OTIS

SEC source: 0001062993-24-020055 · form4.xml · derivative · entry 7

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,810

Underlying: Common Stock · 29,810 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the rights to receive dividend equivalents that are credited as additional RSUs.

F4 · shares: One third of the RSUs are eligible to vest on the first anniversary of the Transaction Date and the remainder are eligible to vest on the third anniversary of the Transaction Date.

F4 · derivative.exercise_date: One third of the RSUs are eligible to vest on the first anniversary of the Transaction Date and the remainder are eligible to vest on the third anniversary of the Transaction Date.

F4 · derivative.expiration_date: One third of the RSUs are eligible to vest on the first anniversary of the Transaction Date and the remainder are eligible to vest on the third anniversary of the Transaction Date.

SEC source: 0001062993-24-020055 · form4.xml · derivative · entry 6

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 587

Underlying: Common Stock · 26 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the rights to receive dividend equivalents that are credited as additional RSUs.

F3 · shares: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs were awarded on March 1, 2023.

F3 · price: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs were awarded on March 1, 2023.

F3 · derivative.exercise_date: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs were awarded on March 1, 2023.

F3 · derivative.expiration_date: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs were awarded on March 1, 2023.

SEC source: 0001062993-24-020055 · form4.xml · derivative · entry 5

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,026

Underlying: Common Stock · 133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the rights to receive dividend equivalents that are credited as additional RSUs.

F2 · shares: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs were awarded on February 7, 2023.

F2 · price: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs were awarded on February 7, 2023.

F2 · derivative.exercise_date: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs were awarded on February 7, 2023.

F2 · derivative.expiration_date: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs were awarded on February 7, 2023.

SEC source: 0001062993-24-020055 · form4.xml · nonDerivative · entry 4

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,570

SEC source: 0001062993-24-020055 · form4.xml · nonDerivative · entry 3

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-020055 · form4.xml · nonDerivative · entry 2

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,570

SEC source: 0001062993-24-020055 · form4.xml · nonDerivative · entry 1

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-020054 · form4.xml · derivative · entry 6

Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 708

Underlying: Common Stock · 31 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the rights to receive dividend equivalents that are credited as additional RSUs.

F3 · shares: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs were awarded on February 7, 2023.

F3 · price: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs were awarded on February 7, 2023.

F3 · derivative.exercise_date: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs were awarded on February 7, 2023.

F3 · derivative.expiration_date: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs were awarded on February 7, 2023.

SEC source: 0001062993-24-020054 · form4.xml · derivative · entry 5

Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 351

Underlying: Common Stock · 16 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the rights to receive dividend equivalents that are credited as additional RSUs.

F2 · shares: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs were awarded on February 3, 2022.

F2 · price: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs were awarded on February 3, 2022.

F2 · derivative.exercise_date: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs were awarded on February 3, 2022.

F2 · derivative.expiration_date: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs were awarded on February 3, 2022.

SEC source: 0001062993-24-020054 · form4.xml · nonDerivative · entry 4

Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 756

SEC source: 0001062993-24-020054 · form4.xml · nonDerivative · entry 3

Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-020054 · form4.xml · nonDerivative · entry 2

Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 756

SEC source: 0001062993-24-020054 · form4.xml · nonDerivative · entry 1

Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-018898 · form4.xml · derivative · entry 8

Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 9,463 shares

Expires 2029-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-018898 · form4.xml · derivative · entry 7

Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,535 shares

Expires 2028-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-018898 · form4.xml · derivative · entry 6

Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,617 shares

Expires 2027-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-018898 · form4.xml · nonDerivative · entry 5

Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 756

SEC source: 0001062993-24-018898 · form4.xml · nonDerivative · entry 4

Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,394

SEC source: 0001062993-24-018898 · form4.xml · nonDerivative · entry 3

Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-018898 · form4.xml · nonDerivative · entry 2

Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-018898 · form4.xml · nonDerivative · entry 1

Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-018674 · form4.xml · nonDerivative · entry 1

Luersman Abbe · CIK 0001875003 · EVP & CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,992

SEC source: 0001062993-24-018254 · form4.xml · derivative · entry 6

Embree Tracy A · CIK 0001629977 · President, Otis Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,598

Underlying: Common Stock · 22,595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F3 · derivative.exercise_date: On November 1, 2023, the reporting person was granted 44,496 RSUs that vest in two equal installments on the first and second anniversaries of the Transaction Date.

F3 · derivative.expiration_date: On November 1, 2023, the reporting person was granted 44,496 RSUs that vest in two equal installments on the first and second anniversaries of the Transaction Date.

SEC source: 0001062993-24-018254 · form4.xml · derivative · entry 5

Embree Tracy A · CIK 0001629977 · President, Otis Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,383

Underlying: Common Stock · 2,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: On November 1, 2023, the reporting person was granted 7,946 RSUs that vest in three equal installments on the first, second and third anniversaries of the Transaction Date.

F2 · derivative.expiration_date: On November 1, 2023, the reporting person was granted 7,946 RSUs that vest in three equal installments on the first, second and third anniversaries of the Transaction Date.

SEC source: 0001062993-24-018254 · form4.xml · nonDerivative · entry 4

Embree Tracy A · CIK 0001629977 · President, Otis Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,520

SEC source: 0001062993-24-018254 · form4.xml · nonDerivative · entry 3

Embree Tracy A · CIK 0001629977 · President, Otis Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

SEC source: 0001062993-24-018254 · form4.xml · nonDerivative · entry 2

Embree Tracy A · CIK 0001629977 · President, Otis Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,616

SEC source: 0001062993-24-018254 · form4.xml · nonDerivative · entry 1

Embree Tracy A · CIK 0001629977 · President, Otis Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

SEC source: 0001062993-24-018253 · form4.xml · derivative · entry 6

Minarro Viseras Enrique · CIK 0001705737 · President, Otis EMEA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,564

Underlying: Common Stock · 16,556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F3 · derivative.exercise_date: On November 1, 2023, the reporting person was granted 32,609 RSUs that vest in two equal installments on the first and second anniversaries of the Transaction Date.

F3 · derivative.expiration_date: On November 1, 2023, the reporting person was granted 32,609 RSUs that vest in two equal installments on the first and second anniversaries of the Transaction Date.

SEC source: 0001062993-24-018253 · form4.xml · derivative · entry 5

Minarro Viseras Enrique · CIK 0001705737 · President, Otis EMEA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,383

Underlying: Common Stock · 2,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: On November 1, 2023 the reporting person was granted 7,946 RSUs that vest in three equal installments on the first, second and third anniversaries of the Transaction Date.

F2 · derivative.expiration_date: On November 1, 2023 the reporting person was granted 7,946 RSUs that vest in three equal installments on the first, second and third anniversaries of the Transaction Date.

SEC source: 0001062993-24-018253 · form4.xml · nonDerivative · entry 4

Minarro Viseras Enrique · CIK 0001705737 · President, Otis EMEA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,198

SEC source: 0001062993-24-018253 · form4.xml · nonDerivative · entry 3

Minarro Viseras Enrique · CIK 0001705737 · President, Otis EMEA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

SEC source: 0001062993-24-018253 · form4.xml · nonDerivative · entry 2

Minarro Viseras Enrique · CIK 0001705737 · President, Otis EMEA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,424

SEC source: 0001062993-24-018253 · form4.xml · nonDerivative · entry 1

Minarro Viseras Enrique · CIK 0001705737 · President, Otis EMEA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

SEC source: 0001062993-24-015745 · form4.xml · derivative · entry 2

Mendez Echevarria Maria Cristina · CIK 0002035040 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,161

Underlying: Common Stock · 24,161 shares

Expires 2034-08-22

F2 · derivative.exercise_date: RSUs and stock appreciation rights (SARs) vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.

SEC source: 0001062993-24-015745 · form4.xml · derivative · entry 1

Mendez Echevarria Maria Cristina · CIK 0002035040 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,184

Underlying: Common Stock · 6,184 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: RSUs and stock appreciation rights (SARs) vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.

F2 · derivative.expiration_date: RSUs and stock appreciation rights (SARs) vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.

SEC source: 0001062993-24-014425 · form4.xml · derivative · entry 4

Luersman Abbe · CIK 0001875003 · EVP & CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,152 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F3 · derivative.exercise_date: On August 2, 2021, the reporting person was granted RSUs vesting in full on the third anniversary of the grant date.

F3 · derivative.expiration_date: On August 2, 2021, the reporting person was granted RSUs vesting in full on the third anniversary of the grant date.

SEC source: 0001062993-24-014425 · form4.xml · derivative · entry 3

Luersman Abbe · CIK 0001875003 · EVP & CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,224 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: On August 2, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The final installment vested on the Transaction Date.

F2 · derivative.expiration_date: On August 2, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The final installment vested on the Transaction Date.

SEC source: 0001062993-24-014425 · form4.xml · nonDerivative · entry 2

Luersman Abbe · CIK 0001875003 · EVP & CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,992

SEC source: 0001062993-24-014425 · form4.xml · nonDerivative · entry 1

Luersman Abbe · CIK 0001875003 · EVP & CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

SEC source: 0001062993-24-014098 · form4.xml · derivative · entry 1

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,808

Underlying: Common Stock · 30,808 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis and include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: One third of the RSUs are eligible to vest on the first anniversary of the Transaction Date and the remainder are eligible to vest on the third anniversary of the Transaction Date.

F2 · derivative.expiration_date: One third of the RSUs are eligible to vest on the first anniversary of the Transaction Date and the remainder are eligible to vest on the third anniversary of the Transaction Date.

SEC source: 0001062993-24-014099 · form4.xml · derivative · entry 1

Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,691

Underlying: Common Stock · 102,691 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis and include the right to receive dividend equivalents that are credited as additional RSUs. In addition to these RSUs, the reporting person was also awarded 154,036 performance share units (PSUs) on the Transaction Date. These PSUs are eligible to vest on the third anniversary of the Transaction Date based on the Issuer's achievement over the 2024-2026 performance period of cumulative adjusted earnings per share (60% weighting) and average organic sales growth (40% weighting) results. The PSUs also include a relative TSR multiplier (+/- 20% adjustment to shares delivered). Shares delivered for PSUs will be reported on a Form 4 upon vesting.

F2 · derivative.exercise_date: Eligible to vest in full on the third anniversary of the Transaction Date.

F2 · derivative.expiration_date: Eligible to vest in full on the third anniversary of the Transaction Date.

SEC source: 0001062993-24-011650 · form4.xml · derivative · entry 2

Loh Sally · CIK 0001967969 · President, Otis China

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,120 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: On June 1, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. These RSUs include the right to receive dividend equivalents credited as additional RSUs. The final installment vested on the Transaction Date.

F2 · derivative.expiration_date: On June 1, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. These RSUs include the right to receive dividend equivalents credited as additional RSUs. The final installment vested on the Transaction Date.

SEC source: 0001062993-24-011650 · form4.xml · nonDerivative · entry 1

Loh Sally · CIK 0001967969 · President, Otis China

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

SEC source: 0001062993-24-010635 · form4.xml · derivative · entry 1

WALKER JOHN H · CIK 0001006890 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,164.09

Underlying: Common Stock · 3,572.91 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

SEC source: 0001062993-24-010640 · form4.xml · derivative · entry 1

Black Jeffrey Harry · CIK 0001805644 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,103.91

Underlying: Common Stock · 2,081.61 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

SEC source: 0001062993-24-010634 · form4.xml · derivative · entry 1

Jejurikar Shailesh · CIK 0001746310 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,096.98

Underlying: Common Stock · 3,417.56 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

SEC source: 0001062993-24-010639 · form4.xml · derivative · entry 1

Connors Nelda J · CIK 0001478748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,027.7

Underlying: Common Stock · 3,365.78 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

SEC source: 0001062993-24-010636 · form4.xml · derivative · entry 1

Stewart Shelley JR · CIK 0001444506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,589.69

Underlying: Common Stock · 1,926.26 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

SEC source: 0001062993-24-010638 · form4.xml · derivative · entry 1

PRESTON MARGARET M V · CIK 0001261238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,135.01

Underlying: Common Stock · 3,417.56 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.