Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Astra Space, Inc.HOL · Entity 88837 | Director | August 04, 2020 | August 06, 2020 |
| Colicity Inc.COLI · Entity 124494 | Director | February 23, 2021 | February 24, 2021 |
| Palladyne AI Corp.PDYN · Entity 6068 | Director | June 08, 2026 | June 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Astra Space, Inc.
Report date August 04, 2020 · Filed August 06, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-08-04 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The reporting person owns 33,000 shares of Class B Common Stock which will automatically convert into shares of Class A Common Stock at the time of the consummation of our initial business combination on a one-for-one basis, subject to adjustment as described under the caption "Founder shares conversion and anti-dilution rights" in the Issuer's registration statement on Form S-1 (File No. 333-239926). |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person owns 33,000 shares of Class B Common Stock which will automatically convert into shares of Class A Common Stock at the time of the consummation of our initial business combination on a one-for-one basis, subject to adjustment as described under the caption "Founder shares conversion and anti-dilution rights" in the Issuer's registration statement on Form S-1 (File No. 333-239926).
Colicity Inc.
Report date February 23, 2021 · Filed February 24, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-02-23 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The reporting person owns 40,250 shares of Class B Common Stock which will automatically convert into shares of Class A Common Stock at the time of the consummation of our initial business combination on a one-for-one basis, subject to adjustment as described under the caption "Founder shares conversion and anti-dilution rights" in the Issuer's registration statement on Form S-1 (File No. 333-252811) |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person owns 40,250 shares of Class B Common Stock which will automatically convert into shares of Class A Common Stock at the time of the consummation of our initial business combination on a one-for-one basis, subject to adjustment as described under the caption "Founder shares conversion and anti-dilution rights" in the Issuer's registration statement on Form S-1 (File No. 333-252811)
Palladyne AI Corp.
Report date June 08, 2026 · Filed June 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 344,786 |
Reported balance
After 2026-06-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-08 · Grant · Acquired 15,083 · Balance 344,786 F1: Includes 15,083 restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the next annual meeting of the Issuer's stockholders following the date the award was granted, in each case, subject to the Reporting Person continuing to be a Service Provider through the applicable vesting date. |
| Common StockSEC Table I · non-derivative | IndirectBy On Eagles Wings Investments, LLC | 200,000 |
Reported balance
Holding disclosure · report date 2026-06-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 200,000 F2: On Eagles Wings Investments, LLC is an entity wholly-owned by Weibling Living Trust - Revocable Trust, for which Mr. Weibling and his spouse are sole beneficiaries, and Mr. Weibling's children. |
| Common StockSEC Table I · non-derivative | IndirectBy Weibling Living Trust | 376,780 |
Reported balance
Holding disclosure · report date 2026-06-08 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 376,780 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 15,083 restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the next annual meeting of the Issuer's stockholders following the date the award was granted, in each case, subject to the Reporting Person continuing to be a Service Provider through the applicable vesting date.
F2: On Eagles Wings Investments, LLC is an entity wholly-owned by Weibling Living Trust - Revocable Trust, for which Mr. Weibling and his spouse are sole beneficiaries, and Mr. Weibling's children.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SOTHEBYS
Report date October 03, 2019 · Filed October 04, 2019
Section 16 reporting ended · disclosed 2019-10-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-10-03 transaction · row 1
1 source rowRow 1 · 2019-10-03 · Disposition to issuer · Disposed 5,000 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated as of June 16, 2019, by and among BidFair USA Inc. (formerly a limited liability company known as BidFair USA LLC), BidFair MergeRight, Inc. and the Issuer (the "Merger Agreement"), each share of the Issuer's Common Stock held by the reporting person was converted into the right to receive $57 in cash (the "Merger Consideration") at the effective time of the merger. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-10-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-10-03 · Disposition to issuer · Disposed 30,060.24 · Balance 0 F2: Each Deferred Stock Unit represented the right to receive one share of Common Stock under the Company's Stock Compensation Plan for Non-Employee Directors. Pursuant to the Merger Agreement, at the effective time of the merger, the Deferred Stock Units held by the reporting person were canceled and converted into the right to receive an amount in cash equal to the product of (x) the total number of shares of Common Stock underlying such Deferred Stock Units and (y) the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger dated as of June 16, 2019, by and among BidFair USA Inc. (formerly a limited liability company known as BidFair USA LLC), BidFair MergeRight, Inc. and the Issuer (the "Merger Agreement"), each share of the Issuer's Common Stock held by the reporting person was converted into the right to receive $57 in cash (the "Merger Consideration") at the effective time of the merger.
F2: Each Deferred Stock Unit represented the right to receive one share of Common Stock under the Company's Stock Compensation Plan for Non-Employee Directors. Pursuant to the Merger Agreement, at the effective time of the merger, the Deferred Stock Units held by the reporting person were canceled and converted into the right to receive an amount in cash equal to the product of (x) the total number of shares of Common Stock underlying such Deferred Stock Units and (y) the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2026 Filed Jun 8, 2026 20:57 UTC | Palladyne AI Corp. PDYN · Entity 6068 | GrantCommon Stock | 15,083 | $0.00 | $0.00 |
DisclosureSEC source: 0001114673-26-000002 · form4-06082026_080607.xml · nonDerivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 344,786 F1 · balance_after: Includes 15,083 restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the next annual meeting of the Issuer's stockholders following the date the award was granted, in each case, subject to the Reporting Person continuing to be a Service Provider through the applicable vesting date. Read SEC document |
| September 19, 2025 Filed Sep 19, 2025 20:18 UTC | Palladyne AI Corp. PDYN · Entity 6068 | GiftCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001114673-25-000005 · form4-09192025_080940.xml · nonDerivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 329,703 Read SEC document |
| June 26, 2025 Filed Jun 27, 2025 20:07 UTC | Palladyne AI Corp. PDYN · Entity 6068 | GiftCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-018361 · form4-06272025_080636.xml · nonDerivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 354,703 F1 · shares: Represents a charitable contribution of shares to a donor advised fund. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 22:41 UTC | Palladyne AI Corp. PDYN · Entity 6068 | GrantCommon Stock | 14,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-017305 · form4-06132025_100637.xml · nonDerivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 404,703 F1 · balance_after: Includes 14,819 restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the next annual meeting of the Issuer's stockholders following the date the award was granted, in each case, subject to the Reporting Person continuing to be a Service Provider through the applicable vesting date. Read SEC document |
| October 31, 2024 Filed Nov 5, 2024 02:01 UTC | Palladyne AI Corp. PDYN · Entity 6068 | PurchaseWarrants (right to buy) · Derivative | 215,053 | $0.13 Strike: $2.30 | $26,881.63 |
DisclosureSEC source: 0001415889-24-026064 · form4-11052024_021140.xml · derivative · entry 4 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,053 Underlying: Common Stock · 215,053 shares Expires 2030-05-01 Read SEC document |
| October 31, 2024 Filed Nov 5, 2024 02:01 UTC | Palladyne AI Corp. PDYN · Entity 6068 | PurchaseCommon Stock | 215,053 | $2.20 | $473,116.60 |
DisclosureSEC source: 0001415889-24-026064 · form4-11052024_021140.xml · nonDerivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 389,884 Read SEC document |
| October 31, 2024 Filed Nov 5, 2024 22:24 UTC Amendment | Palladyne AI Corp. PDYN · Entity 6068 | GrantWarrants (right to buy) · Derivative | 215,053 | $0.13 Strike: $2.30 | $26,881.63 |
DisclosureSEC source: 0001415889-24-026181 · form4a-11052024_101142.xml · derivative · entry 4 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,053 Underlying: Common Stock · 215,053 shares Expires 2030-05-01 F1 · kind: The acquisition reflected in the original Form 4 filed on November 4, 2024 ("Original Form 4") was an exempt transaction under Rule 16b-3. This amendment is being filed solely to amend the Original Form 4 to reflect the correct transaction code "A". Read SEC document |
| October 31, 2024 Filed Nov 5, 2024 22:24 UTC Amendment | Palladyne AI Corp. PDYN · Entity 6068 | GrantCommon Stock | 215,053 | $2.20 | $473,116.60 |
DisclosureSEC source: 0001415889-24-026181 · form4a-11052024_101142.xml · nonDerivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 389,884 F1 · kind: The acquisition reflected in the original Form 4 filed on November 4, 2024 ("Original Form 4") was an exempt transaction under Rule 16b-3. This amendment is being filed solely to amend the Original Form 4 to reflect the correct transaction code "A". Read SEC document |
| June 12, 2024 Filed Jun 13, 2024 22:33 UTC | Palladyne AI Corp. PDYN · Entity 6068 | GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $2.09 | $0.00 |
DisclosureSEC source: 0001415889-24-016746 · form4-06132024_100617.xml · derivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2034-06-12 F1 · derivative.exercise_date: One hundred percent (100%) of the award will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the next annual meeting of the Issuer's stockholders following the date the award was granted, in each case, subject to the Reporting Person continuing to be a Service Provider through the applicable vesting date. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 22:21 UTC | Palladyne AI Corp. PDYN · Entity 6068 | PurchaseCommon Stock | 11,729 | $1.75 | $20,580.88 |
DisclosureSEC source: 0001415889-24-016271 · form4-06102024_100659.xml · nonDerivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By On Eagles Wings Investments, LLC Disclosed balance after: 200,000 F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $1.71 to $1.78, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2 · ownership.nature: On Eagles Wings Investments, LLC is an entity wholly-owned by Weibling Living Trust - Revocable Trust, for which Mr. Weibling and his spouse are sole beneficiaries, and Mr. Weibling's children. Read SEC document |
| June 06, 2024 Filed Jun 7, 2024 21:35 UTC | Palladyne AI Corp. PDYN · Entity 6068 | PurchaseCommon Stock | 12,500 | $1.79 | $22,401.25 |
DisclosureSEC source: 0001415889-24-016046 · form4-06072024_090653.xml · nonDerivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By On Eagles Wings Investments, LLC Disclosed balance after: 188,271 F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $1.79 to $1.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2 · ownership.nature: On Eagles Wings Investments, LLC is an entity wholly-owned by Weibling Living Trust - Revocable Trust, for which Mr. Weibling and his spouse are sole beneficiaries, and Mr. Weibling's children. Read SEC document |
| June 05, 2024 Filed Jun 6, 2024 20:36 UTC | Palladyne AI Corp. PDYN · Entity 6068 | PurchaseCommon Stock | 12,919 | $1.67 | $21,587.65 |
DisclosureSEC source: 0001415889-24-015773 · form4-06062024_080632.xml · nonDerivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By On Eagles Wings Investments, LLC Disclosed balance after: 175,771 F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $1.62 to $1.71, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2 · ownership.nature: On Eagles Wings Investments, LLC is an entity wholly-owned by Weibling Living Trust - Revocable Trust, for which Mr. Weibling and his spouse are sole beneficiaries, and Mr. Weibling's children. Read SEC document |
| June 04, 2024 Filed Jun 5, 2024 20:31 UTC | Palladyne AI Corp. PDYN · Entity 6068 | PurchaseCommon Stock | 12,852 | $1.63 | $20,977.03 |
DisclosureSEC source: 0001415889-24-015565 · form4-06052024_080648.xml · nonDerivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By On Eagles Wings Investments, LLC Disclosed balance after: 162,852 F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $1.54 to $1.70, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2 · ownership.nature: On Eagles Wings Investments, LLC is an entity wholly-owned by Weibling Living Trust - Revocable Trust, for which Mr. Weibling and his spouse are sole beneficiaries, and Mr. Weibling's children. Read SEC document |
| May 28, 2024 Filed May 29, 2024 20:38 UTC | Palladyne AI Corp. PDYN · Entity 6068 | PurchaseCommon Stock | 23,976 | $1.84 | $44,022.33 |
DisclosureSEC source: 0001415889-24-014770 · form4-05292024_080533.xml · nonDerivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By On Eagles Wings Investments, LLC Disclosed balance after: 150,000 F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $1.81 to $1.89, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2 · ownership.nature: On Eagles Wings Investments, LLC is an entity wholly-owned by Weibling Living Trust - Revocable Trust, for which Mr. Weibling and his spouse are sole beneficiaries, and Mr. Weibling's children. Read SEC document |
| May 24, 2024 Filed May 28, 2024 21:29 UTC | Palladyne AI Corp. PDYN · Entity 6068 | PurchaseCommon Stock | 15,926 | $1.99 | $31,723.00 |
DisclosureSEC source: 0001415889-24-014696 · form4-05282024_090531.xml · nonDerivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By On Eagles Wings Investments, LLC Disclosed balance after: 126,024 F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $1.93 to $2.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2 · ownership.nature: On Eagles Wings Investments, LLC is an entity wholly-owned by Weibling Living Trust - Revocable Trust, for which Mr. Weibling and his spouse are sole beneficiaries, and Mr. Weibling's children. Read SEC document |
| May 22, 2024 Filed May 23, 2024 20:32 UTC | Palladyne AI Corp. PDYN · Entity 6068 | PurchaseCommon Stock | 7,208 | $1.95 | $14,077.94 |
DisclosureSEC source: 0001415889-24-014271 · form4-05232024_080550.xml · nonDerivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By On Eagles Wings Investments, LLC Disclosed balance after: 110,098 F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $1.95 to $1.96, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2 · ownership.nature: On Eagles Wings Investments, LLC is an entity wholly-owned by Weibling Living Trust - Revocable Trust, for which Mr. Weibling and his spouse are sole beneficiaries, and Mr. Weibling's children. Read SEC document |
| May 21, 2024 Filed May 22, 2024 20:46 UTC | Palladyne AI Corp. PDYN · Entity 6068 | PurchaseCommon Stock | 2,890 | $1.80 | $5,202.00 |
DisclosureSEC source: 0001415889-24-014105 · form4-05222024_080536.xml · nonDerivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By On Eagles Wings Investments, LLC Disclosed balance after: 102,890 F1 · ownership.nature: On Eagles Wings Investments, LLC is an entity wholly-owned by Weibling Living Trust - Revocable Trust, for which Mr. Weibling and his spouse are sole beneficiaries, and Mr. Weibling's children. Read SEC document |
| May 20, 2024 Filed May 21, 2024 20:47 UTC | Palladyne AI Corp. PDYN · Entity 6068 | PurchaseCommon Stock | 1,290 | $1.89 | $2,438.10 |
DisclosureSEC source: 0001415889-24-013967 · form4-05212024_080555.xml · nonDerivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By On Eagles Wings Investments, LLC Disclosed balance after: 100,000 F1 · ownership.nature: On Eagles Wings Investments, LLC is an entity wholly-owned by Weibling Living Trust - Revocable Trust, for which Mr. Weibling and his spouse are sole beneficiaries, and Mr. Weibling's children. Read SEC document |
| May 17, 2024 Filed May 20, 2024 21:47 UTC | Palladyne AI Corp. PDYN · Entity 6068 | PurchaseCommon Stock | 37,921 | $1.50 | $56,726.02 |
DisclosureSEC source: 0001415889-24-013810 · form4-05202024_090505.xml · nonDerivative · entry 2 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By On Eagles Wings Investments, LLC Disclosed balance after: 98,710 F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $1.42 to $1.58, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2 · ownership.nature: On Eagles Wings Investments, LLC is an entity wholly-owned by Weibling Living Trust - Revocable Trust, for which Mr. Weibling and his spouse are sole beneficiaries, and Mr. Weibling's children. Read SEC document |
| May 16, 2024 Filed May 20, 2024 21:47 UTC | Palladyne AI Corp. PDYN · Entity 6068 | PurchaseCommon Stock | 5,789 | $1.41 | $8,159.60 |
DisclosureSEC source: 0001415889-24-013810 · form4-05202024_090505.xml · nonDerivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By On Eagles Wings Investments, LLC Disclosed balance after: 60,789 F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $1.39 to $1.41, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2 · ownership.nature: On Eagles Wings Investments, LLC is an entity wholly-owned by Weibling Living Trust - Revocable Trust, for which Mr. Weibling and his spouse are sole beneficiaries, and Mr. Weibling's children. Read SEC document |
| May 15, 2024 Filed May 17, 2024 21:57 UTC | Palladyne AI Corp. PDYN · Entity 6068 | PurchaseCommon Stock | 55,000 | $1.36 | $74,596.50 |
DisclosureSEC source: 0001415889-24-013609 · form4-05172024_090522.xml · nonDerivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 229,831 F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $1.34 to $1.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2 · balance_after: The reported number of shares has been adjusted to reflect the impact of the issuer's 1-for-6 reverse stock split completed on July 5, 2023. Read SEC document |
| May 15, 2024 Filed May 20, 2024 21:46 UTC Amendment | Palladyne AI Corp. PDYN · Entity 6068 | PurchaseCommon Stock | 55,000 | $1.36 | $74,596.50 |
DisclosureSEC source: 0001415889-24-013808 · form4a-05202024_090509.xml · nonDerivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By On Eagles Wings Investments, LLC Disclosed balance after: 55,000 F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $1.34 to $1.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2 · balance_after: This Form 4/A amends the Form 4 originally filed on May 17, 2024 (the "Original Form 4") solely to correct the amount reported in Table I, Column 5. The shares represented here were erroneously reported as directly held in the Original Form 4. F3 · ownership.nature: On Eagles Wings Investments, LLC is an entity wholly-owned by Weibling Living Trust - Revocable Trust, for which Mr. Weibling and his spouse are sole beneficiaries, and Mr. Weibling's children. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 22:00 UTC | Palladyne AI Corp. STRC · Entity 6068 | GrantCommon Stock | 260,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-038052 · doc4.xml · nonDerivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,048,987 F1 · balance_after: Includes 260,078 restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the next annual meeting of the Issuer's stockholders following the date the award was granted, in each case, subject to the Reporting Person continuing to be a Service Provider through the applicable vesting date. Read SEC document |
| April 13, 2023 Filed Apr 14, 2023 22:45 UTC | Palladyne AI Corp. STRC · Entity 6068 | GrantCommon Stock | 10,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-024385 · doc4.xml · nonDerivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 788,909 F1 · balance_after: Includes 10,794 restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of (i) February 1, 2024 or (ii) the day prior to the date of the next annual meeting of the Issuer's stockholders following the date the award was granted, in each case, subject to the reporting person's continued service to the Issuer through the applicable vesting date. Read SEC document |
| June 29, 2022 Filed Jun 30, 2022 23:05 UTC | Palladyne AI Corp. STRC · Entity 6068 | GrantCommon Stock | 57,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-039972 · doc4.xml · nonDerivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 778,115 F1 · balance_after: Includes 57,692 restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of Sarcos Technology and Robotics Corporation (the "Company"). The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the annual meeting of the Company's stockholders (the "Annual Meeting") next following the date the award was granted, in each case, subject to the Recipient continuing to be a Service Provider through the applicable vesting date. F2 · balance_after: Includes 12,315 shares of Common Stock underlying RSUs that fully vested on June 28, 2022. Read SEC document |
| December 09, 2021 Filed Dec 29, 2021 22:07 UTC | Palladyne AI Corp. STRC · Entity 6068 | GrantCommon Stock | 12,315 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-071489 · doc4.xml · nonDerivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 720,423 F1 · shares: Represents restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of Sarcos Technology and Robotics Corporation (the "Company"). The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the annual meeting of the Company's stockholders (the "Annual Meeting") next following the date the award was granted, in each case, subject to the Recipient continuing to be a Service Provider through the applicable vesting date. Read SEC document |
| September 24, 2021 Filed Sep 24, 2021 21:44 UTC | Palladyne AI Corp. STRC · Entity 6068 | GrantCommon Stock | 50,000 | $10.00 | $500,000.00 |
DisclosureSEC source: 0001209191-21-057694 · doc4.xml · nonDerivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,260,683 F1 · ownership.nature: On April 5, 2021, the issuer entered into subscription agreements with certain investors (the "PIPE Investors") pursuant to which the PIPE Investors agreed to purchase shares of the issuer's common stock for $10.00 per share in connection with, and conditioned upon, the substantially concurrent consummation of certain transactions, including the Agreement and Plan of Merger, dated as of April 5, 2021, as amended on August 28, 2021, by and among Sarcos Corp., Rotor Merger Sub Corp. and Rotor Acquisition Corp. (the "Business Combination"). As one of the PIPE Investors, on September 24, 2021, the Weibling Living Trust acquired 50,000 shares of the issuer's common stock for $10.00 per share. Mr. Weibling has sole voting and dispositive power over the shares held by the Weibling Living Trust. Read SEC document |
| October 03, 2019 Filed Oct 4, 2019 12:28 UTC | SOTHEBYS BID · Entity 154560 | Disposition to issuerDeferred Stock Units · Derivative | 30,060.24 | $57.00 | $1,713,433.68 |
DisclosureSEC source: 0001127602-19-030118 · form4.xml · derivative · entry 2 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,060.24 shares Expires not disclosed F2 · derivative.exercise_price: Each Deferred Stock Unit represented the right to receive one share of Common Stock under the Company's Stock Compensation Plan for Non-Employee Directors. Pursuant to the Merger Agreement, at the effective time of the merger, the Deferred Stock Units held by the reporting person were canceled and converted into the right to receive an amount in cash equal to the product of (x) the total number of shares of Common Stock underlying such Deferred Stock Units and (y) the Merger Consideration. F2 · price: Each Deferred Stock Unit represented the right to receive one share of Common Stock under the Company's Stock Compensation Plan for Non-Employee Directors. Pursuant to the Merger Agreement, at the effective time of the merger, the Deferred Stock Units held by the reporting person were canceled and converted into the right to receive an amount in cash equal to the product of (x) the total number of shares of Common Stock underlying such Deferred Stock Units and (y) the Merger Consideration. F2 · derivative.exercise_date: Each Deferred Stock Unit represented the right to receive one share of Common Stock under the Company's Stock Compensation Plan for Non-Employee Directors. Pursuant to the Merger Agreement, at the effective time of the merger, the Deferred Stock Units held by the reporting person were canceled and converted into the right to receive an amount in cash equal to the product of (x) the total number of shares of Common Stock underlying such Deferred Stock Units and (y) the Merger Consideration. F2 · derivative.expiration_date: Each Deferred Stock Unit represented the right to receive one share of Common Stock under the Company's Stock Compensation Plan for Non-Employee Directors. Pursuant to the Merger Agreement, at the effective time of the merger, the Deferred Stock Units held by the reporting person were canceled and converted into the right to receive an amount in cash equal to the product of (x) the total number of shares of Common Stock underlying such Deferred Stock Units and (y) the Merger Consideration. F2 · derivative.underlying: Each Deferred Stock Unit represented the right to receive one share of Common Stock under the Company's Stock Compensation Plan for Non-Employee Directors. Pursuant to the Merger Agreement, at the effective time of the merger, the Deferred Stock Units held by the reporting person were canceled and converted into the right to receive an amount in cash equal to the product of (x) the total number of shares of Common Stock underlying such Deferred Stock Units and (y) the Merger Consideration. Read SEC document |
| October 03, 2019 Filed Oct 4, 2019 12:28 UTC | SOTHEBYS BID · Entity 154560 | Disposition to issuerCommon Stock | 5,000 | $57.00 | $285,000.00 |
DisclosureSEC source: 0001127602-19-030118 · form4.xml · nonDerivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger dated as of June 16, 2019, by and among BidFair USA Inc. (formerly a limited liability company known as BidFair USA LLC), BidFair MergeRight, Inc. and the Issuer (the "Merger Agreement"), each share of the Issuer's Common Stock held by the reporting person was converted into the right to receive $57 in cash (the "Merger Consideration") at the effective time of the merger. Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 09:19 UTC | SOTHEBYS BID · Entity 154560 | SaleCommon Stock | 11,000 | $58.72 | $645,865.00 |
DisclosureSEC source: 0001127602-19-027211 · form4.xml · nonDerivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.58 to $58.9105, inclusive. The Reporting Person undertakes to provide to Sotheby's, any security holder of Sotheby's, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 19, 2019 Filed Aug 19, 2019 17:22 UTC | SOTHEBYS BID · Entity 154560 | SaleCommon Stock | 9,000 | $58.70 | $528,309.90 |
DisclosureSEC source: 0001127602-19-026985 · form4.xml · nonDerivative · entry 4 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.60 to $58.75, inclusive. The Reporting Person undertakes to provide to Sotheby's, any security holder of Sotheby's, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 16, 2019 Filed Aug 19, 2019 17:22 UTC | SOTHEBYS BID · Entity 154560 | SaleCommon Stock | 2,600 | $58.06 | $150,961.46 |
DisclosureSEC source: 0001127602-19-026985 · form4.xml · nonDerivative · entry 3 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Eagle Wings LLC Disclosed balance after: 0 F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.01 to $58.119, inclusive. The Reporting Person undertakes to provide to Sotheby's, any security holder of Sotheby's, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The Reporting Person, his wife and children all own outstanding interests of this limited liability company. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 15:59 UTC | SOTHEBYS BID · Entity 154560 | GrantDeferred Stock Units · Derivative | 536 | $58.24 | $31,216.64 |
DisclosureSEC source: 0001127602-19-026710 · form4.xml · derivative · entry 5 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,665.24 Underlying: Common Stock · 536 shares Expires not disclosed F4 · derivative.exercise_price: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F4 · kind: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F4 · derivative.exercise_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F4 · derivative.expiration_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 17:22 UTC | SOTHEBYS BID · Entity 154560 | SaleCommon Stock | 6,000 | $58.24 | $349,419.00 |
DisclosureSEC source: 0001127602-19-026985 · form4.xml · nonDerivative · entry 2 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Eagle Wings LLC Disclosed balance after: 2,600 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.15 to $58.36, inclusive. The Reporting Person undertakes to provide to Sotheby's, any security holder of Sotheby's, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The Reporting Person, his wife and children all own outstanding interests of this limited liability company. Read SEC document |
| August 15, 2019 Filed Oct 1, 2019 11:55 UTC Amendment | SOTHEBYS BID · Entity 154560 | GrantDeferred Stock Units · Derivative | 536 | $58.24 | $31,216.64 |
DisclosureSEC source: 0001127602-19-029313 · form4a.xml · derivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,060.24 Underlying: Common Stock · 536 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · kind: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · derivative.exercise_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · derivative.expiration_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 15:59 UTC | SOTHEBYS BID · Entity 154560 | GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-026710 · form4.xml · nonDerivative · entry 4 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Eagle Wings LLC Disclosed balance after: 8,600 F3 · ownership.nature: The Reporting Person, his wife and children all own outstanding interests of this limited liability company. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 15:59 UTC | SOTHEBYS BID · Entity 154560 | SaleCommon Stock | 1,000 | $58.20 | $58,200.00 |
DisclosureSEC source: 0001127602-19-026710 · form4.xml · nonDerivative · entry 3 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Eagle Wings LLC Disclosed balance after: 9,000 F3 · ownership.nature: The Reporting Person, his wife and children all own outstanding interests of this limited liability company. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 15:59 UTC | SOTHEBYS BID · Entity 154560 | SaleCommon Stock | 9,000 | $58.24 | $524,146.50 |
DisclosureSEC source: 0001127602-19-026710 · form4.xml · nonDerivative · entry 2 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,000 F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.0897 to $58.35, inclusive. The Reporting Person undertakes to provide to Sotheby's, any security holder of Sotheby's, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 14, 2019 Filed Aug 19, 2019 17:22 UTC | SOTHEBYS BID · Entity 154560 | GiftCommon Stock | 36,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-026985 · form4.xml · nonDerivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 15:59 UTC | SOTHEBYS BID · Entity 154560 | SaleCommon Stock | 11,000 | $58.31 | $641,407.80 |
DisclosureSEC source: 0001127602-19-026710 · form4.xml · nonDerivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.15 to $58.50, inclusive. The Reporting Person undertakes to provide to Sotheby's, any security holder of Sotheby's, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 15, 2019 Filed May 15, 2019 13:53 UTC | SOTHEBYS BID · Entity 154560 | GrantDeferred Stock Units · Derivative | 844 | $37.00 | $31,228.00 |
DisclosureSEC source: 0001127602-19-018524 · form4.xml · derivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,524.24 Underlying: Common Stock · 844 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · kind: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · derivative.exercise_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · derivative.expiration_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 14:24 UTC | SOTHEBYS BID · Entity 154560 | GrantDeferred Stock Units · Derivative | 774 | $40.37 | $31,246.38 |
DisclosureSEC source: 0001127602-19-006673 · form4.xml · derivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,680.24 Underlying: Common Stock · 774 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · kind: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · derivative.exercise_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · derivative.expiration_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. Read SEC document |
| November 19, 2018 Filed Nov 19, 2018 11:04 UTC | SOTHEBYS BID · Entity 154560 | GrantDeferred Stock Units · Derivative | 795 | $39.26 | $31,211.70 |
DisclosureSEC source: 0001127602-18-033621 · form4.xml · derivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,906.24 Underlying: Common Stock · 795 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · kind: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · derivative.exercise_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · derivative.expiration_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. Read SEC document |
| August 15, 2018 Filed Aug 15, 2018 15:11 UTC | SOTHEBYS BID · Entity 154560 | GrantDeferred Stock Units · Derivative | 666 | $46.90 | $31,235.40 |
DisclosureSEC source: 0001127602-18-025430 · form4.xml · derivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,111.24 Underlying: Common Stock · 666 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · kind: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · derivative.exercise_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · derivative.expiration_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. Read SEC document |
| May 15, 2018 Filed May 15, 2018 15:05 UTC | SOTHEBYS BID · Entity 154560 | GrantDeferred Stock Units · Derivative | 553 | $56.49 | $31,238.97 |
DisclosureSEC source: 0001127602-18-017504 · form4.xml · derivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,445.24 Underlying: Common Stock · 553 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · kind: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · derivative.exercise_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · derivative.expiration_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 14:52 UTC | SOTHEBYS BID · Entity 154560 | GrantDeferred Stock Units · Derivative | 395 | $47.44 | $18,738.80 |
DisclosureSEC source: 0001127602-18-007073 · form4.xml · derivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,892.24 Underlying: Common Stock · 395 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · kind: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · shares: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · derivative.exercise_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · derivative.expiration_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 13:44 UTC | SOTHEBYS BID · Entity 154560 | GrantDeferred Stock Units · Derivative | 395 | $47.44 | $18,738.80 |
DisclosureSEC source: 0001127602-18-007052 · form4.xml · derivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,892.24 Underlying: Common Stock · 395 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · kind: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · shares: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · derivative.exercise_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · derivative.expiration_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 12:59 UTC | SOTHEBYS BID · Entity 154560 | GrantDeferred Stock Units · Derivative | 410 | $45.66 | $18,720.60 |
DisclosureSEC source: 0001127602-17-032352 · form4.xml · derivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,907.24 Underlying: Common Stock · 410 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · kind: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · derivative.exercise_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · derivative.expiration_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. Read SEC document |
| November 15, 2017 Filed Feb 20, 2018 13:23 UTC Amendment | SOTHEBYS BID · Entity 154560 | GrantDeferred Stock Units · Derivative | 410 | $45.66 | $18,720.60 |
DisclosureSEC source: 0001127602-18-007028 · form4a.xml · derivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,497.24 Underlying: Common Stock · 410 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · kind: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · derivative.exercise_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · derivative.expiration_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 13:29 UTC | SOTHEBYS BID · Entity 154560 | GrantDeferred Stock Units · Derivative | 391 | $47.85 | $18,709.35 |
DisclosureSEC source: 0001127602-17-025873 · form4.xml · derivative · entry 1 WEIBLING DENNIS M · CIK 0001114673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,087.24 Underlying: Common Stock · 391 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · derivative.exercise_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. F1 · derivative.expiration_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.