Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Palladyne AI Corp.STRC · Entity 6068 | Chief Financial Officer | September 30, 2022 | October 04, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Palladyne AI Corp.
Report date September 30, 2022 · Filed October 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 84,183 |
Reported balance
After 2022-09-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-09-30 · Tax withholding · Disposed 146 · Balance 84,183 F1: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs. F2: Includes shares represented by RSUs, of which 534 settled on September 30, 2022 and were then reduced by the 146 shares withheld for taxes as reported on this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.
F2: Includes shares represented by RSUs, of which 534 settled on September 30, 2022 and were then reduced by the 146 shares withheld for taxes as reported on this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2022 Filed Oct 4, 2022 20:48 UTC | Palladyne AI Corp. STRC · Entity 6068 | Tax withholdingCommon Stock | 146 | $2.22 | $324.12 |
DisclosureSEC source: 0001209191-22-052322 · doc4.xml · nonDerivative · entry 1 Hansen Steven Q. · CIK 0001880607 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,183 F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs. F2 · balance_after: Includes shares represented by RSUs, of which 534 settled on September 30, 2022 and were then reduced by the 146 shares withheld for taxes as reported on this Form 4. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:17 UTC | Palladyne AI Corp. STRC · Entity 6068 | Tax withholdingCommon Stock | 152 | $3.28 | $498.56 |
DisclosureSEC source: 0001209191-22-048502 · doc4.xml · nonDerivative · entry 1 Hansen Steven Q. · CIK 0001880607 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,329 F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs. F2 · balance_after: Includes shares represented by RSUs, of which 534 settled on August 31, 2022 and were then reduced by the 152 shares withheld for taxes as reported on this Form 4. Read SEC document |
| July 31, 2022 Filed Aug 1, 2022 21:22 UTC | Palladyne AI Corp. STRC · Entity 6068 | Tax withholdingCommon Stock | 152 | $3.35 | $509.20 |
DisclosureSEC source: 0001209191-22-043709 · doc4.xml · nonDerivative · entry 1 Hansen Steven Q. · CIK 0001880607 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,481 F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs. F2 · balance_after: Includes shares represented by RSUs, of which 535 settled on July 31, 2022 and were then reduced by the 152 shares withheld for taxes as reported on this Form 4. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 20:23 UTC | Palladyne AI Corp. STRC · Entity 6068 | Tax withholdingCommon Stock | 149 | $2.66 | $396.34 |
DisclosureSEC source: 0001209191-22-040227 · doc4.xml · nonDerivative · entry 1 Hansen Steven Q. · CIK 0001880607 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,633 F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs. F2 · balance_after: Includes shares represented by RSUs, of which 534 settled on June 30, 2022 and were then reduced by the 149 shares withheld for taxes as reported on this Form 4. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 20:30 UTC | Palladyne AI Corp. STRC · Entity 6068 | Tax withholdingCommon Stock | 155 | $4.29 | $664.95 |
DisclosureSEC source: 0001209191-22-033534 · doc4.xml · nonDerivative · entry 1 Hansen Steven Q. · CIK 0001880607 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,782 F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs. F2 · balance_after: Includes shares represented by RSUs, of which 534 settled on May 31, 2022. Read SEC document |
| May 20, 2022 Filed May 24, 2022 00:24 UTC | Palladyne AI Corp. STRC · Entity 6068 | GrantStock Option (right to buy) · Derivative | 90,553 | $0.00 Strike: $4.09 | $0.00 |
DisclosureSEC source: 0001209191-22-031509 · doc4.xml · derivative · entry 2 Hansen Steven Q. · CIK 0001880607 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,553 Underlying: Common Stock · 90,553 shares Expires 2032-05-20 F2 · derivative.exercise_date: 25% of the shares subject to the Option will vest on May 20, 2023, and then 1/12 of the shares subject to the Option vest on each Quarterly Vesting Date thereafter, subject to the Reporting Person's continued service to the Issuer through such date. Read SEC document |
| May 20, 2022 Filed May 24, 2022 00:24 UTC | Palladyne AI Corp. STRC · Entity 6068 | GrantCommon Stock | 57,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031509 · doc4.xml · nonDerivative · entry 1 Hansen Steven Q. · CIK 0001880607 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,937 F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan (the "Plan") which can only be settled with shares of common stock. 25% of the award will vest on May 20, 2023, and then 1/12 of the award vest on each Quarterly Vesting Date thereafter, subject to the Reporting Person's continued service to the Issuer through such date. Read SEC document |
| April 30, 2022 Filed May 5, 2022 21:07 UTC | Palladyne AI Corp. STRC · Entity 6068 | Tax withholdingCommon Stock | 211 | $4.70 | $991.70 |
DisclosureSEC source: 0001209191-22-027401 · doc4.xml · nonDerivative · entry 1 Hansen Steven Q. · CIK 0001880607 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,651 F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of RSUs. F2 · balance_after: The reported shares are represented by restricted stock units, or RSUs, of which 535 settled on April 30, 2022. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 23:15 UTC | Palladyne AI Corp. STRC · Entity 6068 | Tax withholdingCommon Stock | 3,505 | $6.70 | $23,483.50 |
DisclosureSEC source: 0001209191-22-022686 · doc4.xml · nonDerivative · entry 3 Hansen Steven Q. · CIK 0001880607 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,862 F4 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the settlement of a restricted stock award. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 23:15 UTC | Palladyne AI Corp. STRC · Entity 6068 | GrantCommon Stock | 8,955 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-022686 · doc4.xml · nonDerivative · entry 2 Hansen Steven Q. · CIK 0001880607 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,367 F3 · shares: Represents the grant and vesting of a restricted stock award on April 1, 2022. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 23:15 UTC | Palladyne AI Corp. STRC · Entity 6068 | Tax withholdingCommon Stock | 226 | $6.65 | $1,502.90 |
DisclosureSEC source: 0001209191-22-022686 · doc4.xml · nonDerivative · entry 1 Hansen Steven Q. · CIK 0001880607 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,412 F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs. F2 · balance_after: The reported shares are represented by RSUs, of which 534 vested and settled on March 31, 2022. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:56 UTC | Palladyne AI Corp. STRC · Entity 6068 | Tax withholdingCommon Stock | 2,661 | $5.45 | $14,502.45 |
DisclosureSEC source: 0001209191-22-019728 · doc4.xml · nonDerivative · entry 1 Hansen Steven Q. · CIK 0001880607 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,638 F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of RSUs. F2 · balance_after: The reported shares are represented by restricted stock units, or RSUs, of which 9,804 settled on March 15, 2022. Read SEC document |
| December 28, 2021 Filed Dec 30, 2021 23:00 UTC | Palladyne AI Corp. STRC · Entity 6068 | Tax withholdingCommon Stock | 347 | $9.83 | $3,411.01 |
DisclosureSEC source: 0001209191-21-071632 · doc4.xml · nonDerivative · entry 1 Hansen Steven Q. · CIK 0001880607 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,299 F1 · security: The reported shares are represented by restricted stock units, or RSUs, of which 8,548 have vested as of December 1, 2021 and the remaining shares vest beginning on January 1, 2022 in monthly installments equal to 1/36 of the total RSUs subject to the award. Settlement of the remaining vested RSUs will not occur until March 15, 2022. F2 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.