Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Pathfinder Bancorp, Inc.PBHC · Entity 6777 | President and CEO | June 02, 2026 | June 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Pathfinder Bancorp, Inc.
Report date June 02, 2026 · Filed June 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy 401K | 19,452 |
Reported balance
After 2026-06-02 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-06-02 · Purchase · Acquired 1,400 · Balance 19,452 |
| Common StockSEC Table I · non-derivative | Direct | 71,520 |
Reported balance
Holding disclosure · report date 2026-06-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 71,520 |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 21,193 |
Reported balance
Holding disclosure · report date 2026-06-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 21,193 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2026 Filed Jun 4, 2026 18:06 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | PurchaseCommon Stock | 1,400 | $13.69 | $19,159.00 |
DisclosureSEC source: 0001193125-26-257073 · ownership.xml · nonDerivative · entry 1 Dowd James A. · CIK 0001214089 · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By 401K Disclosed balance after: 19,452 Read SEC document |
| May 04, 2026 Filed May 6, 2026 20:09 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 2,816 | $0.00 Strike: $11.35 | $0.00 |
DisclosureSEC source: 0001193125-26-208964 · ownership.xml · derivative · entry 4 Dowd James A. · CIK 0001214089 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,816 shares Expires 2026-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2026 Filed May 6, 2026 20:09 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 2,816 | $11.35 | $31,961.60 |
DisclosureSEC source: 0001193125-26-208964 · ownership.xml · nonDerivative · entry 2 Dowd James A. · CIK 0001214089 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2026 Filed Mar 13, 2026 22:29 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 6,000 | $0.00 Strike: $11.35 | $0.00 |
DisclosureSEC source: 0001193125-26-106595 · ownership.xml · derivative · entry 4 Dowd James A. · CIK 0001214089 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,816 Underlying: Common Stock · 6,000 shares Expires 2026-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2026 Filed Mar 13, 2026 22:29 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 6,000 | $11.35 | $68,100.00 |
DisclosureSEC source: 0001193125-26-106595 · ownership.xml · nonDerivative · entry 1 Dowd James A. · CIK 0001214089 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 19:07 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 4,000 | $0.00 Strike: $11.35 | $0.00 |
DisclosureSEC source: 0001193125-25-315642 · ownership.xml · derivative · entry 4 Dowd James A. · CIK 0001214089 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,816 Underlying: Common Stock · 4,000 shares Expires 2026-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 19:07 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 4,000 | $11.35 | $45,400.00 |
DisclosureSEC source: 0001193125-25-315642 · ownership.xml · nonDerivative · entry 2 Dowd James A. · CIK 0001214089 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2025 Filed Sep 15, 2025 17:59 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 3,000 | $0.00 Strike: $11.35 | $0.00 |
DisclosureSEC source: 0001193125-25-203347 · ownership.xml · derivative · entry 4 Dowd James A. · CIK 0001214089 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,816 Underlying: Common Stock · 3,000 shares Expires 2026-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2025 Filed Sep 15, 2025 17:59 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 3,000 | $11.35 | $34,050.00 |
DisclosureSEC source: 0001193125-25-203347 · ownership.xml · nonDerivative · entry 2 Dowd James A. · CIK 0001214089 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2025 Filed Feb 4, 2025 22:42 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | GrantCommon Stock | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-002775 · rdgdoc.xml · nonDerivative · entry 1 Dowd James A. · CIK 0001214089 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,704 F1 · shares: Shares of restricted stock vest at a rate of 25% per year commencing on January 31, 2026. Read SEC document |
| March 13, 2024 Filed Mar 14, 2024 17:13 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | PurchaseCommon Stock | 425 | $12.55 | $5,333.75 |
DisclosureSEC source: 0001209191-24-004833 · doc4.xml · nonDerivative · entry 1 Dowd James A. · CIK 0001214089 · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By 401(K) Disclosed balance after: 18,052 Read SEC document |
| March 12, 2024 Filed Mar 13, 2024 16:54 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | PurchaseCommon Stock | 200 | $12.02 | $2,404.00 |
DisclosureSEC source: 0001209191-24-004809 · doc4.xml · nonDerivative · entry 1 Dowd James A. · CIK 0001214089 · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By 401(K) Disclosed balance after: 17,627 Read SEC document |
| May 04, 2023 Filed May 5, 2023 19:45 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | PurchaseCommon Stock | 820 | $12.97 | $10,638.68 |
DisclosureSEC source: 0001209191-23-027614 · doc4.xml · nonDerivative · entry 1 Dowd James A. · CIK 0001214089 · Interim President, CEO and COO 10b5-1 filing: No plan indicated Ownership: Indirect · By 401(K) Disclosed balance after: 17,427 F1 · price: This transaction was executed in multiple trades at prices ranging from $12.96 to $12.9899. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 13:46 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | PurchaseCommon Stock | 250 | $16.54 | $4,134.98 |
DisclosureSEC source: 0001209191-21-054191 · doc4.xml · nonDerivative · entry 1 Dowd James A. · CIK 0001214089 · EVP, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,704 Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 18:15 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 6,237 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-21-040867 · doc4.xml · derivative · entry 4 Dowd James A. · CIK 0001214089 · EVP, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,237 shares Expires 2021-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 18:15 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 6,237 | $5.46 | $34,077.72 |
DisclosureSEC source: 0001209191-21-040867 · doc4.xml · nonDerivative · entry 1 Dowd James A. · CIK 0001214089 · EVP, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2021 Filed Feb 5, 2021 15:54 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | PurchaseCommon Stock | 880 | $11.79 | $10,375.20 |
DisclosureSEC source: 0001209191-21-008035 · doc4.xml · nonDerivative · entry 1 Dowd James A. · CIK 0001214089 · EVP, COO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(K) Disclosed balance after: 16,607 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.69 to $12.01. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 13, 2019 Filed May 13, 2019 19:55 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | PurchaseCommon Stock | 4,000 | $14.35 | $57,400.00 |
DisclosureSEC source: 0001209191-19-029288 · doc4.xml · nonDerivative · entry 1 Dowd James A. · CIK 0001214089 · EVP, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,217 Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 14:35 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 4,000 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-18-062361 · doc4.xml · derivative · entry 5 Dowd James A. · CIK 0001214089 · EVP, COO, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,237 Underlying: Common Stock · 4,000 shares Expires 2021-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 14:35 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 4,000 | $14.80 | $59,202.00 |
DisclosureSEC source: 0001209191-18-062361 · doc4.xml · nonDerivative · entry 2 Dowd James A. · CIK 0001214089 · EVP, COO, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction was executed in multiple trades at prices ranging from $14.80 to $14.81. Th price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 14:35 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 4,000 | $5.46 | $21,855.20 |
DisclosureSEC source: 0001209191-18-062361 · doc4.xml · nonDerivative · entry 1 Dowd James A. · CIK 0001214089 · EVP, COO, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 18:46 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 6,000 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-18-034599 · doc4.xml · derivative · entry 5 Dowd James A. · CIK 0001214089 · EVP, COO, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,237 Underlying: Common Stock · 6,000 shares Expires 2021-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 18:46 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 6,000 | $15.62 | $93,745.80 |
DisclosureSEC source: 0001209191-18-034599 · doc4.xml · nonDerivative · entry 2 Dowd James A. · CIK 0001214089 · EVP, COO, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction was executed in multiple trades at prices ranging from $15.60 to $15.85. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 18:46 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 6,000 | $5.46 | $32,782.80 |
DisclosureSEC source: 0001209191-18-034599 · doc4.xml · nonDerivative · entry 1 Dowd James A. · CIK 0001214089 · EVP, COO, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 13:30 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 6,000 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-17-052526 · doc4.xml · derivative · entry 5 Dowd James A. · CIK 0001214089 · EVP, COO, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,237 Underlying: Common Stock · 6,000 shares Expires 2021-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 13:30 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 6,000 | $15.21 | $91,288.20 |
DisclosureSEC source: 0001209191-17-052526 · doc4.xml · nonDerivative · entry 2 Dowd James A. · CIK 0001214089 · EVP, COO, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 13:30 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 6,000 | $5.46 | $32,782.80 |
DisclosureSEC source: 0001209191-17-052526 · doc4.xml · nonDerivative · entry 1 Dowd James A. · CIK 0001214089 · EVP, COO, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 20:11 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | OtherCommon Stock | 11,338 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-008808 · doc1.xml · nonDerivative · entry 4 Dowd James A. · CIK 0001214089 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F4 · price: Discontinued trusteeship over shares associated with deceased parent's trust. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 20:11 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | OtherCommon Stock | 2,836 | $15.09 | $42,795.24 |
DisclosureSEC source: 0001140361-17-008808 · doc1.xml · nonDerivative · entry 2 Dowd James A. · CIK 0001214089 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,217 Read SEC document |
| May 06, 2016 Filed Feb 23, 2017 20:11 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | GrantStock Options · Derivative | 15,816 | $0.00 Strike: $11.35 | $0.00 |
DisclosureSEC source: 0001140361-17-008808 · doc1.xml · derivative · entry 7 Dowd James A. · CIK 0001214089 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,816 Underlying: Common Stock · 15,816 shares Expires 2026-05-06 F2 · derivative.underlying_shares: Stock options vest over a 7 year period at a rate of 14.285% per year commencing on May 6, 2017. Read SEC document |
| May 06, 2016 Filed Feb 23, 2017 20:11 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | GrantCommon Stock | 7,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008808 · doc1.xml · nonDerivative · entry 1 Dowd James A. · CIK 0001214089 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,381 F1 · balance_after: Shares of restricted stock vest over a 7 year period at a rate of 14.285% per year commencing on May 6, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.