Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARRIER GLOBAL CorpCARR WI · Entity 3043 | Director | March 16, 2020 | March 16, 2020 |
| Otis Worldwide CorpOTIS · Entity 3170 | SVP, CAO & Controller | February 06, 2026 | February 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARRIER GLOBAL Corp
Report date March 16, 2020 · Filed March 16, 2020
This filing explicitly reported no securities owned.
Otis Worldwide Corp
Report date February 06, 2026 · Filed February 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,504 |
Ending reported balance
After 2026-02-10 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2026-02-06 · Exercise / conversion · Acquired 349 · Balance 4,544 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Row 2 · 2026-02-06 · Tax withholding · Disposed 102 · Balance 4,442 Row 3 · 2026-02-07 · Exercise / conversion · Acquired 344 · Balance 4,786 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Row 4 · 2026-02-07 · Tax withholding · Disposed 100 · Balance 4,686 Row 5 · 2026-02-10 · Sale · Disposed 1,182 · Balance 3,504 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 318 |
Reported balance
After 2026-02-06 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-02-06 · Exercise / conversion · Disposed 349 · Balance 318 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-02-07 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-02-07 · Exercise / conversion · Disposed 344 · Balance 0 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F3: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.
F2: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.
F3: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2026 Filed Feb 10, 2026 16:53 UTC | Otis Worldwide Corp OTIS · Entity 3170 | SaleCommon Stock | 1,182 | $90.06 | $106,445.01 |
DisclosureSEC source: 0001781335-26-000058 · form4.xml · nonDerivative · entry 5 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,504 Read SEC document |
| February 07, 2026 Filed Feb 10, 2026 16:53 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 344 | $0.00 | $0.00 |
DisclosureSEC source: 0001781335-26-000058 · form4.xml · derivative · entry 7 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 344 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F3 · derivative.exercise_date: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date. F3 · derivative.expiration_date: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date. Read SEC document |
| February 07, 2026 Filed Feb 10, 2026 16:53 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 100 | $89.85 | $8,985.00 |
DisclosureSEC source: 0001781335-26-000058 · form4.xml · nonDerivative · entry 4 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,686 Read SEC document |
| February 07, 2026 Filed Feb 10, 2026 16:53 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 344 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001781335-26-000058 · form4.xml · nonDerivative · entry 3 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,786 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 06, 2026 Filed Feb 10, 2026 16:53 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 349 | $0.00 | $0.00 |
DisclosureSEC source: 0001781335-26-000058 · form4.xml · derivative · entry 6 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 318 Underlying: Common Stock · 349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.exercise_date: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date. F2 · derivative.expiration_date: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date. Read SEC document |
| February 06, 2026 Filed Feb 10, 2026 16:53 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 102 | $89.85 | $9,164.70 |
DisclosureSEC source: 0001781335-26-000058 · form4.xml · nonDerivative · entry 2 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,442 Read SEC document |
| February 06, 2026 Filed Feb 10, 2026 16:53 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 349 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001781335-26-000058 · form4.xml · nonDerivative · entry 1 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,544 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 04, 2026 Filed Feb 5, 2026 19:54 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 532 | $0.00 | $0.00 |
DisclosureSEC source: 0001781335-26-000034 · form4.xml · derivative · entry 6 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,073 Underlying: Common Stock · 532 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F3 · derivative.exercise_date: On February 4, 2025, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date. F3 · derivative.expiration_date: On February 4, 2025, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date. Read SEC document |
| February 04, 2026 Filed Feb 5, 2026 19:54 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 167 | $90.37 | $15,091.79 |
DisclosureSEC source: 0001781335-26-000034 · form4.xml · nonDerivative · entry 4 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,195 Read SEC document |
| February 04, 2026 Filed Feb 5, 2026 19:54 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 532 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001781335-26-000034 · form4.xml · nonDerivative · entry 3 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 03, 2026 Filed Feb 5, 2026 19:54 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantRestricted Stock Units · Derivative | 1,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001781335-26-000034 · form4.xml · derivative · entry 5 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,657 Underlying: Common Stock · 1,657 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.exercise_date: RSUs vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. F2 · derivative.expiration_date: RSUs vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. Read SEC document |
| February 03, 2026 Filed Feb 5, 2026 19:54 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 668 | $87.16 | $58,222.88 |
DisclosureSEC source: 0001781335-26-000034 · form4.xml · nonDerivative · entry 2 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,830 Read SEC document |
| February 03, 2026 Filed Feb 5, 2026 19:54 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantCommon Stock | 1,850 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001781335-26-000034 · form4.xml · nonDerivative · entry 1 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,498 F4 · shares: The acquisition of Otis common stock represents the vesting of performance share units (PSUs) previously awarded on February 7, 2023. Each PSU has a value equal to one share of Otis common stock. These PSUs vested on the Transaction Date upon the achievement of the 3-year cycle preestablished performance targets. The performance criteria were certified to be achieved at the 82% level. F4 · price: The acquisition of Otis common stock represents the vesting of performance share units (PSUs) previously awarded on February 7, 2023. Each PSU has a value equal to one share of Otis common stock. These PSUs vested on the Transaction Date upon the achievement of the 3-year cycle preestablished performance targets. The performance criteria were certified to be achieved at the 82% level. Read SEC document |
| December 03, 2025 Filed Dec 5, 2025 16:55 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 23 | $0.00 | $0.00 |
DisclosureSEC source: 0001781335-25-000055 · form4.xml · derivative · entry 3 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 664 Underlying: Common Stock · 23 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the rights to receive dividend equivalents that are credited as additional RSUs. F3 · shares: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs were awarded on February 6, 2024. F3 · derivative.exercise_date: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs were awarded on February 6, 2024. F3 · derivative.expiration_date: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs were awarded on February 6, 2024. Read SEC document |
| December 03, 2025 Filed Dec 5, 2025 16:55 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 23 | $86.94 | $1,999.62 |
DisclosureSEC source: 0001781335-25-000055 · form4.xml · nonDerivative · entry 2 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,648 Read SEC document |
| December 03, 2025 Filed Dec 5, 2025 16:55 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 23 | $86.94 | $1,999.62 |
DisclosureSEC source: 0001781335-25-000055 · form4.xml · nonDerivative · entry 1 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes an additional 20 shares which, due to an administrative error, were inadvertently omitted from Column 5 of Table I on the Form 4 filed on November 7, 2025. Read SEC document |
| November 05, 2025 Filed Nov 7, 2025 16:21 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionStock Appreciation Rights · Derivative | 10,000 | $0.00 Strike: $63.92 | $0.00 |
DisclosureSEC source: 0001781335-25-000053 · form4.xml · derivative · entry 4 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2029-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2025 Filed Nov 7, 2025 16:21 UTC | Otis Worldwide Corp OTIS · Entity 3170 | SaleCommon Stock | 3,028 | $91.69 | $277,647.01 |
DisclosureSEC source: 0001781335-25-000053 · form4.xml · nonDerivative · entry 3 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,628 F1 · price: The shares sold in multiple trades at prices ranging from $91.6915 to $91.7050. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide the registrant, any security holder of the registrant, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| November 05, 2025 Filed Nov 7, 2025 16:21 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Disposition to issuerCommon Stock | 6,972 | $91.67 | $639,123.24 |
DisclosureSEC source: 0001781335-25-000053 · form4.xml · nonDerivative · entry 2 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,656 Read SEC document |
| November 05, 2025 Filed Nov 7, 2025 16:21 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 10,000 | $63.92 | $639,200.00 |
DisclosureSEC source: 0001781335-25-000053 · form4.xml · nonDerivative · entry 1 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,628 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2025 Filed Feb 10, 2025 17:44 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 373 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-001982 · form4.xml · derivative · entry 6 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 337 Underlying: Common Stock · 373 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F3 · derivative.exercise_date: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date. F3 · derivative.expiration_date: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date. Read SEC document |
| February 07, 2025 Filed Feb 10, 2025 17:44 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 109 | $94.83 | $10,336.47 |
DisclosureSEC source: 0001062993-25-001982 · form4.xml · nonDerivative · entry 4 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,648 Read SEC document |
| February 07, 2025 Filed Feb 10, 2025 17:44 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 373 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-25-001982 · form4.xml · nonDerivative · entry 3 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 06, 2025 Filed Feb 10, 2025 17:44 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 335 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-001982 · form4.xml · derivative · entry 5 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 678 Underlying: Common Stock · 335 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.exercise_date: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date. F2 · derivative.expiration_date: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date. Read SEC document |
| February 06, 2025 Filed Feb 10, 2025 17:44 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 105 | $96.05 | $10,085.25 |
DisclosureSEC source: 0001062993-25-001982 · form4.xml · nonDerivative · entry 2 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,384 Read SEC document |
| February 06, 2025 Filed Feb 10, 2025 17:44 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 335 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-25-001982 · form4.xml · nonDerivative · entry 1 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 04, 2025 Filed Feb 5, 2025 20:31 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantRestricted Stock Units · Derivative | 1,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-001784 · form4.xml · derivative · entry 6 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,577 Underlying: Common Stock · 1,577 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F3 · derivative.exercise_date: RSUs vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. F3 · derivative.expiration_date: RSUs vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. Read SEC document |
| February 04, 2025 Filed Feb 5, 2025 20:31 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 636 | $94.43 | $60,057.48 |
DisclosureSEC source: 0001062993-25-001784 · form4.xml · nonDerivative · entry 4 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,154 Read SEC document |
| February 04, 2025 Filed Feb 5, 2025 20:31 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantCommon Stock | 1,785 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-25-001784 · form4.xml · nonDerivative · entry 3 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,790 F4 · shares: The acquisition of Otis common stock represents the vesting of performance share units (PSUs) previously awarded on February 3, 2022. Each PSU has a value equal to one share of Otis common stock. These PSUs vested on the Transaction Date upon the achievement of the 3-year cycle preestablished performance targets. The performance criteria were certified to be achieved at the 82% level. F4 · price: The acquisition of Otis common stock represents the vesting of performance share units (PSUs) previously awarded on February 3, 2022. Each PSU has a value equal to one share of Otis common stock. These PSUs vested on the Transaction Date upon the achievement of the 3-year cycle preestablished performance targets. The performance criteria were certified to be achieved at the 82% level. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 20:31 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 352 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-001784 · form4.xml · derivative · entry 5 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 352 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.exercise_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date. F2 · derivative.expiration_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 20:31 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 103 | $94.55 | $9,738.65 |
DisclosureSEC source: 0001062993-25-001784 · form4.xml · nonDerivative · entry 2 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,005 Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 20:31 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 352 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-25-001784 · form4.xml · nonDerivative · entry 1 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 16:15 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 31 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-020054 · form4.xml · derivative · entry 6 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 708 Underlying: Common Stock · 31 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the rights to receive dividend equivalents that are credited as additional RSUs. F3 · shares: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs were awarded on February 7, 2023. F3 · price: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs were awarded on February 7, 2023. F3 · derivative.exercise_date: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs were awarded on February 7, 2023. F3 · derivative.expiration_date: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs were awarded on February 7, 2023. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 16:15 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-020054 · form4.xml · derivative · entry 5 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 351 Underlying: Common Stock · 16 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the rights to receive dividend equivalents that are credited as additional RSUs. F2 · shares: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs were awarded on February 3, 2022. F2 · price: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs were awarded on February 3, 2022. F2 · derivative.exercise_date: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs were awarded on February 3, 2022. F2 · derivative.expiration_date: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs were awarded on February 3, 2022. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 16:15 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 31 | $101.80 | $3,155.80 |
DisclosureSEC source: 0001062993-24-020054 · form4.xml · nonDerivative · entry 4 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 756 Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 16:15 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 31 | $101.80 | $3,155.80 |
DisclosureSEC source: 0001062993-24-020054 · form4.xml · nonDerivative · entry 3 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 16:15 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 16 | $101.80 | $1,628.80 |
DisclosureSEC source: 0001062993-24-020054 · form4.xml · nonDerivative · entry 2 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 756 Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 16:15 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 16 | $101.80 | $1,628.80 |
DisclosureSEC source: 0001062993-24-020054 · form4.xml · nonDerivative · entry 1 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2024 Filed Nov 12, 2024 16:17 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionStock Appreciation Rights · Derivative | 9,463 | $0.00 Strike: $63.92 | $0.00 |
DisclosureSEC source: 0001062993-24-018898 · form4.xml · derivative · entry 8 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 9,463 shares Expires 2029-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2024 Filed Nov 12, 2024 16:17 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionStock Appreciation Rights · Derivative | 4,535 | $0.00 Strike: $67.83 | $0.00 |
DisclosureSEC source: 0001062993-24-018898 · form4.xml · derivative · entry 7 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,535 shares Expires 2028-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2024 Filed Nov 12, 2024 16:17 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionStock Appreciation Rights · Derivative | 1,617 | $0.00 Strike: $58.66 | $0.00 |
DisclosureSEC source: 0001062993-24-018898 · form4.xml · derivative · entry 6 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,617 shares Expires 2027-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2024 Filed Nov 12, 2024 16:17 UTC | Otis Worldwide Corp OTIS · Entity 3170 | SaleCommon Stock | 5,638 | $100.95 | $569,158.92 |
DisclosureSEC source: 0001062993-24-018898 · form4.xml · nonDerivative · entry 5 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 756 Read SEC document |
| November 08, 2024 Filed Nov 12, 2024 16:17 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 9,977 | $100.95 | $1,007,178.15 |
DisclosureSEC source: 0001062993-24-018898 · form4.xml · nonDerivative · entry 4 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,394 Read SEC document |
| November 08, 2024 Filed Nov 12, 2024 16:17 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 9,463 | $63.92 | $604,874.96 |
DisclosureSEC source: 0001062993-24-018898 · form4.xml · nonDerivative · entry 3 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2024 Filed Nov 12, 2024 16:17 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 4,535 | $67.83 | $307,609.05 |
DisclosureSEC source: 0001062993-24-018898 · form4.xml · nonDerivative · entry 2 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2024 Filed Nov 12, 2024 16:17 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 1,617 | $58.66 | $94,853.22 |
DisclosureSEC source: 0001062993-24-018898 · form4.xml · nonDerivative · entry 1 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2024 Filed Feb 20, 2024 18:01 UTC | Otis Worldwide Corp OTIS · Entity 3170 | SaleCommon Stock | 3,522 | $90.77 | $319,679.61 |
DisclosureSEC source: 0001062993-24-003743 · form4.xml · nonDerivative · entry 1 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 756 Read SEC document |
| February 07, 2024 Filed Feb 8, 2024 17:15 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 361 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-002588 · form4.xml · derivative · entry 7 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 730 Underlying: Common Stock · 361 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F3 · derivative.exercise_date: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date. F3 · derivative.expiration_date: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date. Read SEC document |
| February 07, 2024 Filed Feb 8, 2024 17:15 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 114 | $91.77 | $10,461.78 |
DisclosureSEC source: 0001062993-24-002588 · form4.xml · nonDerivative · entry 4 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,278 Read SEC document |
| February 07, 2024 Filed Feb 8, 2024 17:15 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 361 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-002588 · form4.xml · nonDerivative · entry 3 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.