Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Pathfinder Bancorp, Inc.PBHC · Entity 6777 | Director | November 20, 2025 | November 21, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Pathfinder Bancorp, Inc.
Report date November 20, 2025 · Filed November 21, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,774 |
Reported balance
After 2025-11-20 transaction · row 1
1 source rowRow 1 · 2025-11-20 · Exercise / conversion · Acquired 4,500 · Balance 28,774 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $11.35 · Expires 2026-05-06 | Direct | 0 |
Reported balance
After 2025-11-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-11-20 · Exercise / conversion · Disposed 4,500 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectCustodian for Children | 4,294 |
Reported balance
Holding disclosure · report date 2025-11-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,294 |
| Common StockSEC Table I · non-derivative | IndirectPOA for Parents | 57,682 |
Reported balance
Holding disclosure · report date 2025-11-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 57,682 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2025 Filed Nov 21, 2025 16:50 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 4,500 | $11.35 Strike: $11.35 | $51,075.00 |
DisclosureSEC source: 0001193125-25-291530 · ownership.xml · derivative · entry 4 Barclay William A · CIK 0001520816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,500 shares Expires 2026-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2025 Filed Nov 21, 2025 16:50 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 4,500 | $11.35 | $51,075.00 |
DisclosureSEC source: 0001193125-25-291530 · ownership.xml · nonDerivative · entry 1 Barclay William A · CIK 0001520816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2024 Filed Nov 25, 2024 13:12 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 2,525 | $11.35 Strike: $11.35 | $28,658.75 |
DisclosureSEC source: 0000950170-24-130484 · ownership.xml · derivative · entry 4 Barclay William A · CIK 0001520816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,500 Underlying: Common Stock · 2,525 shares Expires 2026-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2024 Filed Nov 25, 2024 13:12 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 2,525 | $11.35 | $28,658.75 |
DisclosureSEC source: 0000950170-24-130484 · ownership.xml · nonDerivative · entry 1 Barclay William A · CIK 0001520816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2023 Filed May 9, 2023 11:55 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 1,762 | $0.00 Strike: $11.35 | $0.00 |
DisclosureSEC source: 0001209191-23-028187 · doc4.xml · derivative · entry 4 Barclay William A · CIK 0001520816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,025 Underlying: Common Stock · 1,762 shares Expires 2026-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2023 Filed May 9, 2023 11:55 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 1,762 | $11.35 | $19,998.70 |
DisclosureSEC source: 0001209191-23-028187 · doc4.xml · nonDerivative · entry 1 Barclay William A · CIK 0001520816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 10:07 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 8,236 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-20-017116 · doc4.xml · derivative · entry 2 Barclay William A · CIK 0001520816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,236 shares Expires 2021-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 10:07 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 8,236 | $5.46 | $44,999.86 |
DisclosureSEC source: 0001209191-20-017116 · doc4.xml · nonDerivative · entry 1 Barclay William A · CIK 0001520816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2019 Filed May 10, 2019 14:52 UTC Amendment | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | PurchaseCommon Stock | 17,545 | $14.25 | $250,016.25 |
DisclosureSEC source: 0001209191-19-028781 · doc4a.xml · nonDerivative · entry 1 Barclay William A · CIK 0001520816 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · POA for Parents Disclosed balance after: 57,682 Read SEC document |
| May 08, 2019 Filed May 10, 2019 13:52 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | PurchaseCommon Stock | 14,036 | $14.25 | $200,013.00 |
DisclosureSEC source: 0001209191-19-028758 · doc4.xml · nonDerivative · entry 1 Barclay William A · CIK 0001520816 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · POA for Parents Disclosed balance after: 54,173 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.