KEARNEY CHRISTOPHER J

SEC source: 0001781335-26-000115 · form4.xml · derivative · entry 1

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,940.825

Underlying: Common Stock · 290.899 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. These DSUs represent a portion of the annual retainer payable to the reporting person in respect of his service as Lead Director of the Board of Directors. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. These DSUs represent a portion of the annual retainer payable to the reporting person in respect of his service as Lead Director of the Board of Directors. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. These DSUs represent a portion of the annual retainer payable to the reporting person in respect of his service as Lead Director of the Board of Directors. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

SEC source: 0000073309-26-000116 · form4.xml · nonDerivative · entry 1

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,753

F1 · shares: The shares of common stock reported are issuable to the reporting person or, if applicable, to his or her estate, as soon as administratively practicable after the termination of the reporting person's service on the board of directors. The restricted stock units vest immediately upon grant.

SEC source: 0001140361-26-023350 · form4.xml · derivative · entry 1

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,544.49

Underlying: Common Stock · 2,590.89 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

SEC source: 0001127602-25-016326 · form4.xml · nonDerivative · entry 1

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,998

F1 · shares: The shares of common stock reported are issuable to the reporting person or, if applicable, to his or her estate, as soon as administratively practicable after the termination of the reporting person's service on the board of directors. The restricted stock units vest immediately upon grant.

SEC source: 0001062993-25-009670 · form4.xml · derivative · entry 1

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,633.504

Underlying: Common Stock · 1,900.67 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

SEC source: 0001127602-24-017558 · form4.xml · nonDerivative · entry 1

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,444

F1 · shares: The shares of common stock reported are issuable to the reporting person or, if applicable, to his or her estate, as soon as administratively practicable after the termination of the reporting person's service on the board of directors. The restricted stock units vest immediately upon grant.

SEC source: 0001062993-24-010633 · form4.xml · derivative · entry 1

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,501.235

Underlying: Common Stock · 3,210.44 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. The total also includes vested DSUs and vested deferred restricted stock units that the reporting person received from UTC, our former parent company, that were converted in the spin-off from UTC. Vested deferred restricted stock units are equivalent to DSUs. Both DSUs and deferred restricted stock units accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. The total also includes vested DSUs and vested deferred restricted stock units that the reporting person received from UTC, our former parent company, that were converted in the spin-off from UTC. Vested deferred restricted stock units are equivalent to DSUs. Both DSUs and deferred restricted stock units accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. The total also includes vested DSUs and vested deferred restricted stock units that the reporting person received from UTC, our former parent company, that were converted in the spin-off from UTC. Vested deferred restricted stock units are equivalent to DSUs. Both DSUs and deferred restricted stock units accrue dividend equivalents.

SEC source: 0001127602-23-017778 · form4.xml · nonDerivative · entry 1

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,438

F1 · shares: The shares of common stock reported are issuable to the reporting person or, if applicable, to his or her estate, as soon as administratively practicable after the termination of the reporting person's service on the board of directors. The restricted stock units vest immediately upon grant.

SEC source: 0001062993-23-011952 · form4.xml · derivative · entry 1

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,118.05

Underlying: Common Stock · 3,668.64 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. The total also includes vested DSUs and vested deferred restricted stock units that the reporting person received from UTC, our former parent company, that were converted in the spin-off from UTC. Vested deferred restricted stock units are equivalent to DSUs. Both DSUs and deferred restricted stock units accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. The total also includes vested DSUs and vested deferred restricted stock units that the reporting person received from UTC, our former parent company, that were converted in the spin-off from UTC. Vested deferred restricted stock units are equivalent to DSUs. Both DSUs and deferred restricted stock units accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. The total also includes vested DSUs and vested deferred restricted stock units that the reporting person received from UTC, our former parent company, that were converted in the spin-off from UTC. Vested deferred restricted stock units are equivalent to DSUs. Both DSUs and deferred restricted stock units accrue dividend equivalents.

SEC source: 0001127602-22-016582 · form4.xml · nonDerivative · entry 1

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,198

F1 · shares: The shares of common stock reported are issuable to the reporting person or, if applicable, to his or her estate, as soon as administratively practicable after the termination of the reporting person's service on the board of directors. The restricted stock units vest immediately upon grant.

SEC source: 0001062993-22-013279 · form4.xml · derivative · entry 1

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,060.309

Underlying: Common Stock · 4,270.56 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. The total also includes vested DSUs and vested deferred restricted stock units that the reporting person received from UTC, our former parent company, that were converted in the spin-off from UTC. Vested deferred restricted stock units are equivalent to DSUs. Both DSUs and deferred restricted stock units accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. The total also includes vested DSUs and vested deferred restricted stock units that the reporting person received from UTC, our former parent company, that were converted in the spin-off from UTC. Vested deferred restricted stock units are equivalent to DSUs. Both DSUs and deferred restricted stock units accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. The total also includes vested DSUs and vested deferred restricted stock units that the reporting person received from UTC, our former parent company, that were converted in the spin-off from UTC. Vested deferred restricted stock units are equivalent to DSUs. Both DSUs and deferred restricted stock units accrue dividend equivalents.

SEC source: 0001062993-22-002919 · form4.xml · derivative · entry 7

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F2 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F3 · derivative.exercise_date: These RSUs, which were granted when the reporting person served as the issuer's Executive Chair, fully vested when the reporting person's employment with the issuer ceased. The reporting person continues to serve on the issuer's Board as a non-employee director. The RSUs included the right to right dividend equivalents credited as additional RSUs.

F3 · derivative.expiration_date: These RSUs, which were granted when the reporting person served as the issuer's Executive Chair, fully vested when the reporting person's employment with the issuer ceased. The reporting person continues to serve on the issuer's Board as a non-employee director. The RSUs included the right to right dividend equivalents credited as additional RSUs.

SEC source: 0001062993-22-002919 · form4.xml · derivative · entry 6

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,420 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F2 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F3 · derivative.exercise_date: These RSUs, which were granted when the reporting person served as the issuer's Executive Chair, fully vested when the reporting person's employment with the issuer ceased. The reporting person continues to serve on the issuer's Board as a non-employee director. The RSUs included the right to right dividend equivalents credited as additional RSUs.

F3 · derivative.expiration_date: These RSUs, which were granted when the reporting person served as the issuer's Executive Chair, fully vested when the reporting person's employment with the issuer ceased. The reporting person continues to serve on the issuer's Board as a non-employee director. The RSUs included the right to right dividend equivalents credited as additional RSUs.

SEC source: 0001062993-22-002919 · form4.xml · nonDerivative · entry 4

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,984

SEC source: 0001062993-22-002919 · form4.xml · nonDerivative · entry 3

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F2 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

SEC source: 0001062993-22-002919 · form4.xml · nonDerivative · entry 2

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,706

SEC source: 0001062993-22-002919 · form4.xml · nonDerivative · entry 1

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F2 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

SEC source: 0001062993-21-012008 · form4.xml · derivative · entry 3

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,375

Underlying: Common Stock · 515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer.

F2 · shares: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

F2 · price: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

F2 · derivative.exercise_date: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

F2 · derivative.expiration_date: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

SEC source: 0001062993-21-012008 · form4.xml · nonDerivative · entry 2

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,797

SEC source: 0001062993-21-012008 · form4.xml · nonDerivative · entry 1

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-018865 · form4.xml · nonDerivative · entry 1

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,936

F1 · shares: The shares of common stock reported are issuable to the reporting person or, if applicable, to his or her estate, as soon as administratively practicable after the termination of the reporting person's service on the board of directors. The restricted stock units vest immediately upon grant.

SEC source: 0001062993-21-001086 · form4.xml · derivative · entry 2

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,706

Underlying: Common Stock · 57,706 shares

Expires 2031-02-04

F2 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights vest ratably with respect to one-third of the award on each of the first three anniversaries of the date of the grant.

SEC source: 0001062993-21-001086 · form4.xml · derivative · entry 1

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,071

Underlying: Common Stock · 13,071 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.

F2 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights vest ratably with respect to one-third of the award on each of the first three anniversaries of the date of the grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.

SEC source: 0001127602-20-018570 · form4.xml · nonDerivative · entry 1

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,582

F1 · shares: The shares of common stock reported are issuable to the reporting person or, if applicable, to his or her estate, as soon as administratively practicable after the termination of the reporting person's service on the board of directors. The restricted stock units vest immediately upon grant.

SEC source: 0001225208-20-007621 · doc4.xml · derivative · entry 3

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,000

Underlying: Common Stock · 79,000 shares

Expires 2030-05-11

F2 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights cliff vest on the third anniversary of the transaction date.

SEC source: 0001225208-20-007621 · doc4.xml · derivative · entry 2

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,600

Underlying: Common Stock · 15,600 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.

F2 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights cliff vest on the third anniversary of the transaction date.

F1 · derivative.expiration_date: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.

SEC source: 0001225208-20-007621 · doc4.xml · nonDerivative · entry 1

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,797

SEC source: 0001127602-19-020637 · form4.xml · nonDerivative · entry 1

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,050

F1 · shares: The shares of common stock reported are issuable to the reporting person or, if applicable, to his or her estate, as soon as administratively practicable after the termination of the reporting person's service on the board of directors. The restricted stock units vest immediately upon grant.

SEC source: 0001225208-19-007488 · doc4.xml · derivative · entry 2

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,782.1981

Underlying: Common Stock · 2,392.3445 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the United Technologies Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the United Technologies Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the United Technologies Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001225208-18-016519 · doc4.xml · derivative · entry 3

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837.4508

Underlying: Common Stock · 837.4508 shares

Expires not disclosed

F2 · derivative.exercise_price: A one-time grant of Restricted Stock Units awarded on the date of election to the Board of Directors pursuant to the Board of Directors Deferred Stock Unit Plan, Exhibit 10.9 of UTC's 2017 Form 10-K. Vesting occurs over a five-year period at 20 percent per year. Upon retirement or termination of service on the Board, all such stock units, including accumulated dividend equivalents, are converted to UTC common stock.

F2 · derivative.exercise_date: A one-time grant of Restricted Stock Units awarded on the date of election to the Board of Directors pursuant to the Board of Directors Deferred Stock Unit Plan, Exhibit 10.9 of UTC's 2017 Form 10-K. Vesting occurs over a five-year period at 20 percent per year. Upon retirement or termination of service on the Board, all such stock units, including accumulated dividend equivalents, are converted to UTC common stock.

F2 · derivative.expiration_date: A one-time grant of Restricted Stock Units awarded on the date of election to the Board of Directors pursuant to the Board of Directors Deferred Stock Unit Plan, Exhibit 10.9 of UTC's 2017 Form 10-K. Vesting occurs over a five-year period at 20 percent per year. Upon retirement or termination of service on the Board, all such stock units, including accumulated dividend equivalents, are converted to UTC common stock.

SEC source: 0001225208-18-016519 · doc4.xml · derivative · entry 2

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,381.7938

Underlying: Common Stock · 1,381.7938 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units acquired by the reporting person in connection with his annual retainer for a partial year of service as a non-employee director under the Board of Directors Deferred Stock Unit Plan, Exhibit 10.9 of UTC's 2017 Form 10-K. The plan provides for the payment of all or a portion of the retainer in deferred stock units. Upon retirement or termination of service on the Board, all such stock units, including accumulated dividend equivalents, are converted to UTC common stock and paid out as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Phantom Stock Units acquired by the reporting person in connection with his annual retainer for a partial year of service as a non-employee director under the Board of Directors Deferred Stock Unit Plan, Exhibit 10.9 of UTC's 2017 Form 10-K. The plan provides for the payment of all or a portion of the retainer in deferred stock units. Upon retirement or termination of service on the Board, all such stock units, including accumulated dividend equivalents, are converted to UTC common stock and paid out as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Phantom Stock Units acquired by the reporting person in connection with his annual retainer for a partial year of service as a non-employee director under the Board of Directors Deferred Stock Unit Plan, Exhibit 10.9 of UTC's 2017 Form 10-K. The plan provides for the payment of all or a portion of the retainer in deferred stock units. Upon retirement or termination of service on the Board, all such stock units, including accumulated dividend equivalents, are converted to UTC common stock and paid out as a lump sum or in installments, at the election of the director.

SEC source: 0001127602-18-019948 · form4.xml · nonDerivative · entry 1

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,925

F1 · shares: The shares of common stock reported are issuable to the reporting person or, if applicable, to his or her estate, as soon as administratively practicable after the termination of the reporting person's service on the board of directors. The restricted stock units vest immediately upon grant.

SEC source: 0001127602-17-020464 · form4.xml · nonDerivative · entry 1

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,798

F1 · shares: The shares of common stock reported are issuable to the reporting person or, if applicable, to his or her estate, as soon as administratively practicable after the termination of the reporting person's service on the board of directors. The restricted stock units vest immediately upon grant.

SEC source: 0001337750-17-000032 · wf-form4_148858061959394.xml · nonDerivative · entry 1

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,038

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock previously granted under the SPX FLOW Stock Compensation Plan.

SEC source: 0001681856-17-000002 · wf-form4_148365350045171.xml · nonDerivative · entry 1

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,957

F1 · kind: Forfeiture of restricted stock under the SPX FLOW Stock Compensation Plan.

SEC source: 0001179110-17-000261 · edgar.xml · nonDerivative · entry 1

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,286

F1 · shares: Forfeiture of restricted stock due to resignation of reporting person.

SEC source: 0001179110-17-000261 · edgar.xml · nonDerivative · entry 2

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 255,757

F2 · balance_after: Includes 36,040 shares of restricted stock distributed from Christopher J. Kearney Grantor Retained Annuity Trust on December 30, 2016.

F3 · ownership.nature: By the Christopher J. Kearney Revocable Trust u/i/d 1/31/1997, as amended.