OUST

SEC source: 0000950170-23-013087 · ownership.xml · nonDerivative · entry 1

Radstrom Karin · CIK 0001886168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,174

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy.

SEC source: 0000950170-23-013064 · ownership.xml · nonDerivative · entry 1

Heystee Susan · CIK 0001334330 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 777,097

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy.

SEC source: 0000899243-23-009202 · doc4.xml · nonDerivative · entry 1

Frichtl Mark · CIK 0001847596 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,718,636

F1 · shares: Represents Company restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock. The RSUs vest as to 1/4 of the total number of RSUs on each quarterly anniversary of the grant date, subject to the reporting person's continued service through the applicable vesting date. The RSUs have no expiration date.

SEC source: 0000899243-23-008798 · doc4.xml · nonDerivative · entry 2

SPENCER DARIEN · CIK 0001226378 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,577,580

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units ("RSUs") in a trade that was initiated by the Issuer on the Reporting Person's behalf pursuant to terms of the applicable RSU agreement.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.8902 to $0.8975 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000899243-23-009211 · doc4.xml · nonDerivative · entry 1

WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,910,279

F1 · shares: Represents Company restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock. The RSUs vest as to 1/16 of the total number of RSUs on each quarterly anniversary of the grant date, subject to the reporting person's continued service through the applicable vesting date. The RSUs have no expiration date.

SEC source: 0000899243-23-009205 · doc4.xml · nonDerivative · entry 1

Chung Megan · CIK 0001966411 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,058,729

F1 · shares: Represents Company restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock. The RSUs vest as to 1/16 of the total number of RSUs on each quarterly anniversary of the grant date, subject to the reporting person's continued service through the applicable vesting date. The RSUs have no expiration date.

SEC source: 0000899243-23-009204 · doc4.xml · nonDerivative · entry 1

Dickerman Nathan · CIK 0001857912 · President of Field Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,169,630

F1 · shares: Represents Company restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock. The RSUs vest as to 1/4 of the total number of RSUs on each quarterly anniversary of the grant date, subject to the reporting person's continued service through the applicable vesting date. The RSUs have no expiration date.

SEC source: 0000899243-23-009203 · doc4.xml · nonDerivative · entry 1

Pacala Charles Angus · CIK 0001848817 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,760,807

F1 · shares: Represents Company restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock. The RSUs vest as to 1/4 of the total number of RSUs on each quarterly anniversary of the grant date, subject to the reporting person's continued service through the applicable vesting date. The RSUs have no expiration date.

SEC source: 0000899243-23-009201 · doc4.xml · nonDerivative · entry 1

SPENCER DARIEN · CIK 0001226378 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,697,580

F1 · shares: Represents Company restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock. The RSUs vest as to 1/16 of the total number of RSUs on each quarterly anniversary of the grant date, subject to the reporting person's continued service through the applicable vesting date. The RSUs have no expiration date.

SEC source: 0000899243-23-008797 · doc4.xml · nonDerivative · entry 2

Dickerman Nathan · CIK 0001857912 · President of Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 769,630

F3 · shares: The sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.8500 to $0.8600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000899243-23-008798 · doc4.xml · nonDerivative · entry 1

SPENCER DARIEN · CIK 0001226378 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,580,465

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units ("RSUs") in a trade that was initiated by the Issuer on the Reporting Person's behalf pursuant to terms of the applicable RSU agreement.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.8643 to $0.9055 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000899243-23-008797 · doc4.xml · nonDerivative · entry 1

Dickerman Nathan · CIK 0001857912 · President of Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 813,047

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units ("RSUs") in a trade that was initiated by the Issuer on the Reporting Person's behalf pursuant to terms of the applicable RSU agreement.

F2 · price: Reflects the weighted average of all shares sold to cover taxes upon vesting of RSUs on March 14, 2023 for certain employees of the Issuer.

SEC source: 0000950170-23-028077 · ownership.xml · nonDerivative · entry 1

Chung Megan · CIK 0001966411 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,692

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units ("RSUs") in a trade that was initiated by the Issuer on the Reporting Person's behalf.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.6421 to $9.055, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000899243-23-006459 · doc4.xml · nonDerivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 982,998

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units ("RSUs") in a trade that was initiated by the Issuer on the Reporting Person's behalf pursuant to terms of the applicable RSU agreement.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.0950 to $1.1136, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000899243-23-005103 · doc4.xml · nonDerivative · entry 1

WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790,279

F1 · shares: Includes 767,175 shares of common stock subject to time-based restrictions on transfer ("RSAs"). The RSAs will vest in accordance with the terms of the underlying awards.

F2 · price: Pursuant to the Agreement and Plan of Merger, dated as of November 4, 2022 (the "Merger Agreement"), at the effective time of the first merger contemplated by the Merger Agreement (the "Effective Time"), each share of common stock of Velodyne Lidar, Inc. ("Velodyne") held by the Reporting Person immediately prior to the Effective Time was converted into 0.8204 shares of the Company's common stock. At the Effective Time, each outstanding RSA held by the Reporting Person was converted into a number of restricted shares of the Company's common stock equal to the product of the number of shares of Velodyne common stock subject to the RSA and 0.8204, with the same terms and conditions as applied to the RSA immediately prior to the Effective Time. The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder.

SEC source: 0000899243-23-005102 · doc4.xml · nonDerivative · entry 2

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,309,246

F3 · shares: Represents Company restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock. The RSUs vest as to 1/5 of the the total number of RSUs on each of the first five quarterly anniversaries of the grant date, subject to the Reporting Person's continued service through the applicable vesting date. The RSUs have no expiration date.

SEC source: 0000899243-23-005102 · doc4.xml · nonDerivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,122,992

F1 · shares: Includes 835,129 shares of Ouster, Inc. ("Company") common stock subject to time-based restrictions on transfer ("RSAs"). The RSAs will vest in accordance with the terms of the underlying awards.

F2 · price: Pursuant to the Agreement and Plan of Merger, dated as of November 4, 2022 (the "Merger Agreement"), at the effective time of the first merger contemplated by the Merger Agreement (the "Effective Time"), each share of common stock of Velodyne Lidar, Inc. ("Velodyne") held by the Reporting Person immediately prior to the Effective Time was converted into 0.8204 shares of the Company's common stock. At the Effective Time, each outstanding RSA held by the Reporting Person was converted into a number of restricted shares of the Company's common stock equal to the product of the number of shares of Velodyne common stock subject to the RSA and 0.8204, with the same terms and conditions as applied to the RSA immediately prior to the Effective Time. The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder.

SEC source: 0000899243-23-005101 · doc4.xml · nonDerivative · entry 2

BOULET VIRGINIA · CIK 0001202817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,894

F2 · shares: Represents Company restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock. The RSUs vest as to 1/5 of the the total number of RSUs on each of the first five quarterly anniversaries of the grant date, subject to the Reporting Person's continued service through the applicable vesting date. The RSUs have no expiration date.

SEC source: 0000899243-23-005101 · doc4.xml · nonDerivative · entry 1

BOULET VIRGINIA · CIK 0001202817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,640

F1 · shares: Pursuant to the Agreement and Plan of Merger, dated as of November 4, 2022 (the "Merger Agreement"), at the effective time of the first merger contemplated by the Merger Agreement (the "Effective Time"), each share of common stock of Velodyne Lidar, Inc. ("Velodyne") held by the Reporting Person immediately prior to the Effective Time was converted into 0.8204 shares of Ouster, Inc. (the "Company") common stock. The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of November 4, 2022 (the "Merger Agreement"), at the effective time of the first merger contemplated by the Merger Agreement (the "Effective Time"), each share of common stock of Velodyne Lidar, Inc. ("Velodyne") held by the Reporting Person immediately prior to the Effective Time was converted into 0.8204 shares of Ouster, Inc. (the "Company") common stock. The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder.

SEC source: 0000899243-23-005099 · doc4.xml · nonDerivative · entry 1

Valani Riaz · CIK 0001965769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,254

F1 · shares: Represents Company restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock. The RSUs vest as to 1/5 of the the total number of RSUs on each of the first five quarterly anniversaries of the grant date, subject to the Reporting Person's continued service through the applicable vesting date. The RSUs have no expiration date.

SEC source: 0000899243-23-005098 · doc4.xml · nonDerivative · entry 2

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,261

F2 · shares: Represents Company restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock. The RSUs vest as to 1/5 of the the total number of RSUs on each of the first five quarterly anniversaries of the grant date, subject to the Reporting Person's continued service through the applicable vesting date. The RSUs have no expiration date.

SEC source: 0000899243-23-005098 · doc4.xml · nonDerivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,007

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of November 4, 2022 (the "Merger Agreement"), at the effective time of the first merger contemplated by the Merger Agreement (the "Effective Time"), each share of common stock of Velodyne Lidar, Inc. ("Velodyne") held by the Reporting Person immediately prior to the Effective Time was converted into 0.8204 shares of the Company's common stock. The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder.

SEC source: 0000899243-23-005096 · doc4.xml · nonDerivative · entry 2

Slanina Kristin · CIK 0001822814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,255

F2 · shares: Represents Company restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock. The RSUs vest as to 1/5 of the the total number of RSUs on each of the first five quarterly anniversaries of the grant date, subject to the Reporting Person's continued service through the applicable vesting date. The RSUs have no expiration date.

SEC source: 0000899243-23-005096 · doc4.xml · nonDerivative · entry 1

Slanina Kristin · CIK 0001822814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,001

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of November 4, 2022 (the "Merger Agreement"), at the effective time of the first merger contemplated by the Merger Agreement (the "Effective Time"), each share of common stock of Velodyne Lidar, Inc. ("Velodyne") held by the Reporting Person immediately prior to the Effective Time was converted into 0.8204 shares of the Company's common stock. The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder.

SEC source: 0000899243-23-006308 · doc4.xml · nonDerivative · entry 1

Radstrom Karin · CIK 0001886168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,964

F1 · shares: Represents Company restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock. The RSUs vest as to 1/5 of the total number of RSUs on each of the first five quarterly anniversaries of the grant date, subject to the Reporting Person's continued service through the applicable vesting date. The RSUs have no expiration date.

F2 · balance_after: Includes 56,007 previously reported RSUs for which the vesting requirements were accelerated in connection with the Company's completed merger of equals with Velodyne Lidar, Inc. on February 10, 2023.

SEC source: 0000899243-23-006307 · doc4.xml · nonDerivative · entry 1

Heystee Susan · CIK 0001334330 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 751,101

F1 · shares: Represents Company restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock. The RSUs vest as to 1/5 of the total number of RSUs on each of the first five quarterly anniversaries of the grant date, subject to the Reporting Person's continued service through the applicable vesting date. The RSUs have no expiration date.

F2 · balance_after: Includes 43,380 previously reported RSUs for which the vesting requirements were accelerated in connection with the Company's completed merger of equals with Velodyne Lidar, Inc. on February 10, 2023.

SEC source: 0000899243-23-001417 · doc4.xml · nonDerivative · entry 1

Radstrom Karin · CIK 0001886168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,710

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy.

SEC source: 0000899243-23-001423 · doc4.xml · nonDerivative · entry 1

Mitra Sundari · CIK 0001466128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,313

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy. The Reporting Person will settle all awards of common stock received in 2023, including vested restricted stock units, on January 1, 2027, or upon an earlier change in control or separation from service.

SEC source: 0000899243-23-001425 · doc4.xml · nonDerivative · entry 1

TRAFELET REMY W · CIK 0001297619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,661,450

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy. The Reporting Person will settle all awards of common stock received in 2023, including vested restricted stock units, on December 31, 2026, or upon an earlier change in control or separation from service.

SEC source: 0000899243-23-001422 · doc4.xml · nonDerivative · entry 1

Heystee Susan · CIK 0001334330 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,847

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy.

SEC source: 0000899243-23-001421 · doc4.xml · nonDerivative · entry 1

HERNANDEZ EMMANUEL T · CIK 0001186773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,546

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy. The Reporting Person will settle all awards of common stock received, including vested restricted stock units, upon the earlier of a change in control or separation from service with the Issuer.

SEC source: 0000899243-22-039111 · doc4.xml · nonDerivative · entry 1

Brunelle Anna · CIK 0001445390 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,320,623

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units ("RSUs") in a trade that was initiated by the Issuer on the Reporting Person's behalf pursuant to terms of the applicable RSU agreement.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.10 to $1.311, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000899243-22-039108 · doc4.xml · nonDerivative · entry 1

SPENCER DARIEN · CIK 0001226378 · EVP of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,595,787

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units ("RSUs") in a trade that was initiated by the Issuer on the Reporting Person's behalf pursuant to terms of the applicable RSU agreement.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.10 to $1.135, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000899243-22-038537 · doc4.xml · nonDerivative · entry 2

Dickerman Nathan · CIK 0001857912 · President of Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 845,317

F3 · shares: The sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.21 to $1.255, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000899243-22-038535 · doc4.xml · nonDerivative · entry 1

SPENCER DARIEN · CIK 0001226378 · EVP of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,598,254

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units ("RSUs") in a trade that was initiated by the issuer on the reporting person's behalf pursuant to terms of the applicable RSU agreement.

F2 · price: Reflects the weighted average of all shares sold to cover taxes upon vesting of RSUs on December 11, 2022 for certain employees of the Issuer.

SEC source: 0000899243-22-038537 · doc4.xml · nonDerivative · entry 1

Dickerman Nathan · CIK 0001857912 · President of Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890,387

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units ("RSUs") in a trade that was initiated by the Issuer on the Reporting Person's behalf pursuant to terms of the applicable RSU agreement.

F2 · price: Reflects the weighted average of all shares sold to cover taxes upon vesting of RSUs on December 11, 2022 for certain employees of the Issuer.

SEC source: 0000899243-22-038534 · doc4.xml · nonDerivative · entry 1

Brunelle Anna · CIK 0001445390 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,323,690

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units ("RSUs") in a trade that was initiated by the issuer on the reporting person's behalf pursuant to terms of the applicable RSU agreement.

F2 · price: Reflects the weighted average of all shares sold to cover taxes upon vesting of RSUs on December 11, 2022 for certain employees of the Issuer.

SEC source: 0000899243-22-038531 · doc4.xml · nonDerivative · entry 1

Dolinko Adam · CIK 0001457720 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714,848

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units ("RSUs") in a trade that was initiated by the Issuer on the Reporting Person's behalf pursuant to terms of the applicable RSU agreement.

F2 · price: Reflects the weighted average of all shares sold to cover taxes upon vesting of RSUs on December 11, 2022 for certain employees of the Issuer.

F3 · balance_after: Includes 7,500 shares of common stock acquired pursuant to the Company's 2022 Employee Stock Purchase Plan since the Reporting Person's ownership report filed on August 12, 2022.

SEC source: 0000899243-22-033280 · doc4.xml · nonDerivative · entry 1

Radstrom Karin · CIK 0001886168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,625

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy.

SEC source: 0000899243-22-033279 · doc4.xml · nonDerivative · entry 1

HERNANDEZ EMMANUEL T · CIK 0001186773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,754

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy. The Reporting Person will settle all awards of common stock received, including vested restricted stock units, upon the earlier of a change in control or separation from service with the Issuer.

SEC source: 0000899243-22-033277 · doc4.xml · nonDerivative · entry 1

TRAFELET REMY W · CIK 0001297619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,650,244

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy. The Reporting Person will settle all awards of common stock received in 2022, including vested restricted stock units, on December 31, 2026, or upon an earlier change in control or separation from service.

SEC source: 0000899243-22-033275 · doc4.xml · nonDerivative · entry 1

DEL CALVO JORGE A · CIK 0001250152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,946

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy. The Reporting Person will settle all awards of common stock received in 2022, including vested restricted stock units, on December 18, 2041, or upon an earlier change in control or separation from service.

SEC source: 0000899243-22-033274 · doc4.xml · nonDerivative · entry 1

Heystee Susan · CIK 0001334330 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,758

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy.

SEC source: 0000899243-22-033273 · doc4.xml · nonDerivative · entry 1

Mitra Sundari · CIK 0001466128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,228

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy. The Reporting Person will settle all awards of common stock received in 2022, including vested restricted stock units, on January 1, 2027, or upon an earlier change in control or separation from service.

SEC source: 0000899243-22-031522 · doc4.xml · nonDerivative · entry 1

Brunelle Anna · CIK 0001445390 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,349,390

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units ("RSUs") in a trade that was initiated by the issuer on the reporting person's behalf pursuant to terms of the applicable RSU agreement.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.1805 to $1.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000899243-22-031517 · doc4.xml · nonDerivative · entry 1

SPENCER DARIEN · CIK 0001226378 · EVP of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,611,151

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units ("RSUs") in a trade that was initiated by the issuer on the reporting person's behalf pursuant to terms of the applicable RSU agreement.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.1809 to $1.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000899243-22-031037 · doc4.xml · nonDerivative · entry 2

Dickerman Nathan · CIK 0001857912 · President of Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920,986

F4 · shares: The sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.28 to $1.33, inclusive.

SEC source: 0000899243-22-031038 · doc4.xml · nonDerivative · entry 1

SPENCER DARIEN · CIK 0001226378 · EVP of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,613,650

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units ("RSUs") in a trade that was initiated by the issuer on the reporting person's behalf pursuant to terms of the applicable RSU agreement.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.37 to $1.4043, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000899243-22-031037 · doc4.xml · nonDerivative · entry 1

Dickerman Nathan · CIK 0001857912 · President of Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 964,719

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units ("RSUs") in a trade that was initiated by the issuer on the Reporting Person's behalf pursuant to terms of the applicable RSU agreement.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.37 to $1.4043, inclusive.

F3 · price: The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000899243-22-028545 · doc4.xml · nonDerivative · entry 2

Brunelle Anna · CIK 0001445390 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,352,498

F1 · shares: Reflects an award of restricted stock units ("RSUs") representing a contingent right to receive one share of common stock upon vesting. The RSUs vest as to 1/12 of the total number of RSUs on each quarterly anniversary of the grant date, subject to the reporting person's continued service through the applicable vesting date.