Tapewire

Nasdaq · USD

PBHC

Pathfinder Bancorp, Inc.

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Tapewire entity
6777
SEC CIK
0001609065
Parsed reports
275

Last 12 months

Inside the activity.

5 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202630
Mar 202600
Apr 202600
May 202600
Jun 202620
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2023 Filed May 16, 2023 13:57 UTC PurchaseCommon Stock 250 $12.72 $3,180.00
Disclosure

SEC source: 0001209191-23-029741 · doc4.xml · nonDerivative · entry 1

JOYCE GEORGE P · CIK 0001214100 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,679

Read SEC document
May 12, 2023 Filed May 12, 2023 10:17 UTC PurchaseCommon Stock 500 $12.94 $6,470.00
Disclosure

SEC source: 0001209191-23-028897 · doc4.xml · nonDerivative · entry 1

JOYCE GEORGE P · CIK 0001214100 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,429

Read SEC document
May 11, 2023 Filed May 12, 2023 14:09 UTC
Rusnak WalterSenior Vice President, CFO
Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $10.37 $0.00
Disclosure

SEC source: 0001209191-23-028895 · doc4.xml · derivative · entry 5

Rusnak Walter · CIK 0001679604 · Senior Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,075

Underlying: Common Stock · 5,000 shares

Expires 2030-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2023 Filed May 12, 2023 14:09 UTC
Rusnak WalterSenior Vice President, CFO
PurchaseCommon Stock 5,000 $10.37 $51,850.00
Disclosure

SEC source: 0001209191-23-028895 · doc4.xml · nonDerivative · entry 1

Rusnak Walter · CIK 0001679604 · Senior Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,466

Read SEC document
May 08, 2023 Filed May 8, 2023 15:55 UTC PurchaseCommon Stock 1,127 $13.03 $14,679.18
Disclosure

SEC source: 0001209191-23-027914 · doc4.xml · nonDerivative · entry 1

JOYCE GEORGE P · CIK 0001214100 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,929

Read SEC document
May 08, 2023 Filed May 9, 2023 11:55 UTC Exercise / conversionStock Options · Derivative 1,762 $0.00 Strike: $11.35 $0.00
Disclosure

SEC source: 0001209191-23-028187 · doc4.xml · derivative · entry 4

Barclay William A · CIK 0001520816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,025

Underlying: Common Stock · 1,762 shares

Expires 2026-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2023 Filed May 9, 2023 11:55 UTC Exercise / conversionCommon Stock 1,762 $11.35 $19,998.70
Disclosure

SEC source: 0001209191-23-028187 · doc4.xml · nonDerivative · entry 1

Barclay William A · CIK 0001520816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2023 Filed May 9, 2023 11:33 UTC Exercise / conversionStock Options · Derivative 2,500 $0.00 Strike: $11.09 $0.00
Disclosure

SEC source: 0001209191-23-028183 · doc4.xml · derivative · entry 4

Gagas Adam C. · CIK 0001606623 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,736

Underlying: Common Stock · 2,500 shares

Expires 2025-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2023 Filed May 9, 2023 11:33 UTC Exercise / conversionCommon Stock 2,500 $11.09 $27,725.00
Disclosure

SEC source: 0001209191-23-028183 · doc4.xml · nonDerivative · entry 1

Gagas Adam C. · CIK 0001606623 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2023 Filed May 8, 2023 15:46 UTC Exercise / conversionStock Options · Derivative 8,236 $0.00 Strike: $8.43 $0.00
Disclosure

SEC source: 0001209191-23-027912 · doc4.xml · derivative · entry 5

Ayoub David A. · CIK 0001545643 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2023-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2023 Filed May 8, 2023 15:46 UTC Exercise / conversionCommon Stock 8,236 $8.43 $69,399.83
Disclosure

SEC source: 0001209191-23-027912 · doc4.xml · nonDerivative · entry 1

Ayoub David A. · CIK 0001545643 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2023 Filed May 5, 2023 11:48 UTC Exercise / conversionStock Options · Derivative 8,787 $0.00 Strike: $11.35 $0.00
Disclosure

SEC source: 0001209191-23-027579 · doc4.xml · derivative · entry 3

BURRITT CHRIS R · CIK 0001214094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,787 shares

Expires 2026-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2023 Filed May 5, 2023 11:48 UTC Exercise / conversionCommon Stock 8,787 $11.35 $99,732.45
Disclosure

SEC source: 0001209191-23-027579 · doc4.xml · nonDerivative · entry 1

BURRITT CHRIS R · CIK 0001214094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2023 Filed May 5, 2023 19:45 UTC
Dowd James A.Interim President, CEO and COO
PurchaseCommon Stock 820 $12.97 $10,638.68
Disclosure

SEC source: 0001209191-23-027614 · doc4.xml · nonDerivative · entry 1

Dowd James A. · CIK 0001214089 · Interim President, CEO and COO

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401(K)

Disclosed balance after: 17,427

F1 · price: This transaction was executed in multiple trades at prices ranging from $12.96 to $12.9899. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 04, 2023 Filed May 5, 2023 17:21 UTC PurchaseCommon Stock 50 $13.00 $650.00
Disclosure

SEC source: 0001209191-23-027794 · doc4.xml · nonDerivative · entry 1

JOYCE GEORGE P · CIK 0001214100 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA

Disclosed balance after: 12,771

Read SEC document
May 04, 2023 Filed May 5, 2023 14:01 UTC Exercise / conversionStock Options · Derivative 8,787 $0.00 Strike: $11.35 $0.00
Disclosure

SEC source: 0001209191-23-027599 · doc4.xml · derivative · entry 3

Funiciello John · CIK 0001536688 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,787 shares

Expires 2026-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2023 Filed May 5, 2023 14:01 UTC Exercise / conversionCommon Stock 8,787 $11.35 $99,732.45
Disclosure

SEC source: 0001209191-23-027599 · doc4.xml · nonDerivative · entry 1

Funiciello John · CIK 0001536688 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2023 Filed May 5, 2023 21:00 UTC
Rusnak WalterSenior Vice President, CFO
PurchaseCommon Stock 2,000 $12.73 $25,455.00
Disclosure

SEC source: 0001209191-23-027765 · doc4.xml · nonDerivative · entry 1

Rusnak Walter · CIK 0001679604 · Senior Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA

Disclosed balance after: 31,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $12.92 to $12.795. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 19, 2022 Filed Dec 22, 2022 21:45 UTC
Rusnak WalterSenior Vice President, CFO
PurchaseCommon Stock 1,000 $18.40 $18,400.00
Disclosure

SEC source: 0001209191-22-062451 · doc4.xml · nonDerivative · entry 1

Rusnak Walter · CIK 0001679604 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 29,000

Read SEC document
December 02, 2022 Filed Dec 2, 2022 21:27 UTC
Rusnak WalterSenior Vice President, CFO
PurchaseCommon Stock 1,000 $18.48 $18,480.00
Disclosure

SEC source: 0001209191-22-059419 · doc4.xml · nonDerivative · entry 1

Rusnak Walter · CIK 0001679604 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 28,000

Read SEC document
November 30, 2022 Filed Dec 1, 2022 14:50 UTC
Phillips Daniel RSenior Vice President
Exercise / conversionStock Options · Derivative 4,000 $10.81 Strike: $10.81 $43,240.00
Disclosure

SEC source: 0001209191-22-059158 · doc4.xml · derivative · entry 4

Phillips Daniel R · CIK 0001600203 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,237

Underlying: Common Stock · 4,000 shares

Expires 2026-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 14:50 UTC
Phillips Daniel RSenior Vice President
Exercise / conversionCommon Stock 4,000 $10.81 $43,240.00
Disclosure

SEC source: 0001209191-22-059158 · doc4.xml · nonDerivative · entry 1

Phillips Daniel R · CIK 0001600203 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2022 Filed Sep 8, 2022 13:03 UTC
Rusnak WalterSenior Vice President, CFO
Exercise / conversionStock Options · Derivative 1,593 $10.37 Strike: $10.37 $16,519.41
Disclosure

SEC source: 0001209191-22-049096 · doc4.xml · derivative · entry 5

Rusnak Walter · CIK 0001679604 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,075

Underlying: Common Stock · 1,593 shares

Expires 2030-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2022 Filed Sep 8, 2022 13:03 UTC
Rusnak WalterSenior Vice President, CFO
Exercise / conversionCommon Stock 1,593 $10.37 $16,519.41
Disclosure

SEC source: 0001209191-22-049096 · doc4.xml · nonDerivative · entry 1

Rusnak Walter · CIK 0001679604 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 14:38 UTC
Rusnak WalterSenior Vice President, CFO
PurchaseCommon Stock 1,000 $19.36 $19,360.00
Disclosure

SEC source: 0001209191-22-045751 · doc4.xml · nonDerivative · entry 1

Rusnak Walter · CIK 0001679604 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 27,000

Read SEC document
June 15, 2022 Filed Jun 16, 2022 18:52 UTC
Rusnak WalterSenior Vice President, CFO
PurchaseCommon Stock 1,000 $19.00 $19,000.00
Disclosure

SEC source: 0001209191-22-037375 · doc4.xml · nonDerivative · entry 1

Rusnak Walter · CIK 0001679604 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 26,000

Read SEC document
June 07, 2022 Filed Jun 9, 2022 15:36 UTC
Phillips Daniel RSenior Vice President
Exercise / conversionStock Options · Derivative 4,000 $10.81 Strike: $10.81 $43,240.00
Disclosure

SEC source: 0001209191-22-035337 · doc4.xml · derivative · entry 4

Phillips Daniel R · CIK 0001600203 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,237

Underlying: Common Stock · 4,000 shares

Expires 2026-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 15:36 UTC
Phillips Daniel RSenior Vice President
Exercise / conversionCommon Stock 4,000 $10.81 $43,240.00
Disclosure

SEC source: 0001209191-22-035337 · doc4.xml · nonDerivative · entry 1

Phillips Daniel R · CIK 0001600203 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 11:23 UTC
Phillips Daniel RSenior Vice President
SaleCommon Stock 2,109 $19.26 $40,619.34
Disclosure

SEC source: 0001209191-22-033826 · doc4.xml · nonDerivative · entry 1

Phillips Daniel R · CIK 0001600203 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,272

Read SEC document
May 20, 2022 Filed May 24, 2022 08:52 UTC Exercise / conversionStock Options · Derivative 6,287 $11.35 Strike: $11.35 $71,357.45
Disclosure

SEC source: 0001209191-22-031533 · doc4.xml · derivative · entry 4

JOYCE GEORGE P · CIK 0001214100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,287 shares

Expires 2026-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2022 Filed May 24, 2022 08:52 UTC Exercise / conversionCommon Stock 6,287 $11.35 $71,357.45
Disclosure

SEC source: 0001209191-22-031533 · doc4.xml · nonDerivative · entry 1

JOYCE GEORGE P · CIK 0001214100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 11:40 UTC PurchaseCommon Stock 1,500 $17.75 $26,625.00
Disclosure

SEC source: 0001209191-22-019970 · doc4.xml · nonDerivative · entry 1

Gagas Adam C. · CIK 0001606623 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,065

Read SEC document
March 17, 2022 Filed Mar 23, 2022 09:39 UTC Amendment PurchaseCommon Stock 1,500 $17.75 $26,625.00
Disclosure

SEC source: 0001209191-22-020687 · doc4a.xml · nonDerivative · entry 1

Gagas Adam C. · CIK 0001606623 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 15,800

F1 · balance_after: This amendment is to correct the 3/18/22 stock purchase from direct ownership holdings to IRA holdings.

Read SEC document
March 09, 2022 Filed Mar 10, 2022 15:11 UTC
TASCARELLA RONALDExecutive Vice President
SaleCommon Stock 4,917 $17.65 $86,785.05
Disclosure

SEC source: 0001209191-22-017828 · doc4.xml · nonDerivative · entry 2

TASCARELLA RONALD · CIK 0001244586 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,609

Read SEC document
March 08, 2022 Filed Mar 10, 2022 15:11 UTC
TASCARELLA RONALDExecutive Vice President
SaleCommon Stock 83 $17.65 $1,464.95
Disclosure

SEC source: 0001209191-22-017828 · doc4.xml · nonDerivative · entry 1

TASCARELLA RONALD · CIK 0001244586 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,526

Read SEC document
March 08, 2022 Filed Mar 22, 2023 18:15 UTC
TASCARELLA RONALDExecutive Vice President
SaleCommon Stock 83 $17.65 $1,464.95
Disclosure

SEC source: 0001209191-23-020605 · doc4.xml · nonDerivative · entry 1

TASCARELLA RONALD · CIK 0001244586 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,526

Read SEC document
March 02, 2022 Filed Mar 4, 2022 11:39 UTC
TASCARELLA RONALDExecutive Vice President
SaleCommon Stock 4,988 $17.60 $87,788.80
Disclosure

SEC source: 0001209191-22-016126 · doc4.xml · nonDerivative · entry 1

TASCARELLA RONALD · CIK 0001244586 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,609

Read SEC document
February 25, 2022 Filed Feb 28, 2022 13:41 UTC
TASCARELLA RONALDExecutive Vice President
SaleCommon Stock 12 $17.75 $213.00
Disclosure

SEC source: 0001209191-22-013496 · doc4.xml · nonDerivative · entry 2

TASCARELLA RONALD · CIK 0001244586 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,597

Read SEC document
February 24, 2022 Filed Feb 28, 2022 13:41 UTC
TASCARELLA RONALDExecutive Vice President
SaleCommon Stock 1,000 $17.50 $17,500.00
Disclosure

SEC source: 0001209191-22-013496 · doc4.xml · nonDerivative · entry 1

TASCARELLA RONALD · CIK 0001244586 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,609

Read SEC document
December 02, 2021 Filed Dec 3, 2021 15:25 UTC
Rusnak WalterSenior Vice President, CFO
PurchaseCommon Stock 1,500 $17.00 $25,500.00
Disclosure

SEC source: 0001209191-21-067731 · doc4.xml · nonDerivative · entry 1

Rusnak Walter · CIK 0001679604 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 25,000

Read SEC document
December 01, 2021 Filed Dec 1, 2021 16:12 UTC
SCHNEIDER THOMAS WPresident and CEO
Exercise / conversionStock Options · Derivative 100 $0.00 Strike: $11.35 $0.00
Disclosure

SEC source: 0001209191-21-067265 · doc4.xml · derivative · entry 14

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,173

Underlying: Common Stock · 100 shares

Expires 2026-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 16:12 UTC
SCHNEIDER THOMAS WPresident and CEO
Exercise / conversionCommon Stock 100 $17.00 $1,700.00
Disclosure

SEC source: 0001209191-21-067265 · doc4.xml · nonDerivative · entry 8

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 16:12 UTC
SCHNEIDER THOMAS WPresident and CEO
Exercise / conversionCommon Stock 100 $11.35 $1,135.00
Disclosure

SEC source: 0001209191-21-067265 · doc4.xml · nonDerivative · entry 7

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 16:12 UTC
SCHNEIDER THOMAS WPresident and CEO
Exercise / conversionStock Options · Derivative 100 $0.00 Strike: $11.35 $0.00
Disclosure

SEC source: 0001209191-21-067265 · doc4.xml · derivative · entry 13

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,273

Underlying: Common Stock · 100 shares

Expires 2026-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 16:12 UTC
SCHNEIDER THOMAS WPresident and CEO
Exercise / conversionCommon Stock 100 $17.24 $1,724.00
Disclosure

SEC source: 0001209191-21-067265 · doc4.xml · nonDerivative · entry 6

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 16:12 UTC
SCHNEIDER THOMAS WPresident and CEO
Exercise / conversionCommon Stock 100 $11.35 $1,135.00
Disclosure

SEC source: 0001209191-21-067265 · doc4.xml · nonDerivative · entry 5

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 20:33 UTC
Rusnak WalterSenior Vice President, CFO
PurchaseCommon Stock 500 $17.23 $8,615.00
Disclosure

SEC source: 0001209191-21-067541 · doc4.xml · nonDerivative · entry 1

Rusnak Walter · CIK 0001679604 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 23,500

F1 · price: This transaction was executed in multiple trades at prices ranging from $16.93 to $17.24. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 26, 2021 Filed Dec 1, 2021 16:12 UTC
SCHNEIDER THOMAS WPresident and CEO
Exercise / conversionStock Options · Derivative 13 $0.00 Strike: $11.35 $0.00
Disclosure

SEC source: 0001209191-21-067265 · doc4.xml · derivative · entry 12

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,373

Underlying: Common Stock · 13 shares

Expires 2026-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2021 Filed Dec 1, 2021 16:12 UTC
SCHNEIDER THOMAS WPresident and CEO
Exercise / conversionCommon Stock 13 $17.00 $221.00
Disclosure

SEC source: 0001209191-21-067265 · doc4.xml · nonDerivative · entry 4

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 26, 2021 Filed Dec 1, 2021 16:12 UTC
SCHNEIDER THOMAS WPresident and CEO
Exercise / conversionCommon Stock 13 $11.35 $147.55
Disclosure

SEC source: 0001209191-21-067265 · doc4.xml · nonDerivative · entry 3

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.