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person · Reporting owner

Smith Fraser

Disclosed activity across 1 company

Tapewire entity
129016
SEC CIK
0001878410

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Palladyne AI Corp.STRC · Entity 6068Chief Innovation Officer · 10% ownerMarch 15, 2022March 17, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Palladyne AI Corp.

Report date March 15, 2022 · Filed March 17, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect14,089,268 Reported balance After 2022-03-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-03-15 · Tax withholding · Disposed 52,694 · Balance 14,089,268

F1: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of RSUs.

F2: Includes shares represented by restricted stock units, or RSUs, of which 125,942 settled on March 15, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of RSUs.

F2: Includes shares represented by restricted stock units, or RSUs, of which 125,942 settled on March 15, 2022.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2022 Filed Mar 17, 2022 17:53 UTC Palladyne AI Corp. STRC · Entity 6068 Tax withholdingCommon Stock 52,694 $5.45 $287,182.30
Disclosure

SEC source: 0001209191-22-019722 · doc4.xml · nonDerivative · entry 1

Smith Fraser · CIK 0001878410 · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,089,268

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of RSUs.

F2 · balance_after: Includes shares represented by restricted stock units, or RSUs, of which 125,942 settled on March 15, 2022.

Read SEC document
December 28, 2021 Filed Dec 30, 2021 17:55 UTC Palladyne AI Corp. STRC · Entity 6068 Tax withholdingCommon Stock 5,314 $9.83 $52,236.62
Disclosure

SEC source: 0001209191-21-071629 · doc4.xml · nonDerivative · entry 1

Smith Fraser · CIK 0001878410 · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,141,962

F1 · security: Includes shares represented by restricted stock units, or RSUs, of which all 131,256 have vested. Settlement of the remaining vested RSUs will not occur until March 15, 2022.

F2 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of RSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.