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GARAGIC DENIS

Disclosed activity across 1 company

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20894
SEC CIK
0001920634

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Palladyne AI Corp.PDYN · Entity 6068CHIEF TECHNOLOGY OFFICERAugust 21, 2026August 21, 2026

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Palladyne AI Corp.

Report date August 21, 2026 · Filed August 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect990,798 Reported balance After 2026-08-21 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-21 · Sale · Disposed 17,255 · Balance 990,798

F1: Represents shares of common stock sold to cover income tax liabilities in connection with the vesting of restricted stock unit awards pursuant to sell-to-cover arrangements implemented by the Issuer, which the Reporting Person may elect to pay in cash, and does not represent discretionary transactions by the Reporting Person.

F2: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $6.1201 to $6.2101, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3: Includes shares represented by RSUs, of which 41,539 settled on August 20, 2026 and were then reduced by the 17,255 shares sold for taxes as reported on this Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock sold to cover income tax liabilities in connection with the vesting of restricted stock unit awards pursuant to sell-to-cover arrangements implemented by the Issuer, which the Reporting Person may elect to pay in cash, and does not represent discretionary transactions by the Reporting Person.

F2: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $6.1201 to $6.2101, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3: Includes shares represented by RSUs, of which 41,539 settled on August 20, 2026 and were then reduced by the 17,255 shares sold for taxes as reported on this Form 4.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 21, 2026 Filed Aug 21, 2026 23:52 UTC Palladyne AI Corp. PDYN · Entity 6068 SaleCommon Stock 17,255 $6.16 $106,271.82
Disclosure

SEC source: 0001920634-26-000020 · form4-08212026_110854.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 990,798

F1 · kind: Represents shares of common stock sold to cover income tax liabilities in connection with the vesting of restricted stock unit awards pursuant to sell-to-cover arrangements implemented by the Issuer, which the Reporting Person may elect to pay in cash, and does not represent discretionary transactions by the Reporting Person.

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $6.1201 to $6.2101, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Includes shares represented by RSUs, of which 41,539 settled on August 20, 2026 and were then reduced by the 17,255 shares sold for taxes as reported on this Form 4.

Read SEC document
June 08, 2026 Filed Jun 8, 2026 21:10 UTC Palladyne AI Corp. PDYN · Entity 6068 GrantCommon Stock 447,094 $0.00 $0.00
Disclosure

SEC source: 0001920634-26-000016 · form4-06082026_090600.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,008,053

F1 · balance_after: Includes 447,094 restricted stock units ("RSUs"), which can only be settled with shares of common stock. The RSUs are divided into 10 equally sized tranches, each tied to a stock price goal and service-based vesting conditions.

Read SEC document
June 01, 2026 Filed Jun 1, 2026 22:30 UTC Palladyne AI Corp. PDYN · Entity 6068 GrantCommon Stock 1,000 $4.55 $4,547.50
Disclosure

SEC source: 0001920634-26-000014 · form4-06012026_100616.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 560,959

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Palladyne AI Corp. Employee Stock Purchase Plan ("ESPP"), for the ESPP Purchase Period (as defined in the ESPP) of December 1, 2025 through June 1, 2026. This transaction is exempt under Rule 16b-3(c).

F2 · date: The Purchase Period ended June 1, 2026 and is the Purchase Period comprising the Offering Period (as defined in the ESPP) that began December 1, 2025.

F3 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on December 1, 2025.

Read SEC document
May 21, 2026 Filed May 22, 2026 01:49 UTC Palladyne AI Corp. PDYN · Entity 6068 SaleCommon Stock 17,176 $6.14 $105,529.34
Disclosure

SEC source: 0001920634-26-000012 · form4-05222026_010528.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 559,959

F1 · kind: Represents shares of common stock sold to cover income tax liabilities in connection with the vesting of restricted stock unit awards pursuant to sell-to-cover arrangements implemented by the Issuer, which the Reporting Person may elect to pay in cash, and does not represent discretionary transactions by the Reporting Person.

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $6.1201 to $6.2111, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Includes shares represented by RSUs, of which 42,100 settled on May 20, 2026 and were then reduced by the 17,176 shares sold for taxes as reported on this Form 4.

Read SEC document
March 30, 2026 Filed Mar 31, 2026 22:47 UTC Palladyne AI Corp. PDYN · Entity 6068 SaleCommon Stock 15,149 $5.55 $84,020.90
Disclosure

SEC source: 0001920634-26-000008 · form4-03312026_100348.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 577,135

F1 · kind: Represents shares of common stock sold to cover income tax liabilities in connection with the vesting of restricted stock unit awards pursuant to sell-to-cover arrangements implemented by the Issuer, which the Reporting Person may elect to pay in cash, and does not represent discretionary transactions by the Reporting Person.

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $5.295 to $5.6301, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Includes shares represented by RSUs, of which 34,601 settled on March 29, 2026 and were then reduced by the 15,149 shares sold for taxes as reported on this Form 4.

Read SEC document
March 12, 2026 Filed Mar 13, 2026 01:00 UTC Palladyne AI Corp. PDYN · Entity 6068 SaleCommon Stock 12,945 $7.55 $97,734.75
Disclosure

SEC source: 0001920634-26-000004 · form4-03132026_010301.xml · nonDerivative · entry 2

GARAGIC DENIS · CIK 0001920634 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 592,284

F2 · kind: Represents shares of common stock sold to cover income tax liabilities in connection with the vesting of restricted stock unit awards pursuant to sell-to-cover arrangements implemented by the Issuer, which the Reporting Person may elect to pay in cash, and does not represent discretionary transactions by the Reporting Person.

F3 · balance_after: Includes shares represented by RSUs, of which 30,000 settled on March 10, 2026 and were then reduced by the 12,945 shares sold for taxes as reported on this Form 4.

Read SEC document
March 10, 2026 Filed Mar 13, 2026 01:00 UTC Palladyne AI Corp. PDYN · Entity 6068 GrantCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001920634-26-000004 · form4-03132026_010301.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 605,229

F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan, which can only be settled with shares of common stock. 25% of the award vests on March 10, 2027 and 1/12 of the award vests on each quarterly vesting date thereafter beginning May 20, 2027, subject to continued service through the applicable vesting date.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 22:07 UTC Palladyne AI Corp. PDYN · Entity 6068 GrantCommon Stock 981 $4.55 $4,461.10
Disclosure

SEC source: 0001920634-25-000007 · form4-12032025_101220.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 570,229

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Palladyne AI Corp. Employee Stock Purchase Plan ("ESPP"), for the ESPP Purchase Period (as defined in the ESPP) of June 1, 2025 through December 1, 2025. This transaction is exempt under Rule 16b-3(c).

F2 · date: The Purchase Period ended December 1, 2025 and is the Purchase Period comprising the Offering Period (as defined in the ESPP) that began June 1, 2025.

F3 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on December 1, 2025.

Read SEC document
November 21, 2025 Filed Nov 22, 2025 01:20 UTC Palladyne AI Corp. PDYN · Entity 6068 SaleCommon Stock 15,611 $5.11 $79,817.48
Disclosure

SEC source: 0001920634-25-000005 · form4-11222025_011112.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 569,248

F1 · kind: Represents shares of common stock sold to cover income tax liabilities in connection with the vesting of restricted stock unit awards pursuant to sell-to-cover arrangements implemented by the Issuer, which the Reporting Person may elect to pay in cash, and does not represent discretionary transactions by the Reporting Person.

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $5.0601 to $5.151, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Includes shares represented by RSUs, of which 34,600 settled on November 20, 2025 and were then reduced by the 15,611 shares sold for taxes as reported on this Form 4.

Read SEC document
August 21, 2025 Filed Aug 21, 2025 23:38 UTC Palladyne AI Corp. PDYN · Entity 6068 SaleCommon Stock 14,809 $7.42 $109,842.80
Disclosure

SEC source: 0001415889-25-022667 · form4-08212025_110846.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 584,859

F1 · kind: Represents shares of common stock sold to cover income tax liabilities in connection with the vesting of restricted stock unit awards pursuant to sell-to-cover arrangements implemented by the Issuer, which the Reporting Person may elect to pay in cash, and does not represent discretionary transactions by the Reporting Person.

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $ 7.3901 to $ 7.455, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Includes shares represented by RSUs, of which 34,600 settled on August 20, 2025 and were then reduced by the 14,809 shares sold for taxes as reported on this Form 4.

Read SEC document
June 01, 2025 Filed Jun 9, 2025 22:36 UTC Palladyne AI Corp. PDYN · Entity 6068 GrantCommon Stock 1,000 $5.03 $5,032.00
Disclosure

SEC source: 0001415889-25-016349 · form4-06092025_100657.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 599,668

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Palladyne AI Corp. Employee Stock Purchase Plan ("ESPP"), for the ESPP Purchase Period (as defined in the ESPP) of December 1, 2024 through June 1, 2025. This transaction is also exempt under Rule 16b-3(c).

F2 · date: The Purchase Period ended June 1 and is the first of two Purchase Periods comprising the Offering Period (as defined in the ESPP) that began December 1, 2024.

F3 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on December 2, 2024.

Read SEC document
May 20, 2025 Filed May 22, 2025 23:44 UTC Palladyne AI Corp. PDYN · Entity 6068 SaleCommon Stock 15,653 $7.24 $113,368.42
Disclosure

SEC source: 0001415889-25-014288 · form4-05222025_110511.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 598,668

F1 · kind: Represents shares of common stock sold to cover income tax liabilities in connection with the vesting of restricted stock unit awards pursuant to sell-to-cover arrangements implemented by the Issuer, which the Reporting Person may elect to pay in cash, and does not represent discretionary transactions by the Reporting Person.

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $6.75. to $7.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Includes shares represented by RSUs, of which 34,600 settled on May 20, 2025 and were then reduced by the 15,653 shares sold for taxes as reported on this Form 4.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 20:36 UTC Palladyne AI Corp. PDYN · Entity 6068 SaleCommon Stock 1,657 $5.82 $9,637.11
Disclosure

SEC source: 0001415889-25-009655 · form4-04022025_080422.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 614,321

F1 · kind: Represents shares of common stock sold to cover income tax liabilities in connection with the vesting of restricted stock unit awards pursuant to sell-to-cover arrangements implemented by the Issuer, which the Reporting Person may elect to pay in cash, and does not represent discretionary transactions by the Reporting Person.

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $5.7702. to $5.861, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Includes shares represented by RSUs, of which 3,352 settled on March 29, 2025 and were then reduced by the 1,657 shares sold for taxes as reported on this Form 4.

Read SEC document
March 10, 2025 Filed Mar 11, 2025 22:38 UTC Palladyne AI Corp. PDYN · Entity 6068 GrantCommon Stock 120,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-007727 · form4-03112025_100315.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 615,978

F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan, which can only be settled with shares of common stock. 25% of the award vests on March 10, 2026 and 1/12 of the award vests on each quarterly vesting date thereafter beginning May 20, 2026, subject to continued service through the applicable vesting date.

Read SEC document
February 24, 2025 Filed Feb 27, 2025 00:35 UTC Palladyne AI Corp. PDYN · Entity 6068 SaleCommon Stock 55,827 $7.03 $392,441.48
Disclosure

SEC source: 0001415889-25-005773 · form4-02272025_120241.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 495,978

F1 · kind: Represents shares of common stock sold to cover income tax liabilities in connection with the vesting of restricted stock unit awards pursuant to sell-to-cover arrangements implemented by the Issuer, which the Reporting Person may elect to pay in cash, and does not represent discretionary transactions by the Reporting Person.

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $6.43 to $7.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Includes shares represented by RSUs, of which 125,000 settled on February 23, 2025 and were then reduced by the 55,827 shares sold for taxes as reported on this Form 4.

Read SEC document
November 20, 2024 Filed Nov 22, 2024 21:38 UTC Palladyne AI Corp. PDYN · Entity 6068 Tax withholdingCommon Stock 969 $1.94 $1,879.86
Disclosure

SEC source: 0001415889-24-027539 · form4-11222024_091100.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 551,805

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 3,351 settled on November 20, 2024 and were then reduced by the 969 shares withheld for taxes as reported on this Form 4.

Read SEC document
August 20, 2024 Filed Aug 21, 2024 20:53 UTC Palladyne AI Corp. PDYN · Entity 6068 Tax withholdingCommon Stock 969 $1.53 $1,482.57
Disclosure

SEC source: 0001415889-24-021828 · form4-08212024_080845.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 552,774

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 3,351 settled on August 20, 2024 and were then reduced by the 969 shares withheld for taxes as reported on this Form 4.

Read SEC document
June 28, 2024 Filed Jul 1, 2024 22:06 UTC Palladyne AI Corp. PDYN · Entity 6068 PurchaseCommon Stock 1,000 $1.55 $1,550.00
Disclosure

SEC source: 0001415889-24-018652 · form4-07012024_100703.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 553,743

Read SEC document
June 10, 2024 Filed Jun 11, 2024 23:20 UTC Palladyne AI Corp. PDYN · Entity 6068 PurchaseCommon Stock 1,000 $1.80 $1,800.00
Disclosure

SEC source: 0001415889-24-016440 · form4-06112024_110615.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 552,743

Read SEC document
May 21, 2024 Filed May 23, 2024 20:32 UTC Palladyne AI Corp. PDYN · Entity 6068 PurchaseCommon Stock 1,000 $1.90 $1,900.00
Disclosure

SEC source: 0001415889-24-014275 · form4-05232024_080539.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 551,743

Read SEC document
May 20, 2024 Filed May 21, 2024 20:50 UTC Palladyne AI Corp. PDYN · Entity 6068 Tax withholdingCommon Stock 973 $1.96 $1,907.08
Disclosure

SEC source: 0001415889-24-013973 · form4-05212024_080510.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 550,743

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 3,352 settled on May 20, 2024 and were then reduced by the 973 shares withheld for taxes as reported on this Form 4.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 22:17 UTC Palladyne AI Corp. PDYN · Entity 6068 GrantStock Option (right to buy) · Derivative 68,486 Not disclosed Strike: $1.59 Not disclosed
Disclosure

SEC source: 0001415889-24-011260 · form4-04192024_100424.xml · derivative · entry 6

GARAGIC DENIS · CIK 0001920634 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,486

Underlying: Common Stock · 68,486 shares

Expires 2033-03-29

F3 · price: Outstanding options were amended to reduce the exercise price and revise the vesting terms. This amendment was approved by the compensation committee of the Issuer's board of directors and is intended to be exempt pursuant to Rule 16b-3 of the Exchange Act.

F7 · derivative.exercise_date: The option is fully unvested as of the amendment. 25% of the shares subject to the option will vest on March 29, 2025, and then 1/12 of the shares subject to the option vest on each quarterly vesting date thereafter, subject to the Reporting Person's continued service to the Issuer through such date.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 22:17 UTC Palladyne AI Corp. PDYN · Entity 6068 GrantStock Option (right to buy) · Derivative 14,204 Not disclosed Strike: $1.59 Not disclosed
Disclosure

SEC source: 0001415889-24-011260 · form4-04192024_100424.xml · derivative · entry 5

GARAGIC DENIS · CIK 0001920634 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,204

Underlying: Common Stock · 14,204 shares

Expires 2032-05-20

F3 · price: Outstanding options were amended to reduce the exercise price and revise the vesting terms. This amendment was approved by the compensation committee of the Issuer's board of directors and is intended to be exempt pursuant to Rule 16b-3 of the Exchange Act.

F7 · derivative.exercise_date: The option is fully unvested as of the amendment. 25% of the shares subject to the option will vest on March 29, 2025, and then 1/12 of the shares subject to the option vest on each quarterly vesting date thereafter, subject to the Reporting Person's continued service to the Issuer through such date.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 22:17 UTC Palladyne AI Corp. PDYN · Entity 6068 GrantStock Option (right to buy) · Derivative 21,372 Not disclosed Strike: $1.59 Not disclosed
Disclosure

SEC source: 0001415889-24-011260 · form4-04192024_100424.xml · derivative · entry 4

GARAGIC DENIS · CIK 0001920634 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,372

Underlying: Common Stock · 21,372 shares

Expires 2030-05-28

F3 · price: Outstanding options were amended to reduce the exercise price and revise the vesting terms. This amendment was approved by the compensation committee of the Issuer's board of directors and is intended to be exempt pursuant to Rule 16b-3 of the Exchange Act.

F7 · derivative.exercise_date: The option is fully unvested as of the amendment. 25% of the shares subject to the option will vest on March 29, 2025, and then 1/12 of the shares subject to the option vest on each quarterly vesting date thereafter, subject to the Reporting Person's continued service to the Issuer through such date.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 22:17 UTC Palladyne AI Corp. PDYN · Entity 6068 Disposition to issuerStock Option (right to buy) · Derivative 68,486 Not disclosed Strike: $2.82 Not disclosed
Disclosure

SEC source: 0001415889-24-011260 · form4-04192024_100424.xml · derivative · entry 3

GARAGIC DENIS · CIK 0001920634 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 68,486 shares

Expires 2033-03-29

F6 · derivative.exercise_price: This option award was granted on May 29, 2023 and was previously reported as covering 410,914 shares at an exercise price of $0.47 per share, but was adjusted to reflect a 1-for-6 reverse stock split that occurred on July 5, 2023.

F6 · shares: This option award was granted on May 29, 2023 and was previously reported as covering 410,914 shares at an exercise price of $0.47 per share, but was adjusted to reflect a 1-for-6 reverse stock split that occurred on July 5, 2023.

F3 · price: Outstanding options were amended to reduce the exercise price and revise the vesting terms. This amendment was approved by the compensation committee of the Issuer's board of directors and is intended to be exempt pursuant to Rule 16b-3 of the Exchange Act.

F6 · derivative.exercise_date: This option award was granted on May 29, 2023 and was previously reported as covering 410,914 shares at an exercise price of $0.47 per share, but was adjusted to reflect a 1-for-6 reverse stock split that occurred on July 5, 2023.

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April 17, 2024 Filed Apr 19, 2024 22:17 UTC Palladyne AI Corp. PDYN · Entity 6068 Disposition to issuerStock Option (right to buy) · Derivative 14,204 Not disclosed Strike: $24.54 Not disclosed
Disclosure

SEC source: 0001415889-24-011260 · form4-04192024_100424.xml · derivative · entry 2

GARAGIC DENIS · CIK 0001920634 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,204 shares

Expires 2032-05-20

F4 · derivative.exercise_price: This option award was granted on May 20, 2022 and was previously reported as covering 85,220 shares at an exercise price of $4.09 per share, but was adjusted to reflect a 1-for-6 reverse stock split that occurred on July 5, 2023.

F4 · shares: This option award was granted on May 20, 2022 and was previously reported as covering 85,220 shares at an exercise price of $4.09 per share, but was adjusted to reflect a 1-for-6 reverse stock split that occurred on July 5, 2023.

F3 · price: Outstanding options were amended to reduce the exercise price and revise the vesting terms. This amendment was approved by the compensation committee of the Issuer's board of directors and is intended to be exempt pursuant to Rule 16b-3 of the Exchange Act.

F5 · derivative.exercise_date: 25% of the shares subject to the Option vested on May 20, 2023, and then 1/12 of the shares subject to the Option vest on each Quarterly Vesting Date thereafter, subject to the Reporting Person's continued service to the Issuer through such date.

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April 17, 2024 Filed Apr 19, 2024 22:17 UTC Palladyne AI Corp. PDYN · Entity 6068 Disposition to issuerStock Option (right to buy) · Derivative 21,372 Not disclosed Strike: $7.44 Not disclosed
Disclosure

SEC source: 0001415889-24-011260 · form4-04192024_100424.xml · derivative · entry 1

GARAGIC DENIS · CIK 0001920634 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,372 shares

Expires 2030-05-28

F1 · derivative.exercise_price: This option award was granted on May 29, 2020 and was previously reported as covering 128,230 shares at an exercise price of $1.24 per share, but was adjusted to reflect a 1-for-6 reverse stock split that occurred on July 5, 2023.

F1 · shares: This option award was granted on May 29, 2020 and was previously reported as covering 128,230 shares at an exercise price of $1.24 per share, but was adjusted to reflect a 1-for-6 reverse stock split that occurred on July 5, 2023.

F3 · price: Outstanding options were amended to reduce the exercise price and revise the vesting terms. This amendment was approved by the compensation committee of the Issuer's board of directors and is intended to be exempt pursuant to Rule 16b-3 of the Exchange Act.

F2 · derivative.exercise_date: One-third (1/3) of the shares subject to the Option vested on May 29, 2021 and one-thirty-sixth (1/36) of the shares have vested or will vest each month thereafter.

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March 29, 2024 Filed Apr 2, 2024 21:28 UTC Palladyne AI Corp. STRC · Entity 6068 Tax withholdingCommon Stock 3,400 $1.81 $6,154.00
Disclosure

SEC source: 0001415889-24-009833 · form4-04022024_090430.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 551,716

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units ("RSUs").

F2 · balance_after: Includes shares represented by RSUs, of which 11,721 settled on March 29, 2024 and were then reduced by the 3,400 shares withheld for taxes as reported on this Form 4.

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February 23, 2024 Filed Feb 27, 2024 21:48 UTC Palladyne AI Corp. STRC · Entity 6068 GrantCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005513 · form4-02272024_090203.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 555,116

F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan, which can only be settled with shares of common stock. 25% of the award vests on February 23, 2025, and 1/12 of the award vests on each quarterly vesting date thereafter beginning May 20, 2025, subject to continued service through the applicable vesting date.

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November 20, 2023 Filed Nov 22, 2023 21:50 UTC Palladyne AI Corp. STRC · Entity 6068 Tax withholdingCommon Stock 167 $0.70 $116.88
Disclosure

SEC source: 0001209191-23-056485 · doc4.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,116

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 562 settled on November 20, 2023 and were then reduced by the 167 shares withheld for taxes as reported on this Form 4.

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August 20, 2023 Filed Aug 22, 2023 20:42 UTC Palladyne AI Corp. STRC · Entity 6068 Tax withholdingCommon Stock 137 $1.25 $171.25
Disclosure

SEC source: 0001209191-23-046913 · doc4.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,283

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 562 settled on August 20, 2023 and were then reduced by the 137 shares withheld for taxes as reported on this Form 4.

F3 · balance_after: The reported number of shares has been adjusted to reflect the impact of the Issuer's 1-for-6 reverse stock split completed on July 5, 2023.

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May 20, 2023 Filed May 23, 2023 21:30 UTC Palladyne AI Corp. STRC · Entity 6068 Tax withholdingCommon Stock 3,936 $0.39 $1,527.17
Disclosure

SEC source: 0001209191-23-031702 · doc4.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 332,522

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 9,542 settled on May 20, 2023 and were then reduced by the 3,936 shares withheld for taxes as reported on this Form 4.

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March 31, 2023 Filed Apr 5, 2023 01:18 UTC Palladyne AI Corp. STRC · Entity 6068 PurchaseCommon Stock 14,765 $0.47 $7,000.09
Disclosure

SEC source: 0001209191-23-023111 · doc4.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,458

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March 29, 2023 Filed Mar 30, 2023 23:43 UTC Palladyne AI Corp. STRC · Entity 6068 GrantStock Option (right to buy) · Derivative 410,914 $0.00 Strike: $0.47 $0.00
Disclosure

SEC source: 0001209191-23-021732 · doc4.xml · derivative · entry 2

GARAGIC DENIS · CIK 0001920634 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 410,914

Underlying: Common Stock · 410,914 shares

Expires 2033-03-29

F2 · derivative.exercise_date: 25% of the shares subject to the Option will vest on March 29, 2024, and then 1/12 of the shares subject to the Option vest on each quarterly vesting date thereafter, subject to the reporting person's continued service to the Issuer through such date.

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March 29, 2023 Filed Mar 30, 2023 23:43 UTC Palladyne AI Corp. STRC · Entity 6068 GrantCommon Stock 267,781 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-021732 · doc4.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,693

F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan (the "Plan") which can only be settled with shares of common stock. 25% of the award will vest on March 29, 2024, and then 1/12 of the award vest on each quarterly vesting date thereafter, subject to the reporting person's continued service to the Issuer through such date.

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May 20, 2022 Filed May 24, 2022 00:31 UTC Palladyne AI Corp. STRC · Entity 6068 GrantStock Option (right to buy) · Derivative 85,220 $0.00 Strike: $4.09 $0.00
Disclosure

SEC source: 0001209191-22-031517 · doc4.xml · derivative · entry 2

GARAGIC DENIS · CIK 0001920634 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,220

Underlying: Common Stock · 85,220 shares

Expires 2032-05-20

F2 · derivative.exercise_date: 25% of the shares subject to the Option will vest on May 20, 2023, and then 1/12 of the shares subject to the Option vest on each Quarterly Vesting Date thereafter, subject to the Reporting Person's continued service to the Issuer through such date.

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May 20, 2022 Filed May 24, 2022 00:31 UTC Palladyne AI Corp. STRC · Entity 6068 GrantCommon Stock 53,912 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031517 · doc4.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,912

F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan (the "Plan") which can only be settled with shares of common stock. 25% of the award will vest on May 20, 2023, and then 1/12 of the award vest on each Quarterly Vesting Date thereafter, subject to the Reporting Person's continued service to the Issuer through such date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.