001209191-22-022689 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,459

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 534 vested and settled on March 31, 2022.

SEC source: 0001209191-22-019730 · doc4.xml · nonDerivative · entry 2

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,733

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of RSUs.

F3 · balance_after: Includes shares represented by restricted stock units, or RSUs, of which 74,876 settled on March 15, 2022.

SEC source: 0001209191-22-019730 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,699

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of RSUs.

F2 · balance_after: The reported shares are represented by restricted stock units, or RSUs of which 76,602 have vested as of December 6, 2021 and the remaining shares vest beginning on January 6, 2022 in monthly installments equal to 1/36 of the total RSUs subject to the award.