Stewart Shelley JR

SEC source: 0001140361-26-023349 · form4.xml · derivative · entry 1

Stewart Shelley JR · CIK 0001444506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,600.568

Underlying: Common Stock · 2,590.89 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

SEC source: 0001444506-26-000002 · form4-05222026_030548.xml · nonDerivative · entry 1

Stewart Shelley JR · CIK 0001444506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,523

F1 · shares: Award of restricted stock to non-employee director vesting 100% upon the date of the next annual meeting of shareholders.

SEC source: 0000897069-26-001022 · form4.xml · nonDerivative · entry 1

Stewart Shelley JR · CIK 0001444506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,440.02

F1 · balance_after: Includes 81.951 shares received as dividend equivalents on restricted stock units since the last statement. Common stock includes restricted stock units.

SEC source: 0001415889-25-014381 · form4-05232025_040540.xml · nonDerivative · entry 1

Stewart Shelley JR · CIK 0001444506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,871

F1 · shares: Award of restricted stock to non-employee director vesting 100% upon the date of the next annual meeting of shareholders.

SEC source: 0001062993-25-009673 · form4.xml · derivative · entry 1

Stewart Shelley JR · CIK 0001444506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,707.404

Underlying: Common Stock · 1,900.67 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

SEC source: 0001760965-25-000042 · wk-form4_1746476292.xml · nonDerivative · entry 1

Stewart Shelley JR · CIK 0001444506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,122.069

F1 · balance_after: Common stock includes restricted stock units.

SEC source: 0001415889-24-014274 · form4-05232024_080519.xml · nonDerivative · entry 1

Stewart Shelley JR · CIK 0001444506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,082

F1 · shares: Award of restricted stock to non-employee director vesting 100% upon the date of the next annual meeting of shareholders

SEC source: 0001062993-24-010636 · form4.xml · derivative · entry 1

Stewart Shelley JR · CIK 0001444506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,589.69

Underlying: Common Stock · 1,926.26 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

SEC source: 0001127602-24-012214 · form4.xml · nonDerivative · entry 1

Stewart Shelley JR · CIK 0001444506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,391.808

F1 · balance_after: Common stock includes restricted stock units.

SEC source: 0001415889-23-008798 · form4-05252023_080510.xml · nonDerivative · entry 1

Stewart Shelley JR · CIK 0001444506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,246

F1 · shares: Award of restricted stock to non-employee director vesting 100% upon the date of the next annual meeting of shareholders.

SEC source: 0001062993-23-011962 · form4.xml · derivative · entry 1

Stewart Shelley JR · CIK 0001444506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,484.98

Underlying: Common Stock · 2,307.69 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

SEC source: 0001127602-23-012208 · form4.xml · nonDerivative · entry 1

Stewart Shelley JR · CIK 0001444506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,608.046

F1 · balance_after: Common stock includes restricted stock units.

SEC source: 0001415889-22-010211 · form4-10042022_121052.xml · nonDerivative · entry 1

Stewart Shelley JR · CIK 0001444506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,098

F1 · shares: Award of restricted stock to non-employee director vesting 100% upon the date of the next annual meeting of shareholders.

SEC source: 0001062993-22-013284 · form4.xml · derivative · entry 1

Stewart Shelley JR · CIK 0001444506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,040.753

Underlying: Common Stock · 2,686.32 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

SEC source: 0001127602-22-011254 · form4.xml · nonDerivative · entry 1

Stewart Shelley JR · CIK 0001444506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,149.348

SEC source: 0001062993-21-003924 · form4.xml · derivative · entry 1

Stewart Shelley JR · CIK 0001444506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,280.7834

Underlying: Common Stock · 2,468.3544 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

SEC source: 0001127602-21-013073 · form4.xml · nonDerivative · entry 1

Stewart Shelley JR · CIK 0001444506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,454.783

SEC source: 0001062993-21-001085 · form4.xml · nonDerivative · entry 1

Stewart Shelley JR · CIK 0001444506 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) Plan

Disclosed balance after: 0

F1 · shares: As a result of the spinoff of the issuer by UTC, the reporting person holds Otis shares in our former parent's 401(k) plan. This plan has advised participants that it will mandatorily start to sell the Otis shares held in it on April 3, 2021.

SEC source: 0001225208-20-007617 · doc4.xml · derivative · entry 1

Stewart Shelley JR · CIK 0001444506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,763.752

Underlying: Common Stock · 3,763.752 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the Otis Worldwide Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the Otis Worldwide Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the Otis Worldwide Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001127602-20-012782 · form4.xml · nonDerivative · entry 1

Stewart Shelley JR · CIK 0001444506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,026.635

SEC source: 0001127602-19-026790 · form4.xml · nonDerivative · entry 1

Stewart Shelley JR · CIK 0001444506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600