Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Pathfinder Bancorp, Inc.PBHC · Entity 6777 | Director | March 13, 2026 | March 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Pathfinder Bancorp, Inc.
Report date March 13, 2026 · Filed March 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,588 |
Reported balance
After 2026-03-13 transaction · row 1
1 source rowRow 1 · 2026-03-13 · Exercise / conversion · Acquired 8,787 · Balance 35,588 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $11.35 · Expires 2026-05-06 | Direct | 0 |
Reported balance
After 2026-03-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-03-13 · Exercise / conversion · Disposed 8,787 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy POA | 148,664 |
Reported balance
Holding disclosure · report date 2026-03-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 148,664 |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 17,756 |
Reported balance
Holding disclosure · report date 2026-03-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 17,756 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2026 Filed Mar 13, 2026 18:22 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 8,787 | $0.00 Strike: $11.35 | $0.00 |
DisclosureSEC source: 0001193125-26-106579 · ownership.xml · derivative · entry 4 Gagas Adam C. · CIK 0001606623 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,787 shares Expires 2026-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2026 Filed Mar 13, 2026 18:22 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 8,787 | $11.35 | $99,732.45 |
DisclosureSEC source: 0001193125-26-106579 · ownership.xml · nonDerivative · entry 1 Gagas Adam C. · CIK 0001606623 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2026 Filed Mar 4, 2026 14:44 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-091045 · ownership.xml · nonDerivative · entry 2 Gagas Adam C. · CIK 0001606623 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By POA Disclosed balance after: 148,664 Read SEC document |
| February 13, 2026 Filed Feb 13, 2026 17:14 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | PurchaseCommon Stock | 1,950 | $13.75 | $26,812.50 |
DisclosureSEC source: 0001193125-26-051760 · ownership.xml · nonDerivative · entry 4 Gagas Adam C. · CIK 0001606623 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By IRA Disclosed balance after: 17,756 Read SEC document |
| February 12, 2026 Filed Feb 13, 2026 17:14 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | PurchaseCommon Stock | 6 | $13.50 | $81.00 |
DisclosureSEC source: 0001193125-26-051760 · ownership.xml · nonDerivative · entry 3 Gagas Adam C. · CIK 0001606623 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By IRA Disclosed balance after: 15,806 Read SEC document |
| August 28, 2025 Filed Aug 29, 2025 14:22 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 3,116 | $0.00 Strike: $11.09 | $0.00 |
DisclosureSEC source: 0000950170-25-112194 · ownership.xml · derivative · entry 5 Gagas Adam C. · CIK 0001606623 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,116 shares Expires 2025-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2025 Filed Aug 29, 2025 14:22 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 3,116 | $11.09 | $34,556.44 |
DisclosureSEC source: 0000950170-25-112194 · ownership.xml · nonDerivative · entry 3 Gagas Adam C. · CIK 0001606623 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2025 Filed May 13, 2025 12:49 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 2,620 | $0.00 Strike: $11.09 | $0.00 |
DisclosureSEC source: 0000950170-25-070006 · ownership.xml · derivative · entry 5 Gagas Adam C. · CIK 0001606623 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,116 Underlying: Common Stock · 2,620 shares Expires 2025-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2025 Filed May 13, 2025 12:49 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 2,620 | $11.09 | $29,055.80 |
DisclosureSEC source: 0000950170-25-070006 · ownership.xml · nonDerivative · entry 3 Gagas Adam C. · CIK 0001606623 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,685 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2023 Filed May 9, 2023 11:33 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 2,500 | $0.00 Strike: $11.09 | $0.00 |
DisclosureSEC source: 0001209191-23-028183 · doc4.xml · derivative · entry 4 Gagas Adam C. · CIK 0001606623 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,736 Underlying: Common Stock · 2,500 shares Expires 2025-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2023 Filed May 9, 2023 11:33 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 2,500 | $11.09 | $27,725.00 |
DisclosureSEC source: 0001209191-23-028183 · doc4.xml · nonDerivative · entry 1 Gagas Adam C. · CIK 0001606623 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 17, 2022 Filed Mar 18, 2022 11:40 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | PurchaseCommon Stock | 1,500 | $17.75 | $26,625.00 |
DisclosureSEC source: 0001209191-22-019970 · doc4.xml · nonDerivative · entry 1 Gagas Adam C. · CIK 0001606623 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,065 Read SEC document |
| March 17, 2022 Filed Mar 23, 2022 09:39 UTC Amendment | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | PurchaseCommon Stock | 1,500 | $17.75 | $26,625.00 |
DisclosureSEC source: 0001209191-22-020687 · doc4a.xml · nonDerivative · entry 1 Gagas Adam C. · CIK 0001606623 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 15,800 F1 · balance_after: This amendment is to correct the 3/18/22 stock purchase from direct ownership holdings to IRA holdings. Read SEC document |
| May 08, 2019 Filed May 10, 2019 10:01 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | PurchaseCommon Stock | 7,100 | $14.25 | $101,175.00 |
DisclosureSEC source: 0001209191-19-028685 · doc4.xml · nonDerivative · entry 1 Gagas Adam C. · CIK 0001606623 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,565 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.