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person · Reporting owner

GHAI RAHUL

Disclosed activity across 4 companies

Tapewire entity
10886
SEC CIK
0001666090

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Celanese CorpCE · Entity 3922DirectorMay 03, 2022May 05, 2022
GENERAL ELECTRIC COGE · Entity 2813Senior Vice PresidentMay 01, 2026May 05, 2026
Otis Worldwide CorpOTIS · Entity 3170EVP, CFOAugust 01, 2022August 02, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Celanese Corp

Report date May 03, 2022 · Filed May 05, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,372 Reported balance After 2022-05-03 transaction · row 1
1 source row

Row 1 · 2022-05-03 · Grant · Acquired 1,372 · Balance 1,372

F1: Annual grant of restricted stock units pursuant to the Company's 2018 Global Incentive Plan. The restricted stock units vest in full on the one-year anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Annual grant of restricted stock units pursuant to the Company's 2018 Global Incentive Plan. The restricted stock units vest in full on the one-year anniversary of the date of grant.

GENERAL ELECTRIC CO

Report date May 01, 2026 · Filed May 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect114,653 Ending reported balance After 2026-05-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-05-01 · Exercise / conversion · Acquired 3,067 · Balance 116,075

Row 2 · 2026-05-01 · Tax withholding · Disposed 1,422 · Balance 114,653

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect3,067 Reported balance After 2026-05-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-05-01 · Exercise / conversion · Disposed 3,067 · Balance 3,067

F1: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

F2: The Restricted Stock Units were granted on May 1, 2024, and vest in two equal installments of 50% each, on the second and third anniversary of the grant date.

Common StockSEC Table I · non-derivativeIndirectby decendant's trust5 Reported balance Holding disclosure · report date 2026-05-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 5

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

F2: The Restricted Stock Units were granted on May 1, 2024, and vest in two equal installments of 50% each, on the second and third anniversary of the grant date.

Otis Worldwide Corp

Report date August 01, 2022 · Filed August 02, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,063 Ending reported balance After 2022-08-02 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2022-08-01 · Exercise / conversion · Disposed 13,125 · Balance 15,773

F1: Restricted stock units (RSUs) convert into common stock on a one for one basis.

Row 2 · 2022-08-01 · Tax withholding · Disposed 6,092 · Balance 9,681

Row 3 · 2022-08-01 · Sale · Disposed 618 · Balance 9,063

Row 4 · 2022-08-01 · Sale · Disposed 2,000 · Balance 7,063

Row 5 · 2022-08-02 · Sale · Disposed 100 · Balance 6,963

Row 6 · 2022-08-02 · Sale · Disposed 4,900 · Balance 2,063

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2022-08-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-08-01 · Exercise / conversion · Disposed 13,125 · Balance 0

F1: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F2: The reporting person was granted RSUs that vested in full on the third anniversary of the date of grant. These RSUs included the right to receive dividend equivalents credited as additional RSUs.

Common StockSEC Table I · non-derivativeIndirectBy IRA19 Reported balance Holding disclosure · report date 2022-08-01 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 19

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F2: The reporting person was granted RSUs that vested in full on the third anniversary of the date of grant. These RSUs included the right to receive dividend equivalents credited as additional RSUs.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

L3HARRIS TECHNOLOGIES, INC. /DE/

Report date June 29, 2019 · Filed July 02, 2019

Section 16 reporting ended · disclosed 2019-07-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect17,687.11 Reported balance After 2019-06-29 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2019-06-29 · Exercise / conversion · Acquired 7,055 · Balance 17,687.11

F1: The 7,055 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect21,758.11 Reported balance After 2019-06-29 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2019-06-29 · Grant · Acquired 4,071 · Balance 21,758.11

F2: Settlement in shares of common stock of additional performance stock units from award described in footnote 1 that vested based on the performance determination.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect17,379.11 Reported balance After 2019-06-29 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2019-06-29 · Tax withholding · Disposed 4,379 · Balance 17,379.11

F3: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect23,218.11 Reported balance After 2019-06-29 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2019-06-29 · Exercise / conversion · Acquired 5,839 · Balance 23,218.11

F4: The 5,839 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect27,375.11 Reported balance After 2019-06-29 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2019-06-29 · Grant · Acquired 4,157 · Balance 27,375.11

F5: Settlement in shares of common stock of additional performance stock units from award described in footnote 4 that vested based on the performance determination.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect23,441.11 Reported balance After 2019-06-29 transaction · row 6 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 6 · 2019-06-29 · Tax withholding · Disposed 3,934 · Balance 23,441.11

F3: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect28,748.11 Reported balance After 2019-06-29 transaction · row 7 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 7 · 2019-06-29 · Exercise / conversion · Acquired 5,307 · Balance 28,748.11

F6: The 5,307 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect32,442.11 Reported balance After 2019-06-29 transaction · row 8 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 8 · 2019-06-29 · Grant · Acquired 3,694 · Balance 32,442.11

F7: Settlement in shares of common stock of additional performance stock units from award described in footnote 6 that vested based on the performance determination.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect29,693.11 Reported balance After 2019-06-29 transaction · row 9 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 9 · 2019-06-29 · Tax withholding · Disposed 2,749 · Balance 29,693.11

F3: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect32,613.11 Reported balance After 2019-06-29 transaction · row 10 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 10 · 2019-06-29 · Exercise / conversion · Acquired 2,920 · Balance 32,613.11

F8: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect31,463.11 Reported balance After 2019-06-29 transaction · row 11 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 11 · 2019-06-29 · Tax withholding · Disposed 1,150 · Balance 31,463.11

F9: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect34,117.11 Reported balance After 2019-06-29 transaction · row 12 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 12 · 2019-06-29 · Exercise / conversion · Acquired 2,654 · Balance 34,117.11

F10: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect33,072.11 Reported balance After 2019-06-29 transaction · row 13 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 13 · 2019-06-29 · Tax withholding · Disposed 1,045 · Balance 33,072.11

F9: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units.

F11: Includes 29.10 shares acquired through the Harris Corporation 401(k) Retirement Plan from 9/6/18 through 5/16/19.

Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-06-29 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2019-06-29 · Exercise / conversion · Disposed 7,055 · Balance 0

F1: The 7,055 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-06-29 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2019-06-29 · Exercise / conversion · Disposed 5,839 · Balance 0

F4: The 5,839 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-06-29 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2019-06-29 · Exercise / conversion · Disposed 5,307 · Balance 0

F6: The 5,307 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-06-29 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2019-06-29 · Exercise / conversion · Disposed 2,920 · Balance 0

F8: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-06-29 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2019-06-29 · Exercise / conversion · Disposed 2,654 · Balance 0

F10: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: The 7,055 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

F2: Settlement in shares of common stock of additional performance stock units from award described in footnote 1 that vested based on the performance determination.

F3: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

F4: The 5,839 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

F5: Settlement in shares of common stock of additional performance stock units from award described in footnote 4 that vested based on the performance determination.

F6: The 5,307 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

F7: Settlement in shares of common stock of additional performance stock units from award described in footnote 6 that vested based on the performance determination.

F8: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

F9: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units.

F10: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

F11: Includes 29.10 shares acquired through the Harris Corporation 401(k) Retirement Plan from 9/6/18 through 5/16/19.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2026 Filed May 5, 2026 20:18 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 3,067 $0.00 $0.00
Disclosure

SEC source: 0001666090-26-000005 · wk-form4_1778012285.xml · derivative · entry 4

GHAI RAHUL · CIK 0001666090 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,067

Underlying: Common Stock · 3,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Units were granted on May 1, 2024, and vest in two equal installments of 50% each, on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units were granted on May 1, 2024, and vest in two equal installments of 50% each, on the second and third anniversary of the grant date.

Read SEC document
May 01, 2026 Filed May 5, 2026 20:18 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 1,422 $286.51 $407,417.22
Disclosure

SEC source: 0001666090-26-000005 · wk-form4_1778012285.xml · nonDerivative · entry 2

GHAI RAHUL · CIK 0001666090 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,653

Read SEC document
May 01, 2026 Filed May 5, 2026 20:18 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 3,067 $0.00 $0.00
Disclosure

SEC source: 0001666090-26-000005 · wk-form4_1778012285.xml · nonDerivative · entry 1

GHAI RAHUL · CIK 0001666090 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:15 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantEmployee Stock Option (right to buy) · Derivative 12,852 $0.00 Strike: $345.74 $0.00
Disclosure

SEC source: 0001666090-26-000004 · wk-form4_1772658931.xml · derivative · entry 2

GHAI RAHUL · CIK 0001666090 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,852

Underlying: Common Stock · 12,852 shares

Expires 2036-03-02

F2 · derivative.exercise_date: The Restricted Stock Units and the Employee Stock Options were granted on March 2, 2026, and vest in two equal installments of 50% each, on the second and third anniversary.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:15 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantRestricted Stock Units · Derivative 3,681 $0.00 $0.00
Disclosure

SEC source: 0001666090-26-000004 · wk-form4_1772658931.xml · derivative · entry 1

GHAI RAHUL · CIK 0001666090 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,681

Underlying: Common Stock · 3,681 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Units and the Employee Stock Options were granted on March 2, 2026, and vest in two equal installments of 50% each, on the second and third anniversary.

F2 · derivative.expiration_date: The Restricted Stock Units and the Employee Stock Options were granted on March 2, 2026, and vest in two equal installments of 50% each, on the second and third anniversary.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 21:08 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 14,386 $0.00 $0.00
Disclosure

SEC source: 0001666090-26-000002 · wk-form4_1772572108.xml · derivative · entry 6

GHAI RAHUL · CIK 0001666090 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,386 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The Restricted Stock Units in this grant are fully vested.

F3 · derivative.expiration_date: The Restricted Stock Units in this grant are fully vested.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 21:08 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 6,667 $342.26 $2,281,847.42
Disclosure

SEC source: 0001666090-26-000002 · wk-form4_1772572108.xml · nonDerivative · entry 4

GHAI RAHUL · CIK 0001666090 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,008

Read SEC document
March 01, 2026 Filed Mar 3, 2026 21:08 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 14,386 $0.00 $0.00
Disclosure

SEC source: 0001666090-26-000002 · wk-form4_1772572108.xml · nonDerivative · entry 3

GHAI RAHUL · CIK 0001666090 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 21:08 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 20,536 $342.26 $7,028,651.36
Disclosure

SEC source: 0001666090-26-000002 · wk-form4_1772572108.xml · nonDerivative · entry 2

GHAI RAHUL · CIK 0001666090 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,289

Read SEC document
March 01, 2026 Filed Mar 3, 2026 21:08 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantCommon Stock 45,255 $0.00 $0.00
Disclosure

SEC source: 0001666090-26-000002 · wk-form4_1772572108.xml · nonDerivative · entry 1

GHAI RAHUL · CIK 0001666090 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,825

F1 · security: Settlement of performance rights granted on March 1, 2023.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 20:10 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 37,249 $0.00 $0.00
Disclosure

SEC source: 0001666090-25-000004 · wk-form4_1756930221.xml · derivative · entry 7

GHAI RAHUL · CIK 0001666090 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The Restricted Stock Units were granted on September 1, 2022, and vest in three equal installments, on the first, second and third anniversary of the grant date.

F3 · derivative.expiration_date: The Restricted Stock Units were granted on September 1, 2022, and vest in three equal installments, on the first, second and third anniversary of the grant date.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 20:10 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 15,239 $0.00 $0.00
Disclosure

SEC source: 0001666090-25-000004 · wk-form4_1756930221.xml · derivative · entry 6

GHAI RAHUL · CIK 0001666090 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,239 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Units were granted on September 1, 2022, and vest in two equal installments of 50% each, on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units were granted on September 1, 2022, and vest in two equal installments of 50% each, on the second and third anniversary of the grant date.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 20:10 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 17,262 $275.20 $4,750,502.40
Disclosure

SEC source: 0001666090-25-000004 · wk-form4_1756930221.xml · nonDerivative · entry 4

GHAI RAHUL · CIK 0001666090 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,570

Read SEC document
September 01, 2025 Filed Sep 3, 2025 20:10 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 37,249 $0.00 $0.00
Disclosure

SEC source: 0001666090-25-000004 · wk-form4_1756930221.xml · nonDerivative · entry 3

GHAI RAHUL · CIK 0001666090 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 20:10 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 7,062 $275.20 $1,943,462.40
Disclosure

SEC source: 0001666090-25-000004 · wk-form4_1756930221.xml · nonDerivative · entry 2

GHAI RAHUL · CIK 0001666090 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,583

Read SEC document
September 01, 2025 Filed Sep 3, 2025 20:10 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 15,239 $0.00 $0.00
Disclosure

SEC source: 0001666090-25-000004 · wk-form4_1756930221.xml · nonDerivative · entry 1

GHAI RAHUL · CIK 0001666090 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:12 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantEmployee Stock Option (right to buy) · Derivative 22,639 $0.00 Strike: $201.96 $0.00
Disclosure

SEC source: 0000040545-25-000044 · wk-form4_1741209132.xml · derivative · entry 2

GHAI RAHUL · CIK 0001666090 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,639

Underlying: Common Stock · 22,639 shares

Expires 2035-03-03

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Employee Stock Options become exercisable in two equal installments of 50% each, on the second and third anniversary of the grant date.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:12 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantRestricted Stock Units · Derivative 5,851 $0.00 $0.00
Disclosure

SEC source: 0000040545-25-000044 · wk-form4_1741209132.xml · derivative · entry 1

GHAI RAHUL · CIK 0001666090 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,851

Underlying: Common Stock · 5,851 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Employee Stock Options become exercisable in two equal installments of 50% each, on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Employee Stock Options become exercisable in two equal installments of 50% each, on the second and third anniversary of the grant date.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 21:11 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 14,385 $0.00 $0.00
Disclosure

SEC source: 0000040545-25-000028 · wk-form4_1741122681.xml · derivative · entry 4

GHAI RAHUL · CIK 0001666090 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,386

Underlying: Common Stock · 14,385 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Units were granted on March 1, 2023, and vest in two equal installments of 50% each, on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units were granted on March 1, 2023, and vest in two equal installments of 50% each, on the second and third anniversary of the grant date.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 21:11 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 5,949 $206.98 $1,231,324.02
Disclosure

SEC source: 0000040545-25-000028 · wk-form4_1741122681.xml · nonDerivative · entry 2

GHAI RAHUL · CIK 0001666090 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,406

Read SEC document
March 01, 2025 Filed Mar 4, 2025 21:11 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 14,385 $0.00 $0.00
Disclosure

SEC source: 0000040545-25-000028 · wk-form4_1741122681.xml · nonDerivative · entry 1

GHAI RAHUL · CIK 0001666090 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2024 Filed Sep 4, 2024 20:19 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 37,248 $0.00 $0.00
Disclosure

SEC source: 0000040545-24-000188 · wk-form4_1725481173.xml · derivative · entry 8

GHAI RAHUL · CIK 0001666090 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,249

Underlying: Common Stock · 37,248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal installments on the first, second and third anniversary of the grant date.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal installments on the first, second and third anniversary of the grant date.

Read SEC document
September 01, 2024 Filed Sep 4, 2024 20:19 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 15,239 $0.00 $0.00
Disclosure

SEC source: 0000040545-24-000188 · wk-form4_1725481173.xml · derivative · entry 7

GHAI RAHUL · CIK 0001666090 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,239

Underlying: Common Stock · 15,239 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in two equal installments of 50% each, on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in two equal installments of 50% each, on the second and third anniversary of the grant date.

Read SEC document
September 01, 2024 Filed Sep 4, 2024 20:19 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 17,201 $173.29 $2,980,761.29
Disclosure

SEC source: 0000040545-24-000188 · wk-form4_1725481173.xml · nonDerivative · entry 4

GHAI RAHUL · CIK 0001666090 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,007

Read SEC document
September 01, 2024 Filed Sep 4, 2024 20:19 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 37,248 $0.00 $0.00
Disclosure

SEC source: 0000040545-24-000188 · wk-form4_1725481173.xml · nonDerivative · entry 3

GHAI RAHUL · CIK 0001666090 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2024 Filed Sep 4, 2024 20:19 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 7,037 $173.29 $1,219,441.73
Disclosure

SEC source: 0000040545-24-000188 · wk-form4_1725481173.xml · nonDerivative · entry 2

GHAI RAHUL · CIK 0001666090 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,960

Read SEC document
September 01, 2024 Filed Sep 4, 2024 20:19 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 15,239 $0.00 $0.00
Disclosure

SEC source: 0000040545-24-000188 · wk-form4_1725481173.xml · nonDerivative · entry 1

GHAI RAHUL · CIK 0001666090 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2024 Filed Jan 8, 2025 21:08 UTC GENERAL ELECTRIC CO GE · Entity 2813 SaleCommon Stock 37 $163.38 $6,045.06
Disclosure

SEC source: 0000040545-25-000007 · wk-form4_1736370478.xml · nonDerivative · entry 2

GHAI RAHUL · CIK 0001666090 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,970

F1 · kind: Transaction was inadvertently effected by a broker through a broker managed account without any instruction from or knowledge of the Reporting Person.

Read SEC document
May 09, 2024 Filed Jan 8, 2025 21:08 UTC GENERAL ELECTRIC CO GE · Entity 2813 SaleCommon Stock 225 $167.43 $37,671.75
Disclosure

SEC source: 0000040545-25-000007 · wk-form4_1736370478.xml · nonDerivative · entry 1

GHAI RAHUL · CIK 0001666090 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · by spouse

Disclosed balance after: 0

F1 · kind: Transaction was inadvertently effected by a broker through a broker managed account without any instruction from or knowledge of the Reporting Person.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:26 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantEmployee Stock Option (right to buy) · Derivative 23,603 $0.00 Strike: $159.70 $0.00
Disclosure

SEC source: 0000040545-24-000115 · wk-form4_1714767957.xml · derivative · entry 2

GHAI RAHUL · CIK 0001666090 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,603

Underlying: Common Stock · 23,603 shares

Expires 2034-05-01

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Employee Stock Options become exercisable in two equal installments of 50% each, on the second and third anniversary of the grant date.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:26 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantRestricted Stock Units · Derivative 6,134 $0.00 $0.00
Disclosure

SEC source: 0000040545-24-000115 · wk-form4_1714767957.xml · derivative · entry 1

GHAI RAHUL · CIK 0001666090 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,134

Underlying: Common Stock · 6,134 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Employee Stock Options become exercisable in two equal installments of 50% each, on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Employee Stock Options become exercisable in two equal installments of 50% each, on the second and third anniversary of the grant date.

Read SEC document
August 02, 2022 Filed Aug 2, 2022 22:11 UTC Otis Worldwide Corp OTIS · Entity 3170 SaleCommon Stock 4,900 $77.87 $381,565.45
Disclosure

SEC source: 0001062993-22-017117 · form4.xml · nonDerivative · entry 6

GHAI RAHUL · CIK 0001666090 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,063

Read SEC document
August 02, 2022 Filed Aug 2, 2022 22:11 UTC Otis Worldwide Corp OTIS · Entity 3170 SaleCommon Stock 100 $77.88 $7,788.25
Disclosure

SEC source: 0001062993-22-017117 · form4.xml · nonDerivative · entry 5

GHAI RAHUL · CIK 0001666090 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,963

Read SEC document
August 01, 2022 Filed Aug 2, 2022 22:11 UTC Otis Worldwide Corp OTIS · Entity 3170 Exercise / conversionRestricted Stock Units · Derivative 13,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-22-017117 · form4.xml · derivative · entry 8

GHAI RAHUL · CIK 0001666090 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F2 · derivative.exercise_date: The reporting person was granted RSUs that vested in full on the third anniversary of the date of grant. These RSUs included the right to receive dividend equivalents credited as additional RSUs.

F2 · derivative.expiration_date: The reporting person was granted RSUs that vested in full on the third anniversary of the date of grant. These RSUs included the right to receive dividend equivalents credited as additional RSUs.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 22:11 UTC Otis Worldwide Corp OTIS · Entity 3170 SaleCommon Stock 2,000 $78.54 $157,080.80
Disclosure

SEC source: 0001062993-22-017117 · form4.xml · nonDerivative · entry 4

GHAI RAHUL · CIK 0001666090 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,063

Read SEC document
August 01, 2022 Filed Aug 2, 2022 22:11 UTC Otis Worldwide Corp OTIS · Entity 3170 SaleCommon Stock 618 $78.56 $48,550.08
Disclosure

SEC source: 0001062993-22-017117 · form4.xml · nonDerivative · entry 3

GHAI RAHUL · CIK 0001666090 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,063

Read SEC document
August 01, 2022 Filed Aug 2, 2022 22:11 UTC Otis Worldwide Corp OTIS · Entity 3170 Tax withholdingCommon Stock 6,092 $78.28 $476,881.76
Disclosure

SEC source: 0001062993-22-017117 · form4.xml · nonDerivative · entry 2

GHAI RAHUL · CIK 0001666090 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,681

Read SEC document
August 01, 2022 Filed Aug 2, 2022 22:11 UTC Otis Worldwide Corp OTIS · Entity 3170 Exercise / conversionCommon Stock 13,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-017117 · form4.xml · nonDerivative · entry 1

GHAI RAHUL · CIK 0001666090 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

Read SEC document
May 03, 2022 Filed May 5, 2022 20:43 UTC Celanese Corp CE · Entity 3922 GrantCommon Stock 1,372 $145.68 $199,872.96
Disclosure

SEC source: 0001306830-22-000106 · wf-form4_165178336614262.xml · nonDerivative · entry 1

GHAI RAHUL · CIK 0001666090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,372

F1 · shares: Annual grant of restricted stock units pursuant to the Company's 2018 Global Incentive Plan. The restricted stock units vest in full on the one-year anniversary of the date of grant.

Read SEC document
February 05, 2022 Filed Feb 7, 2022 21:34 UTC Otis Worldwide Corp OTIS · Entity 3170 Exercise / conversionRestricted Stock Units · Derivative 3,885 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-22-002910 · form4.xml · derivative · entry 6

GHAI RAHUL · CIK 0001666090 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,781

Underlying: Common Stock · 3,885 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F3 · derivative.exercise_date: The reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. These RSUs include the right to receive dividend equivalents credited as additional RSUs.

F3 · derivative.expiration_date: The reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. These RSUs include the right to receive dividend equivalents credited as additional RSUs.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 21:34 UTC Otis Worldwide Corp OTIS · Entity 3170 GrantStock Appreciation Rights · Derivative 37,615 $81.85 Strike: $81.85 $3,078,787.75
Disclosure

SEC source: 0001062993-22-002910 · form4.xml · derivative · entry 5

GHAI RAHUL · CIK 0001666090 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,615

Underlying: Common Stock · 37,615 shares

Expires 2032-02-02

F2 · derivative.exercise_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 21:34 UTC Otis Worldwide Corp OTIS · Entity 3170 GrantRestricted Stock Units · Derivative 9,282 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-22-002910 · form4.xml · derivative · entry 4

GHAI RAHUL · CIK 0001666090 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,282

Underlying: Common Stock · 9,282 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F2 · derivative.exercise_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.expiration_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 20:35 UTC Otis Worldwide Corp OTIS · Entity 3170 Exercise / conversionRestricted Stock Units · Derivative 667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-21-012012 · form4.xml · derivative · entry 4

GHAI RAHUL · CIK 0001666090 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,212

Underlying: Common Stock · 667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer.

F2 · shares: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

F2 · price: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

F2 · derivative.exercise_date: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

F2 · derivative.expiration_date: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 20:35 UTC Otis Worldwide Corp OTIS · Entity 3170 Tax withholdingCommon Stock 667 $80.40 $53,626.80
Disclosure

SEC source: 0001062993-21-012012 · form4.xml · nonDerivative · entry 2

GHAI RAHUL · CIK 0001666090 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30

Read SEC document
November 30, 2021 Filed Dec 2, 2021 20:35 UTC Otis Worldwide Corp OTIS · Entity 3170 Exercise / conversionCommon Stock 667 $80.40 $53,626.80
Disclosure

SEC source: 0001062993-21-012012 · form4.xml · nonDerivative · entry 1

GHAI RAHUL · CIK 0001666090 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 21:32 UTC Otis Worldwide Corp OTIS · Entity 3170 GrantStock Appreciation Rights · Derivative 50,917 $63.93 Strike: $63.93 $3,255,123.81
Disclosure

SEC source: 0001062993-21-001089 · form4.xml · derivative · entry 2

GHAI RAHUL · CIK 0001666090 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,917

Underlying: Common Stock · 50,917 shares

Expires 2031-02-04

F2 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights vest ratably with respect to one-third of the award on each of the first three anniversaries of the date of the grant.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 21:32 UTC Otis Worldwide Corp OTIS · Entity 3170 GrantRestricted Stock Units · Derivative 11,534 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001089 · form4.xml · derivative · entry 1

GHAI RAHUL · CIK 0001666090 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,534

Underlying: Common Stock · 11,534 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.

F2 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights vest ratably with respect to one-third of the award on each of the first three anniversaries of the date of the grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.

Read SEC document
February 05, 2021 Filed Feb 7, 2022 21:34 UTC Otis Worldwide Corp OTIS · Entity 3170 Tax withholdingCommon Stock 1,267 $82.44 $104,451.48
Disclosure

SEC source: 0001062993-22-002910 · form4.xml · nonDerivative · entry 2

GHAI RAHUL · CIK 0001666090 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,648

Read SEC document
February 05, 2021 Filed Feb 7, 2022 21:34 UTC Otis Worldwide Corp OTIS · Entity 3170 Exercise / conversionCommon Stock 3,885 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002910 · form4.xml · nonDerivative · entry 1

GHAI RAHUL · CIK 0001666090 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:03 UTC Otis Worldwide Corp OTIS · Entity 3170 GrantRestricted Stock Units (RSUs) · Derivative 19,800 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-008560 · doc4.xml · derivative · entry 1

GHAI RAHUL · CIK 0001666090 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,800

Underlying: Common Stock · 19,800 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting.

F1 · derivative.exercise_date: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting.

F1 · derivative.expiration_date: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.