Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Enovix CorpENVX · Entity 5188 | Director | June 15, 2023 | June 20, 2023 |
| ON SEMICONDUCTOR CORPON · Entity 3161 | Director | March 08, 2021 | March 10, 2021 |
| Ouster, Inc.OUST · Entity 4380 | Director | January 05, 2023 | January 10, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Enovix Corp
Report date June 15, 2023 · Filed June 20, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 480,610 |
Reported balance
After 2023-06-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-06-15 · Grant · Acquired 7,336 · Balance 480,610 F1: Reflects shares issuable on the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs will vest on each of September 15, 2023, December 15, 2023, March 15, 2024 and the earlier of June 15, 2024 and the date of the next annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the Reporting Person's service as a director ends at such meeting due to the director's failure to be re-elected or not standing for re-election), subject to the Reporting Person's continuous service through each applicable vesting date. F2: Includes 7,336 shares issuable upon the settlement of RSUs granted to the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares issuable on the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs will vest on each of September 15, 2023, December 15, 2023, March 15, 2024 and the earlier of June 15, 2024 and the date of the next annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the Reporting Person's service as a director ends at such meeting due to the director's failure to be re-elected or not standing for re-election), subject to the Reporting Person's continuous service through each applicable vesting date.
F2: Includes 7,336 shares issuable upon the settlement of RSUs granted to the Reporting Person.
ON SEMICONDUCTOR CORP
Report date March 08, 2021 · Filed March 10, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 25,000 |
Ending reported balance
After 2021-03-09 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2021-03-08 · Sale · Disposed 9,750 · Balance 103,461 F1: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e., a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended). F2: This disposition transaction was executed in multiple trades at prices ranging from $38.96 to $39.45. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Row 2 · 2021-03-08 · Sale · Disposed 15,390 · Balance 88,071 F1: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e., a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended). F3: This disposition transaction was executed in multiple trades at prices ranging from $36.94 to $37.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Row 3 · 2021-03-08 · Sale · Disposed 23,160 · Balance 64,911 F1: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e., a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended). F4: This disposition transaction was executed in multiple trades at prices ranging from $35.94 to $36.93. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Row 4 · 2021-03-08 · Sale · Disposed 25,865 · Balance 39,046 F1: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e., a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended). F5: This disposition transaction was executed in multiple trades at prices ranging from $37.96 to $38.95. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Row 5 · 2021-03-09 · Sale · Disposed 14,046 · Balance 25,000 F1: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e., a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended). F6: This disposition transaction was executed in multiple trades at prices ranging from $37.51 to $38.08. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e., a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended).
F2: This disposition transaction was executed in multiple trades at prices ranging from $38.96 to $39.45. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F3: This disposition transaction was executed in multiple trades at prices ranging from $36.94 to $37.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F4: This disposition transaction was executed in multiple trades at prices ranging from $35.94 to $36.93. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F5: This disposition transaction was executed in multiple trades at prices ranging from $37.96 to $38.95. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F6: This disposition transaction was executed in multiple trades at prices ranging from $37.51 to $38.08. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Ouster, Inc.
Report date January 05, 2023 · Filed January 10, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 153,546 |
Reported balance
After 2023-01-05 transaction · row 1
1 source rowRow 1 · 2023-01-05 · Grant · Acquired 14,792 · Balance 153,546 F1: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy. The Reporting Person will settle all awards of common stock received, including vested restricted stock units, upon the earlier of a change in control or separation from service with the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy. The Reporting Person will settle all awards of common stock received, including vested restricted stock units, upon the earlier of a change in control or separation from service with the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2023 Filed Jun 20, 2023 21:17 UTC | Enovix Corp ENVX · Entity 5188 | GrantCommon Stock | 7,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001828318-23-000122 · wk-form4_1687310260.xml · nonDerivative · entry 1 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 480,610 F1 · shares: Reflects shares issuable on the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs will vest on each of September 15, 2023, December 15, 2023, March 15, 2024 and the earlier of June 15, 2024 and the date of the next annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the Reporting Person's service as a director ends at such meeting due to the director's failure to be re-elected or not standing for re-election), subject to the Reporting Person's continuous service through each applicable vesting date. F2 · balance_after: Includes 7,336 shares issuable upon the settlement of RSUs granted to the Reporting Person. Read SEC document |
| January 05, 2023 Filed Jan 10, 2023 02:51 UTC | Ouster, Inc. OUST · Entity 4380 | GrantCommon Stock | 14,792 | $1.12 | $16,499.00 |
DisclosureSEC source: 0000899243-23-001421 · doc4.xml · nonDerivative · entry 1 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,546 F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy. The Reporting Person will settle all awards of common stock received, including vested restricted stock units, upon the earlier of a change in control or separation from service with the Issuer. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 21:33 UTC | Ouster, Inc. OUST · Entity 4380 | GrantCommon Stock | 13,290 | $1.24 | $16,499.54 |
DisclosureSEC source: 0000899243-22-033279 · doc4.xml · nonDerivative · entry 1 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,754 F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy. The Reporting Person will settle all awards of common stock received, including vested restricted stock units, upon the earlier of a change in control or separation from service with the Issuer. Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 23:39 UTC | Ouster, Inc. OUST · Entity 4380 | GrantCommon Stock | 8,404 | $1.96 | $16,499.57 |
DisclosureSEC source: 0000899243-22-025762 · doc4.xml · nonDerivative · entry 1 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,464 F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy. The Reporting Person will settle all awards of common stock received, including vested restricted stock units, upon the earlier of a change in control or separation from service with the Issuer. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 17:32 UTC | Enovix Corp ENVX · Entity 5188 | GrantCommon Stock | 9,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-037995 · doc4.xml · nonDerivative · entry 1 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,274 F1 · shares: Reflects shares issuable on the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs will vest on each of September 15, 2022, December 15, 2022, March 15, 2023 and the earlier of June 15, 2023 and the date of the next annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the Reporting Person's service as a director ends at such meeting due to the director's failure to be re-elected or not standing for re-election), subject to the Reporting Person's continuous service through each applicable vesting date. F2 · balance_after: The reported transaction involved the Reporting Person's receipt of a grant of 9,057 RSUs. The Reporting Person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 includes the 9,057 newly awarded RSUs, 1,055 RSUs previously reported in Table II and 463,162 shares of the Issuer's common stock. Read SEC document |
| June 09, 2022 Filed Jun 14, 2022 00:05 UTC | Ouster, Inc. OUST · Entity 4380 | GrantCommon Stock | 67,846 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-022270 · doc4.xml · nonDerivative · entry 1 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,060 F1 · shares: Reflects an award of restricted stock units ("RSUs") representing a contingent right to receive one share of common stock upon vesting. The RSUs vest as to 1/4 of the total number of RSUs on each quarterly anniversary of the grant date, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 20:16 UTC | Ouster, Inc. OUST · Entity 4380 | GrantCommon Stock | 4,500 | $3.67 | $16,515.00 |
DisclosureSEC source: 0000899243-22-014262 · doc4.xml · nonDerivative · entry 1 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,214 F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy. The Reporting Person will settle all awards of common stock received, including vested restricted stock units, upon the earlier of a change in control or separation from service with the Issuer. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 16:34 UTC | Enovix Corp ENVX · Entity 5188 | Exercise / conversionRestricted Stock Units · Derivative | 1,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-022414 · doc4.xml · derivative · entry 2 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,055 Underlying: Common Stock · 1,054 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: On October 20, 2021, the Reporting Person was granted 4,217 RSUs, of which 25% vested on the grant date and the remainder vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. F2 · derivative.expiration_date: On October 20, 2021, the Reporting Person was granted 4,217 RSUs, of which 25% vested on the grant date and the remainder vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 16:34 UTC | Enovix Corp ENVX · Entity 5188 | Exercise / conversionCommon Stock | 1,054 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-022414 · doc4.xml · nonDerivative · entry 1 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| January 05, 2022 Filed Feb 15, 2022 00:57 UTC | Ouster, Inc. OUST · Entity 4380 | GrantCommon Stock | 2,794 | $5.91 | $16,512.54 |
DisclosureSEC source: 0000899243-22-006312 · doc4.xml · nonDerivative · entry 4 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,572 F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy. The Reporting Person will settle all awards of common stock received, including vested restricted stock units, upon the earlier of a change in control or separation from service with the Issuer. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 21:40 UTC | Enovix Corp ENVX · Entity 5188 | Exercise / conversionRestricted Stock Units · Derivative | 1,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-000370 · doc4.xml · derivative · entry 2 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,109 Underlying: Common Stock · 1,054 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. F2 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 21:40 UTC | Enovix Corp ENVX · Entity 5188 | Exercise / conversionCommon Stock | 1,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-000370 · doc4.xml · nonDerivative · entry 1 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 17:04 UTC | Enovix Corp ENVX · Entity 5188 | Exercise / conversionRestricted Stock Units · Derivative | 1,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061392 · doc4.xml · derivative · entry 3 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,163 Underlying: Common Stock · 1,054 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. F2 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 17:04 UTC | Enovix Corp ENVX · Entity 5188 | GrantRestricted Stock Units · Derivative | 4,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061392 · doc4.xml · derivative · entry 2 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,217 Underlying: Common Stock · 4,217 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. F2 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 17:04 UTC | Enovix Corp ENVX · Entity 5188 | Exercise / conversionCommon Stock | 1,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061392 · doc4.xml · nonDerivative · entry 1 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2021 Filed Feb 15, 2022 00:57 UTC | Ouster, Inc. OUST · Entity 4380 | GrantCommon Stock | 2,067 | $7.98 | $16,494.66 |
DisclosureSEC source: 0000899243-22-006312 · doc4.xml · nonDerivative · entry 3 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,778 F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy. The Reporting Person will settle all awards of common stock received, including vested restricted stock units, upon the earlier of a change in control or separation from service with the Issuer. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 20:02 UTC | Enovix Corp ENVX · Entity 5188 | OtherWarrant (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001209191-21-055579 · doc4.xml · derivative · entry 2 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2026-07-14 F1 · kind: Reflects the in-kind distribution from Rodgers Capital, LLC, without consideration, to certain of its members, including the Reporting Person. F2 · derivative.exercise_date: Warrants become exercisable on the later of (i) 30 days after the completion of Issuer's initial business combination, which was on July 14, 2021, and (ii) 12 months from the closing of the Rodgers Silicon Valley Acquisition Corp. initial public offering, which was on December 4, 2020, and they expire five years after the completion of Issuer's initial business combination or earlier upon redemption or liquidation. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 20:02 UTC | Enovix Corp ENVX · Entity 5188 | OtherCommon Stock | 460,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-055579 · doc4.xml · nonDerivative · entry 1 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,000 F1 · kind: Reflects the in-kind distribution from Rodgers Capital, LLC, without consideration, to certain of its members, including the Reporting Person. Read SEC document |
| July 05, 2021 Filed Feb 15, 2022 00:57 UTC | Ouster, Inc. OUST · Entity 4380 | GrantCommon Stock | 1,361 | $12.12 | $16,495.32 |
DisclosureSEC source: 0000899243-22-006312 · doc4.xml · nonDerivative · entry 2 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,711 F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy. The Reporting Person will settle all awards of common stock received, including vested restricted stock units, upon the earlier of a change in control or separation from service with the Issuer. Read SEC document |
| April 05, 2021 Filed Feb 15, 2022 00:57 UTC | Ouster, Inc. OUST · Entity 4380 | GrantCommon Stock | 350 | $10.99 | $3,846.50 |
DisclosureSEC source: 0000899243-22-006312 · doc4.xml · nonDerivative · entry 1 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350 F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy. The Reporting Person will settle all awards of common stock received, including vested restricted stock units, upon the earlier of a change in control or separation from service with the Issuer. Read SEC document |
| March 11, 2021 Filed Mar 16, 2021 01:50 UTC | Ouster, Inc. OUST · Entity 4380 | GrantRestricted Stock Units · Derivative | 15,446 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-011831 · doc4.xml · derivative · entry 2 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,446 Underlying: Common Stock · 15,446 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: The RSUs vest as to 25% of the the total number of RSUs on each quarterly anniversary of the grant date, subject to the reporting person's continued service through the applicable vesting date. The RSUs have no expiration date. F3 · derivative.expiration_date: The RSUs vest as to 25% of the the total number of RSUs on each quarterly anniversary of the grant date, subject to the reporting person's continued service through the applicable vesting date. The RSUs have no expiration date. Read SEC document |
| March 11, 2021 Filed Mar 16, 2021 01:50 UTC | Ouster, Inc. OUST · Entity 4380 | GrantRestricted Stock Units · Derivative | 22,696 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-011831 · doc4.xml · derivative · entry 1 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,696 Underlying: Common Stock · 22,696 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The RSUs vest as to 1/12 of the the total number of RSUs on each quarterly anniversary of the grant date, subject to the reporting person's continued service through the applicable vesting date. The RSUs have no expiration date. F2 · derivative.expiration_date: The RSUs vest as to 1/12 of the the total number of RSUs on each quarterly anniversary of the grant date, subject to the reporting person's continued service through the applicable vesting date. The RSUs have no expiration date. Read SEC document |
| March 11, 2021 Filed Mar 15, 2022 20:43 UTC Amendment | Ouster, Inc. OUST · Entity 4380 | GrantCommon Stock | 15,446 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-011048 · doc4a.xml · nonDerivative · entry 2 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,142 F3 · shares: Reflects an award of RSUs. The RSUs vest as to 25% of the the total number of RSUs on each quarterly anniversary of the grant date, The Reporting Person will settle all awards of common stock received, including vested restricted stock units, upon the earlier of a change in control or separation from service with the Issuer. The RSUs were previously reported in Table II. F2 · price: Each RSU represents a contingent right to receive one share of common stock. Read SEC document |
| March 11, 2021 Filed Mar 15, 2022 20:43 UTC Amendment | Ouster, Inc. OUST · Entity 4380 | GrantCommon Stock | 22,696 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-011048 · doc4a.xml · nonDerivative · entry 1 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,696 F1 · shares: Reflects an award of restricted stock units ("RSUs"). The RSUs vest as to 1/12 of the the total number of RSUs on each quarterly anniversary of the grant date, The Reporting Person will settle all awards of common stock received, including vested restricted stock units, upon the earlier of a change in control or separation from service with the Issuer. The RSUs were previously reported in Table II. F2 · price: Each RSU represents a contingent right to receive one share of common stock. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 22:03 UTC | ON SEMICONDUCTOR CORP ON · Entity 3161 | SaleCommon | 14,046 | $37.87 | $531,854.60 |
DisclosureSEC source: 0001225208-21-005070 · doc4.xml · nonDerivative · entry 5 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e., a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended). F6 · price: This disposition transaction was executed in multiple trades at prices ranging from $37.51 to $38.08. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 22:03 UTC | ON SEMICONDUCTOR CORP ON · Entity 3161 | SaleCommon | 25,865 | $38.54 | $996,826.75 |
DisclosureSEC source: 0001225208-21-005070 · doc4.xml · nonDerivative · entry 4 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,046 F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e., a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended). F5 · price: This disposition transaction was executed in multiple trades at prices ranging from $37.96 to $38.95. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 22:03 UTC | ON SEMICONDUCTOR CORP ON · Entity 3161 | SaleCommon | 23,160 | $36.38 | $842,667.34 |
DisclosureSEC source: 0001225208-21-005070 · doc4.xml · nonDerivative · entry 3 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,911 F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e., a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended). F4 · price: This disposition transaction was executed in multiple trades at prices ranging from $35.94 to $36.93. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 22:03 UTC | ON SEMICONDUCTOR CORP ON · Entity 3161 | SaleCommon | 15,390 | $37.54 | $577,709.82 |
DisclosureSEC source: 0001225208-21-005070 · doc4.xml · nonDerivative · entry 2 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,071 F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e., a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended). F3 · price: This disposition transaction was executed in multiple trades at prices ranging from $36.94 to $37.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 22:03 UTC | ON SEMICONDUCTOR CORP ON · Entity 3161 | SaleCommon | 9,750 | $39.10 | $381,194.78 |
DisclosureSEC source: 0001225208-21-005070 · doc4.xml · nonDerivative · entry 1 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,461 F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e., a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended). F2 · price: This disposition transaction was executed in multiple trades at prices ranging from $38.96 to $39.45. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 22:04 UTC | ON SEMICONDUCTOR CORP ON · Entity 3161 | GrantCommon | 12,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008582 · doc4.xml · nonDerivative · entry 1 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,211 F1 · shares: On May 20, 2020, the Compensation Committee of the Board of Directors of the Issuer approved the award of fully-vested stock to the Reporting Person under the Issuer's Amended and Restated Stock Incentive Plan (the "Plan") with a grant date of June 1, 2020, subject to the terms and conditions of the Plan and the relevant award agreement. Read SEC document |
| July 24, 2019 Filed Jul 26, 2019 21:33 UTC | ON SEMICONDUCTOR CORP ON · Entity 3161 | SaleCommon | 30,000 | $22.00 | $660,024.00 |
DisclosureSEC source: 0001225208-19-010540 · doc4.xml · nonDerivative · entry 1 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,994 F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e., a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended). F2 · price: This disposition transaction was executed in multiple trades at prices ranging from $22.00 to $22.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:17 UTC | ON SEMICONDUCTOR CORP ON · Entity 3161 | GrantCommon | 11,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-008913 · doc4.xml · nonDerivative · entry 1 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,994 F1 · shares: On May 8, 2019, the Compensation Committee of the Board of Directors of the Issuer approved the award of fully-vested stock to the Reporting Person under the Issuer's Amended and Restated Stock Incentive Plan (the "Plan") with a grant date of June 3, 2019, subject to the terms and conditions of the Plan and the relevant award agreement. This award was for no consideration other than service as a member of the Issuer's Board of Directors. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 21:54 UTC | ON SEMICONDUCTOR CORP ON · Entity 3161 | SaleCommon | 10,000 | $22.59 | $225,924.00 |
DisclosureSEC source: 0001225208-19-006675 · doc4.xml · nonDerivative · entry 1 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,655 F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e., a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended). F2 · price: This disposition transaction was executed in multiple trades at prices ranging from $22.55 to $22.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 22:28 UTC | ON SEMICONDUCTOR CORP ON · Entity 3161 | SaleCommon | 10,000 | $22.52 | $225,194.00 |
DisclosureSEC source: 0001225208-19-005237 · doc4.xml · nonDerivative · entry 1 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,655 F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e., a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended). F2 · price: This disposition transaction was executed in multiple trades at prices ranging from $22.32 to $22.68. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:59 UTC | ON SEMICONDUCTOR CORP ON · Entity 3161 | SaleCommon | 10,000 | $22.05 | $220,541.00 |
DisclosureSEC source: 0001225208-19-002459 · doc4.xml · nonDerivative · entry 1 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,655 F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e., a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended). F2 · price: This disposition transaction was executed in multiple trades at prices ranging from $22.00 to $22.17. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 22:14 UTC | ON SEMICONDUCTOR CORP ON · Entity 3161 | SaleCommon | 10,000 | $22.00 | $220,000.00 |
DisclosureSEC source: 0001225208-19-001998 · doc4.xml · nonDerivative · entry 1 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,655 F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e., a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended). Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 22:18 UTC | ON SEMICONDUCTOR CORP ON · Entity 3161 | SaleCommon | 30,000 | $20.01 | $600,246.00 |
DisclosureSEC source: 0001225208-19-001444 · doc4.xml · nonDerivative · entry 1 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,655 F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e., a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended). F2 · price: This disposition transaction was executed in multiple trades at prices ranging from $20.00 to $20.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 22:17 UTC | ON SEMICONDUCTOR CORP ON · Entity 3161 | GrantCommon | 7,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010283 · doc4.xml · nonDerivative · entry 1 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,655 F1 · shares: On May 16, 2018, the Compensation Committee of the Board of Directors of the Issuer approved the award of fully-vested stock to the Reporting Person under the Issuer's Amended and Restated Stock Incentive Plan (the "Plan") with a grant date of June 4, 2018, subject to the terms and conditions of the Plan and the relevant award agreement. This award was for no consideration other than service as a member of the Issuer's Board of Directors. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 22:37 UTC | ON SEMICONDUCTOR CORP ON · Entity 3161 | GrantCommon | 12,726 | $16.11 | $205,015.86 |
DisclosureSEC source: 0001225208-17-010995 · doc4.xml · nonDerivative · entry 1 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,830 F1 · shares: On May 17, 2017, the Compensation Committee of the Board of Directors of the Issuer approved the award of fully-vested stock to the Reporting Person under the Issuer's Amended and Restated Stock Incentive Plan (the "Plan"), with a grant date of June 5, 2017, subject to the terms and conditions of the Plan and the relevant award agreement. This award was for no consideration other than service as a member of the Issuer's Board of Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.