Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ouster, Inc.OUST · Entity 4380 | President of Field Operations | August 17, 2023 | August 18, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ouster, Inc.
Report date August 17, 2023 · Filed August 18, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 104,069 |
Reported balance
After 2023-08-17 transaction · row 1
1 source rowRow 1 · 2023-08-17 · Sale · Disposed 9,018 · Balance 104,069 F1: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on May 16, 2023. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.13 to $6.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on May 16, 2023.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.13 to $6.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 17, 2023 Filed Aug 18, 2023 00:55 UTC | Ouster, Inc. OUST · Entity 4380 | SaleCommon Stock | 9,018 | $6.23 | $56,217.31 |
DisclosureSEC source: 0000950170-23-043326 · ownership.xml · nonDerivative · entry 1 Dickerman Nathan · CIK 0001857912 · President of Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 104,069 F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on May 16, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.13 to $6.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 12, 2023 Filed Jun 15, 2023 01:46 UTC | Ouster, Inc. OUST · Entity 4380 | SaleCommon Stock | 3,880 | $5.66 | $21,966.23 |
DisclosureSEC source: 0000950170-23-028080 · ownership.xml · nonDerivative · entry 1 Dickerman Nathan · CIK 0001857912 · President of Field Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,087 F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units ("RSUs") in a trade that was initiated by the Issuer on the Reporting Person's behalf. Read SEC document |
| March 16, 2023 Filed Mar 21, 2023 01:29 UTC | Ouster, Inc. OUST · Entity 4380 | GrantCommon Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-009204 · doc4.xml · nonDerivative · entry 1 Dickerman Nathan · CIK 0001857912 · President of Field Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,169,630 F1 · shares: Represents Company restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock. The RSUs vest as to 1/4 of the total number of RSUs on each quarterly anniversary of the grant date, subject to the reporting person's continued service through the applicable vesting date. The RSUs have no expiration date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 01:48 UTC | Ouster, Inc. OUST · Entity 4380 | SaleCommon Stock | 43,417 | $0.85 | $36,999.97 |
DisclosureSEC source: 0000899243-23-008797 · doc4.xml · nonDerivative · entry 2 Dickerman Nathan · CIK 0001857912 · President of Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 769,630 F3 · shares: The sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.8500 to $0.8600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 14, 2023 Filed Mar 17, 2023 01:48 UTC | Ouster, Inc. OUST · Entity 4380 | SaleCommon Stock | 32,270 | $0.90 | $29,165.63 |
DisclosureSEC source: 0000899243-23-008797 · doc4.xml · nonDerivative · entry 1 Dickerman Nathan · CIK 0001857912 · President of Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 813,047 F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units ("RSUs") in a trade that was initiated by the Issuer on the Reporting Person's behalf pursuant to terms of the applicable RSU agreement. F2 · price: Reflects the weighted average of all shares sold to cover taxes upon vesting of RSUs on March 14, 2023 for certain employees of the Issuer. Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 02:27 UTC | Ouster, Inc. OUST · Entity 4380 | SaleCommon Stock | 45,070 | $1.23 | $55,382.02 |
DisclosureSEC source: 0000899243-22-038537 · doc4.xml · nonDerivative · entry 2 Dickerman Nathan · CIK 0001857912 · President of Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 845,317 F3 · shares: The sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.21 to $1.255, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 02:27 UTC | Ouster, Inc. OUST · Entity 4380 | SaleCommon Stock | 30,599 | $1.21 | $37,070.69 |
DisclosureSEC source: 0000899243-22-038537 · doc4.xml · nonDerivative · entry 1 Dickerman Nathan · CIK 0001857912 · President of Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 890,387 F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units ("RSUs") in a trade that was initiated by the Issuer on the Reporting Person's behalf pursuant to terms of the applicable RSU agreement. F2 · price: Reflects the weighted average of all shares sold to cover taxes upon vesting of RSUs on December 11, 2022 for certain employees of the Issuer. Read SEC document |
| September 13, 2022 Filed Sep 14, 2022 20:15 UTC | Ouster, Inc. OUST · Entity 4380 | SaleCommon Stock | 43,733 | $1.30 | $56,979.73 |
DisclosureSEC source: 0000899243-22-031037 · doc4.xml · nonDerivative · entry 2 Dickerman Nathan · CIK 0001857912 · President of Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 920,986 F4 · shares: The sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.28 to $1.33, inclusive. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 20:15 UTC | Ouster, Inc. OUST · Entity 4380 | SaleCommon Stock | 26,629 | $1.37 | $36,545.64 |
DisclosureSEC source: 0000899243-22-031037 · doc4.xml · nonDerivative · entry 1 Dickerman Nathan · CIK 0001857912 · President of Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 964,719 F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units ("RSUs") in a trade that was initiated by the issuer on the Reporting Person's behalf pursuant to terms of the applicable RSU agreement. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.37 to $1.4043, inclusive. F3 · price: The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 23:48 UTC | Ouster, Inc. OUST · Entity 4380 | GrantCommon Stock | 177,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-028542 · doc4.xml · nonDerivative · entry 1 Dickerman Nathan · CIK 0001857912 · President of Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 991,348 F1 · shares: Reflects an award of restricted stock units ("RSUs") representing a contingent right to receive one share of common stock upon vesting. The RSUs vest as to 1/12 of the total number of RSUs on each quarterly anniversary of the grant date, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| June 14, 2022 Filed Jun 15, 2022 22:26 UTC | Ouster, Inc. OUST · Entity 4380 | SaleCommon Stock | 116,072 | $1.71 | $198,634.01 |
DisclosureSEC source: 0000899243-22-022669 · doc4.xml · nonDerivative · entry 2 Dickerman Nathan · CIK 0001857912 · President of Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 814,348 F2 · shares: The sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.66 to $1.755, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 22:26 UTC | Ouster, Inc. OUST · Entity 4380 | SaleCommon Stock | 75,377 | $1.82 | $137,186.14 |
DisclosureSEC source: 0000899243-22-022669 · doc4.xml · nonDerivative · entry 1 Dickerman Nathan · CIK 0001857912 · President of Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 930,420 F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of RSUs in a trade that was initiated by the issuer on the Reporting Person's behalf pursuant to terms of the applicable RSU agreement. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 23:52 UTC | Ouster, Inc. OUST · Entity 4380 | GrantCommon Stock | 360,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-013901 · doc4.xml · nonDerivative · entry 1 Dickerman Nathan · CIK 0001857912 · President of Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,005,797 F1 · shares: Represents an award of restricted stock units ("RSU"). Each RSU represents a contingent right to receive one share of common stock. F2 · shares: The grant of RSUs vested or will vest in 12 equal quarterly installments on each quarterly anniversary of March 11, 2022, subject to the reporting person's continued service through the applicable vesting date. F3 · balance_after: The reporting person previously reported certain awards of RSUs in Table II of Form 4, but has elected to report them in Table I going forward. The total reported in Column 5 of Table I has been updated to include 645,797 RSUs that were previously reported in Table II. The grant of 645,797 RSUs vest as to 25% of the the total number of RSUs on June 11, 2022 and as to 1/16 of the total number of RSUs each quarter thereafter, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| July 13, 2021 Filed Jul 15, 2021 00:48 UTC | Ouster, Inc. OUST · Entity 4380 | GrantRestricted Stock Units · Derivative | 645,797 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-028405 · doc4.xml · derivative · entry 2 Dickerman Nathan · CIK 0001857912 · President of Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645,797 Underlying: Common Stock · 645,797 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: The grant of 645,797 RSUs vest as to 25% of the the total number of RSUs on June 11, 2022 and as to 1/16 of the total number of RSUs each quarter thereafter, subject to the reporting person's continued service through the applicable vesting date. The RSUs have no expiration date. F3 · derivative.expiration_date: The grant of 645,797 RSUs vest as to 25% of the the total number of RSUs on June 11, 2022 and as to 1/16 of the total number of RSUs each quarter thereafter, subject to the reporting person's continued service through the applicable vesting date. The RSUs have no expiration date. Read SEC document |
| May 07, 2021 Filed Jul 15, 2021 00:48 UTC | Ouster, Inc. OUST · Entity 4380 | GrantStock Option (Right to Buy) · Derivative | 645,797 | $0.00 Strike: $10.26 | $0.00 |
DisclosureSEC source: 0000899243-21-028405 · doc4.xml · derivative · entry 1 Dickerman Nathan · CIK 0001857912 · President of Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645,797 Underlying: Common Stock · 645,797 shares Expires 2031-05-07 F1 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of April 12, 2021 and the remainder will vest as to 1/48 of the total number of shares underlying the option each month thereafter, subject to the reporting person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.