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SCHNEIDER THOMAS W

Disclosed activity across 1 company

Tapewire entity
123225
SEC CIK
0001214095

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Pathfinder Bancorp, Inc.

Report date September 07, 2022 · Filed October 06, 2022

Section 16 reporting ended · disclosed 2022-10-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy ESOP19,233 Reported balance Holding disclosure · report date 2022-09-07 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 19,233

Common StockSEC Table I · non-derivativeIndirectBy 401(K)23,262 Reported balance Holding disclosure · report date 2022-09-07 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 23,262

Common StockSEC Table I · non-derivativeDirect32,373 Reported balance Holding disclosure · report date 2022-09-07 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 32,373

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $11.35 · Expires 2026-05-06Direct25,173 Reported balance Holding disclosure · report date 2022-09-07 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 25,173

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2021 Filed Dec 1, 2021 16:12 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 Exercise / conversionStock Options · Derivative 100 $0.00 Strike: $11.35 $0.00
Disclosure

SEC source: 0001209191-21-067265 · doc4.xml · derivative · entry 14

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,173

Underlying: Common Stock · 100 shares

Expires 2026-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 16:12 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 Exercise / conversionCommon Stock 100 $17.00 $1,700.00
Disclosure

SEC source: 0001209191-21-067265 · doc4.xml · nonDerivative · entry 8

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 16:12 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 Exercise / conversionCommon Stock 100 $11.35 $1,135.00
Disclosure

SEC source: 0001209191-21-067265 · doc4.xml · nonDerivative · entry 7

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 16:12 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 Exercise / conversionStock Options · Derivative 100 $0.00 Strike: $11.35 $0.00
Disclosure

SEC source: 0001209191-21-067265 · doc4.xml · derivative · entry 13

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,273

Underlying: Common Stock · 100 shares

Expires 2026-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 16:12 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 Exercise / conversionCommon Stock 100 $17.24 $1,724.00
Disclosure

SEC source: 0001209191-21-067265 · doc4.xml · nonDerivative · entry 6

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 16:12 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 Exercise / conversionCommon Stock 100 $11.35 $1,135.00
Disclosure

SEC source: 0001209191-21-067265 · doc4.xml · nonDerivative · entry 5

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2021 Filed Dec 1, 2021 16:12 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 Exercise / conversionStock Options · Derivative 13 $0.00 Strike: $11.35 $0.00
Disclosure

SEC source: 0001209191-21-067265 · doc4.xml · derivative · entry 12

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,373

Underlying: Common Stock · 13 shares

Expires 2026-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2021 Filed Dec 1, 2021 16:12 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 Exercise / conversionCommon Stock 13 $17.00 $221.00
Disclosure

SEC source: 0001209191-21-067265 · doc4.xml · nonDerivative · entry 4

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2021 Filed Dec 1, 2021 16:12 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 Exercise / conversionCommon Stock 13 $11.35 $147.55
Disclosure

SEC source: 0001209191-21-067265 · doc4.xml · nonDerivative · entry 3

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2021 Filed Dec 1, 2021 16:12 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 Exercise / conversionStock Options · Derivative 4 $0.00 Strike: $11.35 $0.00
Disclosure

SEC source: 0001209191-21-067265 · doc4.xml · derivative · entry 11

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,386

Underlying: Common Stock · 4 shares

Expires 2026-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2021 Filed Dec 1, 2021 16:12 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 Exercise / conversionCommon Stock 4 $17.05 $68.20
Disclosure

SEC source: 0001209191-21-067265 · doc4.xml · nonDerivative · entry 2

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2021 Filed Dec 1, 2021 16:12 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 Exercise / conversionCommon Stock 4 $11.35 $45.40
Disclosure

SEC source: 0001209191-21-067265 · doc4.xml · nonDerivative · entry 1

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 15:51 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 Exercise / conversionStock Options · Derivative 571 $0.00 Strike: $11.35 $0.00
Disclosure

SEC source: 0001209191-21-066379 · doc4.xml · derivative · entry 5

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,390

Underlying: Common Stock · 571 shares

Expires 2026-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 15:51 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 Exercise / conversionCommon Stock 571 $17.00 $9,707.00
Disclosure

SEC source: 0001209191-21-066379 · doc4.xml · nonDerivative · entry 2

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 15:51 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 Exercise / conversionCommon Stock 571 $11.35 $6,480.85
Disclosure

SEC source: 0001209191-21-066379 · doc4.xml · nonDerivative · entry 1

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 10:32 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 Exercise / conversionStock Options · Derivative 400 $0.00 Strike: $11.35 $0.00
Disclosure

SEC source: 0001209191-21-065724 · doc4.xml · derivative · entry 5

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,961

Underlying: Common Stock · 400 shares

Expires 2026-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 10:32 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 Exercise / conversionCommon Stock 400 $17.00 $6,800.00
Disclosure

SEC source: 0001209191-21-065724 · doc4.xml · nonDerivative · entry 2

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 10:32 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 Exercise / conversionCommon Stock 400 $11.35 $4,540.00
Disclosure

SEC source: 0001209191-21-065724 · doc4.xml · nonDerivative · entry 1

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2019 Filed Sep 12, 2019 13:39 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 SaleCommon Stock 885 $13.00 $11,505.00
Disclosure

SEC source: 0001209191-19-049264 · doc4.xml · nonDerivative · entry 1

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,373

Read SEC document
September 03, 2019 Filed Sep 5, 2019 14:57 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 SaleCommon Stock 500 $12.79 $6,394.50
Disclosure

SEC source: 0001209191-19-048465 · doc4.xml · nonDerivative · entry 1

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,258

F1 · price: This transaction was executed in three trades at prices ranging from $12.755 to $12.80. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 30, 2019 Filed Sep 3, 2019 11:55 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 SaleCommon Stock 715 $12.81 $9,160.22
Disclosure

SEC source: 0001209191-19-047899 · doc4.xml · nonDerivative · entry 1

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,758

F1 · price: This transaction was executed in two trades at prices ranging from $12.75 to $13.19. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 28, 2019 Filed Aug 29, 2019 13:17 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 SaleCommon Stock 300 $13.14 $3,940.50
Disclosure

SEC source: 0001209191-19-047681 · doc4.xml · nonDerivative · entry 1

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,473

F1 · price: This transaction was executed in two trades at prices ranging from $13.005 to $13.20. Th price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 22, 2019 Filed Aug 23, 2019 16:14 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 SaleCommon Stock 300 $12.79 $3,836.49
Disclosure

SEC source: 0001209191-19-047289 · doc4.xml · nonDerivative · entry 1

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,773

F1 · price: This transaction was executed in three trades at prices ranging from $12.57 to $13.015. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 23, 2019 Filed May 28, 2019 10:19 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 PurchaseCommon Stock 2,924 $15.25 $44,591.00
Disclosure

SEC source: 0001209191-19-032875 · doc4.xml · nonDerivative · entry 1

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,073

Read SEC document
May 21, 2019 Filed May 28, 2019 10:13 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 PurchaseCommon Stock 1,076 $15.25 $16,409.00
Disclosure

SEC source: 0001209191-19-032873 · doc4.xml · nonDerivative · entry 1

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,149

Read SEC document
May 16, 2019 Filed May 17, 2019 11:11 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 PurchaseCommon Stock 1,472 $15.25 $22,448.00
Disclosure

SEC source: 0001209191-19-030714 · doc4.xml · nonDerivative · entry 2

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,073

F2 · price: This transaction was executed in two trades at prices ranging from $15.00 to $15.25. Th price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 15, 2019 Filed May 17, 2019 11:11 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 PurchaseCommon Stock 8,528 $14.98 $127,749.44
Disclosure

SEC source: 0001209191-19-030714 · doc4.xml · nonDerivative · entry 1

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,601

F1 · price: This transaction was executed in thirteen trades at prices ranging from $14.65 to 15.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 09:14 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 Exercise / conversionStock Options · Derivative 2,091 $0.00 Strike: $5.46 $0.00
Disclosure

SEC source: 0001209191-19-009157 · doc4.xml · derivative · entry 3

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,091 shares

Expires 2021-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 09:14 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 Exercise / conversionCommon Stock 2,091 $14.00 $29,274.63
Disclosure

SEC source: 0001209191-19-009157 · doc4.xml · nonDerivative · entry 2

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction was executed in multiple trades at prices ranging from $14.00 to $14.01. Th price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 09:14 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 Exercise / conversionCommon Stock 2,091 $5.46 $11,424.81
Disclosure

SEC source: 0001209191-19-009157 · doc4.xml · nonDerivative · entry 1

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2018 Filed Nov 30, 2018 14:20 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 SaleCommon Stock 4,000 $14.75 $59,012.00
Disclosure

SEC source: 0001209191-18-060343 · doc4.xml · nonDerivative · entry 1

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,073

F1 · price: This transaction was executed in multiple trades at prices ranging from $14.75 to $14.79. Th price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 01, 2018 Filed Aug 2, 2018 10:21 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 Exercise / conversionStock Options · Derivative 7,500 $0.00 Strike: $5.46 $0.00
Disclosure

SEC source: 0001209191-18-044831 · doc4.xml · derivative · entry 5

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,091

Underlying: Common Stock · 7,500 shares

Expires 2021-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2018 Filed Aug 2, 2018 10:21 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 Exercise / conversionCommon Stock 7,500 $15.25 $114,345.75
Disclosure

SEC source: 0001209191-18-044831 · doc4.xml · nonDerivative · entry 2

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction was executed in multiple trades at prices ranging from $15.20 to $15.30. Th price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 01, 2018 Filed Aug 2, 2018 10:21 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 Exercise / conversionCommon Stock 7,500 $5.46 $40,978.50
Disclosure

SEC source: 0001209191-18-044831 · doc4.xml · nonDerivative · entry 1

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 11:35 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 PurchaseCommon Stock 250 $16.13 $4,031.75
Disclosure

SEC source: 0001209191-18-034916 · doc4.xml · nonDerivative · entry 1

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,073

Read SEC document
September 11, 2017 Filed Sep 13, 2017 10:11 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 Exercise / conversionStock Options · Derivative 10,000 $0.00 Strike: $5.46 $0.00
Disclosure

SEC source: 0001209191-17-052534 · doc4.xml · derivative · entry 5

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,591

Underlying: Common Stock · 10,000 shares

Expires 2021-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2017 Filed Sep 13, 2017 10:11 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 Exercise / conversionCommon Stock 10,000 $15.16 $151,580.00
Disclosure

SEC source: 0001209191-17-052534 · doc4.xml · nonDerivative · entry 2

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2017 Filed Sep 13, 2017 10:11 UTC Pathfinder Bancorp, Inc. PBHC · Entity 6777 Exercise / conversionCommon Stock 10,000 $5.46 $54,638.00
Disclosure

SEC source: 0001209191-17-052534 · doc4.xml · nonDerivative · entry 1

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.