OTIS

SEC source: 0001062993-21-012010 · form4.xml · nonDerivative · entry 2

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,756

SEC source: 0001062993-21-012010 · form4.xml · nonDerivative · entry 1

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-012011 · form4.xml · derivative · entry 3

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,605

Underlying: Common Stock · 334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer.

F2 · shares: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

F2 · price: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

F2 · derivative.exercise_date: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

F2 · derivative.expiration_date: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

SEC source: 0001062993-21-012011 · form4.xml · nonDerivative · entry 2

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169

SEC source: 0001062993-21-012011 · form4.xml · nonDerivative · entry 1

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-011999 · form4.xml · derivative · entry 6

LaFreniere Nora E. · CIK 0001807121 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,347

Underlying: Common Stock · 366 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer.

F3 · shares: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

F3 · price: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

F3 · derivative.exercise_date: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

F3 · derivative.expiration_date: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

SEC source: 0001062993-21-011999 · form4.xml · derivative · entry 5

LaFreniere Nora E. · CIK 0001807121 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,926

Underlying: Common Stock · 523 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer.

F2 · shares: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award.

F2 · price: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award.

F2 · derivative.exercise_date: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award.

F2 · derivative.expiration_date: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award.

SEC source: 0001062993-21-011999 · form4.xml · nonDerivative · entry 4

LaFreniere Nora E. · CIK 0001807121 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,303

SEC source: 0001062993-21-011999 · form4.xml · nonDerivative · entry 3

LaFreniere Nora E. · CIK 0001807121 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-011999 · form4.xml · nonDerivative · entry 2

LaFreniere Nora E. · CIK 0001807121 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,303

SEC source: 0001062993-21-011999 · form4.xml · nonDerivative · entry 1

LaFreniere Nora E. · CIK 0001807121 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-012007 · form4.xml · derivative · entry 3

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,776

Underlying: Common Stock · 61 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer.

F2 · shares: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

F2 · price: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

F2 · derivative.exercise_date: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

F2 · derivative.expiration_date: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

F2 · derivative.underlying_shares: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

SEC source: 0001062993-21-012007 · form4.xml · nonDerivative · entry 2

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001062993-21-012007 · form4.xml · nonDerivative · entry 1

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-012008 · form4.xml · derivative · entry 3

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,375

Underlying: Common Stock · 515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer.

F2 · shares: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

F2 · price: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

F2 · derivative.exercise_date: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

F2 · derivative.expiration_date: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

SEC source: 0001062993-21-012008 · form4.xml · nonDerivative · entry 2

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,797

SEC source: 0001062993-21-012008 · form4.xml · nonDerivative · entry 1

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-007042 · form4.xml · derivative · entry 3

Luersman Abbe · CIK 0001875003 · EVP & CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,480

Underlying: Common Stock · 15,480 shares

Expires 2031-08-01

F2 · derivative.exercise_date: These Restricted Stock Units and SARs both vest ratably with respect to one-third of the underlying award on each of the first three anniversaries of the date of grant.

SEC source: 0001062993-21-007042 · form4.xml · derivative · entry 2

Luersman Abbe · CIK 0001875003 · EVP & CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,766

Underlying: Common Stock · 8,766 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.

F1 · price: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.

F3 · derivative.exercise_date: These Restricted Stock Units cliff vest on the third anniversary of the date of grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.

SEC source: 0001062993-21-007042 · form4.xml · derivative · entry 1

Luersman Abbe · CIK 0001875003 · EVP & CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,507

Underlying: Common Stock · 3,507 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.

F1 · price: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.

F2 · derivative.exercise_date: These Restricted Stock Units and SARs both vest ratably with respect to one-third of the underlying award on each of the first three anniversaries of the date of grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.

SEC source: 0001062993-21-006833 · form4.xml · nonDerivative · entry 1

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.441 to $87.455, inclusive. The reporting person undertakes to provide the registrant, any security holder of the registrant, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

SEC source: 0001062993-21-006832 · form4.xml · derivative · entry 4

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,234 shares

Expires 2023-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-006832 · form4.xml · nonDerivative · entry 3

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,253

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.801 to $87.83, inclusive. The reporting person undertakes to provide the registrant, any security holder of the registrant, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

SEC source: 0001062993-21-006832 · form4.xml · nonDerivative · entry 2

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,850

SEC source: 0001062993-21-006832 · form4.xml · nonDerivative · entry 1

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-005454 · form4.xml · derivative · entry 7

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,725 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-005454 · form4.xml · derivative · entry 6

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,873 shares

Expires 2023-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-005454 · form4.xml · nonDerivative · entry 5

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,206

SEC source: 0001062993-21-005454 · form4.xml · nonDerivative · entry 4

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,880

SEC source: 0001062993-21-005454 · form4.xml · nonDerivative · entry 3

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-005454 · form4.xml · nonDerivative · entry 2

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,920

SEC source: 0001062993-21-005454 · form4.xml · nonDerivative · entry 1

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-003921 · form4.xml · derivative · entry 5

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,788 shares

Expires 2022-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-003921 · form4.xml · nonDerivative · entry 4

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.6311 to $78.7450, inclusive. The reporting person undertakes to provide the registrant, any security holder of the registrant, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

SEC source: 0001062993-21-003921 · form4.xml · nonDerivative · entry 3

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,234

SEC source: 0001062993-21-003921 · form4.xml · nonDerivative · entry 2

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,135

SEC source: 0001062993-21-003921 · form4.xml · nonDerivative · entry 1

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-003918 · form4.xml · derivative · entry 1

WALKER JOHN H · CIK 0001006890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,756.3383

Underlying: Common Stock · 4,620.2532 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

SEC source: 0001062993-21-003923 · form4.xml · derivative · entry 1

Black Jeffrey Harry · CIK 0001805644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,474.0383

Underlying: Common Stock · 2,544.3038 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

SEC source: 0001062993-21-003920 · form4.xml · derivative · entry 1

Jejurikar Shailesh · CIK 0001746310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,467.9723

Underlying: Common Stock · 4,113.9241 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

SEC source: 0001062993-21-003924 · form4.xml · derivative · entry 1

Stewart Shelley JR · CIK 0001444506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,280.7834

Underlying: Common Stock · 2,468.3544 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

SEC source: 0001062993-21-003919 · form4.xml · derivative · entry 1

PRESTON MARGARET M V · CIK 0001261238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,377.411

Underlying: Common Stock · 2,506.3291 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

SEC source: 0001062993-21-003917 · form4.xml · derivative · entry 1

MCGRAW HAROLD III · CIK 0001191761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,106.32

Underlying: Common Stock · 2,354.4304 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the non-employee director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. The total also includes vested deferred restricted stock units that the reporting person received from UTC, our former parent company, that were converted in the spin-off from UTC. These deferred restricted stock units are equivalent to DSUs.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the non-employee director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. The total also includes vested deferred restricted stock units that the reporting person received from UTC, our former parent company, that were converted in the spin-off from UTC. These deferred restricted stock units are equivalent to DSUs.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the non-employee director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. The total also includes vested deferred restricted stock units that the reporting person received from UTC, our former parent company, that were converted in the spin-off from UTC. These deferred restricted stock units are equivalent to DSUs.

SEC source: 0001062993-21-003922 · form4.xml · derivative · entry 1

Hannan Kathy Hopinkah · CIK 0001767813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,280.7834

Underlying: Common Stock · 2,468.3544 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

SEC source: 0001062993-21-001085 · form4.xml · nonDerivative · entry 1

Stewart Shelley JR · CIK 0001444506 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) Plan

Disclosed balance after: 0

F1 · shares: As a result of the spinoff of the issuer by UTC, the reporting person holds Otis shares in our former parent's 401(k) plan. This plan has advised participants that it will mandatorily start to sell the Otis shares held in it on April 3, 2021.

SEC source: 0001062993-21-001089 · form4.xml · derivative · entry 2

GHAI RAHUL · CIK 0001666090 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,917

Underlying: Common Stock · 50,917 shares

Expires 2031-02-04

F2 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights vest ratably with respect to one-third of the award on each of the first three anniversaries of the date of the grant.

SEC source: 0001062993-21-001089 · form4.xml · derivative · entry 1

GHAI RAHUL · CIK 0001666090 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,534

Underlying: Common Stock · 11,534 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.

F2 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights vest ratably with respect to one-third of the award on each of the first three anniversaries of the date of the grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.

SEC source: 0001062993-21-001091 · form4.xml · derivative · entry 2

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,064

Underlying: Common Stock · 22,064 shares

Expires 2031-02-04

F2 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights vest ratably with respect to one-third of the award on each of the first three anniversaries of the date of the grant.

SEC source: 0001062993-21-001091 · form4.xml · derivative · entry 1

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,998

Underlying: Common Stock · 4,998 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.

F2 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights vest ratably with respect to one-third of the award on each of the first three anniversaries of the date of the grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.

SEC source: 0001062993-21-001088 · form4.xml · derivative · entry 2

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,064

Underlying: Common Stock · 22,064 shares

Expires 2031-02-04

F2 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights vest ratably with respect to one-third of the award on each of the first three anniversaries of the date of the grant.