Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Pathfinder Bancorp, Inc.
Report date January 31, 2025 · Filed February 04, 2025
Section 16 reporting ended · disclosed 2025-02-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 13,408 |
Reported balance
Holding disclosure · report date 2025-01-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 13,408 |
| Common StockSEC Table I · non-derivative | IndirectBy 401K | 6,021 |
Reported balance
Holding disclosure · report date 2025-01-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,021 |
| Common StockSEC Table I · non-derivative | IndirectPOA for Spouse | 730 |
Reported balance
Holding disclosure · report date 2025-01-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 730 |
| Common StockSEC Table I · non-derivative | Direct | 38,270 |
Reported balance
Holding disclosure · report date 2025-01-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 38,270 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2024 Filed Nov 21, 2024 13:55 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 13,266 | $11.35 Strike: $11.35 | $150,569.10 |
DisclosureSEC source: 0000950170-24-129634 · ownership.xml · derivative · entry 5 Phillips Daniel R · CIK 0001600203 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,266 shares Expires 2026-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2024 Filed Nov 21, 2024 13:55 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 13,266 | $11.35 | $150,569.10 |
DisclosureSEC source: 0000950170-24-129634 · ownership.xml · nonDerivative · entry 1 Phillips Daniel R · CIK 0001600203 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2024 Filed Nov 5, 2024 11:10 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 2,550 | $11.35 | $28,942.50 |
DisclosureSEC source: 0000950170-24-121165 · ownership.xml · nonDerivative · entry 2 Phillips Daniel R · CIK 0001600203 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2024 Filed Nov 5, 2024 11:10 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 7,237 | $10.81 | $78,231.97 |
DisclosureSEC source: 0000950170-24-121165 · ownership.xml · nonDerivative · entry 1 Phillips Daniel R · CIK 0001600203 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2024 Filed Sep 17, 2024 10:12 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | SaleCommon Stock | 100 | $15.94 | $1,594.00 |
DisclosureSEC source: 0000950170-24-107048 · ownership.xml · nonDerivative · entry 8 Phillips Daniel R · CIK 0001600203 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,217 Read SEC document |
| September 16, 2024 Filed Sep 17, 2024 10:12 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | SaleCommon Stock | 101 | $15.85 | $1,600.85 |
DisclosureSEC source: 0000950170-24-107048 · ownership.xml · nonDerivative · entry 7 Phillips Daniel R · CIK 0001600203 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,317 Read SEC document |
| September 16, 2024 Filed Sep 17, 2024 10:12 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | SaleCommon Stock | 45 | $15.82 | $711.90 |
DisclosureSEC source: 0000950170-24-107048 · ownership.xml · nonDerivative · entry 6 Phillips Daniel R · CIK 0001600203 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,418 Read SEC document |
| September 16, 2024 Filed Sep 17, 2024 10:12 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | SaleCommon Stock | 504 | $15.78 | $7,953.12 |
DisclosureSEC source: 0000950170-24-107048 · ownership.xml · nonDerivative · entry 5 Phillips Daniel R · CIK 0001600203 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,463 Read SEC document |
| September 16, 2024 Filed Sep 17, 2024 10:12 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | SaleCommon Stock | 1,294 | $15.77 | $20,406.38 |
DisclosureSEC source: 0000950170-24-107048 · ownership.xml · nonDerivative · entry 4 Phillips Daniel R · CIK 0001600203 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,967 Read SEC document |
| September 16, 2024 Filed Sep 17, 2024 10:12 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | SaleCommon Stock | 602 | $15.76 | $9,487.52 |
DisclosureSEC source: 0000950170-24-107048 · ownership.xml · nonDerivative · entry 3 Phillips Daniel R · CIK 0001600203 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,261 Read SEC document |
| September 16, 2024 Filed Sep 17, 2024 10:12 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | SaleCommon Stock | 100 | $15.67 | $1,567.00 |
DisclosureSEC source: 0000950170-24-107048 · ownership.xml · nonDerivative · entry 2 Phillips Daniel R · CIK 0001600203 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,863 Read SEC document |
| September 16, 2024 Filed Sep 17, 2024 10:12 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | SaleCommon Stock | 2,254 | $15.48 | $34,880.65 |
DisclosureSEC source: 0000950170-24-107048 · ownership.xml · nonDerivative · entry 1 Phillips Daniel R · CIK 0001600203 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,963 Read SEC document |
| August 16, 2024 Filed Aug 19, 2024 13:00 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | SaleCommon Stock | 1,055 | $15.42 | $16,268.10 |
DisclosureSEC source: 0000950170-24-098343 · ownership.xml · nonDerivative · entry 1 Phillips Daniel R · CIK 0001600203 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,217 Read SEC document |
| September 14, 2023 Filed Sep 15, 2023 09:26 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 5,000 | $10.81 Strike: $10.81 | $54,050.00 |
DisclosureSEC source: 0001209191-23-049539 · doc4.xml · derivative · entry 5 Phillips Daniel R · CIK 0001600203 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,237 Underlying: Common Stock · 5,000 shares Expires 2026-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2023 Filed Sep 15, 2023 09:26 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 5,000 | $10.81 | $54,050.00 |
DisclosureSEC source: 0001209191-23-049539 · doc4.xml · nonDerivative · entry 1 Phillips Daniel R · CIK 0001600203 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 14:50 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 4,000 | $10.81 Strike: $10.81 | $43,240.00 |
DisclosureSEC source: 0001209191-22-059158 · doc4.xml · derivative · entry 4 Phillips Daniel R · CIK 0001600203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,237 Underlying: Common Stock · 4,000 shares Expires 2026-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 14:50 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 4,000 | $10.81 | $43,240.00 |
DisclosureSEC source: 0001209191-22-059158 · doc4.xml · nonDerivative · entry 1 Phillips Daniel R · CIK 0001600203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 15:36 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 4,000 | $10.81 Strike: $10.81 | $43,240.00 |
DisclosureSEC source: 0001209191-22-035337 · doc4.xml · derivative · entry 4 Phillips Daniel R · CIK 0001600203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,237 Underlying: Common Stock · 4,000 shares Expires 2026-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 15:36 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 4,000 | $10.81 | $43,240.00 |
DisclosureSEC source: 0001209191-22-035337 · doc4.xml · nonDerivative · entry 1 Phillips Daniel R · CIK 0001600203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2022 Filed Jun 3, 2022 11:23 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | SaleCommon Stock | 2,109 | $19.26 | $40,619.34 |
DisclosureSEC source: 0001209191-22-033826 · doc4.xml · nonDerivative · entry 1 Phillips Daniel R · CIK 0001600203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,272 Read SEC document |
| November 08, 2021 Filed Nov 9, 2021 16:41 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 2,000 | $0.00 Strike: $10.81 | $0.00 |
DisclosureSEC source: 0001209191-21-063641 · doc4.xml · derivative · entry 4 Phillips Daniel R · CIK 0001600203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,337 Underlying: Common Stock · 2,000 shares Expires 2026-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2021 Filed Nov 9, 2021 16:41 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 2,000 | $10.81 | $21,620.00 |
DisclosureSEC source: 0001209191-21-063641 · doc4.xml · nonDerivative · entry 1 Phillips Daniel R · CIK 0001600203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 08:59 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | PurchaseCommon Stock | 1,000 | $13.94 | $13,940.00 |
DisclosureSEC source: 0001209191-19-043934 · doc4.xml · nonDerivative · entry 1 Phillips Daniel R · CIK 0001600203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,381 Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 10:54 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | SaleCommon Stock | 150 | $15.40 | $2,309.37 |
DisclosureSEC source: 0001209191-17-059047 · doc4.xml · nonDerivative · entry 1 Phillips Daniel R · CIK 0001600203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,381 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.