Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Pathfinder Bancorp, Inc.PBHC · Entity 6777 | Director | May 04, 2023 | May 05, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Pathfinder Bancorp, Inc.
Report date May 04, 2023 · Filed May 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 40,537 |
Reported balance
After 2023-05-04 transaction · row 1
1 source rowRow 1 · 2023-05-04 · Exercise / conversion · Acquired 8,787 · Balance 40,537 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $11.35 · Expires 2026-05-06 | Direct | 0 |
Reported balance
After 2023-05-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-05-04 · Exercise / conversion · Disposed 8,787 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 5,000 |
Reported balance
Holding disclosure · report date 2023-05-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2023 Filed May 5, 2023 14:01 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 8,787 | $0.00 Strike: $11.35 | $0.00 |
DisclosureSEC source: 0001209191-23-027599 · doc4.xml · derivative · entry 3 Funiciello John · CIK 0001536688 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,787 shares Expires 2026-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2023 Filed May 5, 2023 14:01 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 8,787 | $11.35 | $99,732.45 |
DisclosureSEC source: 0001209191-23-027599 · doc4.xml · nonDerivative · entry 1 Funiciello John · CIK 0001536688 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2020 Filed Feb 25, 2020 08:52 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | PurchaseCommon Stock | 10 | $14.39 | $143.90 |
DisclosureSEC source: 0001209191-20-012334 · doc4.xml · nonDerivative · entry 1 Funiciello John · CIK 0001536688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,750 Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 10:07 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 8,236 | $0.00 Strike: $8.43 | $0.00 |
DisclosureSEC source: 0001209191-20-007788 · doc4.xml · derivative · entry 3 Funiciello John · CIK 0001536688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,236 shares Expires 2023-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 10:07 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 8,236 | $8.43 | $69,429.48 |
DisclosureSEC source: 0001209191-20-007788 · doc4.xml · nonDerivative · entry 1 Funiciello John · CIK 0001536688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2019 Filed May 10, 2019 14:01 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | PurchaseCommon Stock | 7,000 | $14.25 | $99,750.00 |
DisclosureSEC source: 0001209191-19-028760 · doc4.xml · nonDerivative · entry 1 Funiciello John · CIK 0001536688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,504 Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 15:16 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | GrantCommon Stock | 123 | $15.51 | $1,907.73 |
DisclosureSEC source: 0000899243-17-021412 · doc4.xml · nonDerivative · entry 1 Funiciello John · CIK 0001536688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,504 F1 · shares: Shares of restricted stock vest at a rate of 20% per year commencing on May 6, 2017. Read SEC document |
| May 06, 2016 Filed Sep 5, 2017 15:16 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | GrantStock Options · Derivative | 8,787 | $0.00 Strike: $11.35 | $0.00 |
DisclosureSEC source: 0000899243-17-021412 · doc4.xml · derivative · entry 3 Funiciello John · CIK 0001536688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,787 Underlying: Common Stock · 8,787 shares Expires 2026-05-06 F2 · derivative.underlying_shares: Stock options vest at a rate of 20% per year commencing on May 6, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.