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MADDOCK ERNEST E

Disclosed activity across 8 companies

Tapewire entity
12251
SEC CIK
0001227050

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AVNET INCAVT · Entity 3687DirectorSeptember 23, 2026September 25, 2026
LAM RESEARCH CORPLRCX · Entity 1467Chief Financial OfficerMarch 04, 2013March 07, 2013
MICRON TECHNOLOGY INCMU · Entity 2793SVP & Chief Financial OfficerOctober 24, 2017October 26, 2017
Ouster, Inc.OUST · Entity 4380DirectorJune 17, 2026June 22, 2026
TERADYNE, INCTER · Entity 181DirectorSeptember 25, 2026September 28, 2026
Ultra Clean Holdings, Inc.UCTT · Entity 1193DirectorMay 22, 2026May 28, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AVNET INC

Report date September 23, 2026 · Filed September 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect16,350 Reported balance After 2026-09-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-23 · Grant · Acquired 60 · Balance 16,350

F1: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F2: PSUs acquired as a result of quarterly dividend.

Common StockSEC Table I · non-derivativeDirect5,265 Reported balance Holding disclosure · report date 2026-09-23 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 5,265

Filing footnotes · ownership attribution and instrument terms

F1: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F2: PSUs acquired as a result of quarterly dividend.

LAM RESEARCH CORP

Report date March 04, 2013 · Filed March 07, 2013

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2013-03-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2013-03-04 · Disposition to issuer · Disposed 522 · Balance 0

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2013-03-04 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2013-03-04 · Tax withholding · Disposed 3,309 · Balance 0

Common StockSEC Table I · non-derivativeDirect55,365 Reported balance After 2013-03-04 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2013-03-04 · Tax withholding · Disposed 3,581 · Balance 55,365

F1: Amount reported includes shares subject to unvested Restricted Stock Units

Filing footnotes · ownership attribution and instrument terms

F1: Amount reported includes shares subject to unvested Restricted Stock Units

MICRON TECHNOLOGY INC

Report date October 24, 2017 · Filed October 26, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect209,887 Reported balance After 2017-10-24 transaction · row 1
1 source row

Row 1 · 2017-10-24 · Grant · Acquired 32,483 · Balance 209,887

F1: Restricted Stock Awards vest in 33 1/3% increments annually on the anniversary of the grant.

Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $41.56 · Expires 2025-10-24Direct42,092 Reported balance After 2017-10-24 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-10-24 · Grant · Acquired 42,092 · Balance 42,092

F3: Non-qualifed Stock Options vest in 25% increments annually on the anniversary of the grant.

Performance Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct19,433 Reported balance After 2017-10-24 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-10-24 · Grant · Acquired 19,433 · Balance 19,433

F2: Not Applicable - Grant of restricted stock units.

F4: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to new technology ramp and Company valuation over a 3-year performance period beginning September 1, 2017 and ending on September 3, 2020, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Awards vest in 33 1/3% increments annually on the anniversary of the grant.

F2: Not Applicable - Grant of restricted stock units.

F3: Non-qualifed Stock Options vest in 25% increments annually on the anniversary of the grant.

F4: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to new technology ramp and Company valuation over a 3-year performance period beginning September 1, 2017 and ending on September 3, 2020, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

Ouster, Inc.

Report date June 17, 2026 · Filed June 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect88,902 Reported balance After 2026-06-17 transaction · row 1
1 source row

Row 1 · 2026-06-17 · Grant · Acquired 4,725 · Balance 88,902

F1: Represents Ouster, Inc. (the "Company") restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock. The RSUs vest in quarterly installments through the earlier of June 17, 2027 or the Company's next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents Ouster, Inc. (the "Company") restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock. The RSUs vest in quarterly installments through the earlier of June 17, 2027 or the Company's next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date.

TERADYNE, INC

Report date September 25, 2026 · Filed September 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect10,269 Reported balance After 2026-09-25 transaction · row 1
1 source row

Row 1 · 2026-09-25 · Other · Acquired 2 · Balance 10,269

F1: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule l 6b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.

Filing footnotes · ownership attribution and instrument terms

F1: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule l 6b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.

Ultra Clean Holdings, Inc.

Report date May 22, 2026 · Filed May 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect47,816 Reported balance After 2026-05-22 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-22 · Grant · Acquired 2,575 · Balance 47,816

F1: Restricted stock units vest 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant.

Common StockSEC Table I · non-derivativeIndirectby Trust11,000 Reported balance Holding disclosure · report date 2026-05-22 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 11,000

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units vest 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

INTERSIL CORP/DE

Report date February 24, 2017 · Filed February 28, 2017

Section 16 reporting ended · disclosed 2017-02-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-02-24 transaction · row 1
1 source row

Row 1 · 2017-02-24 · Disposition to issuer · Disposed 8,828 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of September 12, 2016, by and among Intersil Corporation ("ISIL") and Renesas Electronics Corporation, as joined by Chapter One Company (as amended, the "Merger Agreement"), upon the closing of the merger on February 24, 2017 (the "Closing"), each outstanding share of common stock of ISIL was cancelled in exchange for the right to receive $22.50 in cash.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.01 · Expires 2022-07-07Direct0 Reported balance After 2015-07-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2015-07-07 · Disposition to issuer · Disposed 13,138 · Balance 0

F2: Pursuant to the Merger Agreement, upon the Closing each vested stock option was cancelled in exchange for a cash payment per share equal to the excess, if any, of $22.50 over the exercise price.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.01 · Expires 2022-07-07Direct0 Reported balance After 2015-07-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2015-07-07 · Disposition to issuer · Disposed 26,677 · Balance 0

F3: Pursuant to the Merger Agreement, upon the Closing each unvested stock option was accelerated and cancelled in exchange for a cash payment per share equal to the excess, if any, of $22.50 over the exercise price.

Deferred Stock Units (DSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2015-07-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2015-07-07 · Disposition to issuer · Disposed 4,164 · Balance 0

F4: Pursuant to the Merger Agreement, upon the Closing each unvested Deferred Stock Unit ("DSUs") was accelerated and cancelled in exchange for a cash payment per share equal to $22.50 per DSU.

Deferred Stock Units (DSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2016-04-16 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2016-04-16 · Disposition to issuer · Disposed 9,310 · Balance 0

F4: Pursuant to the Merger Agreement, upon the Closing each unvested Deferred Stock Unit ("DSUs") was accelerated and cancelled in exchange for a cash payment per share equal to $22.50 per DSU.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of September 12, 2016, by and among Intersil Corporation ("ISIL") and Renesas Electronics Corporation, as joined by Chapter One Company (as amended, the "Merger Agreement"), upon the closing of the merger on February 24, 2017 (the "Closing"), each outstanding share of common stock of ISIL was cancelled in exchange for the right to receive $22.50 in cash.

F2: Pursuant to the Merger Agreement, upon the Closing each vested stock option was cancelled in exchange for a cash payment per share equal to the excess, if any, of $22.50 over the exercise price.

F3: Pursuant to the Merger Agreement, upon the Closing each unvested stock option was accelerated and cancelled in exchange for a cash payment per share equal to the excess, if any, of $22.50 over the exercise price.

F4: Pursuant to the Merger Agreement, upon the Closing each unvested Deferred Stock Unit ("DSUs") was accelerated and cancelled in exchange for a cash payment per share equal to $22.50 per DSU.

Velodyne Lidar, Inc.

Report date February 10, 2023 · Filed February 13, 2023

Section 16 reporting ended · disclosed 2023-02-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2023-02-10 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-02-10 · Exercise / conversion · Acquired 20,732 · Balance 162,126

F1: On February 10, 2023, the closing of the transactions contemplated by the Agreement and Plan of Merger, dated November 4, 2022 (as it may be amended from time to time), by and among Ouster, Inc. ("Ouster"), Oban Merger Sub, Inc., a wholly owned subsidiary of Ouster, Oban Merger Sub II LLC, a wholly owned subsidiary of Ouster, and Velodyne Lidar, Inc. ("Velodyne") occurred, pursuant to which Velodyne merged into a wholly owned subsidiary of Ouster (the "Merger").

Row 2 · 2023-02-10 · Disposition to issuer · Disposed 162,126 · Balance 0

F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of Velodyne common stock automatically converted to the right to receive 0.8204 of a share of Ouster common stock.

F3: Includes a restricted stock award of 111,028 shares that was accelerated upon the closing of the Mergers pursuant to the Company's Outside Director Compensation Policy.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-02-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-02-10 · Exercise / conversion · Disposed 20,732 · Balance 0

F4: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of the issuer's common stock. The RSUs were granted in connection with theReporting Person's appointment as a member of the Board of Directors. Subject to the Reporting Person's continuous service, the RSUs will vest with respect to 1/3 of the RSUs annually on the date of grant.

F5: Pursuant to the Company's Outside Director Compensation Policy, each unvested RSU was accelerated upon the closing of the Merger.

Filing footnotes · ownership attribution and instrument terms

F1: On February 10, 2023, the closing of the transactions contemplated by the Agreement and Plan of Merger, dated November 4, 2022 (as it may be amended from time to time), by and among Ouster, Inc. ("Ouster"), Oban Merger Sub, Inc., a wholly owned subsidiary of Ouster, Oban Merger Sub II LLC, a wholly owned subsidiary of Ouster, and Velodyne Lidar, Inc. ("Velodyne") occurred, pursuant to which Velodyne merged into a wholly owned subsidiary of Ouster (the "Merger").

F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of Velodyne common stock automatically converted to the right to receive 0.8204 of a share of Ouster common stock.

F3: Includes a restricted stock award of 111,028 shares that was accelerated upon the closing of the Mergers pursuant to the Company's Outside Director Compensation Policy.

F4: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of the issuer's common stock. The RSUs were granted in connection with theReporting Person's appointment as a member of the Board of Directors. Subject to the Reporting Person's continuous service, the RSUs will vest with respect to 1/3 of the RSUs annually on the date of grant.

F5: Pursuant to the Company's Outside Director Compensation Policy, each unvested RSU was accelerated upon the closing of the Merger.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 25, 2026 Filed Sep 28, 2026 20:46 UTC TERADYNE, INC TER · Entity 181 OtherCommon Stock 2 $0.00 $0.00
Disclosure

SEC source: 0000904454-26-000494 · edgar.xml · nonDerivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,269

F1 · kind: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule l 6b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.

F1 · shares: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule l 6b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.

F1 · price: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule l 6b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 20:26 UTC AVNET INC AVT · Entity 3687 GrantPhantom Stock Units · Derivative 60 $110.17 $6,610.20
Disclosure

SEC source: 0000008858-26-000112 · form4.xml · derivative · entry 2

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,350

Underlying: Common Stock · 60 shares

Expires not disclosed

F1 · security: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.exercise_price: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F2 · shares: PSUs acquired as a result of quarterly dividend.

F1 · derivative.exercise_date: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.expiration_date: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 21:47 UTC AVNET INC AVT · Entity 3687 GrantPhantom Stock Units · Derivative 62 $90.91 $5,636.42
Disclosure

SEC source: 0000008858-26-000058 · form4.xml · derivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,290

Underlying: Common Stock · 62 shares

Expires not disclosed

F1 · security: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.exercise_price: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F2 · shares: Additional PSUs acquired as a result of the quarterly dividend.

F1 · derivative.exercise_date: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.expiration_date: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 21:35 UTC Ouster, Inc. OUST · Entity 4380 GrantCommon Stock 4,725 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-277743 · ownership.xml · nonDerivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,902

F1 · shares: Represents Ouster, Inc. (the "Company") restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock. The RSUs vest in quarterly installments through the earlier of June 17, 2027 or the Company's next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
June 12, 2026 Filed Jun 16, 2026 21:15 UTC TERADYNE, INC TER · Entity 181 OtherCommon Stock 2 $0.00 $0.00
Disclosure

SEC source: 0000904454-26-000358 · edgar.xml · nonDerivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,267

F1 · kind: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule l 6b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.

F1 · shares: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule l 6b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.

F1 · price: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule l 6b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.

Read SEC document
May 22, 2026 Filed May 28, 2026 01:48 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 GrantCommon Stock 2,575 $0.00 $0.00
Disclosure

SEC source: 0000950103-26-007856 · ownership.xml · nonDerivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,816

F1 · security: Restricted stock units vest 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant.

Read SEC document
May 08, 2026 Filed May 12, 2026 21:09 UTC TERADYNE, INC TER · Entity 181 GrantCommon Stock 668 $0.00 $0.00
Disclosure

SEC source: 0000904454-26-000264 · edgar.xml · nonDerivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,265

F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2006 Equity and Cash Compensation Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs are time-based, and will vest in full on the earlier of May 8, 2027 or the date of the Issuer's 2027 Annual Meeting of Shareholders.

Read SEC document
March 18, 2026 Filed Mar 19, 2026 20:25 UTC AVNET INC AVT · Entity 3687 GrantPhantom Stock Units · Derivative 94 $59.96 $5,636.24
Disclosure

SEC source: 0000008858-26-000035 · form4.xml · derivative · entry 2

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,228

Underlying: Common Stock · 94 shares

Expires not disclosed

F1 · security: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.exercise_price: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F2 · shares: Additional PSUs acquired as a result of the quarterly dividend.

F1 · derivative.exercise_date: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.expiration_date: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

Read SEC document
March 13, 2026 Filed Mar 17, 2026 21:29 UTC TERADYNE, INC TER · Entity 181 OtherCommon Stock 2 $0.00 $0.00
Disclosure

SEC source: 0000904454-26-000188 · edgar.xml · nonDerivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,597

F1 · kind: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule 16b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.

F1 · shares: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule 16b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.

F1 · price: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule 16b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:18 UTC AVNET INC AVT · Entity 3687 GrantPhantom Stock Units · Derivative 4,078 $0.00 $0.00
Disclosure

SEC source: 0000008858-26-000007 · form4.xml · derivative · entry 2

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,134

Underlying: Common Stock · 4,078 shares

Expires not disclosed

F1 · security: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.exercise_price: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F2 · shares: The reporting person deferred 100% of the annual stock grant, so PSUs were issued pursuant to the Avnet, Inc. Deferred Compensation Plan for Outside Directors. The directors' annual stock grant was based on $49.04 per share.

F1 · derivative.exercise_date: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.expiration_date: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

Read SEC document
December 17, 2025 Filed Dec 18, 2025 23:09 UTC AVNET INC AVT · Entity 3687 GrantPhantom Stock Units · Derivative 87 $48.62 $4,229.94
Disclosure

SEC source: 0000008858-25-000075 · form4.xml · derivative · entry 2

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,056

Underlying: Common Stock · 87 shares

Expires not disclosed

F1 · security: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.exercise_price: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F2 · shares: Additional PSUs acquired as a result of the quarterly dividend.

F1 · derivative.exercise_date: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.expiration_date: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

Read SEC document
December 17, 2025 Filed Dec 19, 2025 21:33 UTC TERADYNE, INC TER · Entity 181 OtherCommon Stock 2 $0.00 $0.00
Disclosure

SEC source: 0000904454-25-000636 · edgar.xml · nonDerivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,595

F1 · kind: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule 16b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.

F1 · shares: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule 16b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.

F1 · price: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule 16b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.

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September 29, 2025 Filed Oct 1, 2025 20:24 UTC TERADYNE, INC TER · Entity 181 OtherCommon Stock 3 $0.00 $0.00
Disclosure

SEC source: 0000904454-25-000470 · edgar.xml · nonDerivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,593

F1 · kind: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule 16b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.

F1 · shares: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule 16b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.

F1 · price: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule 16b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.

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September 26, 2025 Filed Sep 29, 2025 20:59 UTC AVNET INC AVT · Entity 3687 GrantPhantom Stock Units · Derivative 80 $51.60 $4,128.00
Disclosure

SEC source: 0000008858-25-000052 · form4.xml · derivative · entry 2

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,969

Underlying: Common Stock · 80 shares

Expires not disclosed

F1 · security: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.exercise_price: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F2 · shares: Additional PSUs acquired as a result of the quarterly dividend.

F1 · derivative.exercise_date: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.expiration_date: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

Read SEC document
June 18, 2025 Filed Jun 20, 2025 22:15 UTC AVNET INC AVT · Entity 3687 GrantPhantom Stock Units · Derivative 76 $51.54 $3,917.04
Disclosure

SEC source: 0001127602-25-017867 · form4.xml · derivative · entry 2

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,889

Underlying: Common Stock · 76 shares

Expires not disclosed

F1 · security: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.exercise_price: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F2 · shares: Additional PSUs acquired as a result of the quarterly dividend.

F1 · derivative.exercise_date: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.expiration_date: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

Read SEC document
June 18, 2025 Filed Jun 20, 2025 20:15 UTC Ouster, Inc. OUST · Entity 4380 GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-088515 · ownership.xml · nonDerivative · entry 2

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,177

F2 · shares: Represents Company RSUs which immediately vested in full on June 18, 2025.

Read SEC document
June 18, 2025 Filed Jun 20, 2025 20:15 UTC Ouster, Inc. OUST · Entity 4380 GrantCommon Stock 13,558 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-088515 · ownership.xml · nonDerivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,677

F1 · shares: Represents Ouster, Inc. (the "Company") restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock. The RSUs vest in quarterly installments through the earlier of June 18, 2026 or the Company's next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
June 13, 2025 Filed Jun 17, 2025 15:03 UTC TERADYNE, INC TER · Entity 181 OtherCommon Stock 6 $0.00 $0.00
Disclosure

SEC source: 0000904454-25-000322 · edgar.xml · nonDerivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,590

F1 · kind: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule 16b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.

F1 · shares: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule 16b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.

F1 · price: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule 16b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.

Read SEC document
May 21, 2025 Filed May 24, 2025 01:21 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 GrantCommon Stock 8,198 $0.00 $0.00
Disclosure

SEC source: 0000950103-25-006397 · dp229191_4-maddock.xml · nonDerivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,241

F1 · security: Restricted stock units vest 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant.

Read SEC document
May 09, 2025 Filed May 13, 2025 22:34 UTC TERADYNE, INC TER · Entity 181 GrantCommon Stock 2,971 $0.00 $0.00
Disclosure

SEC source: 0000904454-25-000259 · edgar.xml · nonDerivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,584

F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2006 Equity and Cash Compensation Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs are time-based, and will vest in full on the earlier of May 9, 2026 or the date of the Issuer's 2026 Annual Meeting of Shareholders.

Read SEC document
March 19, 2025 Filed Mar 20, 2025 20:35 UTC AVNET INC AVT · Entity 3687 GrantPhantom Stock Units · Derivative 78 $49.26 $3,842.28
Disclosure

SEC source: 0001127602-25-010155 · form4.xml · derivative · entry 2

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,813

Underlying: Common Stock · 78 shares

Expires not disclosed

F1 · security: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.exercise_price: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F2 · shares: Additional Phantom Stock Units acquired as a result of the quarterly dividend.

F1 · derivative.exercise_date: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.expiration_date: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

Read SEC document
March 14, 2025 Filed Mar 18, 2025 20:41 UTC TERADYNE, INC TER · Entity 181 OtherCommon Stock 3 $0.00 $0.00
Disclosure

SEC source: 0000904454-25-000200 · edgar.xml · nonDerivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,613

F1 · kind: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule 16b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.

F1 · shares: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule 16b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.

F1 · price: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule 16b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 22:37 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 PurchaseCommon Stock 10,000 $24.29 $242,900.00
Disclosure

SEC source: 0000950103-25-003278 · dp226165_4-maddock.xml · nonDerivative · entry 2

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 11,000

F1 · balance_after: 1,000 shares of UCT common stock were previously reported as direct holdings by the reporting person and have been held indirectly by the reporting person through the Maddock 2000 Trust, for which the reporting person is a Trustee.

F2 · ownership.nature: On March 7, 2025, the reporting person acquired 10,000 shares of UCT common stock through the Maddock 2000 Trust. The reporting person is trustee of the trust, and the reporting person and members of his family are the sole beneficiaries of the trust. The reporting person remains the beneficial owner of the securities held by the trust.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 21:23 UTC AVNET INC AVT · Entity 3687 GrantPhantom Stock Units · Derivative 3,442 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-000435 · form4.xml · derivative · entry 2

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,735

Underlying: Common Stock · 3,442 shares

Expires not disclosed

F1 · security: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.exercise_price: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F2 · shares: The reporting person deferred 100% of the annual stock grant, so PSUs were issued pursuant to the Avnet, Inc. Deferred Compensation Plan for Outside Directors. The directors' annual stock grant was based on $52.28 per share.

F1 · derivative.exercise_date: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.expiration_date: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

Read SEC document
December 18, 2024 Filed Dec 19, 2024 21:19 UTC AVNET INC AVT · Entity 3687 GrantPhantom Stock Units · Derivative 51 $53.32 $2,719.32
Disclosure

SEC source: 0001127602-24-029792 · form4.xml · derivative · entry 2

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,293

Underlying: Common Stock · 51 shares

Expires not disclosed

F1 · security: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.exercise_price: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F2 · shares: Additional Phantom Stock Units acquired as a result of the quarterly dividend.

F1 · derivative.exercise_date: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.expiration_date: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 21:32 UTC TERADYNE, INC TER · Entity 181 OtherCommon Stock 2 $0.00 $0.00
Disclosure

SEC source: 0000904454-24-000659 · edgar.xml · nonDerivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,610

F1 · kind: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule 16b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.

F1 · shares: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule 16b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.

F1 · price: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule 16b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.

Read SEC document
September 27, 2024 Filed Sep 30, 2024 20:42 UTC TERADYNE, INC TER · Entity 181 OtherCommon Stock 2 $0.00 $0.00
Disclosure

SEC source: 0000904454-24-000504 · edgar.xml · nonDerivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,608

F1 · kind: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule 16b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.

F1 · shares: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule 16b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.

F1 · price: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule 16b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.

Read SEC document
September 25, 2024 Filed Sep 26, 2024 21:03 UTC AVNET INC AVT · Entity 3687 GrantPhantom Stock Units · Derivative 52 $52.73 $2,741.96
Disclosure

SEC source: 0001127602-24-024509 · form4.xml · derivative · entry 2

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,242

Underlying: Common Stock · 52 shares

Expires not disclosed

F1 · security: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.exercise_price: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F2 · shares: Additional PSUs acquired as a result of the quarterly dividend.

F1 · derivative.exercise_date: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.expiration_date: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

Read SEC document
August 16, 2024 Filed Aug 19, 2024 20:30 UTC Ouster, Inc. OUST · Entity 4380 PurchaseCommon Stock 8,000 $7.79 $62,320.00
Disclosure

SEC source: 0000950170-24-098572 · ownership.xml · nonDerivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,119

Read SEC document
June 21, 2024 Filed Jul 9, 2024 20:51 UTC Ouster, Inc. OUST · Entity 4380 GrantCommon Stock 15,195 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-082462 · ownership.xml · nonDerivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,119

F1 · shares: Represents Company restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock. The RSUs vest in quarterly installments through the earlier of June 21, 2025 or the Company's next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date. The RSUs have no expiration date.

Read SEC document
June 18, 2024 Filed Jun 20, 2024 20:15 UTC AVNET INC AVT · Entity 3687 GrantPhantom Stock Units · Derivative 47 $52.88 $2,485.36
Disclosure

SEC source: 0001127602-24-018999 · form4.xml · derivative · entry 2

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,190

Underlying: Common Stock · 47 shares

Expires not disclosed

F1 · security: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.exercise_price: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F2 · shares: Additional PSUs acquired as a result of the quarterly dividend.

F1 · derivative.exercise_date: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.expiration_date: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:48 UTC TERADYNE, INC TER · Entity 181 OtherCommon Stock 2 $0.00 $0.00
Disclosure

SEC source: 0000904454-24-000379 · edgar.xml · nonDerivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,606

F1 · kind: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule 16b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.

F1 · shares: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule 16b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.

F1 · price: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule 16b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.

Read SEC document
May 22, 2024 Filed May 24, 2024 21:26 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 GrantCommon Stock 3,647 $0.00 $0.00
Disclosure

SEC source: 0000950103-24-007141 · dp211657_4-maddock.xml · nonDerivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,043

F1 · security: Restricted stock award vests 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant.

Read SEC document
May 09, 2024 Filed May 13, 2024 22:01 UTC TERADYNE, INC TER · Entity 181 GrantCommon Stock 1,876 $0.00 $0.00
Disclosure

SEC source: 0000904454-24-000301 · edgar.xml · nonDerivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,604

F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2006 Equity and Cash Compensation Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs are time-based, and will vest in full on the earlier of May 9, 2025 or the date of the Issuer's 2025 Annual Meeting of Shareholders.

Read SEC document
March 20, 2024 Filed Mar 21, 2024 20:46 UTC AVNET INC AVT · Entity 3687 GrantPhantom Stock Units · Derivative 54 $46.62 $2,517.48
Disclosure

SEC source: 0001127602-24-010917 · form4.xml · derivative · entry 2

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,143

Underlying: Common Stock · 54 shares

Expires not disclosed

F1 · security: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.exercise_price: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F2 · shares: Additional Phantom Stock Units ("PSUs") acquired as a result of the quarterly dividend.

F1 · derivative.exercise_date: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.expiration_date: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

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February 01, 2024 Filed Feb 5, 2024 22:17 UTC TERADYNE, INC TER · Entity 181 PurchaseCommon Stock 1,000 $94.07 $94,070.00
Disclosure

SEC source: 0000904454-24-000108 · edgar.xml · nonDerivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,728

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January 02, 2024 Filed Jan 3, 2024 21:15 UTC AVNET INC AVT · Entity 3687 GrantPhantom Stock Units · Derivative 3,642 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000414 · form4.xml · derivative · entry 2

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,089

Underlying: Common Stock · 3,642 shares

Expires not disclosed

F1 · security: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.exercise_price: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F2 · shares: The reporting person deferred 100% of the annual stock grant, so PSUs were issued pursuant to the Avnet, Inc. Deferred Compensation Plan for Outside Directors. The directors' annual stock grant was based on $49.42 per share.

F1 · derivative.exercise_date: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.expiration_date: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

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December 20, 2023 Filed Dec 21, 2023 21:41 UTC AVNET INC AVT · Entity 3687 GrantPhantom Stock Units · Derivative 28 $49.53 $1,386.84
Disclosure

SEC source: 0001127602-23-030298 · form4.xml · derivative · entry 2

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,447

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · security: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.exercise_price: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F2 · shares: Additional PSUs acquired as a result of the quarterly dividend.

F1 · derivative.exercise_date: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.expiration_date: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.

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November 15, 2023 Filed Nov 16, 2023 21:47 UTC Ouster, Inc. OUST · Entity 4380 PurchaseCommon Stock 7,000 $5.29 $37,011.80
Disclosure

SEC source: 0000950170-23-064545 · ownership.xml · nonDerivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,924

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September 27, 2023 Filed Sep 28, 2023 20:52 UTC AVNET INC AVT · Entity 3687 GrantPhantom Stock Units · Derivative 28 $47.53 $1,330.84
Disclosure

SEC source: 0001127602-23-024836 · form4.xml · derivative · entry 2

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,419

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · security: Each Phantom Stock Unit ("PSU") is the economic equivalent of one share of the Issuer's common stock, and is to be settled in the Issuer's common stock on a one-for-one basis after cessation of the reporting person's membership on the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.exercise_price: Each Phantom Stock Unit ("PSU") is the economic equivalent of one share of the Issuer's common stock, and is to be settled in the Issuer's common stock on a one-for-one basis after cessation of the reporting person's membership on the Issuer's Board or upon change of control of the Issuer.

F2 · shares: Additional PSUs acquired as a result of the quarterly dividend.

F1 · derivative.exercise_date: Each Phantom Stock Unit ("PSU") is the economic equivalent of one share of the Issuer's common stock, and is to be settled in the Issuer's common stock on a one-for-one basis after cessation of the reporting person's membership on the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.expiration_date: Each Phantom Stock Unit ("PSU") is the economic equivalent of one share of the Issuer's common stock, and is to be settled in the Issuer's common stock on a one-for-one basis after cessation of the reporting person's membership on the Issuer's Board or upon change of control of the Issuer.

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August 21, 2023 Filed Aug 22, 2023 20:30 UTC Ouster, Inc. OUST · Entity 4380 PurchaseCommon Stock 7,000 $6.02 $42,140.00
Disclosure

SEC source: 0000950170-23-043921 · ownership.xml · nonDerivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,924

Read SEC document
June 21, 2023 Filed Jun 22, 2023 17:00 UTC AVNET INC AVT · Entity 3687 GrantPhantom Stock Units · Derivative 27 $47.69 $1,287.63
Disclosure

SEC source: 0001127602-23-019217 · form4.xml · derivative · entry 2

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,391

Underlying: Common Stock · 27 shares

Expires not disclosed

F1 · security: Each Phantom Stock Unit ("PSU") is the economic equivalent of one share of the Issuer's common stock, and is to be settled in the Issuer's common stock on a one-for-one basis after cessation of the reporting person's membership on the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.exercise_price: Each Phantom Stock Unit ("PSU") is the economic equivalent of one share of the Issuer's common stock, and is to be settled in the Issuer's common stock on a one-for-one basis after cessation of the reporting person's membership on the Issuer's Board or upon change of control of the Issuer.

F2 · shares: Additional PSUs acquired as a result of the quarterly dividend.

F1 · derivative.exercise_date: Each Phantom Stock Unit ("PSU") is the economic equivalent of one share of the Issuer's common stock, and is to be settled in the Issuer's common stock on a one-for-one basis after cessation of the reporting person's membership on the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.expiration_date: Each Phantom Stock Unit ("PSU") is the economic equivalent of one share of the Issuer's common stock, and is to be settled in the Issuer's common stock on a one-for-one basis after cessation of the reporting person's membership on the Issuer's Board or upon change of control of the Issuer.

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May 17, 2023 Filed May 20, 2023 01:51 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 GrantCommon Stock 5,296 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-007564 · dp194057_4-maddock.xml · nonDerivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,396

F1 · security: Restricted stock award vests 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant.

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May 12, 2023 Filed May 16, 2023 21:24 UTC TERADYNE, INC TER · Entity 181 GrantCommon Stock 2,530 $0.00 $0.00
Disclosure

SEC source: 0000904454-23-000337 · edgar.xml · nonDerivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,728

F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2006 Equity and Cash Compensation Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs are time-based, and will vest in full on the earlier of May 12, 2024 or the date of the Issuer's 2024 Annual Meeting of Shareholders.

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March 15, 2023 Filed Mar 16, 2023 17:11 UTC AVNET INC AVT · Entity 3687 GrantPhantom Stock Units · Derivative 30 $41.91 $1,257.30
Disclosure

SEC source: 0001127602-23-010406 · form4.xml · derivative · entry 2

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,364

Underlying: Common Stock · 30 shares

Expires not disclosed

F1 · security: Each Phantom Stock Unit ("PSU") is the economic equivalent of one share of the Issuer's common stock, and is to be settled in the Issuer's common stock on a one-for-one basis after cessation of the reporting person's membership on the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.exercise_price: Each Phantom Stock Unit ("PSU") is the economic equivalent of one share of the Issuer's common stock, and is to be settled in the Issuer's common stock on a one-for-one basis after cessation of the reporting person's membership on the Issuer's Board or upon change of control of the Issuer.

F2 · shares: Additional PSUs acquired as a result of the quarterly dividend.

F1 · derivative.exercise_date: Each Phantom Stock Unit ("PSU") is the economic equivalent of one share of the Issuer's common stock, and is to be settled in the Issuer's common stock on a one-for-one basis after cessation of the reporting person's membership on the Issuer's Board or upon change of control of the Issuer.

F1 · derivative.expiration_date: Each Phantom Stock Unit ("PSU") is the economic equivalent of one share of the Issuer's common stock, and is to be settled in the Issuer's common stock on a one-for-one basis after cessation of the reporting person's membership on the Issuer's Board or upon change of control of the Issuer.

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February 10, 2023 Filed Feb 13, 2023 22:01 UTC Velodyne Lidar, Inc. VLDR · Entity 116976 Exercise / conversionRestricted Stock Unit · Derivative 20,732 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-003330 · wf-form4_167632562717692.xml · derivative · entry 3

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of the issuer's common stock. The RSUs were granted in connection with theReporting Person's appointment as a member of the Board of Directors. Subject to the Reporting Person's continuous service, the RSUs will vest with respect to 1/3 of the RSUs annually on the date of grant.

F5 · price: Pursuant to the Company's Outside Director Compensation Policy, each unvested RSU was accelerated upon the closing of the Merger.

F4 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of the issuer's common stock. The RSUs were granted in connection with theReporting Person's appointment as a member of the Board of Directors. Subject to the Reporting Person's continuous service, the RSUs will vest with respect to 1/3 of the RSUs annually on the date of grant.

F4 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of the issuer's common stock. The RSUs were granted in connection with theReporting Person's appointment as a member of the Board of Directors. Subject to the Reporting Person's continuous service, the RSUs will vest with respect to 1/3 of the RSUs annually on the date of grant.

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February 10, 2023 Filed Feb 13, 2023 22:01 UTC Velodyne Lidar, Inc. VLDR · Entity 116976 Disposition to issuerCommon Stock 162,126 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-003330 · wf-form4_167632562717692.xml · nonDerivative · entry 2

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: At the effective time of the Merger (the "Effective Time"), each outstanding share of Velodyne common stock automatically converted to the right to receive 0.8204 of a share of Ouster common stock.

F3 · price: Includes a restricted stock award of 111,028 shares that was accelerated upon the closing of the Mergers pursuant to the Company's Outside Director Compensation Policy.

Read SEC document
February 10, 2023 Filed Feb 13, 2023 22:01 UTC Velodyne Lidar, Inc. VLDR · Entity 116976 Exercise / conversionCommon Stock 20,732 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-003330 · wf-form4_167632562717692.xml · nonDerivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On February 10, 2023, the closing of the transactions contemplated by the Agreement and Plan of Merger, dated November 4, 2022 (as it may be amended from time to time), by and among Ouster, Inc. ("Ouster"), Oban Merger Sub, Inc., a wholly owned subsidiary of Ouster, Oban Merger Sub II LLC, a wholly owned subsidiary of Ouster, and Velodyne Lidar, Inc. ("Velodyne") occurred, pursuant to which Velodyne merged into a wholly owned subsidiary of Ouster (the "Merger").

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February 10, 2023 Filed Feb 15, 2023 01:55 UTC Ouster, Inc. OUST · Entity 4380 GrantCommon Stock 186,254 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005098 · doc4.xml · nonDerivative · entry 2

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,261

F2 · shares: Represents Company restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock. The RSUs vest as to 1/5 of the the total number of RSUs on each of the first five quarterly anniversaries of the grant date, subject to the Reporting Person's continued service through the applicable vesting date. The RSUs have no expiration date.

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February 10, 2023 Filed Feb 15, 2023 01:55 UTC Ouster, Inc. OUST · Entity 4380 GrantCommon Stock 133,007 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-005098 · doc4.xml · nonDerivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,007

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of November 4, 2022 (the "Merger Agreement"), at the effective time of the first merger contemplated by the Merger Agreement (the "Effective Time"), each share of common stock of Velodyne Lidar, Inc. ("Velodyne") held by the Reporting Person immediately prior to the Effective Time was converted into 0.8204 shares of the Company's common stock. The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.