Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BORGWARNER INCBWA · Entity 3425 | Director | April 28, 2021 | April 30, 2021 |
| BOSTON SCIENTIFIC CORPBSX · Entity 1897 | Director | May 04, 2023 | May 05, 2023 |
| Baker Hughes CoBKR · Entity 2993 | Director | May 16, 2023 | May 18, 2023 |
| CLARCOR INC.CLC · Entity 178142 | Director | February 28, 2017 | March 02, 2017 |
| CONOCOPHILLIPSCOP · Entity 658 | Director | January 15, 2026 | January 20, 2026 |
| Carnival Corp Ltd.CCL · Entity 3136 | Director | May 08, 2026 | May 12, 2026 |
| Echo Global Logistics, Inc.ECHO · Entity 133152 | Director | February 22, 2019 | February 27, 2019 |
| EnerSysENS · Entity 3750 | Director | June 25, 2021 | June 29, 2021 |
| Otis Worldwide CorpOTIS · Entity 3170 | Director | May 27, 2026 | May 29, 2026 |
| ZEBRA TECHNOLOGIES CORPZBRA · Entity 3328 | Director | May 19, 2026 | May 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BORGWARNER INC
Report date April 28, 2021 · Filed April 30, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,973 |
Reported balance
After 2021-04-28 transaction · row 1
1 source rowRow 1 · 2021-04-28 · Grant · Acquired 2,973 · Balance 2,973 F1: The shares will vest 100% on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares will vest 100% on the first anniversary of the grant date.
BOSTON SCIENTIFIC CORP
Report date May 04, 2023 · Filed May 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,823 |
Reported balance
After 2023-05-04 transaction · row 1
1 source rowRow 1 · 2023-05-04 · Grant · Acquired 3,946 · Balance 8,823 F1: Annual equity award in the form of restricted stock vesting in full upon the next annual meeting of stockholders. Reflects a value of $205,000 divided by the closing price of common stock on the date of grant. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 27,246 |
Reported balance
Holding disclosure · report date 2023-05-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 27,246 |
Filing footnotes · ownership attribution and instrument terms
F1: Annual equity award in the form of restricted stock vesting in full upon the next annual meeting of stockholders. Reflects a value of $205,000 divided by the closing price of common stock on the date of grant.
Baker Hughes Co
Report date May 16, 2023 · Filed May 18, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 30,826 |
Reported balance
After 2023-05-16 transaction · row 1
1 source rowRow 1 · 2023-05-16 · Exercise / conversion · Acquired 6,377 · Balance 30,826 F1: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2023-05-16 | Direct | 6,377 |
Reported balance
After 2023-05-16 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-05-16 · Grant · Acquired 6,377 · Balance 6,377 F1: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2: The restricted stock units vest immediately on the date of grant. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2023-05-16 | Direct | 0 |
Reported balance
After 2023-05-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-05-16 · Exercise / conversion · Disposed 6,377 · Balance 0 F1: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2: The restricted stock units vest immediately on the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
F2: The restricted stock units vest immediately on the date of grant.
CLARCOR INC.
Report date February 28, 2017 · Filed March 02, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock Par Value $1.00SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-02-28 transaction · row 1
1 source rowRow 1 · 2017-02-28 · Disposition to issuer · Disposed 3,085 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of December 1, 2016 (the "Merger Agreement"), by and among CLARCOR Inc. (the "Company"), Parker-Hannifin Corporation ("Parker") and Parker Eagle Corporation, a wholly owned subsidiary of Parker ("Merger Sub"), at the effective time of the merger, these shares of Company common stock were converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $83.00. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of December 1, 2016 (the "Merger Agreement"), by and among CLARCOR Inc. (the "Company"), Parker-Hannifin Corporation ("Parker") and Parker Eagle Corporation, a wholly owned subsidiary of Parker ("Merger Sub"), at the effective time of the merger, these shares of Company common stock were converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $83.00.
CONOCOPHILLIPS
Report date January 15, 2026 · Filed January 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,940.9 |
Reported balance
After 2026-01-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-01-15 · Grant · Acquired 2,215 · Balance 6,940.9 F1: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.
F2: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.
F3: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.
Carnival Corp Ltd.
Report date May 08, 2026 · Filed May 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 31,034.6435 |
Reported balance
After 2026-05-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-08 · Grant · Acquired 7,712 · Balance 31,034.6435 F1: Grant of unrestricted shares made to non-executive directors pursuant to the Carnival Corporation Ltd. 2020 Stock Plan. F2: The Board of Directors approved a value of $210,000 to be granted to the reporting person in the form of unrestricted shares. The number of unrestricted shares was determined by dividing the grant value by the average of the closing prices of a Carnival Corporation share over 20 consecutive trading days ending on the day before the grant, then rounding down to the nearest whole share. F3: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's account. |
| Common SharesSEC Table I · non-derivative | Direct | 30,418.6435 |
Reported balance
After 2026-05-11 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-05-11 · Tax withholding · Disposed 616 · Balance 30,418.6435 F4: Represents shares withheld by the Issuer to cover taxes associated with the grant of unrestricted shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of unrestricted shares made to non-executive directors pursuant to the Carnival Corporation Ltd. 2020 Stock Plan.
F2: The Board of Directors approved a value of $210,000 to be granted to the reporting person in the form of unrestricted shares. The number of unrestricted shares was determined by dividing the grant value by the average of the closing prices of a Carnival Corporation share over 20 consecutive trading days ending on the day before the grant, then rounding down to the nearest whole share.
F3: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's account.
F4: Represents shares withheld by the Issuer to cover taxes associated with the grant of unrestricted shares.
Echo Global Logistics, Inc.
Report date February 22, 2019 · Filed February 27, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,614 |
Reported balance
After 2019-02-22 transaction · row 1
1 source rowRow 1 · 2019-02-22 · Grant · Acquired 5,507 · Balance 26,614 |
EnerSys
Report date June 25, 2021 · Filed June 29, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,324.8389 |
Reported balance
After 2021-06-25 transaction · row 1
1 source rowRow 1 · 2021-06-25 · Grant · Acquired 23.8053 · Balance 13,324.8389 F1: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on June 25, 2021 to stockholders of record as of June 11, 2021 (the "Dividend"), with respect to an aggregate of 13,007 vested DSUs granted to the reporting person on various dates, and adjusted for any previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on June 25, 2021 to stockholders of record as of June 11, 2021 (the "Dividend"), with respect to an aggregate of 13,007 vested DSUs granted to the reporting person on various dates, and adjusted for any previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.
Otis Worldwide Corp
Report date May 27, 2026 · Filed May 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 14,414.097 |
Reported balance
After 2026-05-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-27 · Grant · Acquired 2,716.256 · Balance 14,414.097 F1: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.
ZEBRA TECHNOLOGIES CORP
Report date May 19, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 4,128 |
Reported balance
After 2026-05-19 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-05-19 · Grant · Acquired 951 · Balance 4,128 |
| Class A Common StockSEC Table I · non-derivative | Direct | 3,177 |
Reported balance
Holding disclosure · report date 2026-05-19 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,177 |
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CARNIVAL PLC
Report date May 07, 2026 · Filed May 07, 2026
Section 16 reporting ended · disclosed 2026-05-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Trust Shares (beneficial Interest in Special Voting Share)SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-05-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-07 · Disposition to issuer · Disposed 23,322.6435 · Balance 0 F1: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2: On May 7, 2026, Carnival Corporation and Carnival plc completed the previously announced DLC Unification and Redomiciliation Transactions (the "DLC Unification and Redomiciliation"), pursuant to which Carnival plc became a wholly-owned subsidiary of Carnival Corporation Ltd. In connection with the consummation of the DLC Unification and Redomiciliation, the Trust Shares beneficially owned by the Reporting Person were surrendered to Carnival plc for no consideration, and then canceled. The Reporting Person did not dispose of any Carnival Corporation securities in connection with the DLC Unification and Redomiciliation. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
F2: On May 7, 2026, Carnival Corporation and Carnival plc completed the previously announced DLC Unification and Redomiciliation Transactions (the "DLC Unification and Redomiciliation"), pursuant to which Carnival plc became a wholly-owned subsidiary of Carnival Corporation Ltd. In connection with the consummation of the DLC Unification and Redomiciliation, the Trust Shares beneficially owned by the Reporting Person were surrendered to Carnival plc for no consideration, and then canceled. The Reporting Person did not dispose of any Carnival Corporation securities in connection with the DLC Unification and Redomiciliation.
Delphi Technologies PLC
Report date October 01, 2020 · Filed October 06, 2020
Section 16 reporting ended · disclosed 2020-10-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-10-01 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2020-10-01 · Disposition to issuer · Disposed 14,347 · Balance 0 F1: Reflects the disposition of ordinary shares of the Issuer as contemplated by the Transaction Agreement, dated as of January 28, 2020, as amended (the "Transaction Agreement") between the Issuer and BorgWarner Inc. ("BorgWarner"), pursuant to which BorgWarner acquired the Issuer pursuant to a scheme of arrangement (the "Scheme") under Part 18A of the Companies (Jersey) Law 1991, as amended (the "Transaction"). In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each ordinary share was exchanged for 0.4307 of a newly issued share of BorgWarner common stock, par value $0.01 per share, and cash in lieu of any fractional share of BorgWarner common stock. |
| Ordinary SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-10-01 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2020-10-01 · Disposition to issuer · Disposed 19,605 · Balance 0 F2: Reflects the disposition of restricted share unit awards of the Issuer as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each restricted share unit award was cancelled and converted into the right to receive an amount of cash equal to $16.6. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the disposition of ordinary shares of the Issuer as contemplated by the Transaction Agreement, dated as of January 28, 2020, as amended (the "Transaction Agreement") between the Issuer and BorgWarner Inc. ("BorgWarner"), pursuant to which BorgWarner acquired the Issuer pursuant to a scheme of arrangement (the "Scheme") under Part 18A of the Companies (Jersey) Law 1991, as amended (the "Transaction"). In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each ordinary share was exchanged for 0.4307 of a newly issued share of BorgWarner common stock, par value $0.01 per share, and cash in lieu of any fractional share of BorgWarner common stock.
F2: Reflects the disposition of restricted share unit awards of the Issuer as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each restricted share unit award was cancelled and converted into the right to receive an amount of cash equal to $16.6.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 27, 2026 Filed May 29, 2026 20:05 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantDeferred Stock Units · Derivative | 2,716.256 | $71.79 | $195,000.02 |
DisclosureSEC source: 0001781335-26-000100 · form4.xml · derivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,414.097 Underlying: Common Stock · 2,716.256 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents. F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents. F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents. Read SEC document |
| May 19, 2026 Filed May 21, 2026 21:36 UTC | ZEBRA TECHNOLOGIES CORP ZBRA · Entity 3328 | GrantClass A Common Stock | 951 | $247.15 | $235,039.65 |
DisclosureSEC source: 0001628280-26-037409 · wk-form4_1779399382.xml · nonDerivative · entry 2 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,128 Read SEC document |
| May 11, 2026 Filed May 12, 2026 20:14 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Shares | 616 | $26.38 | $16,250.08 |
DisclosureSEC source: 0000815097-26-000066 · form4.xml · nonDerivative · entry 2 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,418.6435 F4 · shares: Represents shares withheld by the Issuer to cover taxes associated with the grant of unrestricted shares. Read SEC document |
| May 08, 2026 Filed May 12, 2026 20:14 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Shares | 7,712 | $0.00 | $0.00 |
DisclosureSEC source: 0000815097-26-000066 · form4.xml · nonDerivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,034.6435 F1 · kind: Grant of unrestricted shares made to non-executive directors pursuant to the Carnival Corporation Ltd. 2020 Stock Plan. F2 · shares: The Board of Directors approved a value of $210,000 to be granted to the reporting person in the form of unrestricted shares. The number of unrestricted shares was determined by dividing the grant value by the average of the closing prices of a Carnival Corporation share over 20 consecutive trading days ending on the day before the grant, then rounding down to the nearest whole share. F3 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's account. Read SEC document |
| May 07, 2026 Filed May 7, 2026 21:07 UTC | CARNIVAL PLC CUK · Entity 49172 | Disposition to issuerTrust Shares (beneficial Interest in Special Voting Share) | 23,322.6435 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001125259-26-000052 · form4.xml · nonDerivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: On May 7, 2026, Carnival Corporation and Carnival plc completed the previously announced DLC Unification and Redomiciliation Transactions (the "DLC Unification and Redomiciliation"), pursuant to which Carnival plc became a wholly-owned subsidiary of Carnival Corporation Ltd. In connection with the consummation of the DLC Unification and Redomiciliation, the Trust Shares beneficially owned by the Reporting Person were surrendered to Carnival plc for no consideration, and then canceled. The Reporting Person did not dispose of any Carnival Corporation securities in connection with the DLC Unification and Redomiciliation. F2 · price: On May 7, 2026, Carnival Corporation and Carnival plc completed the previously announced DLC Unification and Redomiciliation Transactions (the "DLC Unification and Redomiciliation"), pursuant to which Carnival plc became a wholly-owned subsidiary of Carnival Corporation Ltd. In connection with the consummation of the DLC Unification and Redomiciliation, the Trust Shares beneficially owned by the Reporting Person were surrendered to Carnival plc for no consideration, and then canceled. The Reporting Person did not dispose of any Carnival Corporation securities in connection with the DLC Unification and Redomiciliation. Read SEC document |
| January 15, 2026 Filed Jan 20, 2026 23:12 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 2,215 | $99.34 | $220,038.10 |
DisclosureSEC source: 0001193125-26-016908 · ownership.xml · derivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,940.9 Underlying: Common Stock · 2,215 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 00:03 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 351 | $94.46 | $33,153.71 |
DisclosureSEC source: 0001193125-25-321298 · ownership.xml · derivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,725.9 Underlying: Common Stock · 351 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 21:32 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 118 | $94.31 | $11,128.58 |
DisclosureSEC source: 0001193125-25-228685 · ownership.xml · derivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,334.435 Underlying: Common Stock · 118 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11. Read SEC document |
| August 29, 2025 Filed Sep 3, 2025 19:10 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 112 | $98.69 | $11,053.00 |
DisclosureSEC source: 0000950170-25-112805 · ownership.xml · derivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,184.259 Underlying: Common Stock · 112 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11. Read SEC document |
| July 31, 2025 Filed Aug 4, 2025 17:29 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 115 | $96.03 | $11,042.88 |
DisclosureSEC source: 0000950170-25-101812 · ownership.xml · derivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,072.2584 Underlying: Common Stock · 115 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 21:08 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 124 | $89.65 | $11,115.98 |
DisclosureSEC source: 0000950170-25-093171 · ownership.xml · derivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,957.2584 Underlying: Common Stock · 124 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11. Read SEC document |
| May 30, 2025 Filed Jun 2, 2025 20:03 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 130 | $85.30 | $11,088.35 |
DisclosureSEC source: 0000950170-25-080221 · ownership.xml · derivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,800.2427 Underlying: Common Stock · 130 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11. Read SEC document |
| May 15, 2025 Filed May 16, 2025 20:50 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantDeferred Stock Units · Derivative | 3,321.07 | $97.86 | $324,999.91 |
DisclosureSEC source: 0001062993-25-009710 · form4.xml · derivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,476.978 Underlying: Common Stock · 3,321.07 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents. F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents. F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents. Read SEC document |
| May 08, 2025 Filed May 12, 2025 21:33 UTC | ZEBRA TECHNOLOGIES CORP ZBRA · Entity 3328 | GrantClass A Common Stock | 830 | $265.37 | $220,257.10 |
DisclosureSEC source: 0000877212-25-000114 · wk-form4_1747085632.xml · nonDerivative · entry 2 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,177 Read SEC document |
| April 30, 2025 Filed May 1, 2025 21:31 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 124 | $89.41 | $11,086.84 |
DisclosureSEC source: 0000950170-25-062038 · ownership.xml · derivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,670.2427 Underlying: Common Stock · 124 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11. Read SEC document |
| April 16, 2025 Filed Apr 18, 2025 13:37 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 11,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-012353 · form4.xml · nonDerivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,258 F1 · kind: Grant of unrestricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan. F2 · shares: The Boards of Directors approved a value of $195,000 to be granted to the reporting person in the form of unrestricted shares. The number of unrestricted shares was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over 10 consecutive trading days ending on the date of grant, then rounding down to the nearest whole share. Read SEC document |
| April 16, 2025 Filed Apr 18, 2025 13:36 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest in Special Voting Share) | 11,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-012352 · form4.xml · nonDerivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,258 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Grant of unrestricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan. F3 · shares: The Boards of Directors approved a value of $195,000 to be granted to the reporting person in the form of unrestricted shares. The number of unrestricted shares was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over 10 consecutive trading days ending on the date of grant, then rounding down to the nearest whole share. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 14:44 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 107 | $103.74 | $11,099.65 |
DisclosureSEC source: 0000950170-25-048952 · ownership.xml · derivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,546.2427 Underlying: Common Stock · 107 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 17:28 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 114 | $97.64 | $11,130.96 |
DisclosureSEC source: 0000950170-25-031488 · ownership.xml · derivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,412.3483 Underlying: Common Stock · 114 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11. Read SEC document |
| January 31, 2025 Filed Feb 4, 2025 16:30 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 111 | $99.95 | $11,094.17 |
DisclosureSEC source: 0000950170-25-012967 · ownership.xml · derivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,298.3483 Underlying: Common Stock · 111 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11. Read SEC document |
| January 15, 2025 Filed Jan 17, 2025 20:13 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 2,093 | $105.16 | $220,089.42 |
DisclosureSEC source: 0000950170-25-006634 · ownership.xml · derivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,187.3483 Underlying: Common Stock · 2,093 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| December 31, 2024 Filed Jan 2, 2025 20:15 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 113 | $98.20 | $11,096.60 |
DisclosureSEC source: 0000950170-25-000318 · ownership.xml · derivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,094.3483 Underlying: Common Stock · 113 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11. Read SEC document |
| November 29, 2024 Filed Dec 2, 2024 22:22 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 103 | $107.94 | $11,117.82 |
DisclosureSEC source: 0000950170-24-132308 · ownership.xml · derivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 975 Underlying: Common Stock · 103 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. Read SEC document |
| October 31, 2024 Filed Nov 4, 2024 17:33 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 102 | $108.33 | $11,049.16 |
DisclosureSEC source: 0000950170-24-120431 · ownership.xml · derivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 872 Underlying: Common Stock · 102 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 15:34 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 106 | $104.73 | $11,100.85 |
DisclosureSEC source: 0000950170-24-111169 · ownership.xml · derivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 770 Underlying: Common Stock · 106 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. Read SEC document |
| September 03, 2024 Filed Sep 4, 2024 18:45 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 664 | $110.56 | $73,411.84 |
DisclosureSEC source: 0000950170-24-103263 · ownership.xml · derivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 664 Underlying: Common Stock · 664 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. Read SEC document |
| May 16, 2024 Filed May 17, 2024 20:33 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantDeferred Stock Units · Derivative | 3,365.78 | $96.56 | $324,999.72 |
DisclosureSEC source: 0001062993-24-010639 · form4.xml · derivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,027.7 Underlying: Common Stock · 3,365.78 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents. F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents. F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents. Read SEC document |
| May 09, 2024 Filed May 13, 2024 20:31 UTC | ZEBRA TECHNOLOGIES CORP ZBRA · Entity 3328 | GrantClass A Common Stock | 696 | $316.50 | $220,284.00 |
DisclosureSEC source: 0000877212-24-000121 · wk-form4_1715632263.xml · nonDerivative · entry 2 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,347 Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 16:30 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 12,141 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-012735 · form4.xml · nonDerivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,141 F1 · kind: Grant of restricted shares made pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses in April 2027. F2 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of RSUs. The number of RSUs was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over a 10-business day period ending on the date of grant, then rounding down to the nearest whole share. Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 16:52 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest in Special Voting Share) | 12,141 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-012750 · form4.xml · nonDerivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,141 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Grant of restricted shares made pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses in April 2027. F3 · shares: The Boards of Directors approved a value of $195,000 to be granted to the reporting person in the form of restricted shares. The number of restricted shares was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over a 10-business day period ending on the date of grant, then rounding down to the nearest whole share. Read SEC document |
| May 18, 2023 Filed May 22, 2023 21:40 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantDeferred Stock Units · Derivative | 2,307.69 | $84.50 | $194,999.81 |
DisclosureSEC source: 0001062993-23-011949 · form4.xml · derivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,590.59 Underlying: Common Stock · 2,307.69 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents. F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents. F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents. Read SEC document |
| May 16, 2023 Filed May 18, 2023 20:25 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionRestricted Stock Unit · Derivative | 6,377 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-018880 · wk-form4_1684441497.xml · derivative · entry 3 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,377 shares Expires 2023-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest immediately on the date of grant. F2 · derivative.expiration_date: The restricted stock units vest immediately on the date of grant. Read SEC document |
| May 16, 2023 Filed May 18, 2023 20:25 UTC | Baker Hughes Co BKR · Entity 2993 | GrantRestricted Stock Unit · Derivative | 6,377 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-018880 · wk-form4_1684441497.xml · derivative · entry 2 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,377 Underlying: Class A Common Stock · 6,377 shares Expires 2023-05-16 F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest immediately on the date of grant. F2 · derivative.expiration_date: The restricted stock units vest immediately on the date of grant. Read SEC document |
| May 16, 2023 Filed May 18, 2023 20:25 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionClass A Common Stock | 6,377 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-018880 · wk-form4_1684441497.xml · nonDerivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document |
| May 11, 2023 Filed May 15, 2023 21:50 UTC | ZEBRA TECHNOLOGIES CORP ZBRA · Entity 3328 | GrantClass A Common Stock | 830 | $265.28 | $220,182.40 |
DisclosureSEC source: 0000877212-23-000114 · wf-form4_168418740792674.xml · nonDerivative · entry 2 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,651 Read SEC document |
| May 04, 2023 Filed May 5, 2023 20:25 UTC | BOSTON SCIENTIFIC CORP BSX · Entity 1897 | GrantCommon Stock | 3,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-005464 · doc4.xml · nonDerivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,823 F1 · shares: Annual equity award in the form of restricted stock vesting in full upon the next annual meeting of stockholders. Reflects a value of $205,000 divided by the closing price of common stock on the date of grant. Read SEC document |
| November 29, 2022 Filed Nov 30, 2022 21:22 UTC | BOSTON SCIENTIFIC CORP BSX · Entity 1897 | SaleCommon Stock | 18,196 | $44.47 | $809,243.45 |
DisclosureSEC source: 0001225208-22-011987 · doc4.xml · nonDerivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 27,246 F1 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $44.47 to $44.485, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 28, 2022 Filed Oct 31, 2022 22:43 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantDeferred Stock Units · Derivative | 2,266.704 | $71.69 | $162,500.01 |
DisclosureSEC source: 0001062993-22-021292 · form4.xml · derivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,266.704 Underlying: Common Stock · 2,266.704 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) upon her appointment as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents. F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) upon her appointment as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents. F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) upon her appointment as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents. Read SEC document |
| August 02, 2022 Filed Aug 4, 2022 21:01 UTC | BOSTON SCIENTIFIC CORP BSX · Entity 1897 | SaleCommon Stock | 16,088 | $41.58 | $668,939.04 |
DisclosureSEC source: 0001225208-22-009274 · doc4.xml · nonDerivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,877 F1 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $41.575 to $41.595, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · balance_after: The most recently filed Form 4 reported 15,965 shares directly beneficially owned by the reporting person and 50,442 shares held by the Nelda J. Connors Trust, for which the reporting person is the sole trustee. 4,990 of the shares previously reported as being directly beneficially owned were in fact held indirectly, by the Nelda J. Connors Trust. A subsequent share transfer of 9,990 shares from the Nelda J. Connors Trust to the reporting person to be held directly was initiated to facilitate the sales reported on this Form 4. Read SEC document |
| May 17, 2022 Filed May 18, 2022 21:38 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionRestricted Stock Unit D 05_22 · Derivative | 4,977 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-22-000092 · wf-form4_165290984628591.xml · derivative · entry 5 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,977 shares Expires 2022-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest immediately on the date of grant. F2 · derivative.expiration_date: The restricted stock units vest immediately on the date of grant. Read SEC document |
| May 17, 2022 Filed May 18, 2022 21:38 UTC | Baker Hughes Co BKR · Entity 2993 | GrantRestricted Stock Unit D 05_22 · Derivative | 4,977 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-22-000092 · wf-form4_165290984628591.xml · derivative · entry 4 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,977 Underlying: Class A Common Stock · 4,977 shares Expires 2022-05-17 F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest immediately on the date of grant. F2 · derivative.expiration_date: The restricted stock units vest immediately on the date of grant. Read SEC document |
| May 17, 2022 Filed May 18, 2022 21:38 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionClass A Common Stock | 4,977 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-22-000092 · wf-form4_165290984628591.xml · nonDerivative · entry 2 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document |
| May 16, 2022 Filed May 18, 2022 21:38 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionRestricted Stock Unit D 5_21 · Derivative | 6,972 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-22-000092 · wf-form4_165290984628591.xml · derivative · entry 3 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,972 shares Expires 2022-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document |
| May 16, 2022 Filed May 18, 2022 21:38 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionClass A Common Stock | 6,972 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-22-000092 · wf-form4_165290984628591.xml · nonDerivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document |
| May 12, 2022 Filed May 16, 2022 16:04 UTC | ZEBRA TECHNOLOGIES CORP ZBRA · Entity 3328 | GrantClass A Common Stock | 695 | $316.72 | $220,120.40 |
DisclosureSEC source: 0000877212-22-000081 · wf-form4_165271704038212.xml · nonDerivative · entry 2 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 821 Read SEC document |
| May 05, 2022 Filed May 6, 2022 21:06 UTC | BOSTON SCIENTIFIC CORP BSX · Entity 1897 | GrantCommon Stock | 4,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-006628 · doc4.xml · nonDerivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,965 F1 · shares: Annual equity award in the form of restricted stock vesting in full upon the next annual meeting of stockholders. Reflects a value of $205,000 divided by the closing price of common stock on the date of grant. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 14:16 UTC | ZEBRA TECHNOLOGIES CORP ZBRA · Entity 3328 | GrantClass A Common Stock | 126 | $426.42 | $53,728.92 |
DisclosureSEC source: 0000877212-22-000028 · wf-form4_164502100571411.xml · nonDerivative · entry 2 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126 Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 20:29 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 23.8053 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043657 · doc4.xml · nonDerivative · entry 1 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,324.8389 F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on June 25, 2021 to stockholders of record as of June 11, 2021 (the "Dividend"), with respect to an aggregate of 13,007 vested DSUs granted to the reporting person on various dates, and adjusted for any previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs. Read SEC document |
| May 14, 2021 Filed May 18, 2021 20:39 UTC | Baker Hughes Co BKR · Entity 2993 | GrantRestricted Stock Unit D 5_21 · Derivative | 6,972 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-21-000065 · wf-form4_162137020816826.xml · derivative · entry 3 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,972 Underlying: Class A Common Stock · 6,972 shares Expires 2022-05-14 F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document |
| May 14, 2021 Filed May 18, 2021 20:39 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionRestricted Stock Unit D 5_20 · Derivative | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-21-000065 · wf-form4_162137020816826.xml · derivative · entry 2 Connors Nelda J · CIK 0001478748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 12,500 shares Expires 2021-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.